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[Cites 11, Cited by 0]

Delhi High Court

Welspun One Logistics Parks Fund I vs Mr Mohit Verma & Ors. on 19 December, 2022

Author: Navin Chawla

Bench: Navin Chawla

                                         Neutral Citation Number: 2022/DHC/005687



                  *        IN THE HIGH COURT OF DELHI AT NEW DELHI
                                                                        Reserved on:12.12.2022
                                                                     Date of decision:19.12.2022

                  +        ARB.P. 792/2022 & I.A. 17174/2022
                           WELSPUN ONE LOGISTICS PARKS FUND I       ..... Petitioner
                                        Through: Mr.Jayant Mehta, Sr. Adv. with
                                                 Ms.Sanya     Sud,      Mr.Sanjeev
                                                 Sharma,      Ms.Divya         Joshi,
                                                 Mr.Siddharth & Ms.Ananya Pratap
                                                 Singh, Advs.
                                        versus

                      MR. MOHIT VERMA & ORS.                 ..... Respondents
                                    Through: Mr.Arvind Nigam, Sr. Adv. with
                                             Mr.Sumit Kochhar, Ms.Laavanya
                                             Kaushik, Mr.Vineet Malhotra,
                                             Ms.Skhita,   Mr.Mohit        Paul,
                                             Mr.Vishal Gohri, Mr.Rajdeep
                                             Panda, Mr.Chitranshul Sinha,
                                             Ms.Sanjam Chawla & Ms.Akshita
                                             Upadhyay, Advs.
                  CORAM:
                  HON'BLE MR. JUSTICE NAVIN CHAWLA

                  1.       This petition has been filed by the petitioner under Section 11(6) of
                  the Arbitration and Conciliation Act, 1996 (hereinafter referred to as the
                  „Act') seeking appointment of an Arbitrator for adjudicating the disputes
                  that have arisen between the parties in relation to the „Non-Binding Term
                  Sheet‟ dated 26.11.2021 (hereinafter referred to as the „Term Sheet‟)
                  executed between the parties.
                  2.       The Arbitration Agreement between the parties is contained in
                  Clause 12 of the Term Sheet, and is reproduced hereinbelow:-


Signature Not Verified
Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                              Page 1 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                           "12) Governing Law and Jurisdiction
                                                  This Term Sheet and any other
                                           documentation with respect to any transaction
                                           contemplated herein shall be governed by Indian
                                           law.
                                                  All disputes arising out of and/ or due to
                                           this Term Sheet shall be resolved by arbitration in
                                           accordance with the Arbitration and Conciliation
                                           Act, 1996 through a sole arbitrator to be mutually
                                           appointed by the parties with seat and venue in
                                           Delhi."

                  3.       Though the agreement is titled as „Non-Binding Term Sheet‟, it
                  further provides as under:-
                                            "Notwithstanding the usage of "Non-Binding" as
                                           a suffix to the Term Sheet at certain places above,
                                           it is agreed that the Term Sheet shall be binding
                                           upon the parties to the following extent and clause
                                           only during the Term,;
                                           (i)    During the Term, the Sellers and the Buyer
                                           shall abide by the terms of this Term Sheet. Also,
                                           the Seller shall maintain exclusivity for Lands-A,
                                           Govt Lands/ Lease Lands for the Buyer and shall
                                           not support or cause the transfer of Lands-B to
                                           any third party.
                                           (ii) Further, during the Term, both Parties shall
                                           act in good earnest and work towards closure of
                                           the transaction, including discussions and
                                           finalizations of the transaction documents.
                                           (iii) The Clauses pertaining to Confidentiality,
                                           Expenses and Dispute Resolution, shall be binding
                                           upon the Parties."
                                                                          (Emphasis supplied)

                  4.       Disputes having arisen between the parties, the petitioner invoked
                  the Arbitration Agreement vide notice dated 06.06.2022. The same was
                  replied to by the respondents, through their counsel, vide notice dated
                  05.07.2022, refusing the appointment of an Arbitrator.




