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Supreme Court - Daily Orders

Subrata Bhattacharya vs Securities And Exchange Board Of India on 12 December, 2024

Bench: Bela M. Trivedi, Pankaj Mithal

                                             1

     ITEM NO.302                         COURT NO.11                    SECTION XVII

                              S U P R E M E C O U R T O F       I N D I A
                                      RECORD OF PROCEEDINGS

                                 Civil Appeal    No(s).   13301/2015

     SUBRATA BHATTACHARYA                                              Appellant(s)

                                                 VERSUS

     SECURITIES AND EXCHANGE BOARD OF INDIA & ORS.                     Respondent(s)

     (IA No. 48174/2023 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 273285/2024 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 136045/2021 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 121435/2020 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 1648/2023 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 105681/2019 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 189718/2022 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 77018/2019 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 211011/2024 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 33482/2022 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 150831/2023 - APPROPRIATE ORDERS/DIRECTIONS
     IA No. 128401/2018 - CLARIFICATION/DIRECTION
     IA No. 162187/2021 - CLARIFICATION/DIRECTION
     IA No. 132788/2023 - CLARIFICATION/DIRECTION
     IA No. 136048/2021 - EXEMPTION FROM FILING AFFIDAVIT
     IA No. 25114/2023 - INTERVENTION/IMPLEADMENT
     IA No. 273280/2024 - INTERVENTION/IMPLEADMENT
     IA No. 226268/2024 - INTERVENTION/IMPLEADMENT
     IA No. 211360/2024 - INTERVENTION/IMPLEADMENT
     IA No. 189670/2022 - INTERVENTION/IMPLEADMENT
     IA No. 141601/2021 - PERMISSION TO FILE ADDITIONAL
     DOCUMENTS/FACTS/ANNEXURES
     IA No. 81691/2023 - RECALLING THE COURTS ORDER)

     WITH
     C.A. No. 13394/2015 (XVII)
     (IA No. 149875/2024 – CLARIFICATION/DIRECTION)

     T.C.(Crl.) No. 2/2016 (II-C)
     (IA No. 223675/2024 - EXEMPTION FROM FILING O.T.
     I A No. 223674/2024 - GRANT OF BAIL)
     I.A. No. 134972/2022-GRANT OF BAIL)

     Date : 12-12-2024 These matters were called on for hearing today.
Signature Not Verified

Digitally signed by
NITIN TALREJA
Date: 2024.12.13

     CORAM :
18:29:41 IST
Reason:


                         HON'BLE MS. JUSTICE BELA M. TRIVEDI
                         HON'BLE MR. JUSTICE PANKAJ MITHAL

     For Parties                   Mr. Anup Kumar, AOR
          2


Mr. Ayush Sharma, AOR

Mr. Siddharth Aggarwal, Sr. Adv.
Mr. Nimish Chib, Adv.
Mr. Wajeeh Shafiq, AOR

Mr. Ritesh Agrawal, AOR

Mrs. Rachana Joshi Issar, AOR

Mr. Prashant Bhushan, AOR

Mr. Somiran Sharma, AOR

Mr. Aditya Singh, AOR

Mr. Gagan Gupta, AOR

Mr. Vinay Navare, Sr. Adv.
Mr. Aviral Kashyap, AOR

Mr. Mukesh Kumar Maroria, AOR
Mr. Sanjay Kumar Tyagi, Adv.

Mr. Vinod Sharma, AOR

Ms. Kamakshi S. Mehlwal, AOR
Mr. Sanveer Mehlwal, Adv.

Mr. Raj Bahadur Yadav, AOR

Mr. Rajiv Ranjan Dwivedi, AOR
Mr. Vishal, Adv.

Mr. Shantanu Kumar, AOR

M/S. K J John And Co, AOR
Mr. Pratap Venugopal, Sr. Adv.

Ms. Hetu Arora Sethi, AOR
Mr. Darpan K M, Adv.

Ms. Shalu Sharma, AOR

Ms. Farhat Jahan Rehmani, AOR

Ms. Vidushi Garg , AOR

Mr. Sujit Kumar Mishra , AOR

Mr. Somanatha Padhan, AOR
          3

Mr. Arun K. Sinha, AOR

Mr. Shivendra Singh, AOR

Ms. Rooh-e-hina Dua, AOR

Mr. Abhinav Agrawal, AOR

Mr. A. Lakshminarayanan, AOR
Mr. Senthil Elangovan, Adv.

