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[Cites 3, Cited by 0]

Telecom Disputes Settlement Tribunal

State Bank Of India vs Ridit Raj Dutta & Anr on 21 December, 2021

Author: Shiva Kirti Singh

Bench: Shiva Kirti Singh

TELECOM DISPUTES SETTLEMENT & APPELLATE TRIGUNAL

NEW DELHI!
Dated. Saas December, 2021

Gyber Appesi Ne. 3 of 20719

State Bank of india . Appellant
VYeraus

Ridit Rai Dutta & Anr. . Respondents

BEFORE :

HONSLE MR. JUSTICE SHIVA RIRTI SINGH, GHAIRPERSON

NON' BLE MR. SUBODH KUMAR GUPTA, MEMBER

For Appellant > MrS.L Gupta, Advocate.
Mr Arjun Gupta, Advocate.

Mr. Aditya Vikram Gupta, Advacate.

For Respondents * Ms. Pravaana Gautam, Advocate
Myr, Pawan Shukla, Advocate

Mr. Jitesh P taupta, Advasate
 

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By Subodh Kumar Gupta, Member - Heard Learned Counsel for the appellant and

Learned Counsel for the respondents.

Z. The present appeal is Hed under section 5Y of the Information Technology Act, 2600
against the omer dated 17.07.2078 Ompugned order} passed by fhe Adiudicating officer,
Government of Assam, Guwahati in the complaint no. TT 61/201 7/294 thereby ordering the Bark
(SBI: State Bank of India, Appellant herein) to credit an arnount of Rs.6.97 980.42 Qvith aligible
inferest amount as per the orevailing interest rate for the period ) to the account of the respondent
2 éwho is also father af the complainant before the Acijudicating officer} within 15 days of the
lrapuaned order. This amount has been withdrawn from fhe saving bank account of respondent 2
by more than 600 debits between 06.08.2017 to 28.06.2017 for making the payments fo various
e-commerce siies. The transactions from the account has been made by using the details of the
ATM card and the secret PIN in the exclusive knowledge of the respondent. The respondent has
questioned the transactions on the ground that he had not received any SMSs of the said

- transactions on his mobile phone.

3. The brief facts rlievant for the present appeal are as under :

" On request of Respondent 2 (Mr Jogannath Dutta), the appellant bank has issued
ATM sard fo respondent 2, who has a saving bank account bearing no 10898227748 with the
Golaghat branch of the appellant bank (SBN. Iie said by the appellant that respondent 2 Js a well

educated person, a ratived teacher, was using the ATM card since a lang Ume.

- On 12.07 2017, respondent 2 compisined to the concerned branch of the appaiant
bank that the iransactions made in his account since 06.05.2017 with the use of ATM card are nat
made by him and these are egal and unauthorised requesting the bank to replenish the funds in
his account which have been ilepally debited from his account. The passbook of respondent ¢

was updated and Re disowned more than 800 debits in his account between 06.06.2017 to
 

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28.00.2017. Entries / debs disowned were thase making the payments of purchases made fram

infernet / e-conmierce / Gn line sites,

me Complainant / respondent 1 (who is son of respondent 2) Hed complaint dated
24.08.2017 with the Banking Ombudsman RBI Guwahati alleging that he along with his father
(regporident 2) visited ATM booth on 18.07.2017 to withdraw cash but carne to know that there is
no balance in ihe account. On updating ihe passhook, respondent 2 found internet transactions
for the purchase of articles from Sipcaricom, amazon.com, moneymint.com, fasticket.com,

fearbuy com, paload.in, charqediuin ete.

~ Respondent 2 made cash withdrawal of Re. 4000/-, Rs, 6000/- and Rs. 5000/- by
using the ATM on 06.05.2017, O7 06.2077 and 19.06.2047 respectively. Responclent 2 alleges that
withdrawal slip fromm ATM machine was not received. Furthar he alleges having not received the

SMS alert far any of the questioned online transactions.

The complainant (respandent herein) jook. up the matter with the appellant bank
fappaiiant herein} anc questioned more than 600 payments to varicus e-commerce sites fron his

account by using the debit card. The complainant aiso fled complaint with the Police.

~ > (n 28.07.2017, the comolginant ded complaint with the Adjudicating Officer under
section 46 of ihe IT Act. The apostant Bank (Appellant) filed its reply with records of complaint
and the decision of the Banking Ombudsman along with the logs of the payments. As per the
Appellant bank, the Adiudicating Officer serit notices ta e-commerce sites and received the

replies but has not provided the copy of the same to the Appellant bank.

