Legal Document View

Unlock Advanced Research with PRISMAI

- Know your Kanoon - Doc Gen Hub - Counter Argument - Case Predict AI - Talk with IK Doc - ...
Upgrade to Premium
[Cites 15, Cited by 1]

Gujarat High Court

S H Doshi vs Dena Bank & 2 on 3 August, 2016

Author: J.B.Pardiwala

Bench: J.B.Pardiwala

                    C/SCA/8441/2002                                                    JUDGMENT




                       IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                          SPECIAL CIVIL APPLICATION  NO. 8441 of 2002

          
         FOR APPROVAL AND SIGNATURE: 
          
          
         HONOURABLE MR.JUSTICE J.B.PARDIWALA

         ==========================================================

         1      Whether Reporters of Local Papers may be allowed to see                           NO
                the judgment ?

         2      To be referred to the Reporter or not ?                                           NO

         3      Whether their Lordships wish to see the fair copy of the                          NO
                judgment ?

         4     Whether this case involves a substantial question of law as                        NO
               to   the   interpretation  of   the   Constitution  of   India  or   any 
               order made thereunder ?

         ==========================================================
                                         S H DOSHI....Petitioner(s)
                                                 Versus
                                      DENA BANK  &  2....Respondent(s)
         ==========================================================
         Appearance:
         MR DEVESH A BHATT, ADVOCATE for the Petitioner(s) No. 1
         MR KM PATEL, ADVOCATE for the Respondent(s) No. 1
         MR.VARUN K.PATEL, ADVOCATE for the Respondent(s) No. 2
         RULE SERVED for the Respondent(s) No. 3
         ==========================================================

             CORAM: HONOURABLE MR.JUSTICE J.B.PARDIWALA
          
                                            Date : 03/08/2016 
                                            ORAL JUDGMENT

1. By this writ­application under Article 226 of the Constitution of  India, the writ­applicant - a dismissed Branch Manager of a Nationalized  Bank, has prayed for the following reliefs:­ Page 1 of 13 HC-NIC Page 1 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT 26(a) to issue a writ of mandamus or any other appropriate writ, order or   direction  quashing  and setting  aside  the  impugned  order  dated  8th  March,   2002 as well as the order of penalty dated 29th  August, 2000 Annexure­'F'   and   be   further   pleased   to   direct   the   respondent­authority   to   pay   all   consequential benefits to the petitioner with 18 percent interest thereupon till   realization;

(b) Pending admission hearing and final disposal of this Petition, be pleased   to stay the operation, implementation and execution of the impugned orders   dated 8th March, 2002 and 29th August, 2000 and be further pleased to direct   the  respondent­authority  to calculate  the consequential  benefits  payable  to   the petitioner and deposit the same before this Hon'ble Court and be further   pleased to permit the petitioner to withdraw the same on suitable conditions;

(c) Be pleased to provide the cost of this petition to the petitioner;

(d) pass such other  and further  order  as the Hon'ble  Court  deems  fit and   proper.

2. The case of the writ­applicant may be summarized as under:­ 2.1 The writ­applicant joined the services of the Dena Bank almost 40  years before the date of filing of this writ­application. When the writ­ applicant was serving as the Branch Manager in the Race Course Road  Branch   at   Rajkot,   he   was   served   with   a   departmental   chargesheet  containing the following charges.

1.   That while working as Branch Manager, Dena Bank, Race Course Road   Branch,   Rajkot   during   the   period   from   30/08/1996   to   14/12/1999   in   violation of rules/ norms and procedures of the Bank you allowed exceedings   beyond your discretionary powers in CC Hypothecation A/Cs. Of M/s Royal   Marketing and M/s. Shanti Sales Agency. You also did not report the heavy   exceedings allowed; and to hide  your aforesaid misconducts/  misdeeds  you   made   false   reporting   in   MN   Statement   as   of   30/09/1999.   Further,   in   violation of rules and procedures, you accommodated the Parties (M/s. Royal   Marketting, M/s Royal Agency and M/s. Shanti Sales Agency) by withholding   the cheques presented in the clearings inspite the fact that sufficient drawing   limit   was   not   available   in   the   accounts.   Details   of   the   aforesaid   gross   irregularities/serious lapse committed by you are as under:­