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Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                                 Page 2 of 17
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                                          Neutral Citation Number: 2022/DHC/005687



                  5.       The learned senior counsel for the respondents submits that the
                  present petition is not maintainable inasmuch as the agreement being
                  relied upon itself states that it is a „Non-Binding Term Sheet‟. He submits
                  that even though the agreement further states that the Dispute Resolution
                  Clause in the said agreement would bind the parties, the same can be of
                  no consequence inasmuch as the other terms of the agreement remain
                  non-binding. He submits that a dispute cannot, therefore, be referred in a
                  vacuum.
                  6.       The learned senior counsel for the respondents further submits that
                  the said Term Sheet is for the transfer of land in favour of the petitioner.
                  Placing reliance on the Securities and Exchange Board of India
                  (Alternative Investment Funds) Regulations, 2012 (hereinafter referred to
                  as the „Regulations'), he submits that in terms of Clause 17 of the
                  Regulations, a Category II Alternative Investment Fund is permitted to
                  invest only in un-listed investee companies or in the units of Category I
                  or other Category II Alternative Investment Funds as may be disclosed in
                  the placement memorandum; the fund cannot invest directly in the
                  purchase of land. He submits that, therefore, the consideration under the
                  subject Term Sheet is itself illegal and the Term Sheet is not enforceable
                  in law. The agreement being unenforceable, the Arbitration Agreement
                  contained therein would be equally void and unenforceable in law.
                  7.       He submits that this Court, while exercising its jurisdiction under
                  Section 11 of the Act, would also, at least prima facie, consider the
                  invalidity of the underlying agreement and in case, it finds the same to be
                  void, refuse reference of the parties to arbitration. In support, he places
                  reliance on the judgment of the Supreme Court in Vidya Drolia v. Durga

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Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                              Page 3 of 17
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                                          Neutral Citation Number: 2022/DHC/005687



                  Trading Corporation, (2021) 2 SCC 1 and N.N. Global Mercantile (P)
                  Ltd. v. Indo Unique Flame Ltd., (2021) 4 SCC 379.
                  8.       The learned senior counsel for the respondents further submits that
                  the petitioner itself, in its notice dated 04.04.2022, had asserted that it
                  would take over the responsibility of procurement of lands mentioned as
                  „Land A2‟ and „Lands B‟ in the Term Sheet from third parties, thereby
                  evidencing novation of the agreement. He submits that once the
                  agreement stands novated, the Arbitration Agreement contained in the
                  original Term Sheet would no longer bind the parties. In support, he
                  places reliance on Union of India v. Kishorilal Gupta & Bros., (1960) 1
                  SCR 493.
                  9.       The learned senior counsel for the respondents finally submits that
                  even otherwise, the present petition has been filed by a non-legal entity.
                  He submits that the petitioner "Welspun One Logistics Parks Fund I" is
                  only a „Scheme‟ floated by "Welspun One Warehousing Opportunities
                  Fund", which is a registered Trust. The scheme itself has no legal status
                  and, therefore, cannot maintain the present petition. As far as the Trust is
                  concerned, as it‟s objects do not provide for investment in land, but only
                  allows investment in other companies, the Term Sheet is beyond the
                  objects of the Trust and is, therefore, not enforceable by the Trust. He
                  submits that, therefore, the petitioner has no legal standing to institute
                  and maintain the present petition. He further submits that even the Term
                  Sheet has been signed for and on behalf of the petitioner herein, which is
                  a non-legal entity, and not for the Trust. Therefore, the Term Sheet
                  cannot bind the respondents.