- On 12.2018, the appaliant bank requested Adjucicaling Offfoer to defer the
Hearing by two weeks which was scheduled for 17.12.2078. Also appellant requested
Adjudicating Officer to supply various letters fed by complainant (espondent herein} along with
certified copies of replies received frarn on-line vendors and copy of report of investigation

department. However Adjudicating officer passed the impugned order no IT61/2017/234 dated
 

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71.07.2019 and is alleged to have not provided sufficient opportunities to the Appellant to defend

Nsel, Henoa the present aopeal before the Tribunal,

4. After hearing the parties in defall and taking into consideration the defence of the Bank,
(which is the appellant herein} and all the relevant decuments, the Learned Adjudicating Officer,
by the impugned ormler dated 11.01.2019 has allowed clairn {as above) of the complainant who is

the respondent herein. Admittedly nothing bas been paid by the appellant bank (SAR so far,

os The contention of the appellant is that i has sent all the SMSs through its server ta the
mohile of the Account halder Though so claimed by the apoellant bank, however, a large number
Of SMSs were nat received on the mobile of the account holder because of inadequate mernory of
tha mobile as the account holder is alleged to be not deleting the old SMSs fram his mobile.
Further as submitted by the appellant bank that ATM machine aiso indicates the remaining
balance feft inthe account after each transaction of cash withdrawal using the ATM card and the
PIN. However the respondent' comolainant herein denies having received any printed slip after a
jaw instances of cash withdrawal made by him.at ATM machine using his ATM card and the PIN.
The stand of appellant that ATM machine always gives the printed silo indicating the remaining
balance left in the account after the withdrawal transaction is completed may not always be
correct under all situations, for instance, the case where the ATM machine hae enough cash ta
disburse but runs out.af caper fo print any alip indicating remaining balance eft. Ne important to
note.here that bulk of the above said transactions . which are unusually large in numbers. (over
800 debit transactions} aver a small period of time (06.05.2017 fo 28,06,2017), have bean made
through largely e-commerce barring a féw instances of cash withdrawal by respondent using his

ATM card and FIN details.

8. Following are the gist of pertinent observations of significance made after hearing both the
parties, going through the various documents, records and the impugned order dated 17.07.2079

passed by the Learned AO (Adijudioating Officer) :

} The respondent/SBI Account holder is a retired Head master of a local high schoo! and is

getting his pension credit in hie SB account 106xxxxl748. Ne uses his debit card for ATM
 

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fransactions and has never conducted any POS or internet banking transactions. As per
respondent, he tried to withdraw cash from the SBI Golaghat main branch ATM on 16.07 2017
which was rejected by the ATM stating Insufficient funds. Thereafter he visited the SBI Golaghat
branch fo enquire about i. SBI officials in the branch asked him to update the passbook of his
account, Upon updating, « had come to the notice that money in his account were siphoned off
by means of fraudulent transactions. Hea had brought the same to the knowledge of the bank
officials. H was also brought to ihe notice of the account holder that a further debit of
Rs. 1,14,800/- 6 bs done as the fraudster sid transaction beyond the available limit. Upon the
account holder's complaint that he dic) net avail any over draft facility, the bank blocked the
account upon bis complaint. For proper investigation of the matter, ari FIR no 47G/17 was lodged
ifs 378, 42D of IPC dated iB.07.2017 af Galaghat Police station. The account holder also filed
complaint with the Banking Ombudsman (BO) on 25.08.2017 who held a conciliation meating an
SO.10.2017 and advised the account holder to go to higher authority as the meatier required
detailed investigation beyond the purview of BO. The account holder filed complaint with the

Adjudicating Officer u/s 46 of tne IF Act-2000 on 28.07 2017.

AS evident from the materials on recard, Adjucicating Offioer gave sufficient opportunities
and tine In syne with Principles of Natural justice and reasonable opportunity to all the cancernect
stakeholders including the account Aelde, the Appsiiant bank SBI and Police officials
investigating the case to present thar cases and heard them in person several times examining all
ihe papers made available by different stakeholders. Detailed hearings were held giving equal and
adequate opportunitias fo present and defend their case. Ns fnporiant fo note that the
Adjudicating Officer isgued notions io the appellant bank SBI Golaghat branch for submitting their
replies which was duly submifted through written stalemenis on 10.10.2017. Aciucicating Officer
also issuec aotice to all ihe e-oornmanies invalvad and they had submitted their reports. He
conducted several rounds of hearings on the case daled 16.08.2077, 16.01.2018, 05.03.2078,
OB.O8.2018, 26.10.2018, OS.1b2018, 12.72.2018 and 26.12.2018 respectively wherein
recresentatives of the appellant bank SBI, account holder (espondent) and Police officials from
Golaghat district were present as and when required. On 16.03.2018, the AO sent a letter to
ADGP CID HO, Agearn Poliss to investigate the case. The investigation report was submitted by

SP Golaghat of Assam Police on 17.04.2018. which states that "Unknown miscreants withdrew
 

