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[Cites 1, Cited by 2]

Gujarat High Court

Pr. Commissioner Of Income Tax­4 vs Zydus Wellness ... on 14 March, 2017

Bench: M.R. Shah, B.N. Karia

                   O/TAXAP/139/2017                                                     JUDGMENT



                       IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                                 TAX APPEAL  NO. 139 of 2017
          
         FOR APPROVAL AND SIGNATURE: 
         HONOURABLE MR.JUSTICE M.R. SHAH                         sd/­
         and
         HONOURABLE MR.JUSTICE B.N. KARIA                        sd/­
         =========================================
         1      Whether Reporters of Local Papers may be allowed to see  NO
                the judgment ?

         2      To be referred to the Reporter or not ?                                           NO

         3      Whether their Lordships wish to see the fair copy of the                          NO
                judgment ?

         4      Whether this case involves a substantial question of law as                       NO
                to   the   interpretation  of   the   Constitution  of   India  or   any 
                order made thereunder ?

         =============================================
               PR. COMMISSIONER OF INCOME TAX­4, AHMEDABAD....Appellant(s)
                                        Versus
                         ZYDUS WELLNESS LIMITED....Opponent(s)
         =============================================
         Appearance:
         MR NITIN K MEHTA, ADVOCATE for the Appellant(s) No. 1
         =============================================
           CORAM: HONOURABLE MR.JUSTICE M.R. SHAH
                  and
                  HONOURABLE MR.JUSTICE B.N. KARIA
                                  Date : 14/03/2017
                                   ORAL JUDGMENT

  (PER : HONOURABLE MR.JUSTICE M.R. SHAH)

1. Feeling  aggrieved   and  dissatisfied  with  the   impugned  judgment and order passed by the learned Income Tax Appellate  Tribunal,   Ahmedabad   dated   06.04.2016   passed   in   ITA  No.1674/AHD/2012   for   AY   2009­10,   the   Revenue   has   preferred  present appeal with the following  proposed questions of law.

"A. Whether the Tribunal erred in law and on facts in deleting the  Page 1 of 11 HC-NIC Page 1 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT disallowance of claim of depreciation on non ­compete fees to the extent   of Rs. 1,40,625/­ ?
B.  Whether the Tribunal erred in law and on facts in deleting the   disallowance of claim of depreciation of reduction of Rs. 5,18,761/­   from   stock   of   packing   material   and   Rs.27,17,342/­   from   stock   of   finished goods ?
C.  Whether the Tribunal erred in law and on facts in deleting the   disallowance of claim of foreign travel expenses of Rs. 3,20,467/­ ? D.  Whether the Tribunal erred in law and on facts in deleting the   expenses related to web design charges, trade mark expenses and survey   expenses ?
E.  Whether the Tribunal erred in law and on facts in deleting the   disallowance of Rs. 36,60,981/­ made u/s 40(a)(ia) of the Act ?"

2.0. The facts leading to the present appeal in nutshell are  as under:

2.1. That   the   assessee   engaged   in   the   business   of  manufacturing   and   sale   of   Neufraceuitcals   and   trading   in   low  calorie and Cosmeceuticals products filed return of income for AY  2009­10 declaring total income at Rs. 38,53,16,250/­. The case was  selected for scrutiny. The assessee claimed the depreciation on non­ compete   fees;   reduction   of   Rs.5,18,761/­   from   stock   of   packing  material   and   Rs.27,17,342/­   from   stock   of   finished   goods.   The  assessee   also   claimed   the   deduction   towards   foreign   travel  expenses.   The   assessee   also   claimed   the   deduction   towards  expenses related to web design charges, trade mark expenses and  Page 2 of 11 HC-NIC Page 2 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT survey   expenses.   The   assessee   also   claimed   the   deduction   of  expenditure of Rs.36,60,981/­ under Section 40(a)(ia) of the Act  incurred   by   the   assessee   company   on   account   of   gift   article  produced for sales promotion. That the AO framed the assessment  under Section 143(3) of the Act and determined total income at  Rs.39,85,69,781/­. That the AO disallowed the depreciation of Rs. 