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Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                              Page 4 of 17
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                                          Neutral Citation Number: 2022/DHC/005687



                  10.      On the other hand, the learned senior counsel for the petitioner
                  submits that though the nomenclature of the Term Sheet is "Non
                  Binding", the terms thereof clearly state that the Dispute Resolution
                  clause and other clauses thereof will bind the parties. Whether the
                  agreement can be enforced or not is for the Arbitrator to consider and
                  adjudicate upon. He submits that it is for the Arbitrator to also adjudicate
                  whether the said Term Sheet is enforceable in law or not. He submits that
                  this Court, while exercising its powers under Section 11 of the Act,
                  cannot enter into this dispute and adjudicate thereon.
                  11.      On the issue of the standing of the petitioner to institute the present
                  petition, he places reliance on the order dated 01.08.2022 passed on a
                  petition under Section 9 of the Act between the parties, being OMP (I)
                  (COMM) 157/2022, wherein similar plea of the respondents was rejected
                  by the Court. He submits that a Special Leave Petition against the said
                  order was dismissed by the Supreme Court vide its order dated
                  24.08.2022 and, therefore, the objection of the respondents in this regard
                  is no longer maintainable. He submits that even otherwise, the present
                  petition has been filed, though in the name of the Scheme, through the
                  Trust, that is, Welspun One Warehousing Opportunities Fund and its
                  Investment Manager-Welspun One Logistics Parks Fund I. He submits
                  that, therefore, the present petition is maintainable and the parties should
                  be referred to arbitration.
                  12.      I have considered the submissions made by the learned counsels
                  for the parties.
                  13.      In Vidya Drolia (Supra), the Supreme Court (Justice Sanjiv
                  Khanna for the Bench) answered the following issues:-

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Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                              Page 5 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                            "2. A deeper consideration of the order of
                                           reference reveals that the issues required to be
                                           answered relate to two aspects that are distinct
                                           and yet interconnected, namely:
                                           2.1 (i) meaning of non-arbitrability and when the
                                           subject-matter of the dispute is not capable of
                                           being resolved through arbitration.
                                           2.2. (ii) the conundrum - "who decides" -
                                           whether the court at the reference stage or the
                                           Arbitral Tribunal in the arbitration proceedings
                                           would decide the question of non-arbitrability.
                                           2.3 The second aspect also relates to the scope
                                           and ambit of jurisdiction of the court at the
                                           referral stage when an objection of non-
                                           arbitrability is raised to an application under
                                           Section 8 or 11 of the Arbitration and Conciliation
                                           Act, 1996 (for short, the „Arbitration Act‟)."

                  14.      In answering the above issues, the Supreme Court held as under:-
                                           "76. In view of the above discussion, we would
                                           like to propound a four-fold test for determining
                                           when the subject matter of a dispute in an
                                           arbitration agreement is not arbitrable:
                                           76.1. (1) When cause of action and subject matter
                                           of the dispute relates to actions in rem, that do not
                                           pertain to subordinate rights in personam that
                                           arise from rights in rem.
                                           76.2. (2) When cause of action and subject-matter
                                           of the dispute affects third party rights; have erga
                                           omnes effect; require centralized adjudication,
                                           and mutual adjudication would not be appropriate
                                           and enforceable.
                                           76.3. (3) When cause of action and subject-matter
                                           of the dispute relates to inalienable sovereign and
                                           public interest functions of the State and hence
                                           mutual adjudication would be unenforceable.
                                           76.4. (4) When the subject-matter of the dispute is
                                           expressly or by necessary implication non-
                                           arbitrable as per mandatory statute(s).
                                           76.5. These      tests     are     not     watertight
                                           compartments; they dovetail and overlap, albeit
                                           when applied holistically and pragmatically will
                                           help and assist in determining and ascertaining
                                           with great degree of certainty when as per law in

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Signing Date:20.12.2022ARB.P. 792/2022                                                  Page 6 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                           India, a dispute or subject-matter is non-
                                           arbitrable. Only when the answer is affirmative
                                           that the subject-matter of the dispute would be
                                           non-arbitrable.
                                           76.6. However, the aforesaid principles have to
                                           be applied with care and caution as observed in
                                           Olympus Superstructures (P) Ltd.:
                                                 "35...Reference is made there to certain
                                                 disputes like criminal offences of a public
                                                 nature, disputes arising out of illegal
                                                 agreements and disputes relating to status,
                                                 such as divorce, which cannot be referred
                                                 to arbitration. It has, however, been held
                                                 that if in respect of facts relating to a
                                                 criminal matter, say, physical injury, if
                                                 there is a right to damages for personal
                                                 injury, then such a dispute can be referred
                                                 to arbitration (Keir v. Leeman). Similarly, it
                                                 has been held that a husband and a wife
                                                 may refer to arbitration the terms on which
                                                 they shall separate, because they can make
                                                 a valid agreement between themselves on
                                                 that matter (Soilleux v. Herbst, Wilson v.
                                                 Wilson and Cahill v. Cahill)."