(i) That as per delegated discretionary powers for conducting Bank's business   as in force from 1st June, 1997 in case of emergent circumstances Manager of   Medium Sized Branch may exceed the Sanctioned limit within the available   drawable   limit   to   the   extent   of   10%   of   the   available   drawable   limit   or   Rs.20,000/­   whichever   is   lower.   However,   you   allowed   execeedings   over   Page 2 of 13 HC-NIC Page 2 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT sanctioned limit beyond you discretionary powers in CC Hypothecation A/cs   of M/s Royal Marketing and M/s. Shanti Sales Agency. Details as to date,   sanctioned   limit,   outstanding   and   amount   of   execeedings   are   given   in  Annexure­A to this Chargesheet.

(ii) That as per procedure prior approval from the Competent Authority is   required to be obtained for allowing any exceedings over the sanctioned limit   and   any   advance   granted   by   the   Branch   Manager   beyond   the   sanctioned   limit/  discretionary power  is required to be reported on daily basis in the   statement BR­RO­D­3. You, however, did not report the exceeding allowed by   you as per Annexure­A.

(iii) That you allowed exceedings in the aforesaid CC Hypothecation A/cs but   did   not   report   the   same   in   BR­RO­D­3.   You   also   did   not   obtain   prior   approval from the Competent Authority and to hide your aforesaid acts you   manipulated reporting of outstanding figures of the aforementioned A/Cs in   MN statement of 30/09/1999 as under:­ NAME OF THE ACCOUNT OUTSTANDING  CORRECT  DIFFERENCE  MENTIONED   IN   MN  OUTSTANDING   AS  STATEMENTS   AS   ON  ON 30/09/1999  30/09/1999 (Rs.  000) (Rs.  000) M/S. ROYAL MARKETING 8000 18,09 10,09 M/S SHANTI SALES AGENCY 7000 15,27 8,27 TOTAL 15,00 33,36 18,36 In order to hide the difference of Rs.18.36 Lacs due to the above­mentioned   wrong   reporting   in   MN   Statement   you   showed   wrong   outstanding   of   Rs.18.36   Lacs   (Debit)   as   on   30/09/1999   in   another   account   of   M/s.   Saurashtra Sarafi Sahkari Mandli Ltd. whereas correct outstanding in this   account as on 30/09/99 was Rs.2.17 Lacs (Credit) against limit of Rs.26.92   Lacs. Certified copy of relevant pages of the MN Statement as of 30/09/1999   is enclosed and shown as Annexure­B.

(iv)   That   as   per   procedure   cheques   received   in   inward   clearing   are   to   be   debited to the party's account on the same day of receipt of the clearing. In   case  cheque  is  required  to be returned  due  to insufficient  fund/   limit,  the   same has to be done on the same day through the return clearing. However,   in   violation   of   the   aforesaid   norms/   rules   you   withheld   various   cheques   presented  in  clearing   inspite  of  that   the   fact  the   sufficient  drawing   limit/   balance was not available in the accounts. Details of cheques withheld by you   in A/Cs of M/S. Royal Marketing, M/S. Royal Agency and in M/s. Shanti   Sales Agency are given in Annexure­C to the chargesheet. As such you had   accommodated the parties by giving unauthorised advance.

2.       That   your   aforesaid   acts   of   allowing   heavy   exceedings   beyond   your   discretionary powers, not reporting the exceedings, making false reporting in   MN Statement as of 30/09/1999 and withholding the cheques presented in   clearings despite the fact that sufficient drawing limit was not available in   the   A/Cs   shows   that   you   have   acted   out   of   ulterior   motive.   Due   to   your   aforesaid   acts   both   the   above   A/Cs   i.e.   M/S.   Royal   Marketing   and   M/S.   Page 3 of 13 HC-NIC Page 3 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT Shanti Sales Agency are likely to become NPA.

3.     Your   aforesaid   act/s   if   proved   will   constitute   the   following   act/s   of   misconduct.

(i) Lack of integrity/ honesty, devotion in discharging the duties involving   or  likely to involve the Bank in serious financial risk/ loss and/ or;

(ii) Violation of Bank's norms/ rules and procedures and/or;

(iii) Doing act/s prejudicial to the interest of the Bank involving or likely   to involve the Bank in serious financial risk/ loss and/or;

(iv) Act/s unbecoming of a Bank Officer.

