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[Cites 6, Cited by 409]

Supreme Court of India

Mohd. Iqbal, Ahmad vs State Of Andhra Pradesh on 18 January, 1979

Equivalent citations: 1979 AIR 677, 1979 SCR (2)1007, AIR 1979 SUPREME COURT 677, (1979) 4 SCC 172, 1979 UJ (SC) 499, 1979 CRILR(SC MAH GUJ) 242, (1979) 1 APLJ 39, (1979) CURLJ(CCR) 158, 1979 CRI APP R (SC) 103, 1979 SCC(CRI) 926, (1979) 2 SCR 1007 (SC), (1979) ALLCRIC 132

Author: Syed Murtaza Fazalali

Bench: Syed Murtaza Fazalali, A.D. Koshal

           PETITIONER:
MOHD. IQBAL, AHMAD

	Vs.

RESPONDENT:
STATE OF ANDHRA PRADESH

DATE OF JUDGMENT18/01/1979

BENCH:
FAZALALI, SYED MURTAZA
BENCH:
FAZALALI, SYED MURTAZA
KOSHAL, A.D.

CITATION:
 1979 AIR  677		  1979 SCR  (2)1007
 1979 SCC  (4) 172
 CITATOR INFO :
 R	    1984 SC 684	 (19,23)
 F	    1991 SC 279	 (6)


ACT:
     Prevention of  Corruption	Act,s.	5(2)  read  with  s.
5(1)(d)-Case instituties     without proper  sanction-Effect
of-Proof  of   valid  sanction-How   could  be	established-
Sanction-Its importance	 in prosecutions-Facts	coming	into
existence subsequently-If could be relevant-Presumption that
sanctioning  authority	 was  satisfied	  that	the  accused
received bribe-When  could  arise-If  prosecution  could  be
given  a  chance  at  appellate	 stage	to  prove  that	 the
sanctioning authority had applied its mind before giving the
sanction.



HEADNOTE:
     The appellant  who was charged with an offence under s.
5(2) read with s.5(1)(d) of the Prevention of Corruption Act
was acquitted  by the  Special Judge.  But the High Court on
appeal by  the State,  reversed the  judgment of  he Special
Judge and convicted him.
     In appeal	to this	 Court it was contended on behalf of
the appellant  that there  was no  evidence to	show on what
materials the  sanctioning authority applied its mind before
granting the  sanction under  s.6 of  the  Act.	 The  entire
proceedings are void ab initio.
     Allowing the appeal.
^
     HELD: 1  (a). The	prosecution  of	 the  appellant	 was
without valid  sanction and,  therefore, cognizance taken by
the Special Judge was without jurisdiction. [1011 G]
     (b) Any  case instituted  without proper  sanction must
fail  because	this  being   a	 manifest   defect  in	 the
prosecution, the  entire proceedings  are rendered  void  ab
initio. It  is incumbent  on the prosecution to prove that a
valid sanction had been granted by the sanctioning authority
after it  was satisfied	 that  a  case	had  been  made	 out
constituting the  offence. This	 should be done in two ways:
either (i)  by producing  the original sanction which itself
contains the  facts constituting the offence and the grounds
of sutisfaction or (ii) by adducing evidence aliunde showing
the facts  placed before  the authority and the satisfaction
arrived at by it. [1010 B-D]
     In the  present case  no  evidence,  either  primay  or
secondary, had	been led  to prove  the contents of the note
placed	before	 the  sanctioning  authority  nor  were	 the
witnesses examined  in a  position to  state the contents of
the note.
     2(a). The	grant of  sanction is  not an idle formality
but a  solemn and sacrosanct act which affords protection to
government servanats against frivolous prosecutions and must
therefore be  strictly complied	 with before any prosecution
could be launched against public servants. [1010G]
     (b) There is no force in the argument of the State that
the Court  should presume the facts on the basis of evidence
given by one of the witnesses and the order implementing the
sanction mentioning those facts. What the Court
1008
has to	see is	whether or  not the sanctioning authority at
the time  of giving  the sanction  was aware  of  the  facts
constituting the  offence and applied its mind for the same.
Any  subsequent	  fact	coming	 into  existence  after	 the
resolution had been passed is wholly irrelevant. [1010 F]
     (c) There is equally no force in the State's contention
that even  if no  facts were  mentioned in the resolution it
must  be   presumed  that   the	 sanctioning  authority	 was
satisfied that the accused had received a bribe. There is no
question of  a presumption being available .o the sactioning
authority because  at that  stage the occasion for drawing a
presumption never  arises since	 there is  no  case  in	 the
Court. [1011 B]
     (d) The  presumption does	not arise  automatically but
only on proof of certain circumstances that is to say, where
it is  proved by  evidence in  Court that  the money said to
have been  paid to  the accused	 was actually recovered from
his possession.	 It is	only then that the Court may presume
the amount  received  would  be	 deemed	 to  be	 an  illegal
gratification. The  question of	 sanction arises  before the
proceedings come  to the Court and the question of drawing a
presumption does not arise at this stage. [1011 C]
     (e) The prosecution cannot be given a chance to produce
any material  before the  court at  the appellate  stage  to
satisfy that the sanctioninf authority	had duly applied its
mind before  giving the	 sanction. The	prosecution had been
afforded a  full and complete opportunity at the trial stage
to produce  whatever material  it liked and it had chosen to
examine two  witnesses; but for reasons best known to it, it
did not	 produce the note which formed the subject matter of
resolution of the sanctioning authority. [1011 E]
     (f) In  a criminal case this Court would not ordinarily
direct fresh  evidence to fill up a lacuna deliberately left
by the	prosecution. The  liberty  of  the  subject  was  in
jeopardy and  it cannot	 be allowed to put in jeopardy again
at the	instance of the prosecution which failed to avail of
the opportunity afforded to it. [1011 J]