                  15.      On the issue of "Who Decides Arbitrability?", the Supreme Court
                  further held as under:-
                                            "154. Discussion under the heading "Who
                                           Decides Arbitrability?" can be crystallised as
                                           under:
                                           154.1. Ratio of the decision in Patel Engg. Ltd. on
                                           the scope of judicial review by the court while
                                           deciding an application under Sections 8 or 11 of
                                           the Arbitration Act, post the amendments by Act 3
                                           of 2016 (with retrospective effect from 23-10-
                                           2015) and even post the amendments vide Act 33
                                           of 2019 (with effect from 9-8-2019), is no longer
                                           applicable.
                                           154.2. Scope of judicial review and jurisdiction of
                                           the court under Sections 8 and 11 of the
                                           Arbitration Act is identical but extremely limited
                                           and restricted.



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NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                                 Page 7 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                           154.3. The general rule and principle, in view of
                                           the legislative mandate clear from Act 3 of 2016
                                           and Act 33 of 2019, and the principle of
                                           severability and competence-competence, is that
                                           the Arbitral Tribunal is the preferred first
                                           authority to determine and decide all questions of
                                           non-arbitrability. The court has been conferred
                                           power of "second look" on aspects of non-
                                           arbitrability post the award in terms of sub-
                                           clauses (i), (ii) or (iv) of Section 34(2)(a) or sub-
                                           clause (i) of Section 34(2)(b) of the Arbitration
                                           Act.
                                           154.4. Rarely as a demurrer the court may
                                           interfere at Section 8 or 11 stage when it is
                                           manifestly and ex facie certain that the arbitration
                                           agreement is non-existent, invalid or the disputes
                                           are non-arbitrable, though the nature and facet of
                                           non-arbitrability would, to some extent, determine
                                           the level and nature of judicial scrutiny. The
                                           restricted and limited review is to check and
                                           protect parties from being forced to arbitrate
                                           when the matter is demonstrably "non-arbitrable"
                                           and to cut off the deadwood. The court by default
                                           would refer the matter when contentions relating
                                           to non-arbitrability are plainly arguable; when
                                           consideration in summary proceedings would be
                                           insufficient and inconclusive; when facts are
                                           contested; when the party opposing arbitration
                                           adopts delaying tactics or impairs conduct of
                                           arbitration proceedings. This is not the stage for
                                           the court to enter into a mini trial or elaborate
                                           review so as to usurp the jurisdiction of the
                                           Arbitral Tribunal but to affirm and uphold
                                           integrity and efficacy of arbitration as an
                                           alternative dispute resolution mechanism."

                  16.      Justice N.V. Ramana (as he then was) in a Supplementary Opinion,
                  held as under:-
                                           "244. Before we part, the conclusions reached,
                                           with respect to Question 1, are:
                                           244.1. Sections 8 and 11 of the Act have the same
                                           ambit with respect to judicial interference.



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Digitally Signed By:RENUKA
NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                                  Page 8 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                           244.2. Usually, subject-matter arbitrability cannot
                                           be decided at the stage of Section 8 or 11 of the
                                           Act, unless it is a clear case of deadwood.
                                           244.3. The court, under Sections 8 and 11, has to
                                           refer a matter to arbitration or to appoint an
                                           arbitrator, as the case may be, unless a party has
                                           established a prima facie (summary findings) case
                                           of non-existence of valid arbitration agreement,
                                           by summarily portraying a strong case that he is
                                           entitled to such a finding.
                                           244.4. The court should refer a matter if the
                                           validity of the arbitration agreement cannot be
                                           determined on a prima facie basis, as laid down
                                           above i.e. "when in doubt, do refer".
                                           244.5. The scope of the court to examine the
                                           prima facie validity of an arbitration agreement
                                           includes only:
                                           244.5.1. Whether the arbitration agreement was in
                                           writing? Or
                                           244.5.2. Whether the arbitration agreement was
                                           contained        in     exchange       of    letters,
                                           telecommunication, etc.?
                                           244.5.3. Whether the core contractual ingredients
                                           qua the arbitration agreement were fulfilled?
                                           244.5.4. On rare occasions, whether the subject-
                                           matter of dispute is arbitrable?"

