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[Cites 5, Cited by 0]

Income Tax Appellate Tribunal - Delhi

Kyocera Asia Pacific India Pvt. Ltd., ... vs Dcit, New Delhi on 26 November, 2018

        IN THE INCOME TAX APPELLATE TRIBUNAL
             DELHI BENCHE 'I-1', NEW DELHI
           Before Sh. N. K. Saini, Hon'ble Vice President
                                and
                Sh. Kuldip Singh, Judicial Member
            ITA No. 829/Del/2016 : Asstt. Year : 2011-12
Kyocera Asia Pacific India Pvt. Ltd., Vs DCIT,
Level-4, Rectangle-1, Commercial         Circle-14(2),
Complex, D-4, Saket, New                 New Delhi
Delhi-110017
(APPELLANT)                              (RESPONDENT)
PAN No. AADCK7160K
                Assessee by : Sh. S. D. Kapila, Adv. &
                              Sh. R. R. Maurya, Adv.
                Revenue by : Sh. Kumar Parnav, Sr. DR

Date of Hearing : 07.09.2018      Date of Pronouncement : 26.11.2018

                                 ORDER

Per N. K. Saini, Vice President:

This is an appeal by the assessee against the order dated 30.12.2015 passed by the AO u/s 143(3) r.w.s. 92CA(3) of the Inco me Tax Act, 1961 (hereinafter referred to as the Act).

2. Following grounds have been raised in this appeal:

"1. That the Ld DRP erred in upholding Ld TPO's approach of rejecting the comparable set selected by the Appellant in its Transfer Pricing Study ('TP Study') for benchmarking the international of provision of technical support services. The rejection is neither supported by an analysis nor corroborative evidence, which renders the process arbitrary and liable for outright rejection.
2. That the Ld DRP erred in accepting the fresh benchmarking process undertaken by Ld TPO without 2 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.
identifying any specific deficiency or insufficiency in the search process adopted by the Appellant. The fresh benchmarking undertaken by Ld TPO is unwarranted, illegal and without jurisdiction.
3. That the Ld DRP/TPO erred in rejection of filters applied by the Appellant and applying insufficient /inappropriate additional filters. This exhibits the erroneous approach and blatant irregularity in the assessment undertaken by the Ld TPO.
4. That the Ld DRP/TPO erred in facts and circumstances of the case in rejecting a comparable company identified by the Appellant based on the sketchy understanding of functional analysis of the Appellant with respect to the provision of technical support services.
5. That the Ld DRP/TPO erred in selecting functionally different companies as comparables to the Appellant with respect to the provision of technical support services.
6. That the Ld DRP/TPO erred on facts and in la w in accepting the inconsistent approach of Ld. TPO while analyzing arms' length price as compared to previous assessment year even when the business model, nature of transaction of the Appellant had not undergone any change.
7. That the Ld DRP/TPO erred by using single year data as against the multiple year data used by the Appellant, to compute the arm's length price of the international transaction of the appellant using Transactional Net Margin Method ('TNMM'). The Ld DRP has also erred in using comparable data which was not available to the Appellant at the time of preparing TP Study.
8. The Ld Deputy Commissioner of Income Tax, Circle - 14(2), New Delhi ('the Ld AO') erred in facts and in law in initiating the penalty proceedings u/s 271(1)(c) of the Act against the Appellant for concealing the particulars of income or furnishing inaccurate particulars of income.
9. That the Ld AO erred in computing the total amount payable/refundable to the Appellant. The grounds of appeal are notwithstanding each other.
3 ITA No. 829/Del/2016
Kyocera Asia Pacific India Pvt. Ltd.
The grounds of appeal are not withstanding each other.
The Appellant craves leave to amend, alter or add fresh grounds of appeal during the course of proceeding."

3. During the course of hearing, the ld. Counsel for the assessee did not press ground nos. 2 to 4, 7 & 8. Ground Nos. 6 & 9 are general in nature. As regards to ground no. 1, the ld. Counsel for the assessee submitted that it is to be treated as infructuous and also gave in writing that only ground no. 5 is pressed. The said ground relates to the selection of comparable companies while working out the arm's length price.

