Orissa High Court
Managobinda Samantaray vs Union Of India And Others on 11 January, 2018
Author: D. Dash
Bench: I. Mahanty, D. Dash
HIGH COURT OF ORISSA: CUTTACK.
Writ Appeal No. 469 of 2014
And
Writ Appeal No. 143 of 2015.
(In the matter of an appeal under clause 10 of the Letter Patent of High
Court read with High Court of Orissa Order as amended on 03.05.2000
and an appeal challenging the order dated 07.11.2014 passed in W.P.(C)
No. 5515 of 2012 passed by the Single Judge of this Court.)
(A) Writ Appeal No. 469 of 2014
Managobinda Samantaray ...... Appellant
Versus
Union of India & others ...... Respondents
For Appellant : M/s. Shashi Bhusan Jena,
K.B.Mohanty, S.Behera,
A.Mishra, S.Soren,
Advocates.
For Respondents : Mr. A.P.Bose,
Addl. Solicitor General.
(B) Writ Appeal No. 143 of 2015
Union of India & others ...... Appellants
Versus
Managobinda Samantaray ...... Respondent
For Appellants : Mr. A.P.Bose,
Addl. Solicitor General.
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For Respondent : M/s. Shashi Bhusan Jena,
K.B.Mohanty, S.Behera,
A.Mishra, S.Soren,
Advocates.
P R E S E N T:
THE HONOURABLE SHRI JUSTICE I. MAHANTY
AND
THE HONOURABLE SHRI JUSTICE D.DASH
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Date of hearing : 08.12.2017 : Date of judgment: 11.01.2018
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D.DASH, J Both the intra court appeals under item No. (A) and (B) arising
from the judgment dated 07.11.2014 passed by the Hon'ble Single Judge
of this Court in W.P.(C) No.5512 of 2102, having been heard together, are
disposed of by this common order.
For the sake of convenience and in order to avoid confusion
and bring in clarity, the parties hereinafter have been referred to as they
have been described in the appeal under item no.(A).
2. The facts necessary for the purpose of these appeals are
stated hereunder:-
(a) The appellant of the appeal under item no. (A) who is the
petitioner in W.P.(C) No.5512 of 2012 being a constable in the Central
Industrial Security Force ( for short, CISF) faced a disciplinary proceeding
in course of his posting in the unit of National Thermal Power Corporation
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at Kaniha in the district of Angul, Odisha. .The Enquiring Officer having
found the charges to have been established, the Disciplinary Authority,
Commandant, CISF Unit NALCO, Angul imposed penalty provided under
the head of major punishments as of reduction of pay by two stages, i.e.,
from Rs.3425/- to Rs.3275/- in the time scale of pay for a period of three
years with immediate effect and that the petitioner will not earn
increments of pay during the period of reduction and on expiry of this
period, the reduction will have the effect of postponing his future
increments of pay. It had also been directed that the period of suspension
commencing from 04.01.2000 till the receipt of the order be treated as
non-duty for all purposes and the petitioner will not be entitled to any
more pay and allowances except subsistence allowances.
Being aggrieved by the aforesaid order passed by the
Disciplinary Authority, this appellant filed an appeal before the Appellate
Authority. The Appellate Authority while entertaining the appeal
simultaneously issued a notice to the appellant showing cause as to why
the punishment as has been imposed by the Disciplinary Authority would
not be enhanced and the appellant would not be visited with the
punishment of dismissal from service on the ground that punishment
imposed is disproportionate to the gravity of the charges established
against the appellant. The notice to show cause having been received, the
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appellant questioned the same by filing a revision before the Inspector
General, (Eastern Zone) HQrs., C.I.S.F., Unit, New Patliputra Colony,
Patna, Bihar. The same was however not accepted by the Unit Officer on
the ground as not maintainable. The appellant then filed an application
before the Appellate Authority to grant time to file the show cause. The
application however stood rejected and finally on 23.01.2001, the
Appellate Authority passed the order of dismissal of service.
(b) The appellant being aggrieved by the said order of the
Appellate Authority knocked the door of this Court by filing a writ
application i.e. O.J.C. No. 556 of 2001. The said writ application came
before the Division Bench of this Court and disposed of on 17.10.2001.