                  17.      In N.N. Global (Supra), the doctrine of separability of the
                  Arbitration Agreement was emphasised as under:-
                                           "4.2. The doctrine of separability of the
                                           arbitration agreement connotes that the invalidity,
                                           ineffectiveness, or termination of the substantive
                                           commercial contract, would not affect the validity
                                           of the arbitration agreement, except if the
                                           arbitration agreement itself is directly impeached
                                           on the ground that the arbitration agreement is
                                           void ab initio.
                                           xxxx
                                           4.10. The doctrine of kompetenz-kompetenz is
                                           based on the premise that the arbitration
                                           agreement is separate and independent from the
                                           substantive underlying contract in which it is
                                           embedded. Equally, an arbitration agreement

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                                           exists and can be acted upon irrespective of
                                           whether the main substantive contract is valid or
                                           not."

                  18.      From the reading of the above judgments, it would be apparent that
                  the Arbitration Agreement is a separate agreement distinct from the main
                  contract, even though it may appear as one of the Clauses of the main
                  agreement. In judging whether the parties can be referred to arbitration or
                  not, the Court shall carry out only a prima facie study to determine if the
                  Arbitration Agreement itself, and as a distinct to the main agreement, has
                  been shown to be void or voidable. It is only when the above is shown,
                  that the Court can refuse to refer the parties to arbitration. Even for
                  determining the same, the Court is not to carry out extensive study of
                  facts. Scope of judicial review and jurisdiction of the Court under Section
                  11 of the Act is extremely restricted and limited. The Arbitral Tribunal is
                  the preferred first authority to determine and decide all questions of non-
                  arbitrability. The Court, while exercising powers under Section 11 of the
                  Act, can refuse to refer the parties to arbitration only where "it is
                  manifestly and ex facie certain that the arbitration agreement is non-
                  existent, invalid or the disputes are non-arbitrable, though the nature and
                  facet of non-arbitrability would, to some extent, determine the level and
                  nature of judicial scrutiny." The Court, by default, would refer the matter
                  to arbitration when contentions relating to non-arbitrability are plainly
                  arguable. The Court must act on the principle "when in doubt, do refer."
                  19.      Applying the above yardsticks and principles to the facts of the
                  present case, though the title of the Term Sheet is "Non-Binding Term
                  Sheet", the Arbitration Agreement is specifically made binding on the


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NEGI
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                  parties. Whether the petitioner would succeed in such arbitration
                  proceedings or not for want of alleged non-enforceability of the other
                  covenants of the Term Sheets, is not to be considered by this Court at this
                  stage. This would be a matter to be considered by the Arbitral Tribunal.
                  As far as this Court is concerned, the Term Sheet expressly states that
                  notwithstanding its title, the Dispute Resolution Clause is binding on the
                  parties.
                  20.      Similarly, whether the other covenants of the Term Sheet are
                  enforceable or illegal/void in terms of the Regulations, also does not at
                  least prima facie affect the Arbitration Agreement, which, as observed
                  hereinabove, is a severable contract between the parties. Such alleged
                  illegality, at least prima facie, does not tag with the arbitration
                  agreement. In any case, to reach a conclusion one way or the other, this
                  Court would have to conduct a detailed examination of not only the Term
                  Sheet, but also of the Regulations, the Trust Deed, the terms of the
                  Scheme, etcetera. The Supreme Court in Vidya Drolia (supra) expressly
                  warns the Courts not to fall in this trap.
                  21.      On the locus of the petitioner to file the present petition, the
                  petitioner is described in the Term Sheet as under:-
                                            "WELSPUN ONE LOGISTICS PARKS FUND I,
                                           a private trust registered with the Securities and
                                           Exchange Board of India as a Category II
                                           Alternative Investment Fund under the Securities
                                           and Exchange Board of India (Alternative
                                           Investment Fund) Regulations, 2012, having its
                                           place of business at Welspun House, 3rd Floor,
                                           Kamla Mills Compound, Lower Parel Mumbai,
                                           Mumbai City, MH-400013 represented by
                                           authorised signatory, Mr. Anshul Singhal
                                           authorized vide resolution dated 21st July, 2020
                                           (hereinafter referred to as the "Buyer", which