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the amount without the knowlsdge of account holder and could not find any clue'. The report was
duly examined by the AQ and it found that Police have not carried out cyber forensic type of
investigation or ofher available details which could have given more insights into such kinds of
cyber crime, The AQ also examined the report submitted! by the appellant bank which included
SMS logs of POS transactions (08.05.2017 {fo 08.05.2017) and ATM transactions (G1 .56.2017 to
25.08.2017). SBI in their report stated that for transactions upto As.2000/- carried out through
PayU and Bil Desk PG does not raquire OTP for authentication and as per their report over 600
such transactions of values joss than Rs. 2000/- were transacted. SBI also alleged the account
holder sharing AMM card information with Grd pany (which the account holder denied). The
important question that why the SBI technolooy clatforrn cauld not identify / detect unusual
transaction patterns to alert the accaunt holder or confinn if these transactions are being done by
Rin' continue to ramain unanswered yet Therefore deficiency / negligence on the part of

Apoellarnt bank cannot be ruled aul.

While examining SMS fogs, AQ found that POS and ATM transactions were though sent to
the RMN (Registerad Mobile Number} of the account Raider buf were not delivered being shown
as exolred in the server jog racort of the agpallani bank SSL This clearly suggests thaf the
account holder didn't receive the SMS of the transactions done by himself on ATM and the POS

tyne of transactions carried oul by fraudster during ihe said period,

As alleged by the Appellant bank that respondent might have compromised his
authentication credentials such as ATM PIN, cand number, DoB (phone phishing or other type of
cyber attack). However, any such transactions using other method such as POS and Internet
banking requires permission / enabling of services ete with the intervention of bank officials /
customer care section of the bank but the bank hag nol furnished any such information regarding

faciiitating the respendent with net banking faculty in his account.

8 AS per cl S of the RBI guidelines no : RBMUSd17-18, dated 06.07.2017, the SMS alerts shall
mandatorily be sent to the customers to the account holder's RMN (Registered Mabile Number), ff
is observed that SMS alerts of the fraud transactions were not delivered to the RMN of ihe

respondent thus he hac no means of knowing the ongaing transactions. The banking system
 

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after observing eo many unscrupulous Pansactions should have been able to alert the customers or could have siopped transaction in the account afler few numbers of continuous transactions which were unusual in nature by informing the account holder about iis authenticity through available channels. in case of reat hanking system for wrong use of credentials for foa@qing Inte internet bank account for consecutively for three tries, the system automatically disables the account for 24 hre and activate the account only after accurate details oan be provided by the cuatotier 8} Based on ihe lag report submitted by the appellant bank, it was evident that bank was aware of non delivery of SMS of transaction details to the designated mobile of the account holder N would have been prudent on the part af the bank to inform the account hoider about the non delivery of SMS continuously during the period when such unusual fraud transactions were happening. The negigence on the part of the bank ta infarm the account holder and lack of assessment capability of financial frauds happening In his account over the period are rnajor deficiency of ihe banking system of SBI, which contributed towards these fraudulent transactions.

{iv} hag been observed that all the deti-traud transactions was conducted by outsiders or thin] party using various e-commerce / payment gateway websites such ag flipkari.com, SNazcai.cam, moneymini.com, fastticket.com, nearbuy.carn, chargedujn etc. in this case, the account holder should have absolufaly no liability in circumstances where the bogus / uriguthorised transaction occurs because of the carelessness. of the banking system, which is a clear indication of contributory negligence of the banking system for this fraud to happen.

iv} Further there is a debit of an arnount of As.1,34,500/- oy the SBI, Golaghat by way of providing averrafi faciity in the respondent account as the fraudster carried transactions beyond ihe available balance saving arrunt, whereas the respandant did not avail any facility of overdraft or cash credit firnit in his saving account . NH indicates that fraudster activated such overdraft or cash credit limit an thie account and carriad iransantions. The inability of bank to prevent the fransactions fo the tune of another Ae.114,5004 by the fraudster when the respondent saving account was axhausted appears to be case of possible contributory fraud / negligence.

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We, find no good reason to deviaie from the impugned order passed by Learheci Adjudicating Officer, there Is no infirmity or illegality in the impugned order warranting our interference thus the sak] Cyber appeal is dispasad of without any modification In the impugned order, If the paymants so due in favour of the account holder (escendent) ave not made within 27 days, the respondent shall approach the Learned Acjudicating Officer and seek execution of the judgement and onder passed in iis favour. Such applications, if filed, shall be disoosed of expeditiously and in sccardance with Law.

The appeal is disposed of In the aforesaid terms.

~ --, ose a vas < "> Ww \ iS... Singh, J} f < \ co AG Ghairpersor \uN SS ee iSubadh Kumar Gupta} Member