Mr. Kunal Verma, AOR

Mr. C.R.jaya Sukin, Adv.
Mr. Narender Kumar Verma, AOR

Ms. Asmita Singh, AOR

Mr. Parveen Kumar, AOR

Ms. Garima Jain , AOR

Mr. Md. Shahid Anwar, AOR

Mr. Joel, AOR

Mr. Piyush Dwivedi, AOR
Ms. Urvashi Raj Soni, Adv.

Mr. Gp. Capt. Karan Singh Bhati, AOR

Mr. Ankit Goel, AOR

Mrs. Gargi Khanna, AOR

Mr. Arvind Kumar Sharma, AOR

Mr. D. Mahesh Babu, AOR

Mr. Aditya Ranjan, AOR
Mr. Gagan Narang, Adv.

Mr. Beno Bencigar, Adv.
Mr. Parijat Kishore, AOR

Mr. Gagan Gupta, AOR

Mrs. Shubhangi Tuli, AOR

Mr. Tushar Bakshi, AOR

Mr. Shashibhushan P. Adgaonkar, AOR
          4

Mr. Pai Amit, AOR

Mr. Abhay Pratap Singh, AOR

Mr. Ajay Pal, AOR

Ms. Pragati Neekhra, AOR

Mr. Shiva Krishnamurti, Adv.
Mr. Balaji Srinivasan, AOR

M/S. V. Maheshwari & Co., AOR

Mr. Shree Pal Singh, AOR
Mr. K.sita Rama Rao, Adv.

Ms. Amrita Kumari, AOR

Mr. P. S. Sudheer, AOR

Mr. Arjun Garg, AOR

Mr. Ravi Kumar Tomar, AOR

Mr. Jose Abraham, AOR

Ms. Pallavi Pratap, AOR

Mr. B Ragunath, Adv.
Mr. Vijay Kumar, AOR

Mr. Mukesh Kumar Maroria, AOR
Mr. Sanjay Kumar Tyagi, Adv.

Mr. Avadh Bihari Kaushik, AOR

Mr. Bhavik Lalan, Adv.
Mr. Surjendu Sankar Das, AOR

Mr. Ronak Karanpuria, AOR

Mr. D. K. Devesh, AOR

Mr. C.r.jaya Sukin, Adv.
Mr. Narender Kumar Verma, AOR

Mr. Rishi Matoliya, AOR
Mr. Nikhil Kumar Singh, Adv.

Mr. Mayil Samy.k, Adv.
Mr. P. Soma Sundaram, AOR
          5


Mr. C. Solomon, AOR

Ms. Ameyavikrama Thanvi, AOR

Ms. Christi Jain, AOR

Mr. Vikas Singh Jangra, AOR

Mr. Swetank Shantanu, AOR
Mr. Pratap Shanker, Adv.

Mr. P. V. Dinesh, Sr. Adv.
Ms. Anne Mathew, AOR

Mr. Jayant Mohan, AOR

Mr. Vivek Jain, AOR

Ms. Tatini Basu, AOR
Mr. Kumar Shashank, Adv.

Mr. Ashish Yadav, AOR

M/S. Vimalpani & Co., AOR

Mr. Vikash Singh, AOR

Mr. Prakash Kumar Singh, AOR

Ms. Garima Bajaj, AOR

Mr. Ajay Kumar Singh, AOR

Mr. Dr. Rajeev Sharma, AOR
Mr. Prashant Sharma, Adv.

Mr. S. Gowthaman, AOR
Mr. Vijender Kasana, Adv.

Mr. Anshuman Srivastava, AOR

Mr. Rishabh Singhle, Adv.
Mr. Sujoy Chatterjee, AOR

Mr. Ramandeep Singh, Adv.
Ms. Tina Garg, AOR

Mr. Shubham Bhalla, AOR

Mr. K Parmeshwaran, Sr. Adv.
Mr. Rajendra D. Anbhule, AOR
          6


Ms. Anuradha Mutatkar, AOR

Mr. Ashok Mathur, AOR

Mr. Nitin Mishra, AOR
Ms. Mitali Gupta, Adv.

