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[Cites 6, Cited by 1]

Gujarat High Court

Sunflower Broking Pvt Ltd vs Deputy Commissioner Of Income Tax ... on 8 June, 2017

Author: Akil Kureshi

Bench: Akil Kureshi, Biren Vaishnav

                  C/SCA/6202/2017                                            ORDER




                  IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                     SPECIAL CIVIL APPLICATION NO. 6202 of 2017

         ==========================================================
                   SUNFLOWER BROKING PVT LTD....Petitioner(s)
                                   Versus
          DEPUTY COMMISSIONER OF INCOME TAX CIRCLE 3(1)....Respondent(s)
         ==========================================================
         Appearance:
         MS VAIBHAVI K PARIKH, ADVOCATE for the Petitioner(s) No. 1
         MR PRANAV G DESAI, ADVOCATE for the Respondent(s) No. 1
         ==========================================================

          CORAM: HONOURABLE MR.JUSTICE AKIL KURESHI
                 and
                 HONOURABLE MR.JUSTICE BIREN VAISHNAV

                                    Date : 08/06/2017


                                     ORAL ORDER

(PER : HONOURABLE MR.JUSTICE AKIL KURESHI) 1 Petitioner has prayed for direction to refund a  sum   of   Rs.19,22,770/­   recovered   by   the   respondent­ Deputy   Commissioner   of   Income   Tax   from   the  petitioner's bank account by way of tax arrear. Brief  facts are as under:

Petitioner   is   a   Company   registered   under   the  Companies   Act.   For   the   assessment   year   2014­15,   the  return filed by the petitioner was taken in scrutiny.  The Assessing Officer passed the order of assessment  on 23.12.2016 making an addition of Rs.44.80 lacs to  Page 1 of 8 HC-NIC Page 1 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER the petitioner's total income and consequently raised  an   additional   tax   demand   of   Rs.19,22,773/­   A   Demand  Notice under Section 156 of the Income Tax Act, 1961,  ("the   Act"   for   short),   was   issued   on   23.12.2016  calling   upon   the   petitioner   to   pay   the   said   sum   of  Rs.19,22,773/­   within   30   days   of   service   of   the  notice. In the notice itself, it was conveyed to the  petitioner that if such payment is not made, penalty  may   be   imposed   under   Section   221   of   the   Act   after  hearing the petitioner. It was also conveyed that if  such amount is not paid, recovery proceedings will be  taken   in   accordance   with   the   provisions   of   Sections  222   to   229   of   the   Act.   Soon   after   the   order   of  assessment was received by the petitioner, appeal came  to   be   filed   before   the   Appellate   Commissioner   on  07.01.2017.   Since   the   petitioner   did   not   make   the  payment   within   the   time   indicated   in   the   Demand  Notice, the respondent authority issued a notice dated  06.02.2017 on the petitioner conveying that demand of  Rs.19,22,770/­   for   the   assessment   year   2014­15   has  remain unpaid. The petitioner is, therefore, treated  as a defaulter for non payment of tax. However, before  taking   further   action,   the   petitioner   was   given   an  Page 2 of 8 HC-NIC Page 2 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER opportunity to show cause why action for recovery of  the   said   amount   should   not   be   initiated.   The  petitioner   was   asked   to   attend   the   office   of   the  respondent personally or through a representative on  or   before   15.02.2017   to   state   the   reasons   for   non  payment of tax. If such non payment was on account of  any   stay   or   installment   granted   or   application   for  stay or installment being pending etc., the petitioner  should   produce   documents   in   support   thereof.   It   was  further conveyed that no time will be granted to the  petitioner and if the petitioner failed to show cause,  recovery   would   be   initiated   by   any   of   the   modes  permitted under law including attachment of the bank  account.   The   letter   was   to   be   treated   as   a   Notice  under Section 221 of the Act. 

2 It is the case of the petitioner and which is not  denied   by   the   respondent   that   such   notice   dated  06.02.2017 was dispatched only on 16.02.2017 and was  received   by   the   petitioner   on   17.02.2017.   Thus,   the  notice was dispatched after the last date indicated in  the   notice   for   the   petitioner   to   respond   to   the  contents   thereof.   It   is   further   the   case   of   the  Page 3 of 8 HC-NIC Page 3 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER petitioner   that   17.02.2017   was   a   Friday,   which   was  followed   by   two   non   working   days   and   the   first  available working day for the petitioner following the  receipt of the notice was the Monday­the 20.02.2017.  However, the respondent by issuing order of attachment  of the bank account to the petitioner in the HDFC Bank  on   20.02.2017   itself   recovered   the   said   sum   of  Rs.19,22,770/­   The   petitioner   has,   therefore,  approached this Court for the relief of return of such  amount. 