4.     The  above  act/s  of misconduct,  if proved  will reflect  contravention  of   Regulation   3(1)   read   with   Regulation   24   of   Dena   Bank   Officer   Emloyees   (conduct)   Regulation   punishable   under   Dena   Bank   Officer   Employees   (Discipline & Appeal) Regulations 1976.

2.2 An   Inquiry   Officer   was   appointed   for   the   purpose   of   the  departmental inquiry. At the end of the inquiry, the following conclusion  was drawn by the Inquiry Officer.

My finding of the inquiry based on above are summarized as under:­

1) The CSO has confirmed that he has fully understood the contents of   the charges.

2) The  CSO has confessed in his written reply that  he has committed   various mistakes mentioned in the chargesheet.

3) The CSO has confirmed in his written reply and written presentation   in the inquiry that various irregularities mentioned in the chargesheet factual   position     does not different with it.

               4)          The CSO has admitted all the charges 
                                                                     inquiry before me on 26­5­2000.

               5)      The CSO was asked again in the inquiry whether he admits all the  

charges levelled against in the chargesheet issued to reconfirm his admission   and the CSO has reconfirmed his admission of all the charges levelled against   him in the chargesheet.

6) Even after admission and readmission of all the charges by the CSO, I   have given enough opportunity to CSO and his Defence Representative in case   they want to make any other submission before me to defend CSO. However,   CSO and his defence representative informed that they do not want to make   any other submission to defend CSO.



                                                      Page 4 of 13

HC-NIC                                             Page 4 of 13       Created On Sat Aug 06 03:11:50 IST 2016
                   C/SCA/8441/2002                                                           JUDGMENT




               7)      The  Presenting  Officer  has  decided  not  to proceed  further  with the  

presentation of the case in view of admission of all the charges by the CSO.

In view of above mentioned findings, the charges levelled against the CSO in   the chargesheet are admitted and hence, proved.

2.3 The Disciplinary Authority having regard to the inquiry report and  other   materials,   passed   the   impugned   order   dated   29/08/2000  dismissing the writ­applicant from service. 

2.4 Being   dissatisfied   with   the   order   of   dismissal   passed   by   the  Disciplinary Authority, the writ­applicant preferred an appeal before the  Appellate Authority. The General Manager (Mumbai City Region) acted  as the Appellate Authority. While dismissing the appeal, the Appellate  Authority observed as under:­

6.   I have carefully gone through each and every contention of the Appellant   on his appeal containing 7 pages and his further written submission vide his   letter dated 19/04/2001 containing 13 pages, the entire record of the case   such   as   chargesheet,   his   reply   thereon,   inquiry   proceedings,   report   and   findings of IA, submission of the Appellant on the findings of IA, the penalty   order imposed by the IA. My views and comments on the contentions of the   Appellant are as under:

6.1   The contentions of the Appellant that he had unblemished service with   the Bank is not true. From the record, I observe that a penalty of "stoppage of   one increment in present time scale without cumulative effect" was imposed   on him vide order dated 22.12.89 in the matter of show cause notice dated   25.2.89 issued to him. Further, the Appellant was imposed with the penalty   of "Reduction in Basic Pay by one stage" in matter of another chargesheet   dated 21/04/1990.
6.2   As regards the contention raised in para 5.1, 5.2 and 5.3 of the appeal,   I   observe   that   during   the   enquiry   proceedings   the   Appellant   was   given   opportunity to plead his case. However, he preferred to admit all the charges   levelled   against   him.   Moreover,   the   appellant   has   not   given   any   proof   to   substantiate that there was a formal understanding with the Management to   view the matter leniently. 
6.3     With   the   reference   to   contention   raised   in   para­5.4,   5.5   and   5.6,   I  observe that during the inquiry proceedings the appellant had admitted all   the   charges   levelled   against   him.   Further,   during   the   said   inquiry   proceedings,   he   was   time   and   again   asked   whether   he   had   anything   to   submit  in his defence. However, he preferred to remain silent. Therefore,  I   Page 5 of 13 HC-NIC Page 5 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT observe that the Inquiring Authority did not abruptly concluded the enquiry   and   submitted   the   enquiry   findings   as   per   the   provisions   of   Dena   Bank   Officer Employees' (Discipline & Appeal) Regulation, 1976.
6.4    With reference to the contention raised in para 5.7 I observe that the   Disciplinary Authority vide his letter No.RR/PER/1045/2000  dated 19­06­ 2000   provided   copy   of   Inquiring   Authority's   finding   to   appellant   for   his   submission and had again reminded him vide letter no.RR/PER/123/2000   dated 17­7­2000 and the Appellant submitted his submission vide his letter   dated 26.7.2000 I observe that the Disciplinary Authority has gone through   the   findings   of   the   Inquiring   Authority   and   after   applying   his   mind   has   agreed with his findings.
6.5   With reference to para 5.8 of his appeal I observe that it is summary of   the contentions of the appellant and the contentions are already dealt with in   detail at above para.
2.5 Being dissatisfied, the present writ­application has been filed.
3. On 30/09/2002, the following order was passed:­ Mr. Shastri learned counsel for the petitioner submits that having put in 40   years of service the petitioner was made to believe that upon acceptance of   the charges levelled against him in the departmental inquiry, the petitioner   would be leniently dealt with and in support of the said stand relies on the   letter dated 2­4­2000 from the office bearer of the Dena Bank Supervisory   Staff Association (Annexure C, P.65) and also on the letter dated 26­7­2000   of   the   petitioner   to   the   disciplinary   authority   (Annexure­E   P.79).            
           

It is submitted that otherwise there was no reason for the petitioner to accept   the charges when the petitioner had defences available to him at the inquiry.

           

In view of the above, Rule returnable on 2nd December, 2002.

4. The appearance of one Mr. Devesh A. Bhatt has been shown as the  learned advocate  appearing  for the  writ­applicant, however, he is  not  present even in the second call.

5. It appears from the grounds raised in this writ­application that the  writ­applicant   was   lured   in   making   a   clean   breast   of   the   alleged  misconduct on a false assurance that he would be dealt with leniently.  To put it in other words, it is the case of the writ­applicant that he was  made to believe if he would admit the charges, then the bank may show  Page 6 of 13 HC-NIC Page 6 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT some   mercy   upon   him   and   in   such   circumstances,   the   writ­applicant  admitted the alleged acts of misconduct.

7. It appears that in response to the show­cause notice issued by the  disciplinary   authority,   the   writ­applicant   had   filed   his   reply   dated  26/07/2000  which  is  at Page­79, Annexure­'E' to this  petition.  In the  said reply, it has been stated as under:­ In   view   of   all   these   facts,   I   once   again   strongly   oppose   the   findings   in   departmental Inquiry and entire Inquiry Proceedings may be initiated fresh,   so as to defend myself against all so­called charges leveled against me. I once   again repeat that so­called admission of charges levelled against me, because   of as mutual understanding arrived by Association. For the sake of Natural   Justice reopen Inquiry at that, time I will produce documentary evidence as   well as I will like to examine officers who have discussed above matter. 

Confession given by me with the fully understanding that Management will   taken  lenient  view only,  but Management  has taken view that the tool  of   confession as a base of criminal complaint. This is the totally breach of trust.   This is quite contradictory as per understanding made with Association and   Management.     Thus,   my   confession   given   was   an   interim   and   it   was   not   final. Under the circumstances, I want to utilize my Constitutional Right on   SILENCE and wants to reopen entire Inquiry Proceedings. 

8. Thus,   it   appears   from   the   case   of   the   writ­applicant   that   there  should   be   a   denovo   inquiry   on   merits   and   his   confession   should   be  ignored. 

9. On   the   other   hand,   this   writ­applicant   has   been   vehemently  opposed by Mr. Rishin Patel, the learned counsel appearing for the Bank.  According to Mr. Patel, the defence of the writ­applicant is nothing but  an afterthought. After having admitted all the charges, it is not proper  on   the   part   of   the   writ­applicant   to   turn   around   and   say   that   his  admission  or the  confession was not on his  freewill and volition.  Mr.  Patel   has   placed   reliance   on   the   following   averments   made   in   the  affidavit­in­reply filed on behalf of the Bank.