The relevant part of the order passed therein may at this stage
be placed for proper appreciation. It runs as under:-
"xx xx xx
Keeping the rival submissions in view this Court
perused the records of this case as well as of the
disciplinary authority and the appellate authority which
are produced by Mr. Das, learned Central Govt. Counsel
pursuant to the order dated 08.07.2011. As it appears,
after receipt of the show cause notice for enhancement
the petitioner filed a petition before the appellate
authority seeking extension of time to file show cause
reply on the ground that he could not obtain papers from
his lawyers since they were on strike. But, evidently no
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order was passed by the appellate authority on the said
petition. On perusal of the records of appeal it further
appears that on 09.01.2001 an endorsement has been
made in the order sheet to the effect that a draft order
has been prepared and placed before the appellate
authority (opposite party no.3) for kind perusal and
approval. The appellate authority on 15.01.2001 has
approved the said draft order. From the aforesaid, it can
be safely inferred that the order of enhancement of
penalty was drafted by the subordinate staff and the
appellate authority has only approved the same without
applying his mind.
In view of the above, this Court quashes the
order of the appellate authority and remits the matter
back to the appellate authority to hear it afresh. The
entire exercise shall be completed within six months. This
Court directs the petitioner to file his show cause reply to
Annexure-5 within six weeks from today."
The appellant thereafter filed the show cause and the
Appellate Authority after hearing again reiterated the earlier order of
punishment by way of dismissal of the appellant from service.
(c) The appellant questioned the above order in a subsequent writ
application i.e. W.P.(C) No. 5515 of 2012. The Hon'ble Single Judge after
hearing has disposed of the said writ application on 07.11.2014.
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The Hon'ble Single Judge while declining to interfere with the
order of punishment of dismissal of service has however directed that the
appellant be treated to have been continuing in service from 23.01.2001
till the subsequent order of dismissal of service passed by the Appellate
Authority on 18.02.2012 and next taking note of the fact that the
appellant has not worked during that period directed that the appellant be
paid with 50% of back wages for the period.
(d) The appellant has filed the appeal under item no.(A) wherein
he questions the judgment of the Hon'ble Single Judge passed in the
above writ application.
The respondent has also filed the appeal under item no.(B)
questioning the direction of the Hon'ble Single Judge for treating the
appellant as continuing in service from 23.01.2001 to 18.02.2012 and
payment of 50% of the back wages for the said period to him.
3. We have heard Mr. S.B.Jena, the learned counsel for the
appellant and Mr. A.P.Bose, the learned Additional Solicitor General for
the respondent. We have also gone through the impugned judgment and
perused other connected records.
4. Learned counsel for the appellant submitted that the
Appellate Authority has passed the order of punishment of dismissal of
service without taking into consideration all the materials available on
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record and simply being swayed away by the fact that the appellant had
assaulted the Assistant Sub-Inspector at the relevant time when he had
gone to the place where the appellant was there to discharge his duty
without considering the surrounding circumstances which have emerged
out of evidence and other attending factors. According to him, the Hon'ble
Single Judge has failed to take note of such non-application of mind by
the Appellate Authority while enhancing the punishment to the maximum.
He also submitted that when the Disciplinary Authority has
exercised his discretion in imposing one of the major penalties prescribed
under Rule 34 of the Central Industrial Security Force Rules, 2001 the
Appellate Authority ought not to have interfered with the same just
because in his view, the said quantum of punishment is on a lesser side in
consideration to the proven charges without assigning any such
compelling reason in providing better justification that it is shockingly
disproportionate and thus inadequate. Therefore, he urged that the order
of the Appellate Authority enhancing the punishment is vulnerable which
aspect has been lost sight of the Hon'ble Single Judge. He thus contends
that the Hon'ble Single Judge ought not to have interfered with the
impugned order of punishment as had imposed by the Disciplinary
Authority.