4. Facts of the case in brief are that the assessee filed the return of income on 27.09.2012 declaring an inco me of Rs.1,75,29,130/- which was processed u/s 143(1) of the Act. Later on, the case was selected for scrutiny. The AO referred the matter to the TPO u/s 92CA(3) of the Act in respect of international transaction entered into by the assessee, for determining the arm's length price. The TPO noted that the primary functions performed by the assessee were following:

"I. Local Sales and Marketing II. Marketing Support Service III. Technical Support Service"

5. The assessee had choosen following six co mparables in the Trading Segments:

"I. A C L Components Ltd.
II. Associated Auto Parts Pvt. Ltd.
III. India Motor Parts & Accessories Ltd. IV. Jullundur Motor Agency (Delhi) Ltd. V. Sai Service Spares & Accessories 4 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.
VI. Stanes Motor Parts Ltd."

6. The TPO rejected M/s Sai Service Spares & Accessories Ltd. and M/s Stanes Motor Parts Ltd. The TPO also included a new comparable M/s Cuprum Bagrodia Ltd. and worked out the operating margin at 10.70% instead of 4.47% declared by the assessee in the following manner:

     S. No.   Name of the comparable                   OP/OC
     1.       A C L Components Ltd.                    11.07 %
     2.       Associated Auto Parts Pvt. Ltd.          9.20 %
     3.       India Motor Parts & Accessories          8.92 %
              Ltd.
     4.       Jullundur Motor Agency (Delhi) Ltd.      6.59 %
     5.       Cuprum Bagrodia Ltd.                     17.72 %
              Average                                  10.70 %

The TPO proposed the adjust ment of Rs.3,16,27,488/- in trading segment.

7. In Market Support Service Segment, the assessee selected three comparables having arithmetic mean of 8.88% while the margin of the comparables selected by the assessee was at 12.81%. So, it was claimed that this transaction was at arm's length price. The TPO, however, selected 15 comparables which included two comparables selected by the assessee and one of the co mparable, na mely, M/s Entertainment Network (India) Ltd. was rejected. The TPO worked out the average margin at 23.24% and proposed the adjust ment of Rs.11,30,190/-

8. In Technical Support Segment, the assessee selected seve n comparables with average OP/TC ratio at 17.57%. The TPO 5 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.

accepted five comparables selected by the assessee and rejected two comparables, na mely, M/s Nicco Parks & Resorts Ltd. and M/s Telecommunications Consultants India Ltd. The TPO also introduced 13 new comparables and worked out average margin at 32.67% in the following manner:

      Company Name                                       OP/OC (%)
      Ashok Leyland Project Services Ltd.                24.70 %
      Bengal S R E I Infrastructure Devp. Ltd.           42.14 %
      Certification Engineers International              78.45 %
      Ltd.
      Global Procurement Consultants Ltd.                30.86 %
      H S C C (India) Ltd.                               21.04 %
      Indus Technical & Financial Consultants            14.78 %
      Ltd.
      Kitco Ltd.                                         27.48 %
      Mahindra Consulting Engineers Ltd.                 30.92 %
      Mitcon Consultancy & Engg. Services                40.19 %
      Ltd.
      Pallavan Transport Consultancy Services            25.59 %
      Ltd.
      R E C Power Distribution Co. Ltd.                  39.44 %
      T C E Consulting Engineers Ltd.                    29.29 %
      Usha Hydro Dynamics Ltd.                           29.45 %
      Gujarat     Industrial    &     Technical          7.89 %
      Consultancy Org Ltd.
      IBI     Chematur       (Engineering    &           25.96 %
      Consultancy) Ltd.
      Rites Ltd.                                         58.27 %
      NTPC Electric Supply Company Ltd.                  18.01 %
      Wapcos Ltd.                                        43.68 %
      Average                                            32.67 %

     Accordingly,    the   TPO    worked      out      the     adjustment           of