M/S. Ksn & Co., AOR
Mr. V Balachandran, Adv.

Mr. Kumar Mihir, AOR
Mr. T. Mahipal, AOR

Krishnamohan K., AOR
Ms. Dania Nayyar, Adv.

Mr. Srisatya Mohanty, AOR
Mr. Abhijit Pattanaik, Adv.

Samir Malik, AOR

Mr. Shubhranshu Padhi, AOR
Mr. Jay Nirupam, Adv.

Ms. Pratibha Jain, AOR

Ms. Manju Jetley, AOR
Mr. S D Dwarakanath, Adv.

Mr. Upendra Pratap Singh, AOR

Mr. Rameshwar Prasad Goyal, AOR

Mr. Tungesh, AOR

Mr. Kaushik Poddar, AOR

Mr. Yatin M. Jagtap, Adv.
Mr. Sunil Kumar Sharma, AOR

Mr. Shadan Farasat, Sr. Adv.
Ms. Nupur Kumar, AOR

M/S. Dharmaprabhas Law Associates, AOR
Mr. Sanket Shankarappa Ambali, Adv.

Mr. Guntur Pramod Kumar, AOR
Mr. Dhruv Yadav, Adv.

Mr. Abhishek Singh, AOR
          7

Mr. Dhananjay Baijal, AOR
Mr. Merusagar Samantaray, AOR

Mr. Harikesh Singh, Adv.
Mr. Satish Kumar, AOR

Mr. M. A. Chinnasamy, AOR
Mrs. C Rubavathi, Adv.

Mr. Rakesh K. Sharma, AOR

Mr. Jaya Sukin, Adv.
Mr. Shashank Singh, AOR

Mrs. Vibha Datta Makhija, Sr. Adv.
Mr. Anil Kumar, AOR

Mr. Mohit Paul, AOR

Mr. P. N. Puri, AOR

Ms. Mohini Priya, AOR

Ms. Manisha Ambwani, AOR

Mr. Abhinav S. Raghuvanshi, AOR

Mr. Y. Arunagiri, Adv.
Mr. Raghunatha Sethupathy B, AOR

Mr. Umesh Babu Chaurasia, Adv.    *
Mr. Satish Pandey, AOR

Mr. Ashish Yadav, AOR

Mr. S. Nagamuthu, Sr. Adv.
Mr. M.P. Parthiban, AOR

Mr. Gagan Gupta, Sr. Adv.
Mr. Aayushmaan Vatsyayana, AOR

Mr. Ritesh Agrawal, AOR

Mr. Gopal Jha, AOR

Mr. Kedar Nath Tripathy, AOR

Mr. Neeraj Shekhar, AOR
Mrs. Kshama Sharma, Adv.

Mr. Kush Chaturvedi, AOR
Ms. Prerna Priyadarshini, Adv.
          8



Mr. T. Sundar Ramanathan, AOR

Mr. Sunny Choudhary, AOR

Mr. Sujit Kumar Mishra , AOR

Ms. Shisba Chawla, AOR
Mr. Jaya C. Sukin, Adv.

Mr. Puneet Singh Bindra, AOR

Ms. Priya Aristotle, AOR

Mr. Mohit D. Ram, AOR

Mr. Sandeep Bajaj, Adv.
Mr. Soayib Qureshi, AOR

Ms. Usha Nandini V., AOR

Ms. Ranjeeta Rohatgi, AOR

Mrs. Geetha Kovilan, AOR

Mr. M. Yogesh Kanna, AOR

Mr. Rajiv Kumar Sinha, AOR

Mr. Gunjan Kumar, AOR

Ms. Anuradha Arputham, AOR
Mr. Ankit Sharma, Adv.

Mr. Ajay Pal, AOR

Mr. Anjani Kumar Mishra, AOR

Mr. Yadav Narender Singh, AOR

M/S. Vachher And Agrud, AOR

Mr. Surya Kant, AOR

Mr. Debojit Borkakati, AOR

Mr. Anshuman Srivastava, AOR

Mr. R. Ayyam Perumal, AOR
Mr. A. Renganath, Adv.
          9

Ms. S. Ramamani, AOR
Mr. Anil Nag, AOR

Ms. Sonam Gupta, AOR

Ms. Jasmine Damkewala, AOR
Ms. Vaishali Sharma, Adv.

