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[Cites 13, Cited by 1]

Gujarat High Court

T.P.Viradiya vs State Of Gujarat & on 4 July, 2016

Author: J.B.Pardiwala

Bench: J.B.Pardiwala

                  C/SCA/16957/2004                                             JUDGMENT




                    IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                       SPECIAL CIVIL APPLICATION NO. 16957 of 2004



         FOR APPROVAL AND SIGNATURE:


         HONOURABLE MR.JUSTICE J.B.PARDIWALA

         ==========================================================

         1     Whether Reporters of Local Papers may be allowed to
               see the judgment ?                                                          YES

         2     To be referred to the Reporter or not ?
                                                                                           YES
         3     Whether their Lordships wish to see the fair copy of
               the judgment ?                                                               NO

         4     Whether this case involves a substantial question of
               law as to the interpretation of the Constitution of India
                                                                                            NO
               or any order made thereunder ?

         ==========================================================
                                  T.P.VIRADIYA....Petitioner(s)
                                           Versus
                            STATE OF GUJARAT & 1....Respondent(s)
         ==========================================================
         Appearance:
         MR RJ OZA SENIOR ADVOCATE WITH MS RUJUTA R OZA, ADVOCATE for
         the Petitioner(s) No. 1
         MR KRUTIK A PARIKH, AGP for the Respondent(s) No. 1 - 2
         RULE NOT RECD BACK for the Respondent(s) No. 2
         RULE SERVED for the Respondent(s) No. 1
         ==========================================================

             CORAM: HONOURABLE MR.JUSTICE J.B.PARDIWALA

                                      Date : 04/07/2016


                                      ORAL JUDGMENT
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HC-NIC Page 1 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT 1 By this writ application under Article 226 of the Constitution of  India,   the   petitioner   -   a   dismissed   Taluka   Development   Officer,   has  prayed for the following reliefs:

"8 (A).Your Lordships may be pleased to issue a writ of mandamus or a   writ in the nature of mandamus or any other appropriate writ, order or   direction,   quashing   and   setting   aside   the   impugned   order   NO.FRS/222000/1142/M dated 22.11.2004 issued by respondent no.1 at   Annexure.A   to   this   petition   and   further   be   pleased   to   direct   the   respondents, their agents, servants and subordinate officers to reinstate the   petitioner   in   service   to   his   original   post   with   all   consequential   benefits   including  the continuity in service, arrears of pay, seniority and further   promotional benefits to the next higher post as if the order of respondent   no.1 dt. 22nd  November  2004  produced at Annexure.A to the petition is   not passed.
(B) Pending admission, hearing and final disposal of this petition, Your   Lordships   may   be   pleased   to   stay   and   suspend   further   implementation   and/or operation and/or execution of the order at Annexure.A and further   be pleased to permit the petitioner to hold the post of Taluka Development   Officer as if the impugned order at Annexure.A to the petition has not been   passed and grant all other consequential benefits to the petitioner. 
(C) Your Lordships be pleased to grant any other and further reliefs as   may be deemed fit and proper in the interest of justice."

2 The facts of this case may be summarized as under:

2.1 The   petitioner   was   appointed   to   the   post   of   'Extension   Officer  (Agriculture)' in the Panchayat services. Thereafter, he was promoted to  the post of  Taluka Development Officer. On 30th December 2012, he was  served   with   a   departmental   chargesheet   containing   the   following  charges: 
(1) Although the petitioner had received a complaint as regards  the   inferior   quality   of   construction   undertaken   at   the   primary  school   of   village   :   Kotamoi,   yet   he   sanctioned   an   amount   of  Rs.56,894/­   towards   its   first   running   bill   instead   of   getting   the  quality of the work undertaken at the school inspected.
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HC-NIC Page 2 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT (2) Under   the   grant   of   the   Member   of   the   Parliament,   an  amount of Rs.1,99,700/­ was sanctioned for the construction of  the   internal   road   of   the   village   :   Amratvel,   and   although   the  specification   of   the   said   work   was   not   done,   yet   without   any  scrutiny by the Technical Officer, an amount of Rs.1,88,460/­ was  paid to the contractor. 

2.2 The   two   specific   charges   referred   to   above   are   found   in   the  departmental chargesheet.

2.3 There is a third charge to the effect that the petitioner, in collusion  with  one  Shri Rathod,  the  Deputy Executive  Engineer, paid a  sum of  Rs.50,000/­ to Shri Ghanshyam Patel for the purpose of withdrawing his  complaint or with a view to influencing him for the purpose of saving  himself from the charges. 

2.4 The   State   Government   appointed   one   Shri   V.D.   Naik,   who   is   a  retired Deputy Secretary, as the Inquiry Officer. The Inquiry Officer, at  the   end   of   the   inquiry,   reached   to   the   conclusion   that   none   of   the  charges   framed   against   the   petitioner   were   established.   The   inquiry  report   dated   27th  May   2002   makes   it   very   clear   that   the   entire   case  against the petitioner was disbelieved. 

2.5 No   sooner   the   Inquiry   Officer   filed   his   report   stating   that   the  charges were not held to be established, then the State Government as a  disciplinary authority passed an order dated 10th June 2003 stating that  all the charges are believed to be proved.

2.6 The petitioner was provided with a copy of the Inquiry Officer's  report and the order dated 10th June 2003 of the State Government. 