JUDGMENT:

CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 194 of 1973.

Appeal by Special Leave from the Judgment and Order dated 3-4-1973 of the Andhra Pradesh High Court in Criminal Appeal No. 703/71.

.A. N. Mulla and A. Subba Rao for the Appellant. G. Narayana Rao for the Respondent.

The Judgment of the Court was delivered by FAZAL ALL, J.-In this appeal by special leave the appellant has been convicted under section 161 I.P.C. and section 5(2) read with section 5(1)(d) of the Prevention of Corruption Act and sentenced to rigorous imprisonment for one year and a fine of Rs. 250/- on each count.

1009

The appellant had been convicted by Special Judge but on appeal by the State to the High Court the High Court reversed the judgment of acquittal and convicted the appellant as indicated above. According to the prosecution the appellant is said to have struck a bargain for taking a bribe of Rs. 125/- which he received on the 15th of July, 1968 in the presence of P.Ws. 1 and 3. On receiving the signal the raiding party appeared on the scene and the hand of the accused was dipped in water containing phenopthelien solution which showed that he touched the notes. The defence of the appellant was that he never demanded any bribe and that the notes were thrust into his pocket. It is not necessary for us to dwell on the merits of the case because, in our opinion, the appeal must succeed on a short point of law, raised by Mr. A. N. Mulla, learned counsel for the appellant. It was argued that the sanction under section 6 of the Prevention of Corruption Act produced in this case does not reveal the facts constituting the offence and, therefore, there is no evidence to show on what materials the sanctioning authority applied its mind and granted the sanction. The Resolution of the Standing Committee granting the sanction is Exh. P-16 and is dated 31-3-1969, and runs as follows:

"As per note of the Commissioner, M.C.H. the Standing Committee unanimously accords sanction for prosecution of Sri Mohd. Iqbal Ahmed (in the scale of 110-180) Section Officer of Town Planning Section (Under suspensions) in a competent Court for the offence mentioned in the note of the Commissioner M.C.H., dated 18-1-1969 so as to enable the Commissioner to sign the prosecution order and send it to the Director, Anti-Corruption Bureau for taking further action at the earliest".