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                                           expression shall mean and include their respective
                                           successors and assigns)."

                  22.      Taking into account the above description, a Coordinate Bench of
                  this Court, in its judgment dated 01.08.2022, passed in OMP (I) (COMM)
                  157/2022, a petition under Section 9 of the Act filed by the petitioner
                  against the respondents herein, has held as under:-
                                            "16. The signatory to the Term Sheet is one Mr.
                                           Anshul Singhal, who has signed the Term Sheet as
                                           'authorized signatory' on behalf of Welspun One
                                           Logistics Parks Fund I. Although the text of the
                                           Term Sheet does refer to Welspun One Logistics
                                           Parks Fund I as a 'private registered trust',
                                           clearly that is not the case. But what is to be
                                           considered, at this stage, is the effect of such
                                           misdescription on the maintainability of the
                                           present petition, without delving any further into
                                           the merits of it.
                                           17. What is notable is that the memorandum of
                                           parties/cause-title of the present petition reads:
                                                 "Welspun One Logistics Parks Fund I
                                                 Through its Investment Manager Welspun
                                                 One Logistics Parks Pvt. Limited Having
                                                 office at:

                                                  Whereby, it is seen that Welspun One
                                           Logistics Parks Private Limited, acting as the
                                           Investment Manager of Welspun One Logistics
                                           Park Fund I is named as the petitioner, even
                                           though the reference to the Welspun One Logistics
                                           Parks Fund I appears earlier in the description.
                                           Just because the name of the scheme, i.e. Welspun
                                           One Logistics Park Fund I comes earlier in the
                                           memo of parties/cause title, it cannot be said that
                                           Welspun One Logistics Parks Private Limited,
                                           which is the Investment Manager of the Welspun
                                           One Logistics Parks Fund I, is not the entity that
                                           has filed the present petition.
                                                                   xxxx
                                           19. In the opinion of this court, limited to the
                                           aspect of maintainability of the present petition at

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NEGI
Signing Date:20.12.2022ARB.P. 792/2022                                                 Page 12 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                           the instance of the petitioner, as described in the
                                           memo of parties, the answer to the question posed
                                           is embedded in Recital 'G' read with clauses 2.3,
                                           4.2.22 and 4.2.24 of the Investment Management
                                           Agreement.
                                           20. To clear the confusion as to the connection
                                           between Welspun One Logistics Parks Pvt.
                                           Limited with the Term Sheet, it is observed that
                                           though there is clearly some ambiguity in the
                                           description of the contracting entity on the first
                                           page of the Term Sheet, the term "Buyer" has been
                                           defined more clearly in clause 2 of the Term
                                           Sheet in the following words :
                                                  "Welspun One Logistics Parks Fund I
                                                  ("Fund") is the first scheme of Welspun
                                                  One Warehousing Opportunities Fund,
                                                  which is a category II alternate investment
                                                  fund registered with SEBI under the
                                                  provisions of SEBI (Alternate Investment
                                                  Funds) Regulations 2012. The Buyer
                                                  herein is the investment manager of the
                                                  Fund and is accordingly and duly
                                                  authorised to enter into this Term Sheet on
                                                  behalf of the Fund. "
                                                                           (emphasis supplied)
                                                                  xxxx
                                           22. On a combined reading of the foregoing
                                           provisions of the Trust Deed and the Investment
                                           Management Agreement, and the description of
                                           the petitioner in the Memo of Parties, the
                                           following inferences arise:
                                                 i) The petitioner before this court is
                                                 Welspun One Logistics Parks Private
                                                 Limited, which is the Investment Manager
                                                 of the Welspun One Warehousing
                                                 Opportunities Fund, of which Welspun One
                                                 Logistics Parks Fund I is one of the
                                                 'schemes'. The petitioner Welspun One
                                                 Logistics Parks Pvt. Limited is acting
                                                 through its authorised representative Mr
                                                 Amresh Passi;
                                                 ii) Clause 4.2.24 of the Investment
                                                 Management         Agreement    authorizes
                                                 Welspun One Logistics Parks Private