         2.7    The   petitioner   filed   an   exhaustive   reply   dated   16th  June   2003 


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                      C/SCA/16957/2004                                                 JUDGMENT




explaining that all the allegations levelled against him were baseless and  false. 

2.8 The State Government, thereafter, proceeded further to pass the  impugned   order   dated   22nd  November   2004   dismissing   the   petitioner  from service. 

2.9 Hence, this writ application. 

3 Mr. Oza, the learned senior advocate appearing for the petitioner  submits that the State Government committed an error in passing the  impugned  order   dismissing   his  client  from   service.   He   submitted   that  even if the Inquiry Officer fully exonerates the delinquent, it is always  open for the disciplinary authority to disagree with the findings recorded  by the Inquiry Officer, but for that purpose, the disciplinary authority is  obliged to record his reasons for such disagreement. He would submit  that such reasons for disagreement are to be supplied to the delinquent  so that he can file an appropriate reply in that regard before the final  order is passed. 

4 Mr. Oza invited my attention to Rule 10 (2) of the Gujarat Civil  Services (Discipline and Appeal) Rules, 1971 in this regard. 

5 Mr. Oza submitted that so far as the present case is concerned,  although there is an order dated 10th  June 2003, yet the same, by any  stretch of imagination, cannot be termed as one assigning reasons for  disagreeing   with   the   findings   recorded   by   the   Inquiry   Officer.   He  submitted that there is not an iota of reason in the communication dated  10th June 2003. Mr Oza pointed out that all that has been stated in the  communication dated 10th June 2003 is that all the charges are held to  be established. 


         6         In   such   circumstances   referred   to   above,   Mr.   Oza,   the   learned 


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                      C/SCA/16957/2004                                                 JUDGMENT



senior advocate prays that only on this alone ground, the inquiry should  be said to have been vitiated rendering the impugned order of dismissal  illegal. 

7 Mr. Oza, in support of his submissions, has placed strong reliance  on the decision of the Supreme Court in the case of Yoginath D. Bagde  v. State of Maharashtra [AIR 1999 SC 3734]. Mr. Oza submitted that  the principles of natural justice also could be said to have been violated  in   the   present   case.   According   to   him,   number   of   documents,   the  reference   of   the   same   could   be   found   not   only   in   the   departmental  chargesheet,  but also in  the  communication  10th  June  2003  were  not  supplied to his client, despite making a specific request for the supply of  those documents. 

8 The next submission of Mr. Oza is that before passing the order of  dismissal, the State Government sought the advice of the Gujarat Public  Service   Commission,   and   it   seems   that   the   Gujarat   Public   Service  Commission, by its communication dated 9th November 2004, guided the  State   Government.   According   to   him,   the   copy   of   the   advice   of   the  Commission   has   not   been   provided   to   his   client.   Mr.   Oza   has   lastly  pointed out that his client attained the age of superannuation in the year  2006.   He   remained   under   suspension   from   2002   till   the   time   the  impugned order of dismissal came to be passed. According to Mr. Oza,  the impugned order deserves to be quashed and the State Government  be  directed   to  sanction   the   retiral  benefits   in   favour   of   his   client,  he  would have otherwise received, but for the departmental inquiry and the  consequential order of dismissal from service. 

9 Mr. Oza submits that although his client wanted to work, yet he  was not able to work, and therefore, his client is entitled to the salary for  Page 5 of 20 HC-NIC Page 5 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT the period between 2002 and 2006. 

10 On   the   other   hand,   this   writ   application   has   been   vehemently  opposed by Mr. Krutik Parikh, the learned Assistant Government Pleader  appearing for the respondents. Mr. Parikh submitted that no error, not to  speak of any error of law could be said to have been committed by the  State   Government   in   passing   the   impugned   order   of   dismissal.   He  submitted that there is no merit in the contention of the learned counsel  appearing for the petitioner that no reasons have been recorded by the  disciplinary authority for the purpose of disagreeing with the findings  recorded by the Inquiry Officer. According to him, the communication  dated   10th  June   2003   itself   could   be   said   to   be   the   reasons   for   the  disagreement   with   the   findings   recorded   by   the   Inquiry   Officer.  According to him, there is no breach of Rule 10(2) of the Rules, 1971. 

11 The learned Assistant Government Pleader submits that there is no  merit even in the contention that the relevant documents referred to in  the chargesheet as well as in the communication dated 10th  June 2003  were   not   supplied   to   the   petitioner   although   demanded.   Mr.   Parikh  would submit that it is not obligatory in all cases to provide a copy of  the advice given by the Gujarat Public Service Commission. According to  him, it is obligatory to provide the copy of the advice of the G.P.S.C. only  if   the   State   Government   deems   fit   not   to   enhance   the   penalty   in  accordance with the recommendations or the advice of the Commission.  According to him, as the proposed punishment of dismissal was accepted  by the Commission, there was no need to provide a copy of such advice. 

12 Mr.   Parikh   submitted   that   the   allegations   levelled   against   the  petitioner are quite serious. 



         13     Mr. Parikh, the learned Assistant Government Pleader has placed 


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reliance on the following averments made in the affidavit­in­reply filed  on behalf of the State Government dully affirmed by the Under Secretary 

- Panchayat, Rural Housing and Rural Development Department:

"14 It is submitted that the inquiry officer was appointed and inquiry   officer has given his inquiry report on 26.05.2003, and it was submitted   to the concerned authority. And Inquiry Officer has come to the conclusion   that the charges are not proved and petitioner was found guilty of breach   of   the   rules   3(1)(1),   3(1)(2)   and   3(2)   of   the   Gujarat   Civil   Services   (Conduct) Rules 1971.