Rs.14,54,754/- in the following manner:

6 ITA No. 829/Del/2016
Kyocera Asia Pacific India Pvt. Ltd.
         S. No.      Particulars                                           Amount
         1.          Operating    Revenue   of    the                      96,34,132
                     assessee(A)
         2.          Arm's Length Margin (OP/sales)                        31,47,471
                     (B=A*32.67 %)
         3.          Operating Margin of the assessee                      16,92,717
                     (C=A*17.57 %)
         4.          Adjustment (B-C)                                      14,54,754

9.       Accordingly,         total     adjustment         of     Rs.3,42,12,432/-              was
proposed as per the following details:
         S. No.      Particulars                                           Amount
         1.          Trading Segment                                       3,16,27,488
         2.          Market Support Service                                11,30,190
         3.          Technical Support Service                             14,54,754
                     Total                                                 3,42,12,432

10. On the basis of the proposal made by the TPO, the AO passed the draft assessment order dated 16.02.2015 and proposed the addition of Rs.3,42,12,432/- on account of arm's length price adjust ment. Against the draft assessment order passed by the AO, the assessee filed objection before the Dispute Resolution Panel-1 (DRP). The adjudication of the ld. DRP and the objections of the assessee in Marketing Support Services and Technical Segments were as under:
Company Name Taxpayers Objections DRPs Adjudication Apar Chematek -Entire turnover from Engaged in marketing of lubricants Lubricants Ltd. advertising & publicity Functionally similar Turnover objections addressed at approval of
-Engaged in indenting services filter supra including jurisdictional for sale of lubricants HC decisions in Chryscapital.
DRP approves its inclusion as comparable.
7 ITA No. 829/Del/2016
Kyocera Asia Pacific India Pvt. Ltd. Info Edge (India) Developer and owner of Given functional profile of taxpayer Ltd. various internet of providing marketing support for platforms/websites which in Kyoceras marketing support turn provide various online services services to KAP for distribution of Operates in the e-commerce its products in India, and providing industry technical support services to Kyocera Corporation Japan to facilitate the sale of groups products to Nokia and other companies in India including getting accreditation of KC products from Nokia India, this company does not seem to be functionally similar, and has a different business model pertaining to electronic media/ e-commerce segment, and hence a different FAR.
                                                    DRP directs      its   exclusion   as
                                                    comparable.

MTV Ltd             Operates in media industry      Given functional profile of taxpayer
                    Net Fixed Assets to Soles       of providing marketing support for
                    ratio is 127%                   Kyoceras        marketing      support
                    Significant     manufacturing
                    service cost 34.36% of OC       services to KAP for distribution of
                                                    its products in India, and providing
                                                    technical support services to
                                                    Kyocera Corporation Japan to
facilitate the sale of groups products to Nokia and other companies in India including getting accreditation of KC products from Nokia India, this company does not seem to be functionally similar, and has a different business model, and hence a different FAR.
                                                    DRP directs      its   exclusion   as
                                                    comparable.
Media    Research NPO which works as an             Not for Profit body for welfare of
Users Council     ethical body for the welfare of   members- functionally different.
                  its members, i.e. media players
                    Not engaged in providing        TPO is directed         to    exclude
                    marketing support services      comparable
                                                8                              ITA No. 829/Del/2016
                                                                  Kyocera Asia Pacific India Pvt. Ltd.
Power        System      Operates       in      power    Functionally different.
Operation    Corpn.     generation sector                Subsidiary of PGCIL scheduling and
                      - Wholly owned subsidiary of
Ltd                                                      distribution electricity over its grid.
                        Power Grid Corporation of
                        India Limited,
                      - Targets of the company           TPO is directed          to    exclude
                        include implementation of        comparable
                        web-based           scheduling
                        software,     updating      of
                        operating          procedures,
                        restoration and black start
                        procedures.
                      Significant investment in fixed
                      assets (INR 51.14 crores)
Apitco Ltd            - Engaged in rendering              Engaged in technical consultancy.
                      Technical Consultancy and not       Functionally     broadly    similar
                      marketing support services          Turnover objections addressed at
                                                          approval of filter supra including
                                                          jurisdictional HC decisions in
                                                          Chryscapital.
                                                         DRP approves its inclusion as
                                                         comparable.
Global                Engaged      in      providing Given functional profile of taxpayer
Procurement           procurement related services   of providing marketing support for
Consultants Ltd                                      Kyoceras marketing support services
                                                     to KAP for distribution of its
                                                     products in India, and providing
                                                     technical support services to
                                                     Kyocera Corporation Japan to
facilitate the sale of groups products to Nokia and other companies in India including getting accreditation of KC products from Nokia India, this company does not seem to be functionally similar, and has a different business model, and hence a different FAR.
                                                          DRP       directs    exclusion    of
                                                          comparable
TSR     Darashaw Leading Registrar & Transfer            Income derived from the traditional
Limited            agents registered with SEBI.          registry       services,       record
                 Income derived from the                 management business - Functionally
                 traditional registry services,
                 record management business              Different.
                 and payroll business
                                                         DRP directs       its   exclusion    as
                                                         comparable
                                               9                              ITA No. 829/Del/2016
                                                                 Kyocera Asia Pacific India Pvt. Ltd.
ICRA Management      -      Engaged    in    offering    Engaged in technical management
Consulting               consulting services in the      consultancy. Functionally broadly
Ltd.                     areas of strategy, process      similar     Turnover       objections
                         consulting and corporate
                         finance.                        addressed at approval of filter
                                                         supra including jurisdictional HC
                                                         decisions in Chryscapital.