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Signing Date:20.12.2022ARB.P. 792/2022                                                 Page 13 of 17
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                                          Neutral Citation Number: 2022/DHC/005687


                                                 Limited, as Investment Manager of Welspun
                                                 One Warehousing Opportunities Fund and
                                                 of any schemes floated by the fund, to
                                                 institute and conduct legal proceedings for
                                                 or on behalf of, or in the name of, the fund,
                                                 and its schemes-, and to perform other
                                                 consequential and ancillary acts such as
                                                 compromising,         compounding          or
                                                 abandoning such proceedings; and
                                                 iii) The Term Sheet has been signed by an
                                                 authorised signatory of the Investment
                                                 Manager of Welspun One Warehousing
                                                 Opportunities Fund, which is the fund set-
                                                 up by the Trust and recognised under the
                                                 AIF Regulations.

                                           23. What strikes this court as peculiar, is that the
                                           respondents - all 11 of them - have taken the stand
                                           that they have signed the Term Sheet containing
                                           covenants with financial implications and
                                           obligations running into several crores, with 'a
                                           non-entity' or a 'phantom entity', which the
                                           respondents neither acknowledge nor recognize
                                           today. In doing so, the respondents completely
                                           ignore the Investment Management Agreement
                                           and the Investment Manager, which (latter) is the
                                           entity that the respondents have dealt-with.

                                           24. While there is no qualm that there is some
                                           element of misdescription of parties to an extent,
                                           but in law, it cannot be said that the respondents
                                           did not undertake any transaction at all with the
                                           petitioner. To hold that the petitioner is a 'non-
                                           entity' would imply that the signatory to Term
                                           Sheet dated 26.11.2021 would have no recourse to
                                           any legal remedy whatsoever. This court is not
                                           willing to countenance such position.

                                           25. In the above view of the matter, it is not
                                           necessary, at least at this stage, to decide whether
                                           a scheme is a 'legal entity' or not.

                                           26. As a sequitur to the above discussion, the
                                           answer to the preliminary objection as to whether
                                           the petitioner in the present petition is an 'entity'

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                                           that can maintain the present proceedings, is in
                                           the affirmative."

                  23.      The above-said order was challenged by the respondents by way of
                  a Special Leave Petition, being SLP(C) No. 14199/2022. The same has
                  been dismissed by the Supreme Court by its order dated 24.08.2022,
                  observing as under:-
                                           "1. Having heard learned Senior Advocates
                                           appearing for the parties and on carefully
                                           perusing the material placed on record, we see no
                                           reason to interfere with the impugned order(s)
                                           passed by the High Court.
                                           2.    The      Special    Leave     Petition   are,
                                           accordingly, dismissed.
                                           3.    However, the petitioners are at liberty to
                                           raise all the pleas available to them on facts and
                                           law before the High Court.
                                           4.    Consequent upon dismissal of the Special
                                           Leave Petition, the pending interlocutory
                                           application(s) also stand disposed of."