1,40,625/­   on   "non   compete   fees".   That   the   AO   also   made  disallowance of claim of reduction of Rs. 5,18,761/­ from stock of  Packing material and Rs. 27,17,342/­from stock of finished  goods.  That the AO also made disallowance of Rs. 3,20,467/­claimed in  respect   of   foreign   travel   expenses.   The   AO   also   disallowed   Rs.  53,25,263/­   recording   web   design   charges,   trade   mark   expenses  and   survey   expenses     claimed   by   the   assessee.   The   AO   also  disallowed the expenditure of Rs. 36,60,981/­ under Section 40(a) (ia)of the Act incurred by the assessee company on account of gift  article produced for sales promotion. 

2.2. Feeling aggrieved and dissatisfied with the assessment  order   passed   by   the   AO   in   making   the   aforesaid   disallowances  claimed   under  the  different  heads,  the  assessee  preferred  appeal  before   the   learned  CIT(A).   That   the   learned  CIT(A)   allowed   the  said appeal preferred by the assessee and deleted the disallowance  of   claim   of   depreciation­   non   compete   fees   to   the   extent   of   Rs.  1,40,625/­; deleted the claim of reduction of Rs. 5,18,761/­ from  stock of Packing material and Rs. 27,17,342/­from stock of finished  goods ; deleted disallowance of claim of  foreign travel expenses of  Rs.   3,20,467/­;   deleted   the   disallowance   of   Rs.   53,25,263/­  recording   web   design   charges,   trade   mark   expenses   and   survey  Page 3 of 11 HC-NIC Page 3 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT expenses     claimed   by   the   assessee   and   also   deleted   the  disallowance of Rs 36,60,981/­ under Section 40(a)(ia)of the Act.  Consequently, learned CIT(A) allowed the said appeal preferred by  the assessee.

2.3. Feeling aggrieved and dissatisfied with the order passed  by the learned CIT(A) deleting the aforesaid disallowances made by  the AO, the Revenue preferred appeal before the learned Tribunal  and  by   impugned  judgment  and  order,   the   learned  Tribunal  has  dismissed   the   said   appeal,   which   has   given   rise   to   the   present  appeal. 

3.0. We have heard Shri Nitin Mehta, learned counsel for  the Revenue at length. 

4.0. Now,   so   far   as   proposed   question   No.A,   the   same  relates to claim of depreciation of amounting to Rs. 1,40,625/­ on  non compete fees which was capitalized as an intangible asset. The  assessee claimed the depreciation of intangible asset in the nature  of trade marks, technical know how and non­compete fees. The AO  disallowed the depreciation on non compete fees by holding that  payment   towards   non­compete   fees   were   not   in   the   nature   of  intangible  assets eligible  for depreciation  provided under Section  32 of the Act and therefore, made disallowance of Rs. 1,40,625/­.  The  aforesaid  came  to  be  deleted by  the  learned  CIT(A)  placing  reliance upon the decision of the Chennai Bench in the case of ITO  vs.   Medicorp   Technologies   Pvt.   Ltd(122   TTJ   394)   as   well   as  decision of the Pune Bench in the case of Serum Institute of India  Page 4 of 11 HC-NIC Page 4 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT Ltd  (135   ITD   69(Pune).   The   learned  CIT(A)   also   noted  that   the  similar claim of the assessee was allowed in earlier assessment year  i.e.   AY   2007­08   and   2008­09.     Thus,   the   revenue   accepted   the  claim   in   the   earlier   two   years.   Therefore,   the   learned   CIT(A)  observed that in such situation and on the same  non compete fees  without   there   being  any  change   in   the   facts,   no  disallowance   of  depreciation   can   be   made   in   the   year   under   consideration.   The  same   has   been   confirmed   by   the   learned   Tribunal.   Under   the  circumstances   and  considering   the  fact  that   the   similar   claim   on  non compete fees was allowed in the earlier years and same has  been accepted by the Revenue in essence of any change in facts, the  assessee is rightly held to be entitled to the depreciation on non  compete fees.  In the recent decision, the Hon'ble Supreme Court in  the case of Commissioner of Income Tax, Delhi IV vs. M/s. Dalamia  Promoters   &   Devels   (P)   Ltd  in   Civil   Appeal   No.   74   of  2007   has  observed and held that Rule of consistency does demand that there  being no change in circumstances, the similar treatment is required  to be given as per previous years. 