                                                         DRP approves its inclusion as
                                                         comparable.
Ashok      Leyland Engaged         in        project    Functionally different - different
Projects   Services management             services.    business model.
Ltd                 Extraordinary events as to          Provides      specialised      services
                    Wind division sold on a             designated to deliver project
                    slump sale during the year          opportunities from concept to
                    affecting its profits.              commissioning from pre-investment
Infrastructure Project Development such as feasibility studies and appraisals to development of joint ventures and company formation - Provides negotiated equity.
Sold wind division on slump sale during FY 2010-11 for 705 lakhs which has impact on margin.
                                                         DRP       directs    exclusion      of
                                                         comparable.
Bengal         SREI Engaged       in   providing        Provides consultancy of industrial
Infrastructure       infrastructure development         parks, tourism and water supply
Devp. Ltd.           services                           projects. TPO excluded Nicco Parks
                                                        & Resorts Ltd as comparable to its
                                                        Technical Support Service segment,
                                                        by stating- This company is
functionally different and on perusal of its annual report it is evident that this company doesn't provides technical services rather the annual report of the company clearly brings out the fact that it is engaged in providing water and fun rides, basically an amusement park. And DRP approved its exclusion.
DRP thus has no hesitation in holding this as functionally different and directing its exclusion.
Certification Engaged in Certification, Re- Engaged in technical management Engineers certification, Safety Audit consultancy, Functionally broadly International Ltd. and HSE Management similar Turnover objections Systems for offshore and addressed at approval of filter onshore Oil & Gas supra including jurisdictional HC Facilities. decisions in Chryscapital.
DRP approves its inclusion as comparable 10 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.
Global                Engaged    in     procurement       Given functional profile of taxpayer
Procurement            related activities in diverse      of providing marketing support for
                       areas of Health,                   Kyoceras

