Securities Appellate Tribunal
Rohini Vijaysingh Patwardhan vs Sebi on 11 October, 2017
Author: J.P. Devadhar
Bench: J.P. Devadhar
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI
Date of Decision : 11.10.2017
Appeal No. 353 of 2016
Mr. Prakash Mangilal Surya
12, Rashman Chs,
S L Road,
Mulund (West)
Mumbai - 400080. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Prakash Shah, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Appeal No. 358 of 2016
Mahesh Kumar Khatry
Sunder Smruti, 1stFloor,
Plot No. 9, Friends Cooperative Housing
Society Limited, N.S. Road No. 5,
JVPD Scheme, Vile Parle (West)
Mumbai - 400056. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Gaurav Joshi, Senior Advocate with Vikash Kumar, Advocate i/b Pooja
S. Sarsam for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
2
WITH
Appeal No. 359 of 2016
Prakash Chand Khatry
Sunder Smruti, 1stFloor,
Plot No. 9, Friends Cooperative Housing
Society Limited, N.S. Road No. 5,
JVPD Scheme, Vile Parle (West)
Mumbai - 400056. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Gaurav Joshi, Senior Advocate with Vikash Kumar, Advocate i/b Pooja
S. Sarsam for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Appeal No. 400 of 2016
Nitin Kumar Didwania
172, Kshitij, 47, Nepeansea Road,
Mumbai - 400 036. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Jaikishan Lakhwani, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
3
WITH
Appeal No. 405 of 2016
Mr. Tarachand Lumbchand
Basement of Ripples Mall,
401-1-155, M.G. Road,
Labbipeta,
Vijayawada - 520010. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Prakash Shah, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Appeal No. 406 of 2016
Mr. Sarad Kumar Jain
126, Choolai High Road,
Choolai,
Chennai - 600112. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Prakash Shah, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
4
WITH
Misc. Application No. 351 of 2016
And
Appeal No. 421 of 2016
Mr. Ashok Kumar Chowatia
23/3, Flowers Road,
Vuputtur Avenue,
Kilpauk,
Chennai - 600112 ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Prakash Shah, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Misc. Application No. 387 of 2016
And
Appeal No. 464 of 2016
Madanlal Babulal Chowatia
126, Choolai High Road,
Choolai,
Chennai - 600112. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Prakash Shah, Advocate for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
5
WITH
Misc. Application No. 57 of 2017
And
Appeal No. 63 of 2017
Mr. Chirag Maheshkumar Vyas
14, Ashwamegh Bungalows, Part 4,
Nr. Shivranjani Cross Road, Satellite,
Ahmedabad - 380015. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Ms. Vaneesa Agrawal, Advocate with Ms. Surbhi Purohit, Advocate i/b
Suvan Law Advisors for the Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Misc. Application No. 91 of 2017
And
Appeal No. 82 of 2017
Rohini Vijaysingh Patwardhan
Sangli Villa, 4 Dakshina Murti Soc.,
10th Road, JVPD Scheme,
Opp. Saurashtra Bus Stop, Juhu,
Vile Parle (West),
Mumbai - 400049. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Ravi Ramaiya, PCA with Mr. Shardul Shah, Advocate for the
Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
6
WITH
Appeal No. 83 of 2017
Rohini Vijaysingh Patwardhan
Sangli Villa, 4 Dakshina Murti Soc.,
10th Road, JVPD Scheme,
Opp. Saurashtra Bus Stop, Juhu,
Vile Parle (West),
Mumbai - 400049. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Ravi Ramaiya, PCA with Mr. Shardul Shah, Advocate for the
Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
WITH
Misc. Application No. 95 of 2017
And
Appeal No. 87 of 2017
Shrenik Nalin Zaveri
54, Dreamland Building,
5th Floor, M.P. Marg,
Opera House,
Mumbai - 400 004. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Ravi Ramaiya, PCA with Mr. Shardul Shah, Advocate for the
Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
7
WITH
Misc. Application No. 111 of 2017
And
Appeal No. 99 of 2017
Jignesh Mahesh Amin
B-19, Ashirwad Residency,
New City Light Road,
Surat -395 017. ...Appellant
Versus
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C-4A,
G-Block, Bandra-Kurla Complex,
Bandra (East),
Mumbai - 400 051. ...Respondent
Mr. Ravi Ramaiya, PCA with Mr. Shardul Shah, Advocate for the
Appellant.
Mr. Shyam Mehta, Senior Advocate with Mr. Mihir Mody and Mr. Nishant
Upadhyay, Advocates i/b K Ashar & Co. for the Respondent.
CORAM : Justice J.P. Devadhar, Presiding Officer
Jog Singh, Member
Dr. C.K.G. Nair, Member
Per : J.P. Devadhar (Oral)
1.Counsel for the parties in all these appeals state that in view of the order passed by the Whole Time Member of Securities and Exchange Board of India on October 5, 2017 all these appeals as also Misc. Applications have become infructuous.
2. Accordingly, all the above appeals as also Misc. Applications are disposed of as infructuous with no order as to costs.
Sd/-
Justice J.P. Devadhar Presiding Officer Sd/-
Jog Singh Member Sd/-
Dr. C.K.G. Nair Member 11.10.2017 Prepared and compared by: msb