Under the circumstances, it cannot be said that the learned  Tribunal has committed any error in deleting the disallowance of  claim   of   depreciation   on   non   compete   fees   to   the   extent   of   Rs.  1,40,625/­,   a   similar   depreciation   was   allowed   in   the   earlier  assessment year and therefore, being no change in facts in the year  under consideration. 

5.0. Now, so far as proposed question No.B is concerned, it  relates to disallowance of claim of reduction  Rs. 5,18,761/­ from  stock of packing material and Rs.27,17,342/­ from stock of finished  Page 5 of 11 HC-NIC Page 5 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT goods. The AO disallowed the said claim due to failure on the part  of the assessee to produce requisite evidence in respect of its claim  of   reduction   of   closing   stock.   The   learned   CIT(A)   deleted   the  aforesaid additions by observing in para 4.3, which reads as under:

"I have carefully perused the assessment order and the   submissions   given   by   the   appellant.   The   addition   has   been   made   by   the   A.   O.   by   disallowing   the   claim   of   reduction   of   Rs.5,18,761/­from   stock   of   packing   material   and   Rs.27,17,242/­   from   stock   of   finished   goods.   It   has   been   held   by   the   A.   O.   that   no   proof   regarding the write off has been produced. The report of   the technical / audit committee who had verified such   stock has not been submitted. The A. O. has further held   that the reduction of Rs.27,17,242/­ was the provision   of damage reduced from the stock of finished goods and   it was not an actual write off. 
The   appellant   has   submitted   that   the   amount   of   Rs.5,18,761/­was reduced due to shortage found at the   time of physical verification, discontinuation of product,   non­moving   materials   and   there   were   the   name   of   earlier   company   Carnation   Nutra   Analog   Foods   Ltd.   printed   on   this   packing   materials.   The   appellant   has   submitted   a   list   indicating   stock   of   packing   material   which also gives the detail of the stock that was written   off.   Regarding   the   stock   of   damaged   goods,   it   has   submitted   a   detailed   annexure   containing   location   of   the goods, quantity rate and value of the stock written   off.   The   write   off   is   duly   supported   by   the   procedure   followed   by   the   appellant   company   and   is,   therefore,   fully   allowable.   There   is   no   .requirement   of   any   technical   or   audit   committee   before   the   write   off.   Regarding the write off of Rs.27,17,242/­, the appellant   has given a complete list of the items which were made   for write off and it was mentioned that the list was for   the provision of damaged goods and on that basis, the   write  off  has  actually  been  made  and  the  goods  have   been   reduced   from   the   overall   stock   statement.   The   appellant  has,  therefore  submitted  that  even  if it was   mentioned as provision, the stock was actually written   off and, therefore, the claim should be allowed.  After   considering   the   various   submissions   and   the   evidences   placed   before   me   by   the   appellant,   I   am   inclined to accept the submission made by the appellant.   There is a proper procedure which has been followed by   Page 6 of 11 HC-NIC Page 6 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT the appellant.  The  list of packaging  material contains   clear description .of the goods that were considered to   be   not   usable.   Similarly,   the   list   for   damaged   stock   clearly show the material, quantity and description of   the various items which were lying at different godowns   across   the   country   which   were   considered   to   be  damaged   and   accordingly   the   statement   for   provision   for damage was prepared and on that basis the goods   have   actually   been   reduced   from   the   closing   stock   of   finished   goods.   The   appellant   has   followed   due   procedure   and   the   auditors   must   have   verified   the   various lists before finalizing the accounts. There is no   requirement   of   any   special   report   for   considering   the   reduction in stock and the procedure normally followed   by  the  company   as  per  accounting  practices   has  been   followed.   The   claim   of   the   appellant   is,   therefore,   supported by factual evidences is accordingly allowable.   The ground of appeal is accordingly allowed."  