8.         With   reference   to   Para­4,   respondent   categorically   denies   that   any   assurance was given by the disciplinary authority for taking lenient view in   Page 7 of 13 HC-NIC Page 7 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT the matter. It is also denied that the meeting took place between the regional   authority  and Shri Parekh,  petitioners'  defense  representative.  Letter  dated   02/04/2000   appended   as   Annexure   C   to   the   petition   is   communication   between Shri Suresh Parekh, the petitioners' defense representative and the   petitioner and Bank has no relation to it. It is submitted that letter written   by the petitioners' defense representative to the petitioner is not admissible   and   it   appears   to   be   created   with   a   view   to   make   out   the   case   of   plea­ bargaining. Considering the gravity of the charges the disciplinary authority   or regional authority at no point of time had ever given any assurance to the   petitioner that if he accepts the charges, a lenient view would be taken. The   fact is that the petitioner was not having any defense at all and the aforesaid   contention   of   the   petitioner   is   mere   afterthought.   To   prove   the   aforesaid   contention  the petitioner  has not  produced  any documents/  witness  before   the appellate authority when the petitioner was given personal hearing on   26.02.2002 by the appellate authority.

11.    With reference to Para No.7, 8 & 9, respondent denies each and every   averments   and   contentions   made   therein.   It   is   categorically   denied   that   petitioner   was   made   a   scapegoat   of   some   union   rift   or   some   unforeseen   circumstances not within the knowledge of the petitioner.

12.    With reference to Para 10, it is denied that petitioner was given brief   personal   hearing   instead   of   allowing   the   petitioner   to   present   his   case   in   detail. It is submitted that from the minutes of the personal hearing given on   26/02/2002 one can observe that the petitioner was given personal hearing   in detail. It is also not true that the order passed by the appellate authority is   without   application   of   mind.   It   is   submitted   that   Appellate   Authority   has   passed   the   order   dated   8/03/2002   after   carefully   considering   all   the   contentions and submissions of the petitioner and after going through entire   record  of the case. Copy of the minutes  signed by the appellate authority,   petitioner and his defense representative is enclosed and marked as Annexure   R­2.

16.       With reference to Para No.17 the respondent denies each and every   contentions and averments made therein. It is categorically denied that the   petitioner's   admission   to   the   said   charges   was   under   any   duress.   In   fact   during   the   inquiry   proceedings   the   petitioner   was   time   and   again   asked   whether he admits the charges and petitioner in his reply categorically stated   that he has received the chargesheet and he has given reply to the concerned   authority   in   which   he   has   confessed   his   mistakes   as   stated   in   the   charge   sheet.   The   petitioner's   defence   representative   had   also   confirmed   the   admission   of   all   the   charges   levelled   against   the   petitioner.   Thus,   the   contention  of the petitioner  that  admission  to the  said charges  was under  