A perusal of the Resolution of the Sanctioning Authority clearly shows that no facts on the basis of which the prosecution was to be sanctioned against the appellant are mentioned in the sanction nor does this document contain any ground on which the satisfaction of the Sanctioning Authority was based and its mind applied. This document merely mentions that the sanction has been given on the basis of a note of the Commissioner, Municipal Corporation which appears to have been placed before the Committee. It is obvious, therefore, that this note, if any, must have come into existence either on 31-3-1969 or at any date prior to this. The prosecution could have proved the facts constituting the offence which were placed before the Sanctioning Authority by producing the note at 1010 the trial. But no such thing has been done. What the prosecution did was merely to examine two witnesses P.Ws. 2 and 7. P.W. 2 has produced the order implementing the Resolution of the Sanction ing Authority which is Exhibit P- 10 and is dated 21st April, 1969, that is to say after the sanction was given. This document no doubt contains the facts constituting the offence but that does not solve the legal issues that arise in this case. It is incumbent on the prosecution to prove that a valid sanction has been granted by the Sanctioning Authority after it was satisfied that a case for sanction has been made out constituting the offence. This should be done in two ways; either (1) by producing the original sanction which itself contains the facts constituting the offence and the grounds of satisfaction and (2) by adducing evidence aliunde to show that the facts placed before the Sanctioning Authority and the satisfaction arrived at by it. It is well settled that any case instituted without a proper sanction must fail because this being a manifest difficulty in the prosecution, the entire proceedings are rendered void ab initio. In the instant case no evidence has been led either primary or secondary to prove as to what were the contents of the note mentioned in Exhibit P-16 which was placed before the Sanctioning Authority. The evidence of P.W. 2 or P.W. 7 is wholly irrelevant because they were not in a position to say as to what were the contents of the note which formed the subject matter of the sanction by the Standing Committee of the Corporation. The note referred to above was the only primary evidence for this purpose. Mr. Rao vehemently argued that although the Resolution, Exh. P-16 does not mention the facts, the Court should presume the facts on the basis of the evidence given by P.W. 2 and the order implementing sanction which mentions these facts. This argument is wholly untenable because what the Court has to see is whether or not the Sanctioning Authority at the time of giving sanction was aware of the facts constituting the offence and applied its mind for the same and any subsequent fact which may come into existence after the resolution granting sanction has been passed, is wholly irrelevant. The grant of sanction is not an idle formality or an acrimonious exercise but a solemn and sacrosanct act which affords protection to government servants against frivolous prosecutions and must therefore be strictly complied with before any prosecution can be launched against the public servant concerned.

It was next contended by Mr. Rao that in view of the presumption which is to be drawn under section 4 of the Prevention of Corruption Act, even if, no facts are mentioned in the Resolution of 1011 the Sanctioning Authority it must be presumed that the Sanctioning Authority was satisfied that the prosecution against the appellant should be launched on the basis of the presumpion that the accused had received a bribe. With due respects to the learned counsel, this argument seems to be wholly mis-conceived. In the first place, there is no question of the presumption being available to the Sanctioning Authority because at that stage the occasion for drawing a presumption never arises since there is no case in the Court. Secondly, the presumption does not arise automatically but only on proof of certain circumstances, that is to say, where it is proved by evidence in the Court that the money said to have been paid to the accused was actually recovered from his possession. It is only then that the Court may presume the amount received would be deemed to be an illegal gratification. So far as the question of sanction is concerned this arises before the proceedings come to the Court and the question of drawing the presumption, therefore, does not arise at this stage. Lastly, it was submitted by Mr. Rao that he should be given a chance to produce the materials before the Court to satisfy that the Sanctioning Authority had duly applied its mind to the facts constituting the offence. We are, however, unable to accede to this prayer which has been made at a very late stage. The prosecution had been afforded a full and complete opportunity at the trial stage to produce whatever material it liked and it had chosen to examine two witnesses but for reasons best known to it did not produce the note which formed the subject matter of the Resolution of the Sanctioning Authority-Exh. P-16. It is well settled that in a criminal case this Court or for that matter any court should not ordinarily direct fresh evidence to fill up a lacuna delibrately left by the prosecution. The liberty of the subject was put in jeopardy and it cannot be allowed to put in jeopardy again at the instance of the prosecution which failed to avail of the opportunity afforded to it.

For these reasons, therefore, we are satisfied that the present prosecution was launched without any valid sanction and, therefore, the cognizance taken by the Special Judge was completely without jurisdiction. The appeal is accordingly allowed. The judgment of the High Court is set aside and convictions and sentences passed on the appellant are quashed. The appellant will now be discharged from his bail bonds.

P.B.R.					     Appeal allowed.
1012