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Securities Appellate Tribunal

Basant Malpani vs Sebi on 18 November, 2021

BEFORE THE SECURITIES APPELLATE TRIBUNAL
               MUMBAI

                                                                      Date: 18.11.2021

                                         Appeal No.203 of 2019

Shiv Kumar Agarwal                                                        ... Appellant

                               Versus

Securities and Exchange Board of India                                    ... Respondent

Mr. Vinay Chauhan, Advocate with Mr. K. C. Jacob, Advocate
i/b. Corporate Law Chambers India for the Appellant.

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms.
Rashi Dalmia, Mr. Karthik Narayan and Mr. Harshvardhan
Nankani, Advocates i/b. ELP for the Respondent.
                                         With
                                         Appeal No. 255 of 2019

Madhudevi Agarwal                                                      ... Appellant

                                Versus

Securities & Exchange Board of India                                   ...Respondent

Mr. Vinay Chauhan, Advocate with Mr. K. C. Jacob, Advocate i/b. Corporate Law Chambers India for the
Appellant.

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms. Rashi Dalmia, Mr. Karthik Narayan and Mr.
Harshvardhan Nankani, Advocates i/b. ELP for the Respondent.

                                         With
                                         Appeal No. 350 of 2019

Pawankumar Agarwal & Ors.                                                 ... Appellants

                             Versus

Securities and Exchange Board of India                              ... Respondent

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms. Rashi Dalmia, Mr. Karthik Narayan and Mr.
Harshvardhan Nankani, Advocates i/b. ELP for the Respondent.

                                         With
                                         Appeal No. 462 of 2019

Sanjay Thakkar                                                          ..... Appellant
                                                       2




                                 Versus

Securities and Exchange Board of India                                        ... Respondent

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms. Rashi Dalmia, Mr. Karthik Narayan and Mr.
Harshvardhan Nankani, Advocates i/b. ELP for the Respondent.

                                           With
                                           Appeal No. 101 of 2020

Roselabs Finance Ltd.                                                        ..... Appellant

                            Versus

Securities & Exchange Board of India                                      ... Respondent

Mr. Zal Andhyarujina, Senior Advocate with Ms. Shruti Sardessai, Mr. Adhiraj Malhotra and Mr. Mehul Jain,
Advocates i/b. Bharucha & Partners for the Appellant.

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms. Rashi Dalmia, Mr. Karthik Narayan and Mr.
Harshvardhan Nankani, Advocates i/b. ELP for the Respondent.

                                       With
                                       Misc. Application No.609 of 2021
                                       And
                                       Appeal No.447 of 2021

Basant Malpani                                                               ...Appellant

                                Versus

Securities and Exchange Board of India                                      ...Respondent

Ms. Mona Vora, Advocate for the Appellant.

Ms. Rajani Iyer, Senior Advocate with Mr. Abhiraj Arora, Ms. Rashi Dalmia, Mr. Karthik Narayan and Mr.
Harshvardhan Nankani, Advocates i/b. ELP for the Respondent.


Order:


1.

List on 13th January, 2022.

2. Parties will take instructions from the Registrar 48 hrs. before the date fixed in order to find out as to whether the appeal would be heard through video conference or through physical hearing.

3. The present matter was heard through video conference due to Covid-19 pandemic. At this stage it is not possible to 3 sign a copy of this order nor a certified copy of this order could be issued by the Registry. In these circumstances, this order will be digitally signed by the Private Secretary on behalf of the bench and all concerned parties are directed to act on the digitally signed copy of this order. Parties will act on production of a digitally signed copy sent by fax and/or email.

Justice Tarun Agarwala Presiding Officer Justice M. T. Joshi Judicial Member RAJALA Digitally by signed 18.11.2021 KSHMI NAIR RAJALAKSHMI H Date: 2021.11.22 RHN H NAIR 16:21:27 +05'30'