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[Cites 10, Cited by 18]

National Green Tribunal

Rajiv Narayan vs Union Of India on 29 January, 2021

Author: Adarsh Kumar Goel

Bench: Adarsh Kumar Goel

Item No. 04                                                 Court No. 1

              BEFORE THE NATIONAL GREEN TRIBUNAL
                  PRINCIPAL BENCH, NEW DELHI

                    Original Application No. 804/2017
                        (Earlier O. A. No. 36/2012)

Rajiv Narayan & Anr.                                     Applicant(s)

                                   Versus

Union of India & Ors.                                   Respondent(s)

Date of hearing:   29.01.2021


CORAM: HON'BLE MR. JUSTICE ADARSH KUMAR GOEL, CHAIRPERSON
       HON'BLE MR. JUSTICE SHEO KUMAR SINGH, JUDICIAL MEMBER
       HON'BLE DR. NAGIN NANDA, EXPERT MEMBER

Applicant:         Ms. Meera Gopal, Advocate

Respondent:        Mr. Raj Kumar, Advocate for CPCB


                                   ORDER

1. This order is being passed in continuation of order dated 07.07.2020 on the subject of compliance of the Hazardous and Other Waste (Management and Transboundary Movement Rules, 2019 ("HOWM Rules").

2. Due to alarming situation created by generation and unscientific dumping of hazardous waste resulting in serious and irreversible damage to the environment and public health, the issue was considered by the Hon'ble Supreme Court inter alia in Writ Petition No. 657/1995, The Research Foundation for Science, Technology and Natural Resource Policy Vs. Union of India & Ors., (2005) 10 SCC 510. Directions were issued for preparation of a comprehensive report on illegal hazardous waste dump sites, inventory of generation of such waste, National Inventory for Rehabilitation of Hazardous Waste Dump Sites and Regulation of Import etc. The Hon'ble Supreme Court referred to Basel Convention and 1 MARPOL Convention and also considered and accepted the recommendation of the High-Powered Committee on the subject of handling of hazardous waste generated by the ship breaking process and also the waste oil or such other material. MoEF&CC was directed to consider making a provision for bank guarantee by the importers using used oil, furnace oil and zinc waste to regulate illegal transboundary movement of hazardous waste. Directions were also issued for publication of toxic inventory and community participation. Timelines were prescribed for twenty-nine specified activities to be undertaken by MoEF&CC, CPCB, SPCBs/PCCs. The matter was disposed of vide judgment dated 06.07.2012 reported in (2012) 7 SCC 769 reiterating continued compliance of earlier directions with further directions for scientific handling of hazardous waste including ship breaking, banning import of hazardous waste and reviewing and revising Hazardous Waste (Management and Handling) Rules, 1989 to cover the aspects not satisfactorily dealt with and also to provide adequate protection to the workers and the public.

3. This Tribunal while considering the compliance of order dated 13.01.2015 in O.A. No. 36/2012 relating to pollution at Ghaziabad, vide order dated 29.08.2017 considered the issue of compliance of HOWM Rules seeking information with reference to the following questions:-

"(a) As to what is the total generation of hazardous waste in their respective States.
(b) Which agencies have been authorized in terms of rules to collect, transport, disposed of and the process of the hazardous wastes.
(c) What is the capacity of the plants which have been given due authorization for that purpose.
(d) What happens and how the remnant hazardous waste is being dealt with.
(e) The members who have been allotted any of the authorized plants and are not sending hazardous waste to those plants.
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What action the concerned authorities i.e. the State Government and the respective States and State Pollution Control Boards have taken so far, against such members. These details should be filed within one week from today."

4. The present Original Application was registered after considering the status of compliance. Vide order dated 30.07.2018, this Tribunal directed constitution of a Monitoring Committee by the CPCB to compile information about the status of compliance of the HOWM Rules. Further order was passed on 05.12.2018 in the light of the order of the Hon'ble Supreme Court dated 18.07.2018 transferring consideration of prayers before the Hon'ble Supreme Court on the following issues:-

"(a) Preparation of a National Inventory of Hazardous wastes;
(b) Complete identification and registration of Hazardous wastes generating units in the country;
(c) Construction of TSDF/Landfills;
(d) Hazardous Waste Dump Sites;
(e) Waste oil/used oil read with the order dated 23.10.2007;
(f) Setting up of laboratories at the dock/ports;
(g) Institutional Reforms in MoEF, CPCB, SPCB, PCC;
(h) National policy documents on Hazardous Wastes as well as cleaner technology;
(i) Regarding workers handling hazardous wastes."