5.1. The aforesaid has  been  confirmed by the learned  Tribunal.  Considering the aforesaid facts and circumstances of the case, more  particularly,   it   was   found   that   the   assessee   has   followed   due  procedure, maintained the list of packaging material contains clear  description of the goods that were considered to  be not usable and  also the list for damaged stock clearly show the material, quantity  and description of the various items which were lying at different  godowns across the country which were considered to be damaged  and   accordingly   the   statement   for   provision   for   damage   was  prepared and on that basis the goods have actually been reduced  from the closing stock of finished goods, it cannot be said that the  learned CIT(A) as well as learned Tribunal has committed any error  in  deleting  the  disallowance   of  claim   of  Rs.  Rs.   5,18,761/­   from  stock of packing material and Rs.27,17,342/­ from stock of finished  goods. We are in complete agreement with the view taken by the  learned Tribunal as well as learned CIT(A). 



                                                 Page 7 of 11

HC-NIC                                        Page 7 of 11      Created On Mon Aug 14 09:05:06 IST 2017
                   O/TAXAP/139/2017                                               JUDGMENT



6.0. Now,   so  far  as  proposed   question  No.C  is  concerned,  the  same  is   with  respect   to  the   disallowance   of  claim  of  foreign  travel expenses of Rs. 3,20,467/­. The AO disallowed the aforesaid  expenses   on   the   ground   that   the   assessee   could   not   furnish   the  details to substantiate the nature of expenses incurred whether they  were   for   personal   or   business   purpose.   However,   the   learned  CIT(A) deleted the said disallowance by observing that the assessee  has   submitted   the   complete   details   of   employees   who   have  travelled   abroad,   duration   of   visit,   countries   visit,   nature   and  amount of expenses and purpose of travel. The learned CIT(A) also  observed that even otherwise considering annual turnover of more  than   Rs.   195   crores,   the   foreign   travel   expenditure   of   Rs.  3,20,467/­   only   was   required   to   be   allowed,   more   particularly,  when the same was duly supported by documentary evidence. The  aforesaid has been confirmed by the learned Tribunal. Considering  the facts and circumstances of the case, we are of the opinion that  the learned Tribunal as well as learned CIT(A) rightly deleted the  disallowance   of   Rs.   3,20,467/­   claimed   with   respect   to   foreign  travel. We are in complete agreement with the view taken by the  learned Tribunal. 

7.0. Now, so far as proposed question No. D is concerned,  the same relates to the disallowance of Rs. 53,25,263/­regarding  web designing charges, trade mark expenses and survey expenses  claimed by the assessee. The AO disallowed the said expenditure by  treating   the   same   as   capital   expenditure.   On   an   appeal,   learned  CIT(A) relying upon the decision of the Delhi High Court in the  case of CIT vs. Indian Visit Com Pvt Ltd (176 Taxman 164) held  Page 8 of 11 HC-NIC Page 8 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT that in case of expenditure on website, there is no change in the  fixed assets of the assessee and no asset has been created but it is a  tool for facilitating the business of the assessee and therefore, held  expenditure of website to be of revenue nature. 

7.1. With respect to trade mark expenses, also and following  decision of the Hon'ble Supreme Court in the case of Finlay Mills  Ltd (20 ITR 475(SC), the learned CIT(A) held that the trade mark  expenses is of revenue in nature as the same does not created any  assets or it does not result into any advantage of enduring nature.. 

7.2. So   far   as   survey   expenses   is   concerned,   the   learned  CIT(A) also observed and held that expenditure incurred on survey  number treated as revenue in nature as the survey expenses has  been incurred to improve the efficiency of the business by finding  out customers preference for sugar substitute, market research for  butter margarine evaluation of cosmetic product, software support  and   maintenance   etc.   The   learned   CIT(A)   also   observed   that  looking to the nature of the business of the assessee to keep their  products   constantly   updated   keeping   in   view   the   customer  preferences and the market demand and requirement trends, such  survey   is   required.   Therefore,   the   learned   Tribunal   held   survey  expenses   as   revenue   in   nature.   Consequently,   learned   CIT(A)  deleted the disallowance made by the AO with respect to the web  designing   charges,   trade   mark   expenses   and   survey   expenses.  Having   heard   the   learned   advocate   for   the   Revenue   and   the  purpose for which aforesaid expenses were made by the assessee  and that by the aforesaid expenses no new asset has been acquired  Page 9 of 11 HC-NIC Page 9 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT and / or there is no change in the fixed asset of the assessee, we are  of the opinion that no error has been committed by the   learned  Tribunal and / or learned CIT(A) treating the aforesaid expenses as  revenue in nature. We confirm the finding recorded by the learned  CIT(A) as also learned Tribunal treating the aforesaid expenses as  revenue in nature. 