Mr. Rajesh Tyagi, Adv.
Mr. Atishi Dipankar, AOR

Mr. Arunava Mukherjee, AOR

Mr. Gaurav Goel, AOR

Ms. Anisha Upadhyay, AOR

Mr. Shakti Kanta Pattanaik, AOR

Mr. Subhro Sanyal, AOR

Mr. C. K. Sasi, AOR
Ms. Meena K Poulose, Adv.

Mr. M.p. Srivignesh, Adv.
Mr. Manu Srinath, AOR

Mr. Ankit Yadav, AOR
Ms. Shaoni Das, Adv.

Mr. Tarun Gupta, AOR

Mr. Rajeev Kumar Bansal, AOR

Mr. Avijit Mani Tripathi, AOR
Ms. Preeti Sehrawat, Adv.

Ms. Madhusmita Bora, AOR
Mr. Pawan Kishore Singh, Adv.

Mr. Raj Kishor Choudhary, AOR
Mr. Shakeel Ahmed, Adv.

Mr. Syed Jafar Alam, AOR
Ms. Varuna Bhanrale, Adv.

Mr. Ishaan George, AOR

Mr. T. R. B. Sivakumar, AOR
Mr. Deva Vrat Anand, Adv.
                             10


     UPON hearing the counsel the Court made the following
                         O R D E R

I. I.A. Nos. 150831/2023, 136045/2021, 105681/2019, 136048/2021, 211360/2024, 211011/2024 IN CIVIL APPEAL NO. 13301 OF 2015 WITH I.A No. 149875/2024 IN CIVIL APPEAL NO. 13394 OF 2015

1. Pursuant to the order passed by this Court on 17.10.2024, Justice (Retd.) R.M.Lodha Committee (herein referred to as ‘Lodha Committee’) has appointed Chartered Accountants for the verification of the compliance affidavits filed on behalf of Associations at Mohali and Bhatinda. The timeline for submitting their audit report was by 06.12.2024.

2. However, on 10.12.2024, SEBI has filed an affidavit on behalf of the Auditors at both the locations, seeking extension of time for carrying out the directions passed by this Court in its Order dated 17.10.2024.

3. In view of the said affidavit(s), the learned senior counsel, Mr. Pratap Venugopal, appearing for SEBI seeks extension of six weeks for submitting the Audit Report 11 to the Lodha Committee pertaining to the Associations at Mohali and Bhatinda

4. In view of the same, time to submit the Audit Report is extended for a period of six weeks from today, as prayed for.

5. The learned senior counsel states that the Auditors shall also scrutinize the documents of the Members of the respective Associations as also of the individuals, who may not be the Members of the said Associations.

6. List the matters on 06.02.2025.

CIVIL APPEAL NO. 13301 OF 2015 II. APPLICATIONS FILED BY THE SEBI:

I.A.No. 33482 of 2022

1. This application has been filed by the applicant-

SEBI seeking appropriate directions.

2. In view of the reasons stated in the application, let notice be issued to the repsondent-CBI, returnable on 06.02.2025.

I.A. No. 77018/2019

1. This application has been filed by the applicant- SEBI seeking this Court to pass an order, to stay further proceedings in (IB)-1402(PB)/2018, which is pending before the National Company Law Tribunal, Principal Bench, New Delhi.

12

2. It is sought to be submitted by the learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI that respondent no.1-Sandeep Mehta, was the Director of the Pearls Infrastructure Private Limited (PIPL), and was also the associate company of the PACL.

3. No one is present for the respondents, when the matter is called out.

4. Since, this Court, vide the Order dated 08.07.2019, has already passed the order of staying the further proceedings in (IB)- 1402(PB)/2018, which are pending before the NCLT, Principal Bench, New Delhi, and in consequence, all further proceedings arising out of the order dated 31 January 2019 are also stayed, we continue the same and do not propose to pass any further orders.

5. This application is disposed of accordingly. I.A. No. 48174/2023

This application has been filed by the applicant- SEBI seeking appropriate directions to be issued by this Court to the concerned Authorities (respondent nos. 1 to

13) to submit their report on the action taken on the issues referred to the Lodha Committee.

Learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI, after arguing for sometime, seeks permission to withdraw the present application with a view to approach the concerned authority/ Lodha Committee, as may be permissible under 13 the law.

Permission to withdraw the present application, as sought for, is granted.

Accordingly, the application is disposed of as withdrawn.

I.A. No. 121435/2023

Learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI, seeks permission to withdraw the present application with a view to approach the Lodha Committee, as may be permissible under the law.

Permission to withdraw the present application, as sought for, is granted.

Accordingly, this application is disposed of as withdrawn.

I.A. No. 1648/2023

Learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI, seeks permission to withdraw the present application as the same has become infructuous.

The said statement is taken on record. In view of the above, permission to withdraw the present application, as sought for, is granted.

Accordingly, this application is disposed of as withdrawn.

14

I.A. No. 128401/2023

Learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI, seeks permission to withdraw the present application with a view to approach the Lodha Committee, as may be permissible under the law.

In view of the above, permission to withdraw the present application, as sought for, is granted.

Accordingly, this application is disposed of as withdrawn.

I.A. No. 162187/2021

Learned senior counsel, Mr. Pratap Venugopal, appearing for the applicant-SEBI, seeks permission to withdraw the present application with a view to approach the Lodha Committee/ concerned Authority, as may be permissible under the law.

In view of the above, permission to withdraw the present application, as sought for, is granted.

Accordingly, this application is disposed of as withdrawn.

15

III.MISCELLANEOUS APPLICATIONS IN C.A.NO. 13301/2015 I.A. Nos. 189718/2022, 132788/2023 and 189670/2022 We are not inclined to entertain these applications at this stage, however, the applicants-Himlaksh Tradelink Pvt. Ltd and others, shall be at liberty to approach the Lodha Committee, as may be permissible under the law.

These applications are disposed of accordingly. I.A. No. 25114/2023 List this application on 06.02.2025 I.A. Nos. 273285/2024 and 273280/2024 We are not inclined to entertain these applications at this stage, however, the applicant-Privue Builders Pvt. Ltd., shall be at liberty to approach the Lodha Committee, as may be permissible under the law.

These applications are disposed of accordingly. I.A. No. 226268/2024 We are not inclined to entertain these applications at this stage, however, the applicants-Mr. Hansaji Ishwarji Prajapati & Others, shall be at liberty to approach the Lodha Committee, as may be permissible under the law.

The application is disposed of accordingly. 16 I.A. No. 81691/2023 We are not inclined to entertain this application, at this stage, however, the applicant, shall be at liberty to approach the Lodha Committee, as may be permissible under the law with regard to the prayer contained in application being I.A. No. 158788 of 2021, which is filed by the applicant-Anil Kumar.

The application is disposed of accordingly. IV. T.C.(Crl.) No. 2/2016 IA No. 223674/2024 This application has been filed by the applicant- Sukhdev Singh, Managing Director of the PACL, seeking interim bail in all the FIRs. Registered against him throughout the country.

Pursuant to the order dated 28.11.2024, passed by this Court, the learned senior counsel, Mr. Siddharth Aggarwal, appearing for the applicant-Sukhdev Singh, has furnished the details with regard to the F.I.Rs filed against the applicant in the form of an affidavit from which, it transpires that the applicant has not been granted bail in the cases listed at Serial Nos. 26,31,34,42,43,51 to 54 of the chart contained in the said affidavit. The said chart also shows that the applicant has been convicted for the offences in the 17 cases at Serial Nos. 19,20 and 21, and has already undergone the sentence 07 years, as imposed upon him.

In our opinion, the said chart/ affidavit does not give correct picture as to how the applicant could be said to have undergone the sentence of 07 years as there is no information with regard to when the applicant, in each of these cases, was arrested and when was his order of conviction passed.

The learned senior counsel, Mr. Siddharth Aggarwal, seeks time to place on record a better affidavit in that regard.

FURTHER ORDER List all the matters on 06.02.2025 before the same combination of Bench at 02:00 P.M. (NISHA KHULBEY) (VIRENDER SINGH) SENIOR PERSONAL ASSISTANT ASSISTANT REGISTRAR