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[Cites 0, Cited by 0] [Section 16] [Entire Act]

Securities And Exchange Board Of India - Subsection

Section 16(b) in Securities and Exchange Board of India (Investment Advisers) Regulations, 2013

(b)it has a process for assessing the risk a client is willing and able to take, including:
(i)assessing a client's capacity for absorbing loss;
(ii)identifying whether client is unwilling or unable to accept the risk of loss of capital;
(iii)appropriately interpreting client responses to questions and not attributing inappropriate weight to certain answers.