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Gujarat High Court

Ravi N Kapoor vs State Of Gujarat & on 27 November, 2014

Author: J.B.Pardiwala

Bench: J.B.Pardiwala

         R/SCR.A/809/2014                                ORDER




         IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

     SPECIAL CRIMINAL APPLICATION (QUASHING) NO. 809 of 2014

================================================================
                     RAVI N KAPOOR....Applicant(s)
                               Versus
                 STATE OF GUJARAT & 1....Respondent(s)
================================================================
Appearance:
MRS SANGEETA N PAHWA, ADVOCATE for the Applicant(s) No. 1
MR DEVANG VYAS, ADVOCATE for the Respondent(s) No. 2
MR LR PUJARI, APP for the Respondent(s) No. 1
================================================================

         CORAM: HONOURABLE MR.JUSTICE J.B.PARDIWALA



                            Date : 27/11/2014


                             ORAL ORDER

1. Rule   returnable   forthwith.   Mr.   Devang   Vyas,   the  learned Additional Solicitor General of India waives  service   of   notice   of   rule   for   and   on   behalf   of   the  respondent no.2­original complainant. Mr. Pujari, the  learned APP, waives service of notice of rule for and  on behalf of the respondent No.1­State of Gujarat. 

2. By   this   application   under   Article   227   of   the  Constitution of India, the petitioner­original accused  No.8 seeks to challenge the order of process dated 4 th  February, 2006, passed by the learned Additional Chief  Metropolitan   Magistrate,   Ahmedabad   in   Criminal   Case  No.   6   of   2006.   It   appears   that   the   Union   of   India  Page 1 of 9 R/SCR.A/809/2014 ORDER through   its     officer   serving   in   the   Serious   Fraud  Investigation   Office   (SFIO),   Ministry   of   Company  Affairs,   lodged   a   private   complaint   against   the  Maradia   Chemicals   Ltd.   and   its   Directors.   The  petitioner   herein   is   accused   No.8   in   the   said  complaint.   The   complaint   was   filed   of   the   offence  punishable   under   Sections   205A(8)   of   the   Companies  Act,   1956,   regarding   non­transfer   of   unpaid   or  unclaimed dividends to special account. 

3. The   learned   Magistrate   took   cognizance   of   the  complaint   filed   by   the   complainant,   and   ordered   to  issue process against the accused herein and other co­ accused of the offence under Section 205A (8) of the  Companies   Act.   The   proceedings,   as   on   today,   are  pending in the Court of the learned Additional Chief  Metropolitan Magistrate in the form of Criminal Case  No. 6 of 2006. 

4. I   have   heard   Mr.   Pahwa,   the   learned   advocate  appearing on behalf of the applicant, and Mr. Devang  Vyas,   the   learned   Additional   Solicitor   General   of  India,   appearing   for   the   respondent   No.2­original  complainant. 

5. It   is   not   in   dispute   that   the   complaint   was  lodged   for   the   contravention   alleged   to   have   been  committed   in   the   Financial   Years   1992­93,   1993­94,  1994­95.  Mr.   Pahwa   submitted   that   the   only   thing   is  that   the   nomenclature   of   account   is   different.  According to him, "MCL Debenture Interest and Dividend  Page 2 of 9 R/SCR.A/809/2014 ORDER Account,   is   the   account   for   the   purpose   of   unpaid  dividends. 

6. I do not propose to enter into the merits of his  submission because this petition can be disposed of on  a neat question of law. 

7. Section 205A(8) reads as under:­ "205A(8) If a company fails to comply with any   of   the   requirements   of   this   section,   the   company and every officer of the company who is   in default, shall be punishable with fine which   may   extend   to   five   thousand   rupees   for   every   day during which the failure continues." 

8. A   bare   reading   of   clause   (8)   to   Section   205A  would   indicate   that   the   default   is   punishable   with  fine   which   may   extend   to   Rs.5000/­   for   every   day  during which the failure continues. 

9. The contravention alleged are of the years 1992­ 93, 1993­94, 1994­95, whereas the complaint came to be  lodged in the year 2006. 

10. Section   468   of   the   Criminal   Procedure   Code  provides   that   no   Court   shall   take   cognizance   of   an  offence of the categories specified under sub­Section  (2) after the expiry of the period of limitation. 

11. Section   468(2)   provides   that   the   period   of  limitation   shall   be   six   months,   if   the   offence   is  punishable with fine only. 

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R/SCR.A/809/2014 ORDER

12. Thus, Section 205A (8) being punishable with fine  only,   the   Court   could   have   taken   cognizance   of   the  said offence within a period of six months. However it  is sought to be argued by the other side that Section  205A (8) could be construed as a continuing offence,  and   being   a   continuing   offence,     the   learned  Magistrate   was   justified   in   taking   cognizance   even  after a period of two decades. 