duress is utterly baseless and outrageous. 
10. Having   heard   the   learned   counsel   appearing   for   the   bank   and  having considered the materials on record, the only question that falls  for my consideration is whether the Bank committed any error in passing  Page 8 of 13 HC-NIC Page 8 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT the impugned order of dismissal from service.
11. I am not at all impressed with the defence of the writ­applicant  that he was made to believe that if he would admit the charges, then the  Bank would deal with him leniently. The charges levelled against the  writ­applicant   are   otherwise   also   very   serious.   He   was   serving   as   a  Branch Manager of a Nationalized Bank. I take notice of the findings  recorded   by   the   Appellate   Authority   and   more   particularly,   the  following:­ 6.2 As regards to the contention raised in para 5.1, 5.2 and 5.3 of the   appeal, I observe that during the enquiry proceedings the Appellant was given   opportunity to plead his case. However, he preferred to admit all the charges   levelled   against   him.   Moreover,   the   appellant   has   not   given   any   proof   to   substantiate that there was a formal understanding with the Management to   view the matter leniently. 
6.3 With   reference   to   contention   raised   in   para   5.4,   5.5   and   5.6,   I   observe that during the inquiry proceedings the appellant had admitted all   the   charges   levelled   against   him.   Further,   during   the   said   inquiry   proceedings,   he   was   time   and   again   asked   whether   he   had   anything   to   submit  in his defence. However, he preferred to remain silent. Therefore,  I   observe that the Inquiring Authority did not abruptly concluded the enquiry   and   submitted   the   enquiry   findings   as   per   the   provisions   of   Dena   Bank   Officer Employees' (Disciplinary & Appeal) Regulation, 1976.
12. In the case of  The Central Bank of India Ltd., Vs. Karunamoy  Benerjee reported in AIR 1968 SC 266, the Supreme Court observed as  under:­
19.   We must, however, emphasize that the rules of natural justice, as laid   down by this Court, will have to be observed, in the conduct of a domestic   enquiry against a workman. If the allegations are denied by the workman, it   is needless to state that the burden of proving the truth of those allegations   will be on the management; and the witnesses called, by the management,   must be allowed to be cross­examined, by the workman, and the latter must   also   be   given   an   opportunity   to   examine   himself   and   adduce   any   other   evidence that he might choose, in support of his plea. But, if the workman   admits his guilt, to insist upon the management to let in evidence about the   allegations, will, in our opinion, only be an empty formality. In such a case,   it will be open to the management to examine the workman himself, even in   the   first   instance,   so   as   to   enable   him   to   offer   any   explanation   for   his   conduct, or to place before the management any circumstances which will go   Page 9 of 13 HC-NIC Page 9 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT to mitigate the gravity of the offence. But, even then, the examination of the   workman, under such circumstances, should not savour of an inquisition. If,   after the examination of the workman, the management chooses to examine   any witnesses, the workman must be given a reasonable opportunity to cross­ examine those witnesses and also to adduce any other evidence that he may   choose.
13. In   the   case   of  Chairman   &   Managing   Director,   V.S.P.   Vs.  Goparaju Sri Prabhakara Hari Babu reported in (2008) 5 SCC 569, the  Supreme Court observed as under:­
16. Indisputably, respondent was a habitual absentee. He in his explanation,   in answer to the charge sheet pleaded guilty admitting the charges. In terms   of Section 58 of the Indian Evidence Act, charges having been admitted were   not required to be proved. It was on that premise that the enquiry proceeding   was closed. Before the enquiry officer, he did not submit the explanation that   his mother being ill. He, despite opportunities granted to report to duty, did   not do it. He failed to explain even his prior conduct. 
17.   In Sangramsinh P. Gaekwad & Ors. v. Shantadevi P. Gaekwad (Dead)  through LRs & Ors. 2005 (11) SCC 314, this Court noticing Section 58 of the   Indian Evidence Act, held : 
"214. In terms of the aforementioned provision, things admitted need not be   proved. In view of the admission of Respondent 1 alone, the issue as regards   allotment   of   6475   shares   should   have   been   answered   in   favour   of   the  appellants.   The   company   petitioner   at   a   much   later   stage   could   not   be   permitted to take a stand which was contrary to or inconsistent with the   original pleadings nor could she be permitted to resile from her admissions  contained therein." 

18.  It was observed that judicial admissions can be made the foundation of   the rights of the parties. 

19.  A subsequent explanation before another authority, which had not been   pleaded in the departmental proceedings, cannot by itself a ground to hold   that   the   principles   of   natural   justice   had   not   been   complied   with   in   the   disciplinary proceedings. 

20.   The jurisdiction of the High Court in this regard is rather limited. Its   power to interfere with disciplinary matters is circumscribed by well known   factors.   It   cannot   set   aside   a   well   reasoned   order   only   on   sympathy   or   sentiments.  [See Maruti Udyod Ltd. v. Ram Lal and Others  [(2005) 2 SCC   638];  State of Bihar & Ors. v. Amrendra Kumar Mishra  [2006 (9) SCALE   549]; Regional Manager, SBI v. Mahatma Mishra [2006 (11) SCALE 258];   State of Karnataka v. Ameerbi & Ors. [2006 (13) SCALE 319]; State of M.P.   and Ors. v. Sanjay Kumar Pathak and Ors. [2007 (12) SCALE 72] and Uttar   Haryana Bijli Vitran Nigam Ltd. & Ors. v. Surji Devi [CA No.576 of 2008   decided on 22.1.2008]. 