15 I   humbly   say   and   submit   that   the   disciplinary   officer   has   not   agreed with the findings of inquiry officer and disciplinary officer believed   charges against the petitioner proved.

16 I   humbly   say   and   submit   that   disciplinary   authority   who   is   Secretary   Panchayat   and   Rural   Housing   Development   Department   has   recorded   reasons   as   to   why   he   has   not   agreed   with   the   report   of   Departmental   Inquiry   and   accordingly   by   communication   dated   10.06.2003   the   present   petitioner   was   issued   a   notice   to   submit   reply   against the notice issued by disciplinary authority. 

17 I humbly  say and  submit  that  against  the  communication  dated   10.06.2003, present petitioner has filed his final statement and denied all   the charges. A copy of the final defense statement is already annexed by   the petitioner. 

18 I humbly say and submit that the petitioner has not denied single   word regarding the bribe amount. 

19 I   humbly   say   and   submit   that   the   considering   the   final   defense   statement by the petitioner respondent authority written a communication   dated 13.09.2004  to GPSC stating that the petitioner  is to be punished   under   the   Rule   6(8)   (i.e.   Dismissal   from   service)   of   the   Gujarat   Civil   Service (Discipline & Appeal) Rules, 1971 and therefore necessary opinion   is to be received from GPSC.

20 It is respectfully submitted that the GPSC written communication   dated   09.11.2004   agreeing   with   proposal   of   the   State   Government   in   dismissing the petitioner. 

21 Considering   the   proposal   made   by  the   respondent   authority   and   opinion of GPSC, respondent authority has passed order dated 22.11.2004   dismissing the petitioner from the services which is legal, proper and valid.  




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              22        It is submitted that the petitioner has worked against the conduct  

of the government employee, he was required to maintain the conduct and   by   his   behaviour   his   integrity   was   doubted   and   when   any   government   employees'   integrity   is   doubted,   it   is   necessary   on   the   part   of   the   respondent authorities to take strict actions. It is pertinent to note from   the   statement   of   Dr.   Kanubhai   Kalsariya   and   Ghanshyam   Patel.   It   is   crystal  clear  that the  present  petitioner  and  one  Mr.  Rathod  had given   bribe   of   Rs.50,000/­   to   Ghanshyam   Patel   to   send   it   Dr.   Kanubhai   Kalshariya. It is also mentioned in the statement of the Ghanshyam Patel   that the present petitioner has informed Ghanshyam Patel that they need   more  time  to give  other  amount  of Rs.50,000/­  back  and  when  it was   found that the work is not proper, the present petitioner in collusion with   the other officer decided to give an amount of Rs. 1 lac to Mr. Ghanshyam   Patel. Thus, when the petitioner who was working as a TDO has behaved   in a manner that his integrity is doubted and therefore, also the present   petition is required to be dismissed. 

23 It is submitted that even Dr. Kanubhai who was MLA and has also   supported the statement of Mr. Ghanshyam Patel. It is further submitted   that,   Dr.   Kanubhai   Kansariya   has   also   given   statement   before   the   Collector,   Bhavnagar   on   11.02.2002   that   the   petitioner   and   Deputy   Executive   Engineer   Mr.   Rathod   has   sent   an   amount   of   Rs.50,000/­   through Ghanshyam Patel and he has stuck to his statement before the   inquiry officer. Looking to the above facts and circumstances, the present   petitioner has worked against his integrity and conduct of the government   employee   and   therefore,   punishment   passed   by   the   authority   is   legal,   proper and valid. 

24 It   is   further   submitted   that   the   petitioner   has   relied   upon   and   claimed  parity  with  the  case  of Mr.  Rathod,   who  are   Deputy  Executive   Engineer (in­charge) but, true fact is that Mr. Rathod was also issued a   charge­sheet   dated   26.04.2002   and   Mr.   Rathod   retired   on   30.04.2002   and therefore, no other punishment can be imposed on Mr. Rathod other   then cut in pension.  The FIR was lodged  against Mr. Rathod  and other   persons in the year 2002 which was lodged as FIR No.29/2002. A copy of   the FIR is annexed herewith and marked as Annexure­R­3.

25 It   is   submitted   that   Misc.   Civil   Application   No.147   of   2002   is   pending at Mahuva Court and necessary punishment order will be passed   against Mr. Rathod. Thus, the say of the petitioner is that Mr. Rathod is   not  given punishment  is not  true  and  correct.  Looking  to the  facts  and   circumstances when it is an admitted fact that the petitioner has worked   against his integrity no sympathy can be given to the petitioner and as it   has   resulted   into   financial   loss   to   the   State   Government,   the   present   petition is required to be dismissed."

14 Having heard the learned counsel appearing for the parties and having  Page 8 of 20 HC-NIC Page 8 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT considered   the   materials   on   record,   the   only   question   that   falls   for   my  consideration   is   whether   the   authority   concerned   committed   any   error   in  passing the impugned order. 

