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Securities Appellate Tribunal

Neeraj Kumar Agarwal vs Sebi on 15 December, 2020

BEFORE THE       SECURITIES APPELLATE TRIBUNAL
                        MUMBAI

                                            Date : 15.12.2020

                   Appeal No. 283 of 2020

   Aditya Omprakash Gaggar                         ....Appellant
   Versus
   Securities and Exchange Board of India          ...Respondent


   Mr. Deepak Dhane, Advocate with Mr. Ramakant Kini,
   Advocate i/b Sterling Associates for the Appellant.

   Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
   Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
   Respondent.


                             WITH
             Misc. Application No. 346 of 2020
                    (Delay Application)
                           And
                  Appeal No. 308 of 2020

   Shruti Vora                                     ....Appellant
   Versus
   Securities and Exchange Board of India          ...Respondent


   Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
   Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
   Ramaiya Chartered Accountants for the Appellant and Ms.
   Shruti Vora, Appellant.

   Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
   Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
   Respondent.
                              2


                       WITH
          Misc. Application No. 347 of 2020
                 (Delay Application)
                        And
               Appeal No. 309 of 2020

Shruti Vora                                  ....Appellant
Versus
Securities and Exchange Board of India       ...Respondent


Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
Ramaiya Chartered Accountants for the Appellant and Ms.
Shruti Vora, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.


                       WITH
          Misc. Application No. 348 of 2020
                 (Delay Application)
                        And
               Appeal No. 310 of 2020

Shruti Vora                                  ....Appellant
Versus
Securities and Exchange Board of India       ...Respondent


Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
Ramaiya Chartered Accountants for the Appellant and Ms.
Shruti Vora, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.
                              3


                       WITH
          Misc. Application No. 349 of 2020
                 (Delay Application)
                        And
               Appeal No. 311 of 2020

Shruti Vora                                  ....Appellant
Versus
Securities and Exchange Board of India       ...Respondent


Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
Ramaiya Chartered Accountants for the Appellant and Ms.
Shruti Vora, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.


                       WITH
          Misc. Application No. 350 of 2020
                 (Delay Application)
                        And
               Appeal No. 312 of 2020

Shruti Vora                                  ....Appellant
Versus
Securities and Exchange Board of India       ...Respondent


Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
Ramaiya Chartered Accountants for the Appellant and Ms.
Shruti Vora, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.
                              4



                       WITH
          Misc. Application No. 351 of 2020
                 (Delay Application)
                        And
               Appeal No. 313 of 2020

Shruti Vora                                   ....Appellant
Versus
Securities and Exchange Board of India        ...Respondent


Mr. Somasekhar Sundaresan, Advocate with Mr. Kunal
Katariya and Mr. Sahebrao Buktare, Advocates i/b Shah &
Ramaiya Chartered Accountants for the Appellant and Ms.
Shruti Vora, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.

                       WITH
          Misc. Application No. 352 of 2020
                 (Delay Application)
                        And
               Appeal No. 341 of 2020

Neeraj Kumar Agarwal                          ....Appellant
Versus
Securities and Exchange Board of India        ...Respondent


Mr. Kunal Katariya, Advocate with Mr. Sahebrao Buktare,
Advocate i/b Shah & Ramaiya Chartered Accountants for the
Appellant and Mr. Neeraj Kumar Agarwal, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.
                              5


                       WITH
          Misc. Application No. 353 of 2020
                 (Delay Application)
                        And
               Appeal No. 342 of 2020

Neeraj Kumar Agarwal                          ....Appellant
Versus
Securities and Exchange Board of India        ...Respondent



Mr. Kunal Katariya, Advocate with Mr. Sahebrao Buktare,
Advocate i/b Shah & Ramaiya Chartered Accountants for the
Appellant and Mr. Neeraj Kumar Agarwal, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.

                       WITH
          Misc. Application No. 354 of 2020
                 (Delay Application)
                        And
               Appeal No. 343 of 2020

Neeraj Kumar Agarwal                          ....Appellant
Versus
Securities and Exchange Board of India        ...Respondent


Mr. Kunal Katariya, Advocate with Mr. Sahebrao Buktare,
Advocate i/b Shah & Ramaiya Chartered Accountants for the
Appellant and Mr. Neeraj Kumar Agarwal, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.
                                6


                         WITH
            Misc. Application No. 355 of 2020
                   (Delay Application)
                          And
                 Appeal No. 345 of 2020

Parthiv Dalal                                       ....Appellant
Versus
Securities and Exchange Board of India              ...Respondent


Mr. Kunal Katariya, Advocate with Mr. Sahebrao Buktare,
Advocate i/b Shah & Ramaiya Chartered Accountants for the
Appellant and Mr. Parthiv Dalal, Appellant.

Mr. Suraj Chaudhary, Advocate with Ms. Nidhi Singh and
Ms. Kinjal Bhatt, Advocates i/b Vidhii Partners for the
Respondent.


ORDER:

1. Heard both the sides through video conference.

2. Two weeks time is hereby granted to the appellants to file a rejoinder.

3. List on January 11, 2021.

4. Parties are directed to take instructions from the Registrar 48 hours before the date fixed in order to find out as to whether the matter would be taken up for hearing through video conference or through physical hearing. 7

5. The present matter was heard through video conference due to Covid-19 pandemic. At this stage it is not possible to sign a copy of this order nor a certified copy of this order could be issued by the registry. In these circumstances, this order will be digitally signed by the Private Secretary on behalf of the bench and all concerned parties are directed to act on the digitally signed copy of this order. Parties will act on production of a digitally signed copy sent by fax and/or email.





             RAJALAKSH Digitally signed by
                       RAJALAKSHMI H NAIR
                                              Dr. C.K.G. Nair
             MI H NAIR Date: 2020.12.18
                       11:43:18 +05'30'          Member



                                             Justice M.T. Joshi
                                             Judicial Member


15.12.2020
msb