8.0. Now, so far as proposed question no.5 is concerned, it  relates to disallowance of Rs. 36,60,981/­ made u/s 40(a)(ia) of  the Act incurred by the assessee company on account of gift article  purchased for sales promotion. From the order passed by the AO, it  appears that the AO disallowed the said expenditure on the ground  that   the   assessee   failed   to   deduct   TDS   as   per   the   provision   of  Section 194 C of the Act.   On facts, learned CIT(A) has held that  the expenses related to purchase of gift article cannot be termed as  work contract and therefore, the provision of Section 194 C are not  applicable. The relevant observations of the learned CIT(A) in para  8.3 are as under: 

I   have   carefully   perused   the   assessment   order   and   the   submissions given by the appellant. The A. O. has treated   the   expenditure   on   certain   items   of   sales   promotion   expenses   amounting   to   Rs.36,60,981/­   as   liable   for   deduction of TDS u/s. 194C of the Act holding it as work   contract.  The  appellant  has submitted  that it was  not  a   work contract. These expenses were related to purchase of   promotional articles and sample expenses which cannot be   termed as work contract. The appellant further mentioned   the CBDT Circular No. 714 and has submitted that in view   of   the   circular   the   provisions   of   section   194C   are   not   attracted. 
After considering the material on record, it is noted that   the   appellant   has   purchased   certain   items   such   as   danglers,   wall   mounted  dispensers,   printed   leaflets,  bags   etc. with the logo of the company for sales promotion. The   Page 10 of 11 HC-NIC Page 10 of 11 Created On Mon Aug 14 09:05:06 IST 2017 O/TAXAP/139/2017 JUDGMENT items were in the nature of ready goods and only logo of   the   company   was   printed   on   the   items.   These   items   appeared  to be the items  available  in the market off the   shelf. The appellant has only added its logo on those items   to   promote   its   business.   It   is   nowhere   indicated   in   the   assessment   order   or   the   facts   that   the   design   and   description  of  the  article  was  provided  by  the  appellant.   The reliance placed by the A. O. on the decision of ITAT,   Pune   Bench   in   case   of   BDA   Limited   (Supra)  is   also   not   justified as in that case, the specifications of the labels to   be printed on liquor bottles were given by the buyer and   those   labels   were   specifically   printed   for   the   buyer   and,   therefore,  it was in the nature  of works  contract.  In the   present case, there are no such facts on record.  In view of the above discussion, the disallowance made by   the   A.   O.   u/s.   40(a)(ia)   is   directed   to   be   deleted.   The   ground of appeal is accordingly allowed."  
8.1. The   aforesaid   has   been   confirmed   by   the   learned  Tribunal. Considering the fact that merely because the logo of the  company   was   added   on   the   gift   article   which   was   to   permit   its  business, it cannot be said that the purchase of goods article was a  work contract for which TDS was required to be deducted. Logo  was required only for the purpose of identification of the company. 

Therefore,   the   same   is   rightly   held   to   be   allowable   as   business  expenditure. We are in complete agreement with the view taken by  the learned CIT(A) as also learned Tribunal. 

9.0. In view of the above and for the reasons stated above, present  appeal fails and same deserves to be dismissed and is accordingly  dismissed.  

sd/­ (M.R. SHAH, J.)  sd/­ (B.N. KARIA, J.)  Kaushik Page 11 of 11 HC-NIC Page 11 of 11 Created On Mon Aug 14 09:05:06 IST 2017