Consultants Ltd.      Education,      Agriculture,       marketing support services to KAP
                       Mining,     Transportation,       for distribution of its products in
                       Communication,     Energy,        India, and providing technical
                       Water Resources and other         support     services   to   Kyocera
                       key sectors                       Corporation Japan to facilitate the
                                                         sale of groups products to Nokia and
                                                         other companies in India including
getting accreditation of KC products from Nokia India, this company does not seem to be functionally similar, and has a different business model, and hence a different FAR.
                                                         DRP        directs     exclusion     of
                                                         comparable.
Mitcon              Engaged in varied services           Engaged in technical management
Consultancy       & like power division, energy          consultancy. Functionally broadly
Engg. Services Ltd. and      carbon        services,     similar       Turnover       objections
                    environment management and           addressed at approval of filter supra
                    engineering, agro infra and          including       jurisdictional      HC
                    food processing service              decisions in Chryscapital.
                    - Foils service filter -             DRP approves its inclusion as
                      consultancy income as a            comparable Taxpayer alleges it fails
                      proportion of total operating      Service Income Filter -- TPO to
                      income is 61% i.e. < 75%           verify.
                                                         If this is correct then DRP directs to
                                                         exclude from comparables.
NTPC        Electric Engaged in business of              Functionally Different
Supply     Company distribution and supply of            Engaged in business of distribution
Ltd.                 electrical energy                   and supply of electrical energy
                     During FY 2010-11, the              DRP directs TPO to exclude as
                     company formed a Joint              comparable
                     Venture for the purpose of
                     retail distribution of power
                     The operating revenues are
                     338 times that of KAPI
REC          Power Involved in providing third           Engaged in technical management
Distribution    Co. party       inspection,    feeder    consultancy. Functionally broadly
Ltd.                 renovation programs, material       similar
                     inspection and preparation of       DRP approves its inclusion as
                     Detailed Review Projects            comparable
Rites Ltd.               Engaged in providing            Engaged       in   technical   and
                     commissioning       consultancy,    management consultancy.
                     design,      engineering     and    Functionally broadly similar
turnkey solutions in the field of Turnover objections addressed at transport, transportation approval of filter supra including infrastructure and related jurisdictional HC decisions in 11 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.
                     technologies                       Chryscapital.
                     Fails service filters as the       DRP approves its inclusion as
                     consultancy income as a            comparable but if it fails service
                     proportion of total operating      income filter then TPO to exclude
                     income is merely 63.69% i.e.       after verification.
                     75%
                     Operating revenue is 4125
                     times the revenue of KAPI
                     Carries significant inventories
                     unlike a service company
 TCE      Consulting Engaged in providing design        Given functional profile of taxpayer
 Engineers Ltd.      and engineering consultancy        of providing marketing support for
                     project            management      Kyoceras marketing support services
 times the revenue   consultancy,       procurement     to KAP for distribution of its
                     management             services,   products in India, and providing
                     construction       management      technical support services to
                     consultancy and advanced           Kyocera Corporation Japan to
                     technology and simulation          facilitate the sale of groups products
                     Operating revenue of the           to Nokia and other companies in
                     company is 2457 of KAPI            India including getting accreditation
                                                        of KC products from Nokia India,
                                                        this company does not seem to be
functionally similar business model, and hence a different FAR.
                                                        DRP        directs     exclusion    of
                                                        comparable.
 Usha        Hydro Engaged in providing services        Engaged in technical management
 Dynamics Ltd.     in the field of Descaling of         consultancy.
                   Equipments & Vessels through         Functionally broadly similar
                   hydrojetting & retubing of           Turnover objections addressed at
                   condenses & heat exchanges           approval of filter supra including
                   (manufacturing activities).          jurisdictional HC decisions in
                                                        Chryscapital.

11. The AO passed the impugned order and finally made the adjust ment of Rs.8,96,937/- in the Technical Support Service on the basis of the TPO's order dated 28.12.2015 passed in pursuant to the direction of the ld. DRP.
12. Now the assessee is in appeal. The ld. Counsel for the assessee sub mitted that following three comparables selected by the TPO deserve to be excluded:
"1. Certification Engineers International Ltd.
2. REC Power Distribution Co. Ltd.
3. Usha Hydro Dynamics Ltd."
12 ITA No. 829/Del/2016

Kyocera Asia Pacific India Pvt. Ltd.