15 Before adverting to the rival contentions on either sides, let me look into  the Rule 10 of the Rules, 1971:

"10. Action On The Inquiry Report :­    (1)  The  Disciplinary  Authority,  if it is not  itself  the  Inquiry  Authority   may,  for  reasons  to be recorded  by it in writing,  remit  the  case  to the   Inquiry Authority for further inquiry and report and the Inquiry Authority   shall   there   upon   proceed   to   hold   the   further   inquiry   according   to   the   provisions of rule 9, as far as may be.
  (2) The Disciplinary Authority shall, if it disagrees with the findings of  the Inquiry Authority on any article of charge, record its reasons for such   disagreement and record its own finding on such charge if the evidence on   record is sufficient for the purpose. 
(3) If the Disciplinary Authority having regard to its findings on all or any   of the articles of charge is of the opinion that any of the penalties specified   in*   items   (1)   to   (3)   of   rule   6   should   be   imposed   on   the   Government   servant, it shall not withstanding anything contained in rule 11 make an   order   imposing   such   penalty   :   Provided   that   in   every   case   where   it   is   necessary to consult  the Commission,  the  record  of the inquiry  shall  be   forwarded by the Disciplinary Authority to the Commission for its advice   and such advice shall be taken into consideration before making any order   imposing any penalty on the Government Servant. *[Item (1)­ deleted vide   GN/GAD/No.   GS/12/CDR/1095/539/Inq.   Cell,dated   16­05­   1996   and   reinserted   videGN/GAD/No­GS­2000­45­CDR­1095­539­Inq.   Cell   dt.   1­ 12­ 2000] ** (4) If the Disciplinary Authority having regard to its findings on all or any   of the articles of charge and on the basis of the evidence adduced during   the inquiry is of that opinion that any of the penalties specified in items   (4) to (8) of Rule 6 should be imposed on the Government servant, it shall   make an order imposing such penalty it shall not be necessary to give the   Government   servant   any   opportunity   of   making   representation   on   the   penalty proposed to be imposed : Provided that in every case where it is   necessary to consult the Commission, the record  of the enquiry shall be   forwarded by the Disciplinary Authority to the Commission for its advice   and the advice shall be taken into consideration before making an order   imposing any such penalty as may be imposed on the Government Servant.  

**   [Substituted   vide   GN/GAD/No.   GS/86/17/CDR­1084/565/Inq.   Cell,   Page 9 of 20 HC-NIC Page 9 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT dated 16­ 04­ 1986.]"

16 Thus,   the   statutory   rules   make   it   clear   that   if   the   disciplinary  authority   disagrees   with   the   findings   of   the   inquiry   authority   on   any  article of charge, it shall record its reasons for such disagreement and  record its own finding on such charge. Indisputably, the Inquiry Officer  exonerated the delinquent in toto. I have gone through the report of the  Inquiry Officer. It is self­explanatory. All relevant aspects of the matter  have   been   considered   threadbare.   The   Inquiry   Officer   has   also  considered the  oral  evidence  of the  three witnesses  referred to in  his  report.   At   the  end   of   it,   he   came   to  the   conclusion   that  none   of   the  charges could be said to have been established. Now comes the moot  question i.e. whether the disciplinary authority recorded his own reasons  for such disagreement. I have no hesitation in accepting the contention  of   the   learned   counsel   appearing   for   the   petitioner   that   the  communication   dated   10th  June   2003,   by   any   stretch   of   imagination,  cannot be termed as reasons for the disagreement. There is not an iota of  reason assigned by the disciplinary authority. The disciplinary authority  has not stated a word why he is disagreeing with the findings  of the  Inquiry   Officer.   It   is   not   just   sufficient   to   say   for   the   purpose   of  complying with the Rule 10(2) of the Rules, 1971 in true perspective  that, the charges are believed to be proved. If that would be so, then it  would render Rule 10(2) absolutely redundant. There is a rational in  Rule 10 of the Rules, 1971. If the Inquiry Officer says that the charges  are   not   established,   then   the   findings   may   not   be   binding   to   the  disciplinary   authority,   but   the   at   the   same   time,   if   the   disciplinary  authority wants to disagree, then he has to record his reasons and bring  them to the notice of the delinquent so that the delinquent will get an  opportunity   to   make   good   his   case   that   the   findings   of   the   Inquiry  Officer deserves to be accepted. If there are no reasons, then in what  Page 10 of 20 HC-NIC Page 10 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT manner   the   delinquent   would   make   good   his   case   that   the   Inquiry  Officer's findings should be accepted. 

17 The   law   in   this   regard   is   well   settled.   The   Supreme   Court   in  Yoginath Bagde (supra)  has explained in details the manner in which  the   disciplinary   authority   should   proceed,   if   he   disagrees   with   the  findings recorded by the Inquiry Officer. I may quote the observations as  contained from paras 27 to 36 as under:

"27. What action would be taken on this report and in what manner will   this report be dealt with is indicated in Rule 9. Relevant portions of this   Rule are quoted below :
"9. Action on the inquiry report.­ (1) The Disciplinary Authority, if   it   is   not   itself   the   inquiring   authority   may,   for   reasons   to   be   recorded by it in writing, remit the case to the inquiring authority   for further  inquiry and report,  and the inquiring  authority shall   thereupon   proceed   to   hold   the   further   inquiry   according   to   the   provisions of rule 8 of these rules as far as may be. (2)   The   disciplinary   authority   shall   if   it   is   not   the   inquiring   authority, consider the record of the inquiry and record its findings   on each charge.  If it disagrees with the findings  of the inquiring   authority on any article of charge, it shall record its reasons for   such disagreement.
(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  . . . . . .
(4) (i) If the disciplinary authority, having regard to its findings on   all or any of the articles of charge, is of the opinion that any of the   major penalties should be imposed on the Government servant, it   shall­
(a) furnish to the Government servant, a copy of the report of the   inquiry  held by it and  its findings  on each article  of charge,  or,   where   the   inquiry   has   been   held   by   an   inquiring   authority   appointed   by   it,   a   copy   of   the   report   of   such   authority   and   a   statement of its findings on each article of charge expressly stating   whether or not it agrees with the findings of the inquiry authority,   together  with brief reasons  for its disagreement,  if any, with the   findings of the inquiring authority; and
(b)   give   to  the   Government  servant   a  notice  stating   the  penalty   proposed  to be imposed  on him and  calling  upon him to submit   within fifteen days of receipt of the notice or such further time not   exceeding fifteen days, as may be allowed, such representation as he   Page 11 of 20 HC-NIC Page 11 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT may   wish   to   make   on   the   proposed   penalty   on   the   basis   of   the   evidence   adduced   during   the   inquiry  held   under  Rule   8  of  these   Rules.
(ii) (a) . . . . . . . .. . . . . . . . . . . . . . . . . . . ..
(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(iii)   Where   it   is   not   necessary   to   consult   the   Commission,   the   disciplinary   authority   shall   consider   the   representation,   if   any,   made by the Government servant in pursuance of the notice given   to   him   under   clause   (i)(b)   of   this   sub­rule   and   determine   what   penalty,   if   any,   should   be   imposed   on   him   on   the   basis   of   the   evidence adduced during the inquiry held under Rule 8 and make   such order as it may deem fit."

28.  In  view   of  the   provisions  contained  in  the  statutory  Rule  extracted   above,  it is open  to the  Disciplinary  Authority  either  to agree  with  the   findings   recorded   by   the   Inquiring   Authority   or   disagree   with   those   findings. If it does not agree with the findings of the Inquiring Authority, it   may record its own findings. Where the Inquiring Authority has found the   delinquent   officer   guilty   of   the   charges   framed   against   him   and   the   Disciplinary   Authority  agrees   with   those  findings,   there   would   arise  no   difficulty. So also, if the Inquiring Authority has held the charges proved,   but  the  Disciplinary   Authority  disagrees  and   records   a finding  that  the   charges were not established, there would arise no difficulty. Difficulties   have   arisen   in   all   those   cases   in   which   the   Inquiring   Authority   has   recorded a positive finding that the charges were not established and the   delinquent officer was recommended to be exonerated, but the Disciplinary   Authority disagreed with those findings and recorded its own findings that   the charges  were established  and the delinquent  officer  was liable  to be   punished. This difficulty relates to the question of giving an opportunity of   hearing to the delinquent officer at that stage. Such an opportunity may   either be provided specifically by the Rules made under Article 309 of the   Constitution or the Disciplinary Authority may, of its own, provide such   an   opportunity.   Where   the   Rules   are   in   this   regard   silent,   and   the   Disciplinary Authority also does not give an opportunity of hearing to the   delinquent   officer   and   records   findings,   different   from   those   of   the   Inquiring Authority that the charges were established, "an opportunity of   hearing" may have to be read into the Rule by which the procedure for   dealing   with   the   Inquiring   Authority's   report   is   provided   principally   because   it   would   be   contrary   to   the   principles   of   natural   justice   if   a   delinquent   officer,   who   has   already   been   held   to   be   'not   guilty'   by   the   Inquiring   Authority,   is   found   'guilty'   without   being   afforded   an   opportunity of hearing on the basis of the same evidence and material on   which a finding of "not guilty" has already been recorded. 

29. We have already extracted Rule 9(2) of the Maharashtra Civil Services   (Discipline   and   Appeal)   Rules,   1979   which   enables   the   Disciplinary   Authority to disagree with the findings of the Inquiring Authority on any   Page 12 of 20 HC-NIC Page 12 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT article of charge. The only requirement is that it shall record its reasoning   for such disagreement. The Rule does not specifically provide that before   recording   its   own   findings,   the   Disciplinary   Authority   will   give   an   opportunity   of   hearing   to   a   delinquent   officer.   But   the   requirement   of   "hearing" in consonance with the principles of natural justice even at that   stage   has   to   be   read   into   Rule   9(2)   and   it  has   to   be   held   that  before   Disciplinary Authority finally disagrees with the findings of the Inquiring   Authority, it would give an opportunity of hearing to the delinquent officer   so that he may have the opportunity to indicate that the findings recorded   by the Inquiring Authority do not suffer from any error and that there was   no occasion  to take  a different  view.  The  Disciplinary  Authority,  at the   same time, has to communicate to the delinquent officer the "TENTATIVE"   reasons for disagreeing with the findings of the Inquiring Authority so that   the delinquent officer may further indicate that the reasons on the basis of   which  the  Disciplinary  Authority  proposes  to disagree  with  the  findings   recorded by the Inquiring Authority are not germane and the finding of   "not guilty" already recorded by the Inquiring Authority was not liable to   be interfered with. 