13. Therefore,   the   only   question   that   falls   for   my  consideration   is   whether   Section   205A   (8)   is   a  continuing offence. 

14. An   identical   question   fell   for   consideration  before   the   Delhi   High   Court   in   the   case   of  Webcity   Infosys Ltd. Vs. Registar of Companies decided on 26th  September, 2007 reported in 2007 (7) ILR (Del) 68. A  learned   Single  Judge  of  the   Delhi   High  Court,   after  elaborate   discussion   of   law,   held   that   Section   205A  (8) cannot be termed as a continuing offence.

15. I may quote the relevant observations made by the  learned Judge as under:­

4.   To   decide   the   rival   versions   it   would   be   relevant   to  note   sub­section   (8)   of   Section   205­A   of   the   Companies   Act.   It   reads   as   under:­ "205­A. (8) If a company fails to comply with   any   of   the   requirements   of   the   section,   the   company   and   every   officer   of   the   company   who   is   in   default,   shall   be   punishable   with   fine   Page 4 of 9 R/SCR.A/809/2014 ORDER which   may   extend   to   five   thousand   rupees   for   every day during which the failure continues."

5.   Distinction   between   offences   which   take   place   when   an   act   or   remission   is   committed   once for all and a continuing offence has been   pithly   drawn   in   the   decision   of   the   Supreme   Court   reported   as   AIR   1973   SC   908  State   of  Bihar   vs.   Deokaran   Nenshi   &   Anr.,   1973   CrLJ   347

6. In para 5 of the judgment it was opined as   under:­ "5.   Continuing   offence   is   one   which   is   susceptible   of   continuance   and   is   distinguishable   from   the   one   which   is   committed once and for all. It is one of those   offences which arises out of a failure to obey   or   comply   with   a   rule   or   its   requirement   and   which   involves   a   penalty,   the   liability   for   which   continues   until   the   rule   or   its   requirement   is   obeyed   or   complied   with.   On   every  occasion   that  such  disobedience  or  non­ compliance   occurs   and   recurs,   there   is   the   offence committed. The distinction between the   two   kinds   of   offences   is   between   an   act   or   omission which constitutes an offence once and   for all and an act or omission which continues   and   therefore   constitutes   a   fresh   offence   every time or occasion on which it continues.   In   the   case   of   a   continuing   offence   there   is   thus   the   ingredient   of   continuance   of   the   offence   which   is   absent   in   the   case   of   an   offence which takes place when act or omission   is committed once and for all.

7.   Their   Lordships   of   the   Supreme   Court   were   considering   regulation   3   of   the   Indian   Metalliferous Mines Regulations and Section 66   of the Mines Act 1952. In para 9 of the report   it was opined as under:­ "9.   Reg.3   read   with   Section   66   of   the   Mines   Act   makes   failure   to   furnish   annual   returns   for the preceding year by the 21st of January   of   the   succeeding   year   an   offence.   The   Page 5 of 9 R/SCR.A/809/2014 ORDER language   of   Reg.3   clearly   indicates   that   an   owner, manager etc. of a mine would be liable   to   the   penalty   if   he   were   to   commit   an   infringement   of   the   Regulation   and   that   infringement   consists   in   the   failure   to   furnish returns on or before January 21 of the   succeeding   year.   The   infringement,   therefore,   occurs on January 21 of the relevant year and   is   complete   on   the   owner   failing   to   furnish   the annual returns by that day. The Regulation   does not lay down that the owner, manager etc.   of   the   mine   concerned   would   be   guilty   of   an   offence   if   he   continues   to   carry   on   the   mine   without   furnishing   the   returns   or   that   the   offence   continues   until   the   requirement   of   Reg.3   is   complied   with.   In   other   words   Reg.3   does   not   render   a   continued   disobedience   or   noncompliance of it an offence. As in the case   of a construction of a wall in violation of a   rule or a bye­law of a local body, the offence   would be complete once and for all as soon as   such construction is made a default occurs in   furnishing the returns by the prescribed date.   There   is   nothing   in   Reg.3   or   in   any   other   provision in the Act or the Regulations which   renders   the   continued   non­compliance   an   offence until its requirement is carried out."

8. A Division Bench of the Calcutta High Court   considered   Section   162   of   the   Companies   Act   which deals with a failure to submit returns.   Sub­section   (1)   of   Section   162   of   the   Companies Act reads as under:­ "162.   Penalty   and   interpretation.   ­   (1)   If   a   company   fails   to   comply   with   any   of   the   provisions   contained   in   sections   159,   160   or   161,   the   company,   and   every   officer   of   the   company who is in default, shall be punishable   with   fine   which   may,   extend   to   five   hundred   rupees for every day during which the default   continues."

9.   Suffice   would   it   be   to   note   that   offence   under   Section162   of   the   Companies   Act   is   a   failure   to   submit   a   return.   Further,   the   penalty is up to Rs.500/­ for every day during   which the default continues.