3 In short, the case of the petitioner is that the  respondent affected the recovery in hot haste, without  giving   reasonable   opportunity   to   the   petitioner   to  explain the facts. Soon after the order of assessment  was passed, the petitioner had filed an appeal before  the   Appellate   Commissioner   which   was   pending.   The  authority   could   not   have   made   such   unilateral  recovery. The CBDT Circular dated 29.02.2016 provides  that   ordinarily   when   appeal   is   pending   against   the  order   of   assessment,   recovery   should   be   stayed   upon  deposit of 15% of the disputed amount. The case of the  department   on   the   other   hand   is   that   pursuant   to  Page 4 of 8 HC-NIC Page 4 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER notice dated 23.12.2016 under Section 156 of the Act,  the   petitioner   neither   deposited   the   additional   tax  nor applied to the Assessing Officer or the Appellate  Authority for stay pending appeal. The petitioner was  thus an assessee in default. 

4 Facts are not seriously in dispute. The order of  assessment   resulting   into   additional   tax   demand   of  Rs.19,22,770/­   Against   such   order,   the   petitioner  filed   appeal   before   the   Appellate   Commissioner  immediately   upon   the   receipt   of   the   order   of  assessment.   When   such   appeal   was   pending,   the  respondent authority first issued notice under Section  156 of the Act, which was simultaneous with the order  of assessment granting 30 days time to the petitioner  to   pay   the   tax.   When   the   petitioner   did   not   do   so,  recovery proceedings were initiated by issuing notice  under   Section   221   of   the   Act   calling   upon   the  petitioner   to   state   reasons   why   he   should   not   be  treated as an assessee in default and to produce any  stay   or   installment   granted   by   any   authority.   The  notice   was   issued   on   06.02.2017   allowing   the  petitioner   to   appear   before   the   authority   latest  Page 5 of 8 HC-NIC Page 5 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER before 15.02.2017. This notice itself was dispatched  on  16.02.2017   and  was   received   by   the   petitioner   on  17.02.2017. On first working day after that, the bank  account   of   the   petitioner   was   attached   and   full  recovery made. 

5 In   our   opinion,   the   authorities   acted   in   most  arbitrary and unreasonable manner. It is not even the  case   of   the   respondent   that   notice   dated   06.02.2017  was not necessary in law. If that be so, the authority  should   have   realised   that   the   notice   was   being  dispatched   after   the   last   date   permitted   for   the  petitioner to react. For a moment if we believe that  late   dispatch   of   the   notice   was   an   administrative  lapse and the Deputy Commissioner himself may not be  aware about such time lapse, nevertheless, when he has  taken   an   action   as   strong   as   of   attaching   a   bank  account of an assessee and withdrawing a sizeable  sum  of   more   than   Rs.   19Lacs   from   such   bank   account  unilaterally,   least   that   was   expected   of   him  was   to  ascertain   that   the   notice   was   duly   dispatched   and  received   by   the   assessee.   If   he   had   exercised   such  basic   care,   he   would   have   immediately   realised   that  Page 6 of 8 HC-NIC Page 6 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER the   notice   was   wholly   redundant   and   the   opportunity  granted   in   the   notice   was   an   eyewash.   Thus,   the  respondent affected recovery from the bank account of  the   petitioner   without   following   due   process.   It   is  true   that,   the   petitioner   ought   to   applied   to   the  Assessing   Officer   or   to   the   Appellate   Authority   for  keeping the additional tax demand in abeyance, which  the   petitioner   did   not   do.   Nevertheless,   this   would  not   enable   the   authorities   to   ignore   the   legal  requirements before affecting the recovery.  6 Under   the   circumstances,   the   recovery   of  Rs.19,22,770/­ made by the respondent is declared to  be illegal. The respondent has not setup a case that  the   petitioner  is  a   chronic   defaulter,  a   person  who  may   ultimately   not   be   able   to   pay   the   dues   if   the  appeal is dismissed or that there are other assessment  or appeals pending, in which sizeable tax demands are  held   up.   Under   the   circumstances,   the   petitioner  should get the benefit of stay pending the appeal on  depositing   15   percent   of   the   disputed   tax  dues.  The  respondent   shall   therefore   refund   85   percent   of   the  sum   of   Rs.19,22,770/­   recovered   from   the   petitioner  Page 7 of 8 HC-NIC Page 7 of 8 Created On Tue Aug 15 08:00:04 IST 2017 C/SCA/6202/2017 ORDER and retain 15 percent thereof by way of tax, pending  outcome   of   the     petitioner's   appeal   before   the  Commissioner. This shall be done latest by 15.07.2017.  If so done, the amount shall not carry any interest.  If not from the date of recovery till actual return,  the amount shall carry simple interest at the rate of  8 percent per annum. 

(AKIL KURESHI, J.) (BIREN VAISHNAV, J.) Bimal Page 8 of 8 HC-NIC Page 8 of 8 Created On Tue Aug 15 08:00:04 IST 2017