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Learned Additional Solicitor General in so far as the
punishment is concerned submitted that the enhancement of punishment,
in the proven charges is adequate and the Appellate Authority being
within its rights did commit no error in imposing the same. He therefore
contended that the said order has rightly been confirmed. He also
contended that the later part of the direction of the Hon'ble Single Judge
does not have the sanction of law and the dismissal of service has to take
effect from the date of passing of the order of imposition of punishment by
the Disciplinary Authority as the order of Disciplinary Authority stood
merged with the order of the Appellate Authority and also the order of
Disciplinary Authority passed after remand would be deemed to have take
the effect from the date of original order had been so quashed.
5. The appellant having been found guilty of the charges was
visited with the penalty as stated in the aforesaid para.
When he filed appeal questioning the findings of the
Disciplinary Authority who was the Enquiring Officer as well as the
punishment imposed upon him, the Appellate Authority issued the notice
of enhancement of penalty and on receipt of show cause while finally
disposing the appeal holding the findings on the charges to have been
rightly rendered, has passed the order of penalty by way of dismissal from
service, the maximum one.
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The present writ applications, stand confined to the said
enhanced penalty.
6. The settled position of law is that when the Disciplinary
Authority has imposed the penalty viewing the establishment of the
charges and taking all other factors emanating from evidence into
consideration, the enhancement is called for only when the punishment is
shockingly disproportionate and if the discretion in selecting the
punishment so imposed has been exercised arbitrarily.
The enhancement is permissible only when one or the other of
the following conditions was satisfied, namely, the order was contrary to
law, or relevant factors were not considered, or irrelevant factors were
considered; or the decision was one which no reasonable person could
have taken. These principles were consistently followed to judge the
validity of administrative action. It is equally well known that in 1984,
Lord Diplock in Council of Civil Service Unions v. Minister for Civil Service,
1985 AC 374 (called CCSU Case) summarized the principles of judicial
review of administrative action as based upon one or the other of the
following viz. illegality, procedural irregularity and irrationality. He,
however, opined that "proportionality" was a "future possibility".
7. The Disciplinary Authority being the fact finding authority has
to consider the evidence with a view to maintain discipline. It is invested
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with the discretion to impose appropriate punishment keeping in view the
magnitude or gravity of the misconduct. The Appellate Authority in seisin
of appeal, cannot normally substitute the penalty imposed by the
Disciplinary Authority and substitute some other penalty as its own view.
If the punishment imposed by the Disciplinary Authority is highly
disproportionate and as such shocks the conscience of the Appellate
Authority, it would appropriately mould the punishment, in exceptional
cases, impose appropriate punishment with cogent reasons in support
thereof and that to being so satisfied on not only in view of the
establishment of charges being so confirmed but also on overall
consideration of evidence. The rule is very clear that such enhancement is
not merely by way of substitution of another view. .
8. At this juncture, we may profitably quote the relevant rules for
proper appreciation in addressing the rival contentions.
Rule 36 (22) of C.I.S.F. Rules - Power of Disciplinary Authority
in the matter of penalty.
"xx xx xx
(22)(i) If the disciplinary authority having
regard to its findings on all or any of the articles of charge
is of the opinion that any of the minor penalties specified
in rule 34 should be imposed on the enrolled member, it
shall notwithstanding anything contained in rule 37 make
an order imposing such penalty;
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(ii) If the disciplinary authority having regard
to its findings on all or any of the articles of charge and on
the basis of evidence adduced during the course of inquiry,
is of the opinion that any of the major penalties specified
in rule 34 should be imposed on the enrolled member, it
shall make an order imposing such penalties and it shall
not be necessary to give the enrolled member any
opportunity of making representation on the penalty
proposed to be imposed.
xx xx xx
Rule 52 of C.I.S.F.Rules :- Power of Appellate
Authority in the matter of enhancement of penalty.
xx xx xx
(2). In the case of an appeal against the order
imposing any of the penalties specified in rule 34, or
enhancing any penalty imposed under the said rules, the
appellate authority shall consider -
(a) Whether the procedure laid down in these rules
has been complied with and if not, whether such non-
compliance has resulted in the violation of any provisions
of the Constitution of India or in the failure of justice;
(b) Whether the findings of the disciplinary
authority are warranted on the basis of the evidence on
the record; and
(c) Whether the penalty or the enhanced penalty
imposed is excessive, or adequate, or inadequate and pass
orders;
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(i) Confirming, enhancing, reducing or setting
aside the penalty ; or
(ii) remitting the case to the authority which
imposed or enhanced the penalty, or to any
other authority with such direction as it may
deem fit in the circumstances of the case.