30. Recently, a three­Judge Bench of this Court in Punjab National Bank   v. Kunj Behari Mishra (1998) 7 SCC 84 : AIR 1998 SC 2713 : (1998 AIR   SCW 2762  : 1998  Lab IC 3012  : 1998  All LJ 2009),  relying  upon the   earlier decisions of this Court in State of Assam v. Bimal Kumar Pandit   (1964) 2 SCR 1 : AIR 1963 SC 1612; Institute of Chartered Accountants   of India v. L. K. Ratna (1986) 4 SCC 537 : (AIR 1987 SC 71) as also the   Constitution Bench decision in Managing Director, ECIL, Hyderabad v. B.   Karunakar  (1993)  4 SCC  727  : (1994  AIR SCW 1050  : AIR 1994  SC   1074  : 1994  Lab IC 762)  and the decision in Ram Kishan v. Union  of   India (1995) 6 SCC 157 : (1995 AIR SCW 4027 : AIR 1996 SC 255), has   held that (AIR 1998 SC 2713 : 1998 AIR SCW 2762 : 1998 Lab IC 3012 :  

1998 All LJ 2009, para 17) :
"It will not stand to reason that when the finding in favour of the   delinquent officers is proposed to be overturned by the disciplinary   authority then no opportunity should be granted. The first stage of   the   enquiry   is   not   completed   till   the   disciplinary   authority   has   recorded   its   findings.   The   principles   of   natural   justice   would   demand  that  the  authority  which  proposes  to decide  against  the   delinquent  officer   must  give   him   a  hearing.  When   the   enquiring   officer holds the charges to be proved, then that report has to be   given   to   the   delinquent   officer   who   can   make   a   representation   before the disciplinary authority takes further action which may be   prejudicial to the delinquent officer. When, like in the present case,   the   enquiry   report  is   in   favour   of   the   delinquent   officer   but   the   disciplinary authority proposes to differ with such conclusions, then   that authority which is deciding against the delinquent officer must   give him an opportunity of being heard for otherwise he would be   condemned   unheard.   In   departmental   proceedings,   what   is   of   Page 13 of 20 HC-NIC Page 13 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT ultimate importance is the finding of the disciplinary authority."

31. The Court further observed as under (AIR 1998 SC 2713 : 1998 AIR   SCW 2762 : 1998 Lab IC 3012 : 1998 All LJ 2009, para 18) :

"When the enquiry is conducted by the enquiry officer, his report is   not   final   or   conclusive   and   the   disciplinary   proceedings   do   not   stand concluded. The disciplinary proceedings stand concluded with   the   decision   of   the   disciplinary   authority.   It   is   the   disciplinary   authority which can impose the penalty and not the enquiry officer.   Where   the   disciplinary   authority   itself   holds   an   enquiry,   an   opportunity   of   hearing   has   to   be   granted   by   him.   When   the   disciplinary  authority differs  with the view of the enquiry  officer   and proposes to come to a different conclusion, there is no reason   as to why an opportunity of hearing should not be granted. It will   be   most   unfair   and   inequitous   that   where   the   charged   officers   succeed before the enquiry officer, they are deprived of representing   to the disciplinary authority before that authority differs with the   enquiry   officer's   report   and,   while   recording   a   finding   of   guilt,   imposes   punishment   on   the   officer.   In   our   opinion,   in   any   such   situation, the charged officer must have an opportunity to represent   before   the   disciplinary   authority   before   final   findings   on   the   charges are recorded and punishment imposed."

32. The Court further held that the contrary view expressed by this Court   in State Bank of India v. S. S. Koshal, 1994 Supp (2) SCC 468 : (1994   AIR SCW 2901) and State of Rajasthan v. M. C. Saxena (1998) 3 SCC   385 : (1998 AIR SCW 965 : AIR 1998 SC 1150 : 1998 Lab IC 1038) was   not correct.

33. In view of the above, a delinquent employee has the right of hearing   not only during the enquiry proceedings conducted by the Enquiry Officer   into the charges levelled against him but also at the stage at which those   findings   are   considered   by   the   Disciplinary   Authority   and   the   latter,   namely, the Disciplinary Authority forms a tentative opinion that it does   not agree with the findings recorded by the Enquiry Officer. If the findings   recorded by the Enquiry Officer are in favour of the delinquent and it has   been held that the charges are not proved, it is all the more necessary to   give an opportunity of hearing to the delinquent employee before reversing   those findings. The formation of opinion should be tentative and not final.   It   is   at   this   stage   that   the   delinquent   employee   should   be   given   an   opportunity of hearing after he is informed of the reasons on the basis of   which   the   Disciplinary   Authority   has   proposed   to   disagree   with   the   findings of the Enquiry Officer. This is in consonance with the requirement   of Article 311(2) of the Constitution as it provides that a person shall not   be dismissed  or removed  or reduced  in rank  except  after  an enquiry in   which   he   has   been   informed   of   the   charges   against   him   and   given   a   reasonable opportunity of being heard in respect of those charges. So long   Page 14 of 20 HC-NIC Page 14 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT as a final decision is not taken in the matter, the enquiry shall be deemed   to be pending. Mere submission of findings to the Disciplinary Authority   does not bring about the closure of the enquiry proceedings. The enquiry   proceedings   would   come   to   an   end   only   when   the   findings   have   been   considered by the Disciplinary Authority and the charges are either held to   be   not   proved   or   found   to   be   proved   and   in   that   event   punishment   is   inflicted upon the delinquent. That being so, the "right to be heard" would   be available  to the  delinquent  up  to the  final  stage.  This  right  being  a   constitutional   right   of   the   employee   cannot   be   taken   away   in   any   legislative enactment or Service Rule including Rules made under Article   309 of the Constitution. 