5. CPCB constituted a Monitoring Committee on 09.08.2018 and issued following directions to all PCBs and PCCs:-

"(a) Ensure that all the solvent recovery industries in the state have mandatory Authorisation for the same in compliance with the SOP and Checklist issued by CPCB for solvent recovery units, within one month. The said SOP and checklist have been circulated to all SPCBs/PCCs vide letter no. B29016/(SC)/1(55-IV)/17-

18/WMII/18152-86 dated 08/3/2018 and is also available at CPCB website http://cpcb.nic.in/uploads/hwmd/utilizaionspent solvent.pdf.

(b) Ensure that these solvent recovery industries shall immediately follow the SOP, for safe and scientific spent solvent handling, processing and storage.

(c) Ensure that such solvent recovery units shall comply with the provisions of HOWM Rules, 2016, in terms of interstate transport of Hazardous waste and manifest document prescribed under Rule 18 and 19 of the HOWM Rules, 2016, with immediate effect. Stringent action be taken against the erring industries who are giving the 3 spent solvent to such recycling industries without following the manifest systems.

(d) Conduct industry interaction programs within a month to create awareness and sensitization on HOWM Rules, 2016 with all the stakeholder industries of Spent Solvent generation/utilization.

(e) Prepare an inventory of such solvent recovery units and publish the same on their website for information of all, stakeholders within one month with copy to CPCB within one month."

6. In the light of the interim report of the Monitoring Committee, the Tribunal passed order dated 12.04.2019 directing the Chief Secretaries of the States at the State level and Ministry of Environment, Forest and Climate Change (MoEF&CC) and CPCB at the national level to monitor the compliance of the recommendations. The Committee was directed to complete its remaining task within three months. The CPCB was to complete its report on the regime of compensation for violation of the HOWM Rules.

7. Thereafter, vide order dated 26.08.2019, the Tribunal considered the report of the Monitoring Committee dated 23.07.2019 and report of the CPCB dated 14.08.2019 under the following headings:-

"(i) Contaminated Sites and Related Issues
(ii) Import and Export of Hazardous Wastes and Issues
(iii) Waste Reception Facilities for wastes generated from ships and issues
(iv) Impact of HW on Workers' Health
(v) Status of compliance of issues with regard to orders of Hon'ble Supreme Court dated 14.10.2003."

8. The Tribunal accepted the recommendations of the Committee and the CPCB and directed follow up action. The operative part of the directions is quoted below:-

"20. In the light of above, the States/UTs, CPCB/SPCBs/PCCs, the Central Board of Indirect Taxes and Customs (CBIC), the Port Authorities, the DGFT, the MoEF&CC, the Ministry of Shipping, Ministry of Labour and Employment and the 4 Department of Labour of all the concerned States/UTs may take necessary steps in terms of the recommendations of the Committee within the timelines specified. If there is any default, the Tribunal may consider requiring environmental compensation to be paid by the defaulting parties. While doing so following specific steps may be ensured:
i. Hazardous waste inventory be updated and verified by way of test checks to ensure that the same is credible, reliable and robust in terms of contents and scope, as already recommended in the interim report of the Monitoring Committee dated 29.01.2019 which was accepted by the Tribunal on 12.04.2019.
ii. Since it has been reported that State Boards/PCCs of Dadra & Nagar Haveli, Haryana, Daman & Diu, Manipur, Lakshadweep and Nagaland have not furnished the relevant data, the said States/UTs may furnish the data within one month to the CPCB, failing which they will be liable to pay a sum of Rs, 1 lakh per month with effect from 01.10.2019.
iii. As already directed, all the States which have not set up TSDF may do so and the States which fail to set up the same up to 31.03.2020, will be liable to pay environmental compensation of Rs. 10 lakh per month. However, with regard to States which may be categorized as small States, having regard to the quantum and nature of generation of hazardous waste, the liability to pay compensation will start from 01.01.2021. The categorization based on threshold limit of generation of hazardous waste be made by the CPCB within one month from today and placed on its website.

iv. 126 sites which have already been identified as contaminated may be cleared of the hazardous waste within six months so that remediation process may start. The remediation work may start at the 55 sites for which DPRs have been completed within the timelines specified in the DPRs. For the remaining 71 sites, DPRs may be completed expeditiously but not later than one year and thereafter remediation may be done as per the timelines in the DPRs.

v. Failure to remove the waste from the 126 identified sites, will result in environmental compensation to be paid at the rate of Rs. 10 lakhs per site from 01.04.2020 by the concerned SPCBs/PCCs to the CPCB. Same rate will apply in respect of such of the 195 sites as are identified as contaminated with effect from 01.01.2021.

vi. With regard to 195 probable contaminated sites, the assessment may be completed within six months and thereafter the waste may be removed within next six months form sites cleared by the CPCB to be contaminated.