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R/SCR.A/809/2014 ORDER

10.   Contrasted   with   the   language   of   sub­ section   (8)   of   Section   205   of   the   Companies   Act,   it   be   noted   that   the   2   provisions   are   pari  materia.  Only   difference  being  that  word   used   in   sub­section   (1)   of   Section   162   is   'default' and the word used in sub­section (8)   of   Section   205­A   of   the   Companies   Act   is   'failure'.

11.  Interpreting  Section  162  of  the  Companies   Act,   in   para   14   of   the   decision   of   the   Division   Bench   of   the   Calcutta   High   Court   reported as 1984 Tax L.R. 2043 National Cotton   Mills   Ltd.   vs.   Assistant   Registrar   of   Companies, it was held as under:­ "14.   On   a   careful   review   of   the   legal   position, it is difficult for us to agree with   the   view   expressed   by   a   learned   single   Judge   in   the   above   case.   As   pointed   out   by   the   Supreme   Court,   in   order   to   constitute   a   continuing offence, the offence must arise out   of a failure to obey or comply with a rule or   its  requirement  and  which  involves   a penalty,   the   liability   for   which   continues   until   the   rule or its requirement is obeyed or complied   with.   Section   150   of   the   Companies   Act   does   not   impose   any   liability   which   so   continues.   The offence on the breach thereof is complete   with the failure to furnish the return in the   manner or within the time stipulated.

Such an offence is committed once and for all   as   and   when   one   commits   the   default.   That   provision   does   not   contemplate   that   the   obligation   to   submit   such   returns   continues   from   day   to   day   until   the   return   is   actually   submitted nor does it provide that continuance   of business without filling of such returns is   prohibited   so   that   non­fulfillment   of   a   continuing   obligation   or   continuing   of   business   without   filing   of   such   returns   becomes a continuing offence. When Section 162   of the Companies Act prescribed the penalty of   fine   'which   may   extend   to   fifty   rupees   for   Page 7 of 9 R/SCR.A/809/2014 ORDER every day during which the default continues',   it merely prescribed the measure of penalty -   such a prescription being made with the object   of   enforcing   strict   compliance   with   the   requirement of Section 159 under the threat of   enhanced  penalty  and  getting  relief  from  such   penalty on enhancing scale by early submission   of   returns   even   after   the   default.   That   does   not   render   the   initial   default   a   continuous   one.   It   cannot   be   said   that   the   offence   is   repeated   or   committed   from   day   to   day   after   the   initial   default.   It   is   only   where   the   offence   is   committed   from   day   to   day   that   it   can   be   called   a   continuing   offence.   There   being no express provision in Section 234598   etc.   of   the   Companies   Act   it   will   not   be   proper to hold that the offence under Section   162 is a continuing offence. When the statute   itself   provides   for   continuance   of   offence   irrespective  of  initial  default  in  some  cases   but   does   not   make   similar   provisions   in   respect   of   some   other   offences,   it   would   not   be   correct   to   say   that   the   latter   class   of   cases also would be continuing offences.

12. I note that the Division Bench of Calcutta   High   Court   based   its   decision   and   heavily   relied upon the decision of the Supreme Court   in Deokaran Nanshi's case (supra).

13.  Thus,  there  is  no need   for  me to  explain   any further save and except to record that the   logical   conclusion   of   following   the   ratio   of   law declared in  Deokaran Nanshi's  case (supra)   as   followed   and   elaborated   by   the   Division   Bench   of   the   Calcutta   High   Court   in  National   Cotton Mills'  case (supra) requires this Court   to   hold   that   offence   under   Section   205­A   of   the   Companies   Act,   as   punishable   under   sub­ section   (8)   thereof,   is   not   a   continuing   offence.   The   offence   arises   out   of   a   failure   to obey or comply with the rule and involves a   penalty.  The  liability   may  continue  until  the   requirement is obeyed or complied with. It is   not   a   case   where   the   offence   is   repeated   or   committed   from   dayto­   day   after   the   initial   default."

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R/SCR.A/809/2014 ORDER

16. I am in respectful agreement with the view taken  by the learned Single Judge of the Delhi High Court  and I propose to follow the same.

17. In  the  aforesaid  view  of  the   matter,  I  have  no  hesitation   in   coming   to   the   conclusion   that   the  learned   Magistrate   could   not   have   taken   cognizance  after   the   expiry   of   the   period   of   limitation   as  provided   under   Section   468   of   the   Code   of   Criminal  Procedure. 

18. In   the   result,   this   application   is   allowed   the  proceedings of Criminal Case No. 6 of 2006, pending in  the Court of the learned Additional Chief Metropolitan  Magistrate, are hereby ordered to be quashed, so far  as   it   relates   to   the   applicants.   Rule   is   made  absolute. Direct service is permitted. 

(J.B.PARDIWALA, J.) Manoj Page 9 of 9