13. It was stated that the aforesaid three comparables were functionally different and that the ITAT Delhi Bench 'I', New Delhi vide order dated 14.10.2015 for the assessment year 2009-10 in the case of M/s Bechtel India (P) Ltd. Vs DCIT, Circle-2(1), New Delhi (2015) 64 taxmann.co m 180 directed to exclude M/s Certification Engineers International Ltd., a reference was made to paras 28 to 32 of the said order (copy of which is placed on the record).

13. In his rival sub missions, the ld. CIT DR supported the order of the TPO.

14. After considering the submissions of both the parties and the material on record, it is noticed that the said comparable M/s Certification Engineers International Ltd. has been directed to be excluded by the Co-ordinate Bench in the aforesaid referred to order dated 14.10.2015 in the case of Bechtel India (P) Ltd. Vs DCIT, Circle-2(1), New Delhi (supra) and the relevant findings have been given in paras 28 to 32 which read as under:

"28. The next issue for our consideration is the functional comparability of the assessee Bechtel India with CIEL. We have already noted the functional profile of the taxpayer assessee in para 16 as stated above. That the functional profile of CIEL has been submitted by the ld. Counsel of the assessee which explains the details of services offered by CIEL, area of certification expertise and another important area of energy efficiency audit functions by the assessee CIEL. The relevant operative part reads as under:--
"4. Services Offered by CEIL:
13 ITA No. 829/Del/2016
Kyocera Asia Pacific India Pvt. Ltd.
CEIL is India's leading Certification and Inspection agency for offshore Oil & Gas Process & Well platforms, Petro-chemical Refineries, Submarine and Cross country Pipelines etc. CEIL provides services designed to suit project requirements throughout the life span of a plant/facility from concept to commissioning, revamping and health check. It promotes Safety, Quality and Reliability throughout the design and operating life of all types of equipment, structures, pressure vessels, pipelines and rotating machinery. The services cover all types of capital goods and equipment during manufacture and erection stages for oil & gas and general engineering sectors, encompassing;
- Review of Detailed Engineering
- Independent Analysis and Revie w of Designs/Dra wings
- Conformance of Materials & Equipments to National/International Codes -
- Review and Approval of Inspection Test Plans
- Review of Installation, Pre-commissioning and Commissioning Procedures
- Third Party Inspection Services/Pre-shipment Inspection - Supervision of Site Construction for cross country water/gas pipelines
- PMC Services for Infra structure projects of Municipalities
- HAZOP Studies/Quantitative Risk Analysis
- Mitigation Measures Report with recommendations to reduce the risk factor is issued after studying the above.
5.7 Energy Efficiency Audit In addition to Certification Services, CEIL also carries out Energy Audit, Base Line Verification of energy intensive facilities e.g. pumping stations, municipal lighting, and commercial buildings as per client's requirements. CEIL is also prepared to provide Energy Service Contracting services (ESCO) for 14 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.
rehabilitation/replacement of energy inefficient equipments/appliances and to be paid back from affected savings in energy consumption.
6. Areas of Certification Expertise:
CEIL avails a total synergetic support of its parent company EIL which has skilled and experienced professionals located at Head Office and spread across India and abroad who are fully conversant with national and international codes backed by over 4 million man hours of experience. It has on its roll Engineers qualified by various recognized NDT bodies like ASNT, ISNT and QMS.
CEIL's expertise covers Design Verification, Quality Services and Commissioning Assistance on:
- High pressure Reactors, Pressure Vessels, Columns, Heat Exchangers, Reformers of carbon steel, stainless steel, alloy steels & non ferrous materials
- Clad Columns, Storage Tanks, Horton Spheres, Mounded Tanks
- Equipment for Combustible/Explosive Classifications, Occupational Safety and Hazardous Area Classifications
- Instrument Air/Plant Air Systems, Air Drying Plants, Gas dehydration units
- Heating, Ventilation and Air Conditioning (HVAC) Systems
- Line Pipes, Pipe Coating and Piping Appurtenances"

29. In view of above, the assessee taxpayer Bechtel India which is rendering engineering support services including related design and dra wing as per specification of its foreign AE Bechtel Corporation USA cannot be compared with a company which is engaged in the functions of third party inspections (TPI), certification of equipment supplied by vendors & installation of work of contractors of ONGC and other government departments and private 15 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.

sector undertakings. The CIEL having domestic consumers, government companies and public sector undertaking having insignificant export surplus cannot be compared with the assessee Bechtel India which is 100% exporter of services to its AE Bechtel Corporation, USA.

