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Karnataka High Court

O/L M/S Karnataka Ball Bearings Corpn ... vs A P Mehta on 15 September, 2010

Author: H N Nagamohan Das

Bench: H N Nagamohan Das

IN THE HIGH COURT OF KARNATAKA AT BAN GALORE

DATED THIS THE 15:11 DAY OF SEPTE1\/113;."'*liT{_A;:»2_(_'}u3'..{):_:V % 

BEFOREMW

THE HON'BLE MR. IUSTICE  L

C.A.NO.938/2d0.i:EN CO3. 10,/k1938': }  
BETWEEN: . ' " :

OFFICIAL LIQUIDATOR OFI V A _ » 
M/S. KARNATAKA BAL:m:;EA1LrNGs'»%._ % .V A
CORPORATI()§\Z'L1§\,iITIE:ZD (:2~;€~i;1@:;iDAT1Qr§1)
A"£'1"ACHE_D~'I*'Q 3:19-11 COURT 0:: 1QaRNATA1<A
Ix/FLOOR;fD5i:?'W;:wG_"'--J.'.'jAvL. 'V --  
KEN:)R:YA"sA:)AN; .KORA,MA1_\TGAI4A
BANGALORE»-5e0i'o34.  V    ~ L %

" "      __APPLICANT

(B}f'S1i.K.S.1\/LF_AEADVEV15;N 3: V.IAYA.RAM, ADV.)

 _ 

NO.19:3, P_ALACE UPPER ORCHARDS

 BANGALORE.

  'V2. j}'.A.MEHTA
 "f'PARIIAT"
" V .fNO.I95, PALACE UPPER ORCHARBS

BANGALORE.

d. u\;~



' . 'A .VBANG3igLORg-3.

A '-~ 'V (By sr1 .i<R,1"_s1{j1xIfl.r5.; S.DIXIT, ADV. FOR R2

3. D-A.I\/IEHTA
'°W'INDROSE"

N024/1, LAVELLE ROAD
BANGALORE560 O01
BANGALORE560 078.

4. T.A.SHAMANNA
NOJ03, 14"" CROSS

II BLOCK, IAYANAGAR
BANGALORE--56O O1 1.

5. M.D.NARAYANA 
"CASE--DE--PAZ" ._ ,
N0.60,9"mMAJNRoAD -.
RA] MAHAL EXEENSIQN"  -- 1; V
BANGALoRE;sc:e,Q>3o.    

6. 

No.4g47,%'S1N:iiVsQcfi?:>;*:'Y  ' ~ » 
PUNE.¢413 007    'V

7. sMT.SU.sHEEiA fAYRA1»LvMEHTA
No.20, 9TH CROSS, Sm 
MALLESWARA2vI,.}     

_ RESPONEENTS
A A M/S..1vL;?sJ~iESH 8: co. you R6
 Sri UDAYA HOLLA, SRCOUNSEL ma R7)
(APPLJQ4 TIONDISMISSEDASAGADVSTR3
V/O 191:7: 122007/IWNDASAGAHVSTR5 V/0

 ' ._ ' fj_~D1T1¢:3..3.200ci R1 &R4 REPORTED T0 BEDEAD)

THIS APPLICATION FILED UNDER SECTION 454(5)

"AND (SA) OF THE COMPANIES ACT, 1955, READ WITH RULE

132 OF THE COMPANIES (COURT) RULES, 1959 PRAYING TO

0""



TAKE COGNIZANCE OF THE OFFENCE COMMITTED BY
THE ACCUSED HEREIN NOT COMPLYING '.VI'TH.p 

REQUIREMENT or PROVISION OF sECTr0N;'_"4'54,;_~Qjiff7 

COMPANIES ACT 1956 AND ETC.

'1

This application coming on tor
made the foilowing;

04119513 . 

This application  04504(5)*Eand (SA) of
the Companies Act for   the respondents
for not filing  up order of the
company  passed. It is seen from the
record' that  of this application, respondent I

and 4 are reported-toibve dead. Further against respondent 3 and 5

 0'  __  carnet'o""'oe dismissed vide order dated 7.12.2007 and

  respfezctively. Now the petition is only against

res_pon<ierit}no.2, 6 and 7.

0  Learned counsei for the Officiai Liquidator contends

0  after the winding up order came to be passed on 18.10.2001,

 the second respondent filed statement affairs. After verification

/__,.r

ordersthis --day,u 'Vcotxrt '4



of statement of affairs filed by the second respondent, the Official
Liquidator pointed out certain defects and called upon thievsecond

respondent to produce the books of accounts 

The second respondent explained that waybac1<;»in: thegferapr 1_:9l8'3 

in the proceedings before DRT a se'cure'dc cred'itor~ yyaslllappoirzted

as operating agency and theyh--.aV_f{r"e.. seized the assets"and'tl1'e books i

of accounts of the company inpvslilquidation and ass'uci:"1i he may not
be able to furnish the details sought:fo_-r.}§yi.t'he'Official Liquidator.