34.  Applying  the  above  principles  to the  facts  of  this  case,  it would  be   noticed that in the instant case the District Judge (Enquiry Officer) had   recorded   the   findings   that   the   charges   were   not   proved.   These   findings   were submitted to the Disciplinary Committee which disagreed with those   findings and issued a notice to the appellant requiring him to show­cause   why he should not be dismissed from service. It is true that along with the   show­cause   notice,   the   reasons   on   the   basis   of   which   the   Disciplinary   Committee   had   disagreed   with   the   findings   of   the   District   Judge   were   communicated to the appellant but the Disciplinary Committee instead of   forming   a   tentative   opinion   had   come   to   a   final   conclusion   that   the   charges   against   the   appellant   were   established.   The   Disciplinary   Committee, in fact, had acted in accordance with the statutory provisions   contained in Rule 9(4)(i)(a) and (b). He was called upon to show­cause   against the proposed punishment of dismissal as will be evident from the   minutes   of   the   Disciplinary   Committee   dated   21st   June,   1993   which   provide as under :­ "Decision : Discussed.

For the reasons recorded in Annexure "A" hereto, the   Committee disagrees with the finding of the Enquiry Officer   and  finds  that  the  charges  levelled  against  the  delinquent   Judicial Officer have been proved.

It was, therefore, tentatively decided to impose upon   the Judicial Officer penalty of dismissal from service.

Let notice, therefore, issued to the delinquent Judicial   Officer   calling   upon   him   to   show   cause   why   penalty   of   dismissal from service as prescribed in Rule 5(1)(ix) of the   Maharashtra   Civil   Services   (Discipline   and  Appeal)   Rules,   1979 should not be imposed upon him.

Show cause notice will be accompanied by a copy of   the   Report   of   the   Inquiring   Authority   and   the   reasons   recorded by this Committee."





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                   C/SCA/16957/2004                                                       JUDGMENT



These minutes were recorded after the Disciplinary Committee had   considered the Enquiry Report and differed with the findings and recorded   its final opinion in para 10 of the reasons as under :­ "10. The Disciplinary Committee is of the opinion that the findings   recorded   by   the   Enquiry   Officer   on   both   the   charges   cannot   be   sustained.   The   Committee,   after   going   through   the   oral   and   documentary  evidence  on record,  is of the  opinion  that both  the   charges   against   the   delinquent   are   proved.   The   delinquent   is   a   Judicial Officer who has failed to maintain the absolute integrity in  discharge of his judicial duties."

35. Pursuant to the above minutes, a notice dated 24­6­93 was issued to   the appellant which after reproducing the minutes of the Meeting of the   Disciplinary Committee proceeded to say as under :­ "As   required   by   the   Disciplinary   Committee   I   issue   this   notice   calling upon you to show­cause why the penalty of dismissal from   service should not be imposed upon you in view of the charges held   established. Time of 15 days, from the date of receipt of this notice,   is given to you for submitting your reply, failing which it shall be   presumed   that   you   do   not   wish   to   make   any   representation   regarding the penalty.

A copy of the report of the Enquiry Officer dated 21­12­92 and a copy of   Annexure 'A' are enclosed herewith for ready reference.

Yours faithfully, Sd/­ Registrar"

36. Along with the show­cause notice, a copy of the findings recorded by   the   Enquiry   Officer   as   also   the   reasons   recorded   by   the   Disciplinary   Committee for disagreeing with those findings were communicated to the   appellant  but it was immaterial as he was required  to show­cause  only   against   the   punishment   proposed   by   the   Disciplinary   Committee   which   had already taken a final decision that the charges against the appellant   were proved. It was not indicated to him that the Disciplinary Committee   had   come   only   to   a   "tentative"   decision   and   that   he   could   show   cause   against that too. It was for this reason that the reply submitted  by the   appellant failed to find favour with the Disciplinary Committee."

18 The observations of the Supreme Court, in para - 36 referred to  above,   are   very   relevant   even   for   our   purpose.   In  Yoginath   Bagde  (supra),  along   with   the   show   cause   notice,   a   copy   of   the   findings  recorded   by   the   Inquiry   Officer   as   also   the   reasons   recorded   by   the  Page 16 of 20 HC-NIC Page 16 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT disciplinary   authority   for   disagreeing   with   those   findings   were  communicated to Mr. Bagde. The Supreme Court took the view that it  was a Memorandum as he was required to show­cause only against the  punishment proposed by the Disciplinary Committee which had already  taken   a   final   decision   that   the   charges   against   the   appellant   were  proved.   In   this   case,   there   may   not   be   any   reference   in   the  communication   dated   10th  June   2003   to   show   cause   against   the  punishment, but at the same time, the authority in no uncertain terms  has said that the charges are proved. It was not indicated to him that the  disciplinary authority had come only to a "tentative" decision and that he  could show cause against that too.