30. We may point out that functions of a company should be determined having regard to its data mentioned in the financial results filed along with return of income and annual report which is a primary resource and general information in the annual report is more accurate and this fact has not been controverted by the ld. CIT DR. From the functional profile of assessee Bechtel India and functional profile of CIEL as reproduced hereinabove, it is amply clear that the CIEL carries on business of certification and third party inspection of equipments provided by a contractor and obviously certification and TPI functions are dissimilar form the business of rendering engineering support services including related design and drawing as per specifications of foreign AE and by using intangibles/IPR of parent company.

31. Ld. DR could not demolish this factum that the certification/TPI involves testing/assessing and auditing of the work done by the high-end technocrats which conforms to specifications prescribed in the contract; meets quality standard of work and material; meets safety standards; meets environmental standards and satisfactory works, plant commissioning and installation of various works and projects for the employer like ONGC. The CIEL certifies the work of the contractor that the employer accepts the work undertaken as per specifications of the contract and then makes the payment. Per contra, the business functional profile of assessee company is to perform the work of preparing and supplying design and drawings given by its parent Bechtel Corporation USA. In this modus operandi this work is outsourced by the non- resident AE to the assessee Bechtel India which carry out the work as per specifications given by the outsourcing company AE. We may also point out that the revenue of CIEL form export of surplus is 3% which is insignificant and the income from export of 16 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.

services by the assessee Bechtel India is 100% of operating income as there is no domestic client, thus, as per Rule 10B(2)(d) of the Rules, the comparability test also fails on this count.

32. On the basis of foregoing discussion, we have no hesitation to hold that the functions of assessee Bechtel India are quite dissimilar with CIEL which was wrongly taken by the TPO as a suitable comparable for benchmarking of impugned international transaction undertaken by the assessee during the relevant financial period. The functional dissimilarity as well as distinction in the geographical market in the light of foreign exchange fluctuation risk of the assessee company coupled with belo w 25% RPT undertaken by the CIEL, we, therefore, decline to agree with the conclusion of the AO/DRP/TPO that the CIEL is a suitable comparable for the purpose of proposed TP adjustment made by the authorities belo w. Functional dissimilarity and other aspects cannot be ignored and these factors clearly demonstrate that CIEL should not have been included in the final set of comparables for making transfer pricing adjustment pertaining to the impugned international transactions of the assessee company and we order to exclude the same from the final set of comparables. It is ordered accordingly."

So, respectfully following the aforesaid referred to order, this comparable is directed to be excluded, since, it is functionally different from the assessee.

15. As regards to the co mparable M/s REC Power Distribution Co. Ltd., the ld. Counsel for the assessee submitted that it was involved in providing third party inspection, feeder renovation programs, material inspection and preparation of detailed review projects. The said functions were different fro m the functions performed by the assessee who was engaged into marketing and sales and cutting tools and other components. It was further sub mitted that the said 17 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.

company was primarily engaged in providing third party inspection, detailed project report for Government Power Project. A reference was made to page nos. 2680 & 2681 of the assessee's paper book volume (V) which is the copy of Director report and included review of operation. It was also stated that the said co mpany had taken new initiatives, initiated the TPI works of High Voltage Distribution Syste m, completed field inspections of 17 feeders and it also conducted Energy Audit at IIM, Lucknow, Noida Ca mpus and NIPFP, New Delhi. It had also taken up the work of Energy Accounting and Energy Audit in distribution network, it was appointed to act as Lenger's Engineer for various renewable energy projects including solar power project under Jawaharlal Nehru National Solar Mission Scheme launched by Ministry of New and Renewable Energy. It was pointed out that the said co mpany had entered into a MoU with M/s North Delhi Power Limited to undertake the business of distribution of electricity jointly b y RECPDCL and NDPL and had also taken new initiative to pro mote and imple ment as a "Developer", one of the key progra m of the Ministry of Power viz. Decentralized Distruibution system under Rajiv Gandhi Grameen Vidyutikaran Yojana, a scheme of Rura l Electricity Infrastructure and Household Electrification of re mote villages, therefore, the co mparable M/s REC Power Distribution Co. Ltd. is having all together different functions from the assessee, as such it is not a comparable.