                  24.      I see no reason to revisit the findings given by the Coordinate
                  Bench of this Court in the above referred judgment dated 01.08.2022.
                  The liberty granted by the Supreme Court is not to reopen the issue that
                  already stands concluded.
                  25.      On the question of novation of the agreement, the relevant
                  quotation from the notice dated 04.04.2022 of the petitioner is as under:-
                                           "10. Pursuant thereto, when it was again found by
                                                our Client that no progress was being made
                                                by you, our Client addressed email dated 24
                                                February 2022 to you, reminding you of your
                                                obligations under the Term Sheet, and vide
                                                the said email, also conveyed its willingness
                                                to meet at Mumbai on 28 February 2022.
                                                Accordingly, the Parties held meetings on 28
                                                February 2022 and on 10 March 2022,
                                                wherein the Parties- including you the
                                                Sellers- once again reiterated the commitment

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                                                 to adhere to the terms of the Term Sheet and
                                                 emphasized that the sale of Lands A1 and A2
                                                 shall be done at the earliest, and in any case
                                                 within four ( 4) weeks. It was agreed by all
                                                 parties that the consideration for the Lands-A
                                                 1 shall be Rs. 1.42 Crores/ Acre of land, and
                                                 there shall be no deviation from the Term
                                                 Sheet in this respect. Importantly, despite the
                                                 fact that the Term Sheet provided that you,
                                                 the Addressees would be responsible for
                                                 procurement of Lands-A2 and Lands-B, you
                                                 requested us to take over the responsibility of
                                                 buying Lands-A2 and Lands-B as well,
                                                 expressing your inability and failure to be
                                                 able to do the same till date, which
                                                 contradicted the fail-safe position agreed in
                                                 the Term Sheet. Regardless, our Client having
                                                 no other option, was constrained to agree to
                                                 take on the said responsibility of procurement
                                                 of Lands A2 and Lands B in the interest of
                                                 expediency, for no additional consideration,
                                                 and only based on your assurance and
                                                 undertaking that you would cooperate and
                                                 transfer Lands A-1 and Lands A2
                                                 simultaneously to us within a period of four
                                                 (4) weeks. It was further agreed by the Parties
                                                 that the negotiations between our Client and
                                                 the owners of Lands A2 shall not be interfered
                                                 by you, the Addressees, in any manner. It is
                                                 important to point out that despite the fact
                                                 that the obligations to procure Lands A2 and
                                                 Lands B was entirely within the scope of your
                                                 obligations and should have been conducted
                                                 at your risk and cost, our Client agreed to do
                                                 this at no extra compensation, only in the
                                                 interest of expediency and to fructify the Term
                                                 Sheet. That alarmingly, despite the said
                                                 understanding, you continued to make
                                                 demands from our Client as regards
                                                 additional compensation and various other
                                                 issues which was done vide your email of 12
                                                 March 2022. Again, our Client feeling
                                                 constrained and having no other option,
                                                 responded vide email dated 19 March 2022,
                                                 agreeing          to       your          various
                                                 demand(s)/Condition(s) in the interest of
                                                 expediency. Thus, our Client was hopeful that

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                                                 in view of the renewed understanding reached
                                                 vide the various meetings and as reflected in
                                                 the email correspondence, you would finally
                                                 comply with your obligations under the Term
                                                 Sheet."

                  26.      At least, prima facie, the submission of the Term Sheet having
                  been novated and the Arbitration Agreement having been done away
                  with, cannot be sustained on the reading of the above assertion of the
                  petitioner in its notice dated 04.04.2022. In any case, this would be a
                  matter to be considered by the Arbitral Tribunal.
                  27.      In view of the above, I see no impediment in appointing a Sole
                  Arbitrator for adjudicating the disputes that have arisen between the
                  parties in relation to the above-mentioned Term Sheet.
                  28.      Accordingly, I appoint Hon‟ble Mr.Justice Dipak Misra (Former
                  Chief Justice of India) (Address: 97, Ground Floor, Sukhdev Vihar, New
                  Delhi-110025, Mobile No: 9560333111) as a Sole Arbitrator for
                  adjudicating the disputes that have arisen between the parties in relation
                  to the Term Sheet. The Sole Arbitrator shall give a disclosure in terms of
                  Section 12 of the Act before proceeding with the reference. The fee of the
                  Arbitrator shall be governed by Schedule IV of the Act.
                  29.      Needless to state that all objections of the respondents shall be
                  considered on merit by the learned Sole Arbitrator, without being, in any
                  manner, influenced by any observations made in the present order.



                                                                              NAVIN CHAWLA, J.

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