19 Thus, the lapse on the part of the disciplinary authority as regards  Rule 10(2), in my view, has a serious repercussion so far as the legality  and validity of the impugned order is concerned. In my view, the lapse  has definitely led the order of dismissal not tenable in law. 

20 I am at one with the learned counsel appearing for the petitioner  as regards his grievance that although his client insisted for the supply of  certain   documents,   which   were  in   fact   referred   to  in   the   chargesheet  itself and also in the communication dated 10th June 2003, yet were not  supplied to the petitioner. This issue stands covered by the decision of  the   Supreme   Court   in   the   case   of   the  State  Bank  of Patiala  v.  S.K.  Sharma [AIR 1996 SC 1669].

21 Indisputably, even the copy of the advice given by the G.P.S.C., as  could be found from the affidavit­in­reply itself, was not provided to the  petitioner. 





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         22     I have noticed one more infirmity in the matter. The impugned 

order, in my view, is a non­speaking order. No reasons worth the name  are to be found in the impugned order. In fact, there is no discussion  why   the   findings   recorded   by   the   Inquiry   Officer   are   not   correct   or  acceptable. I am of the view that in a case where the delinquent has  been fully exonerated by the Inquiry Officer, then not only at the stage  of complying with Rule 10(2referred to above, but the authority owes a  higher   degree   of   responsibility   by   passing   the   final   order.   Except,  incorporating the charges and few other details relating to the inquiry,  there is no discussion at all in the impugned order. 

23 In   view   of   the   above,   the   next   question   that   falls   for   my  consideration is what relief could be granted to the petitioner. 

24 The petitioner was placed under suspension in the year 2002. He  remained under suspension till the impugned order of dismissal came to  be passed in the year 2004, but for the departmental inquiry, and the  consequential order of dismissal, he would have otherwise attained the  age of superannuation in the year 2006. Ordinarily, if the Court finds a  procedural lapse of a serious nature, then the matter can be remitted to  the authority concerned for the purpose of undertaking a fresh exercise  from the stage of Rule 10(2) of the Rules, 1971. I could have adopted  the same course, but, having regard to the fact that the petitioner has  retired from service, it will be too much to once again ask the petitioner  to undergo the ordeal of a fresh round of the departmental proceedings.  I am taking this view not just considering the fact that the petitioner has  retired from service, but also keeping in mind the findings which are  recorded by the Inquiry Officer. 





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         25     Legal importance of the reasons in an order was explained by the 

Supreme Court in Daya Ram v. Raghunath [(2007) 11 SCC 241] in the  following words.

Reasons   are   live   links   between   the   mind   of   the   decision   taker   to   the   controversy in question and the decision or conclusion arrived at. Reasons   substitute subjectivity by objectivity. The emphasis on recording reasons is   that if the decision reveals the inscrutable face of the sphinx, it can, by its   silence,   render   it   virtually   impossible   for   the   courts   to   perform   their   appellate function or exercise the power of judicial review in adjudging the   validity   of   the   decision.   Right   to  reasons   is  an   indispensable   part   of   a   sound judicial system, reasons at least sufficient to indicate an application   of mind to the matter before court. Another rationale is that the affected   party   can   know   why   the   decision   has   gone   against   him.   One   of   the   salutary   requirements   of   natural   justice   is   spelling   out   reasons   for   the   order made, in other words, a speaking order.

26  Recording of reasons is an aspect of natural justice. The reasons  properly   recorded   in   support   of   an   order   is   the   natural   justice   duly  complied with in that part. The principle that the reason in an order is  an   ingredient   of   natural   justice   becomes   clear   from   the   following  judgment   of   the   Supreme   Court   in  Assistant   Commissioner,  Commercial Tax Department, Works Contract and Leasing, Kota vs.  Shukla & Bros., [(2010) 4 SCC 785], the Apex Court observed as under:

The  principle   of  natural  justice   has  twin   ingredients;   firstly,  the  person   who is likely to be adversely affected by the action of the authorities should   be   given   notice   to   show   cause   thereof   and   granted   an   opportunity   of   hearing and secondly, the orders so passed by the authorities should give   reason for arriving at any conclusion showing proper application of mind.   Violation of either of them could in the given facts and circumstances of   the   case,   vitiate   the   order   itself.   Such   rule   being   applicable   to   the   administrative authorities....... (Para 14) 27 For all these reasons, I have reached to the conclusion that this is  not a case which should be remitted, but the chapter should be closed  over here only. 
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HC-NIC Page 19 of 20 Created On Sat Jul 09 00:16:49 IST 2016 C/SCA/16957/2004 JUDGMENT 28 In the result, this writ application succeeds and is allowed. The  impugned order passed by the State Government dated 22nd November  2004 is hereby ordered to be quashed. 

29 The State Government shall treat the petitioner as if he was in  service till the date of his superannuation. The State Government shall  calculate the retiral benefits accordingly, and pay to the petitioner within  a period of two months from the date of receipt of this order. The period  between 2002 and 2006 shall be treated as notional for the purpose of  retiral   benefits.   So   far   as   the   suspension   period   is   concerned,   the  authority concerned shall pass appropriate orders in accordance with the  rules and regulations whether the same should be treated on duty or  not.   Rule   is   made   absolute   to   the   aforesaid   extent.   Direct   service   is  permitted. 

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