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vii. The clearance of site by way of disposal or transfer should be strictly as per the HOWM Rules, to be monitored by the CPCB. The cost of removal of waste may be first paid out of the environment funds/consent funds available with the State PCBs/PCCs and thereafter recovered from the persons concerned.

viii. Whenever any difficulty arises, the CPCB may, on being so satisfied, allocate funds from environment funds available with it, which may thereafter be recovered from the concerned defaulters.

ix. The recommendations of the CPCB with regard to the compensation regime on the subject may be adopted, subject to further consideration of orders.

x. The CPCB may oversee the compliance of these directions compile data from all quarters and furnish an interim compliance report before 15.04.2020 by email at judicial- [email protected]."

9. The matter was further reviewed vide order dated 07.07.2020 as follows:-

10. It is in the above background that the present report dated 24.06.2020 has been filed by the CPCB. In short, the report deals with the compliance status as to updating of Hazardous Waste ("HW") inventory, status of setting up of TSDFs, remediation of contaminated sites, completing the process of identification of remaining 'probably' contaminated sites and their remediation and recovery of compensation.

11. We have heard Shri Raj Panjwani, Senior Advocate for the Applicant and Shri Rajkumar, Advocate for the CPCB.

12. The stand of the States PCBs/PCCs and States/UTs is already reflected in the report. Summary of status of compliance with reference to the directions of this Tribunal has been provided by the CPCB as follows:-

"The point wise action taken and status on the directions dated 26/08/2019 of the Hon'ble NGT is as below:
S. Direction of Hon'ble NGT Status of Compliance No. i. Hazardous waste inventory be updated and verified by  CPCB has prepared guidelines for way of test checks to ensure "Preparation of Inventory on that the same is credible, Hazardous and Other Waste reliable and robust in terms Generation and their Management"

of contents and scope, as and circulated to all SPCBs/PCCs already recommended in the for preparation and submission of interim report of the annual inventory vide letter dated Monitoring Committee dated 25/06/2019. Same is placed on 6 29/01/2019 which was CPCB website.

accepted by the Tribunal on 12.04.2019.  The above guidelines outline the methodology for preparation of inventory; identification of hazardous and other waste generating facilities; collection and interpretation of data; criteria for selection of units for random verification of hazardous and other waste generation and their management; etc.  With regard to Annual Inventory for 2018-19:

 Out of 35 SPCBs/PCCs, 33 SPCBs/PCCs (except Arunachal Pradesh and DDD&NH) submitted the inventory report.
 Various gaps (such as mismatch in hazardous waste generated/ managed/ received/sent/no. of recyclers/utilizers, authorized capacity and quantity recycled/utilized) have been identified by CPCB in the said annual inventory of SPCBs/PCCs and same were communicated to respective SPCBs/PCCs.
 Of 33, only 25 SPCBs/PCCs have submitted the revised annual inventory report, however, few gaps have still not been clarified  Based on the information provided by 33 SPCBs/PCCs, CPCB has prepared National Inventory Report on Hazardous and Other Waste Generation and its Management (2018-19).
Findings of National inventory on Generation and Management of Hazardous waste is appended as Appendix A and State-wise inventory report on generation and management of hazardous and other wastes is appended at Annexure- 2 of CPCB report -June, 2020.
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CPCB is in the process of verification (random test checks) of annual inventory submitted by SPCBs/PCCs through government institutes/organisations ii. Since it has been reported  Except Lakshadweep, all the 04 that State Boards/PCCs of SPCBs/PCCs (Haryana, Manipur, Dadra & Nagar Haveli, Nagaland and DDN&NH) submitted Haryana, Daman & Diu, their reports within the timeline. Manipur, Lakshadweep and Nagaland have not  However, in view of no response from furnished the relevant data, Lakshadweep, CPCB vide its letter the said States/UTs may dated 04/10/2019 followed by furnish the data within one reminder letter dated 19/12/2019 month to the CPCB, failing directed for submission of report and which they will be liable to deposition of penalty of Rs. 03 lakhs pay a sum of Rs, 1 lakh per (i.e. Rs 01 lakh per month w.e.f.
       month with effect from         01/10/2019).
       01.10.2019.
                                     Lakshadweep vide its letter dated
                                      25/12/2019 submitted its report
                                      along with penalty of Rs. 03 lakhs to
                                      CPCB.