                                                      Page 10 of 13

HC-NIC                                             Page 10 of 13      Created On Sat Aug 06 03:11:50 IST 2016
                    C/SCA/8441/2002                                                        JUDGMENT




21. Once it is found that all the procedural requirements have been complied   with,   the   Courts   would   not   ordinarily   interfere   with   the   quantum   of   punishment imposed upon a delinquent employee. The Superior Courts only   in some cases may invoke the doctrine of proportionality. If the decision of an   employer is found to be within the legal parameters, the jurisdiction would   ordinarily   not   be   invoked   when   the   misconduct   stands   proved.   {[See   Sangeroid Remedies Ltd. v. Union of India & Ors. [(1999) 1 SCC 259]}. 

22.   The High Court in exercise of its jurisdiction under  Article 226  of the   Constitution  of India  also  cannot,  on the  basis  of sympathy  or sentiment,   overturn a legal order. 

14. In the overall view of the matter, I am not convinced with the case  put   up   by   the   writ­applicant.   A   Bank   Officer   is   required   to   exercise  higher standards of the honesty and integrity. He deals with money of  the depositors and the customers. Every officer/employee of the Bank is  required to take all possible steps to protect the interests of the Bank and  to   discharge   his   duties   with   utmost   integrity,   honesty,   devotion   and  diligence and to do nothing which is unbecoming of a Bank Officer.

15. In   the   case   of  Chairman   and   Managing   Director,   United  Commercial Bank Vs. P.C. Kakkar (AIR 2003 SC 1571), the Supreme  Court in paras 14 and 15 held as under:

14. A Bank Officer is required to exercise higher standards of honesty and   integrity.  He deals with money  of the depositors  and the customers.  Every   officer/employee of the Bank is required to take all possible steps to protect   the interests of the Bank and to discharge his duties with utmost integrity,   honesty, devotion and diligence and to do nothing which is unbecoming of a   Bank   officer,   Good   conduct   and   discipline   are   inseparable   from   the   functioning of every officer/employee of the Bank. As was observed by this   Court   in   Disciplinary   Authority­cum­Regional   Manager   v.   Nikunja   Bihari   Patnaik, 1996 (9) SCC 69, it is no defence available to say that there was no   loss   or   profit   resulted   in   case,   when   the   officer/employee   acted   without   authority. The very discipline of an organization more particularly a Bank is   dependent upon each of its officers and officers acting and operating within   their allotted sphere. Acting beyond one's authority is by itself a breach of   discipline and is a misconduct. The charges against the employee were not   casual in nature and were serious. These aspects do not appear to have been   kept in view by the High Court. 
15.  It needs  no emphasis  that  when  a  Court   feels  that  the  punishment   is   shockingly   disproportionate,   it   must   record   reasons   for   coming   to   such   a   Page 11 of 13 HC-NIC Page 11 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT conclusion.   Mere   expression   that   the   punishment   is   shockingly   disproportionate would not meet the requirement of law. Even in respect of   administrative   orders   Lord   Denning   M.R.   in   Breen   v.   Amalgamated   Engineering Union (1971 (1) All ER 1148) observed "The giving of reasons is   one  of the fundamentals  of good administration".  In Alexander  Machinery   (Dedley) Ltd. v. Crabtres (1974 LCR 120), it was observed : "Failure to give   reasons amounts to denial of justice". Reasons are live links between the mind   of   the   decision­taker   to   the   controversy   in   question   and   the   decision   or   conclusion   arrived   at".   Reasons   substitute   subjectivity   by   objectivity.   The   emphasis on recording reasons is that if the decision reveals the "inscrutable   face of the sphinx", it can, by its silence, render it virtually impossible for the   Courts to perform their appellate function or exercise the power of judicial   review   in   adjudging   the   validity   of   the   decision.   Right   to   reason   is   an   indispensable part of a sound judicial system. Another rationale is that the   affected party can know why the decision has gone against him. One of the   salutary requirements of natural justice is spelling out reasons for the order   made, in other words, a speaking out. The "inscrutable face of a sphinx" is   ordinarily incongruous with a judicial or quasi­judicial performance. But as   noted above, the proceedings commenced in 1981. The employee was placed   under   suspension   from   1983   to   1988   and   has   superannuated   in   2002.  