ails." *ss.jags9§i:ide;§t§ao,6 -contends that on 10.4.1996 he
tenderedhisiiresignationllaslipbirector of the company in liquidation

andltihe.reafter hedid not attend any of the board meetings of the

' _lc'0Ir1p-any in liquidation and as such he ceased to be Director and

ii notlliableiisifori punishment under Section 454 of the Companies

Act"  Respondent no.7 contends that she was not the

l' --..pl'}3irector of the company in liquidation at any point of time and

W



she has not subscribed her consent and signaturevpptofbe the

Director of the company in liquidation. She fiirthcr ¢¢5:::'e;nds--'-~:,:1§ar

she has not participated in the .affairs of  i

liquidation and as such she is not iiaiiie   2 ii  ii

5. On the basis plteadipngsfltihei' "Officiaii

Liquidator examined onezpwitness  and got Inarked EXP}
to P6. The statement of respondent .uoi..2,--if6 _and 7 under Section

313 of Cr.PC.aisi3..cZarne::to be V. 

 ii _ 'I"iear'd"s«arga1_:rr1ents on both the side and perused the

entire a iicationfia ersfi
_ . pp  P P

 ii;-._is seen from the record that sixth respondent

iitendered"hisdresignation on 10.4.1996. Ex.D2 is the copy of

 resigiiriation letter. It is the contention of sixth respondent that

ii  his resignation on 10.4.1996 he has not attended the board

" meetings. He further contends that he was not actively

."-4

J.»



participating in the day to day affairs and the managernent_'o£_the

company in liquidation. As against this assertion' .

respondent, no material is placed o.n»~~re_cord.'ltovlshowthat he ll

attended the board meetings subsequentgto his'resign«ation=,on._

10.4.1996 and he was a Directorqilllas on tll1_el'i.'l3.x'fe ism or

winding up. Further in   nrhispered a
word With regardto theipactivje. 'lsixth respondent
in the day  liquidation. On the
other hand,    her evidence that second
respondent  .Director of the company in

liquidation _oI1w.tl'rel'datéllof order of winding up. In the

 "circumsta'n.ces,p the applicant has failed to make out a case against

1" sixt'h respon,,de;it.'s 

8:.-~ _vilfAdmittedly, the second respondent was the

  Maru1aging..Director of the company in liquidation as on the date of

of winding up on 18.10.2001. Second respondent also filed

.7\~.«

J"



 Corripanriies Act.

statement affairs after winding up order came to be passed.

Further the second respondent aiso submitted his__ef:<pianation:"t.o' ~

the queries raised by the Officiai  

expianation it is seen that Way back iinatheiiyear .1993,» the --as'sets~_

and books of accounts of the cornpangr in to be
seized by virtue of an    such for the
period subseqnenttvo   did not had
access to     in Iiquidation.
This  ofI:;A:rhe"-second"respdndent appears to be just,
reasonable Vii' no case is made out against the

second' respondent.to". proceed under Section 454 of the

id 9.  respondent contends that she is not the

V"~Director.  the company in liquidation, she has not subscribed her

 . ' signature and had not given her consent to be the Director of the

i ii '''company in liquidation. She filrther contends that at no point of

J"



time, she participated in the affairs of the company in liquidation.

As against this defense taken by the seventh respondent.'  the 

evidence available on record is Ex.P2.»~~Ex.P2  thell

annual report of the company in liquidation for the ».asseis--srriegnt~.u

year 1991-92. PW.1 in her evidence»deposedtlhat-Ishepcolrnpared V

Ex.P2 with the original, fgliat  gth.epVloriginal xtrlasliavailable as
on the date of the.preparat-ion  and there was
no irnpedirnenii,   the original of Ex.P2.
A  it::i.s...a"l:ertified copy issued by the
authorised 9' of conipany in liquidation by name

S.I.l\/Iehta their Managing Director. Therefore, on the

9  * face" itl§:'theA~Q_rai evidence of PW.1 in support of Ex.P2 cannot be

accepted..l"'*;It ié.:'tl'"1'e case of seventh respondent that she was the

wired'  Managing Director -- S.I.l\/Iehta and they have

A separated on account of misunderstanding. In the light of

  strained relationship between the seventh respondent and her

husband, Ex.P2 cannot be relied on. In view of the strained

 \N



relationship of seventh respondent and her husband, anvelernent

of suspicion and doubt arises with regard to the  

Ex.P2. Even otherwise, there is no evitlence  record to-.s'hoi'v;(

that seventh respondent actively partic'ipa1;e_d in  Aaffairs 'oi"'the'«..

company in liquidation. In the absefice of any  eyidence, no
liability can be fixed oitnsevenith ;:eVs'po_ndenyt_ for not filing the

statement of affairs,   . 

For the   za'bo'Ve,lifthe application is hereby
dismissed.  _6.and 7 are hereby discharged and
the proceedings agai hereby dropped.

 .....  

Judge 23x52?"-