16. In his rival sub missions, the ld. CIT DR supported the orders of the authorities below.

18 ITA No. 829/Del/2016

Kyocera Asia Pacific India Pvt. Ltd.

17. After considering the submissions of both the parties and the material on record, it appears that the said comparable M/s REC Power Distribution Co. Ltd. was having different functions than the assessee who was mainly engaged in marketing and sale of cutting tools and other co mponents manufactured by parent company Kyocera Group while the comparable company was engaged in third party inspection of HVDS feeders, energy audit, making the detailed project for Government Power Project, and also had undertaken new initiative to promote and implement as a "Developer", one of the key programe of the Ministry of Power. Therefore, it was not functionally comparable with the assessee. Accordingly, we direct the AO/TPO to exclude M/s REC Power Distribution Co. Ltd. fro m the list of the comparable while working out the arm's length price.

18. As regards to the company M/s Usha Hydro Dynamics Ltd., the ld. Counsel for the assessee submitted that this company was in all together different kind of business as it was doing business of cleaning of various machines equipments etc. for various industries and also doing trading business. A reference was made to page no. 2795 of the assessee's paper book volume (V). It was also stated that the said company was not earning any foreign exchange whereas the assessee was earning foreign exchange. It was accordingly sub mitted that this co mpany having different function was to be excluded on account of functional dissimilarity.

19 ITA No. 829/Del/2016

Kyocera Asia Pacific India Pvt. Ltd.

19. In his rival submissions, the ld. CIT DR reiterated the observations of the ld. DRP and strongly supported the orders passed by the authorities below.

20. We have considered the sub missions of both the parties and carefully gone through the material available on the record, it appears that the co mpany M/s Usha Hydro Dynamics Ltd. was engaged in industrial cleaning activity by high pressure water jet technology while the assessee was not engaged in such activity. Therefore, it was to be excluded on account of functiona l dissimilarity. Moreover, the said company was not having any earning in foreign exchange while the assessee was having foreign exchange earnings and that the said company was not having market support functions while the profile of the assessee clearly shows that it was having market support functions. It is also evident fro m para 3 of the TPO's order that the assessee entered into international transactions with its AE for Rs.1,22,24,024/- for marketing support fee. The TPO in para 4.2 clearly mentioned that the primary function performed by the assessee was marketing support service and that the assessee was providing information o n market trends, products and strategies of competitors, future customers needs etc., acting as channel of communication betwee n parent company Kyocera Asia Pacific India Pvt. Ltd. and its buyers/prospective buyers thereby licensing with the buyers to understand their needs and acting as the window for any claim or enquiry fro m the customers which clearly shows that the assessee 20 ITA No. 829/Del/2016 Kyocera Asia Pacific India Pvt. Ltd.

was engaged in marketing support service while M/s Usha Hydro Dyna mics Ltd. was not engaged in such type of service.

In view of the above, we direct the AO/TPO to exclude this company i.e. M/s Usha Hydro Dynamics Ltd. from the list of the comparable. No other ground was argued before us.

22. In the result, the appeal of the assessee is partly allowed. (Order Pronounced in the Court on 26/11/2018) Sd/- Sd/-

  (Kuldip Singh)                                            (N. K. Saini)
JUDICIAL MEMBER                                          VICE PRESIDENT
Dated: 26/11/2018
*Subodh*
Copy forwarded to:
1. Appellant
2. Respondent
3. CIT
4. CIT(Appeals)
5.DR: ITAT
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