Acquittal   in   the   criminal   case   is   not   determinative   of   the   commission   of   misconduct or otherwise, and it is open to the authorities to proceed with the   disciplinary proceedings, notwithstanding acquittal in criminal case. It per se   would not entitle the employee to claim immunity from the proceedings. At   the  most   the   factum   of acquittal   may  be   a  circumstance   to  be  considered   while  awarding  punishment.  It would depend upon facts  of each case and   even that cannot have universal application.

16. In the case of  Ganesh Santa Ram sirur Vs. State Bank of India  and Another (AIR 2005 SC 314), the Supreme Court observed in paras  32 and 33 as under:

32. The learned senior counsel also relied on para 14 of the above judgment.  

Replying on the above passage, Mr. Salve submitted that the appellant, the   Branch Manager of a Bank is required to exercise higher standards of honesty   and   integrity   when   he   deals   with   the   money   of   the   depositors   and   the   customers and, therefore, he is required to take all possible steps to protect   the interest of the bank and to discharge  his duties with utmost  integrity,   honesty, devotion and diligence and to do nothing which is unbecoming of   the  Bank Officer.  According  to Mr.  Salve,  good conduct  and discipline  are   inseparable for the functioning of every officer, Manager or employee of the   Bank, who deals with public money and there is no defence available to say   that there was no loss or profit resulted in the case, when the Manager acted   without   authority   and   contrary   to   the   rules   and   the   scheme   which   is   formulated   to   help   the   Educated   Unemployed   Youth.   Mr.   Salve's   above   submissions  is well merited  acceptance  and we see much  force  in the  said   submission. 

33. The Bank Manager/Officer and employees and any Bank nationalised/or   Page 12 of 13 HC-NIC Page 12 of 13 Created On Sat Aug 06 03:11:50 IST 2016 C/SCA/8441/2002 JUDGMENT non­nationalised   are   expected   to   act   and   discharge   their   functions   in   accordance with the rules and regulations of the Bank. Acting beyond one's   authority is by itself a breach of discipline and Trust and a misconduct. In the   instant case Charge No.5 framed against the appellant is very serious and   grave in nature. We have already extracted the relevant rule which prohibits   the Bank Manager to sanction a loan to his wife or his relative or to any   partner. While sanctioning the loan the appellant does not appear to have   kept   this   aspect   in   mind   and   acted   illegally   and   sanctioned   the   loan.   He   realized the mistake later and tried to salvage the same by not encashing the   draft issued in the maiden name of his wife though the draft was issued but   not encashed. The decision to sanction a loan is not an honest decisions. The   Rule 34(3)(1) is a rule of integrity and therefore as rightly pointed out by   Mr. Salve, the respondent Bank cannot afford to have the appellant as Bank   Manager. The punishment of removal awarded by the Appellate Authority is   just and proper in the facts and circumstances of the case. Before concluding,   we may usefully rely on the judgment Regional Manager, U.P. SRTC, Etawah   and Ors. v. Hoti Lal and Anr. reported in 2003(3) SCC 605. Wherein this   Court has held as under :­ "If the charged employee holds a position of trust where honesty and integrity   are inbuilt requirements of functioning, it would not be proper to deal with   the   matter   leniently.   Misconduct   in   such   cases   has   to   be   dealt   with   iron   hands. Where the person deals with public money or is engaged in financial   transactions or acts in a fiduciary capacity, the highest degree of integrity   and   trustworthiness   is   a   must   and   unexceptionable.   Judged   in   that   background,   conclusions   of   the   Division   Bench   of   the   High   Court   do   not   appear to be proper. We set aside the same and restore order of the learned   single Judge upholding the order of dismissal."

17. In   view   of   the   above,   this   writ­application   fails   and   is   hereby  rejected. Rule is discharged.

The Civil Application, if any, also stands disposed of.

(J.B.PARDIWALA, J.)  aruna Page 13 of 13 HC-NIC Page 13 of 13 Created On Sat Aug 06 03:11:50 IST 2016