(iii) No order imposing enhanced penalty shall be
made in any other case unless the appellant
has been given a reasonable opportunity as far
as may be in accordance with the provisions of
rule 37, of making a representation against
such enhanced penalty.
Provided that -
(i) If such enhanced penalty which the appellate authority
proposes to impose is one of the penalties specified in
clauses (i) to (v) of rule 34 and an inquiry under rule 36
has not already been held in the case, the appellate
authority shall, subject to the provisions of rule 39, itself
hold such an inquiry or direct that such inquiry be held
in accordance with rule 36 and thereafter on a
consideration of the proceedings of such inquiry make
such orders as it may deem fit ; and
(ii) If the enhanced penalty which the appellate authority
proposes to impose is one of the penalties specified in
clause (i) to (v) of rule 34 and an inquiry under rule 36
has already been held in the case, the appellate
authority shall make such orders as it may deem fit."
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9. In the case at hand, the Appellate Authority has not recorded
any reason as to how and why it found the punishment to be highly
disproportionate and as such shocked its conscience. Even there is no
discussion on this aspect and the evidence, if so available has not been
touched upon which is mandated under the law.
10. It needs no emphasis that when Appellate Authority feels that
the punishment is highly disproportionate, it must record reasons for
coming to such a conclusion and that has to be keeping in view the nature
of the charge proved as well as the evidence collected in course of the
enquiry and all such other circumstances concerning the delinquent.
Mere expression that the punishment is shockingly disproportionate
would not meet the requirement of law. Even in respect of administrative
orders Lord Denning, M.R. in Breen v. Amalgamated Engg. Union; (1971) 1
All ER 1148 had observed (All ER p. 1154h):- "The giving of reasons is one
of the fundamentals of good administration." In Alexander Machinery
(Dudley) Ltd. v. Crabtree; 1974 ICR 120 (NIRC) it was observed: "Failure to
give reasons amounts to denial of justice. Reasons are live links between
the mind of the decision-taker to the controversy in question and the
decision or conclusion arrived at." Reasons substitute subjectivity by
objectivity. The emphasis on recording reasons is that if the decision
reveals the "inscrutable face of the sphinx", it can, by its silence; render it
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virtually impossible for the courts to exercise the power of judicial review
in adjudging the validity of the decision. Right to reason is an
indispensable part of a sound judicial system. Another rationale is that
the affected party can know why the decision has gone against him. One of
the salutary requirements of natural justice is spelling out reasons for the
order made, in other words, a speaking-out. The "inscrutable face of a
sphinx" is ordinarily incongruous with a judicial or quasi-judicial
performance.
In the present case though the Disciplinary Authority had
taken all those required aspects into consideration while imposing the
original order of punishment, the Appellate Authority has enhanced the
same, simply by purportedly viewing the nature of proven charge.
The Appellate Authority's order of enhancement of sentence to
that of the maximum i.e. dismissal of service being tested in the
touchstone of all the aforesaid read with the relevant rule, in our
considered opinion, does not stand to judicial scrutiny. The Hon'ble Single
Judge as it appears has lost sight of all the above important facets and
has merely gone to concur with the view of the Appellate Authority.
For the above discussion and reason, we are of the view that
the order of the Appellate Authority enhancing the penalty imposed by the
Disciplinary Authority is therefore not sustainable in the eye of law.
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11. In the result, we allow the Writ Appeal No. 469 of 2014 and
set aside the order on the score of confirmation of the order of the
Appellate Authority in enhancing the penalty and restore the penalty as
had been imposed by the Disciplinary Authority. The Writ Appeal No. 143
of 2015 filed by the Union of India and others stands disposed of by the
aforesaid direction.
.........................
D. DASH, J.
I. MAHANTY, J.I agree.
.............................. I. MAHANTY, J.
High Court of Orissa, Cuttack Dated the 11th day of January, 2018/Routray 16