iii.   As already directed, all the     CPCB has prepared a document on
       States which have not set         Categorization of States as small
       up TSDF may do so and the         states based on Threshold Limit of
       States which fail to set up       Generation of Hazardous Waste and
       the same up to 31.03.2020,        placed on the CPCB website The
       will be liable to pay             same has also been submitted to
       environmental compensation        Hon'ble NGT on 26/09/2019.
       of Rs. 10 lakhs per month.
       However, with regard to         "Conclusion/Recommendations        of
       States    which     may    be   the document:
       categorized as small States,
       having    regard     to   the    The development of common
       quantum and nature of             TSDF is a must for treatment and
       generation of hazardous           disposal     of     atleast     for
       waste, the liability to pay       landfillable   hazardous     waste
       compensation will start from      regardless of where the TSDF is
       01.01.2021.              The      located or going to be located;
       categorization based on
threshold limit of generation  States/UTs generating 5000 MTA of hazardous waste be or more of the landfillable made by the CPCB within hazardous waste need to take one month from today and immediate action for placed on its website. commissioning of common TSDF  States/UTs generating more than 500 MTA or less than 5000 MTA of landfillable hazardous waste may be categorized as Small States for the purpose of taking of action proposed in the order of 8 the Hon'ble NGT and  States/UT generating less than 500 MTA of land fillable hazardous waste may be permitted for the inter-state transport of hazardous waste for its treatment and disposal and making sharing arrangement with the authorized common TSDF of the neighboring States/UT."

The aforesaid document is appended at Annexure- 3 of CPCB report -June, 2020.

 On the basis of aforesaid categorization, of the 17 States/UTs (not having Common TSDF), Chhattisgarh and Assam to setup TSDF by 31/03/2020 and Delhi & Goa by 01/01/2021.

 Assam and Chhattisgarh, both the States have identified the land.

Further, Assam has to finalize Expression of Interest for inviting bids and Chhattisgarh to finalize the Bidder for award of work w.r.t setting up of TSDF.

Status on Setting up of TSDF is appended at Appendix B and details provided in Chapter 2 of the CPCB report- June 2020.

iv- Status of compliance on Contaminated sites is given below:

viii (details may refer at page 225 at Chapter-8 of status report of CPCB) Hon'ble NGT orders dated 26.08.2019 pertains to "Contaminated Sites" as reproduced below:
"............ iv. 126 sites which have already been identified as contaminated may be cleared of the hazardous waste within six months so that remediation process may start. The remediation work may start at the 55 sites for which DPRs have been completed within the timelines specified in the DPRs. For the remaining 71 sites, DPRs may be completed expeditiously but not later than one year and thereafter remediation may be done as per the timelines in the DPRs.
v. Failure to remove the waste from the 126 identified sites will result in environmental compensation to be paid at the rate of Rs. 10 lakhs per site from 01.04.2020 by the concerned SPCBs/PCCs to the CPCB.
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Same rate will apply in respect of such of the 195 sites as are identified as contaminated with effect from 01.01.2021.
vi. With regard to 195 probable contaminated sites, the assessment may be completed within six months and thereafter the waste may be removed within next six months form sites cleared by the CPCB to be contaminated.
vii. The clearance of site by way of disposal or transfer should be strictly as per the HOWM Rules, to be monitored by the CPCB. The cost of removal of waste may be first paid out of the environment funds/consent funds available with the State PCBs/PCCs and thereafter recovered from the persons concerned..................."

In compliance to order of Hon'ble NGT dated 26.08.2019, actions initiated by CPCB:

(i) CPCB communicated aforesaid order of Hon'ble NGT letter dated to 21 SPCBs/PCCs for taking necessary action and 06.09.2019 submission of Action taken reports on 'Assessment of Contaminated Sites'
(ii) CPCB reminder along Guidance document on 03 letters "Assessment and remediation of contaminated sites" and 06 e-

issued by MoEF&CC was communicated to 21 mails SPCBs/PCC

(iii) To review the compliance to aforesaid directions of 3rd - 4th Hon'ble NGT, interactive meeting was organized with February, the officials of SPCBs/PCCs at CPCB Delhi 2020 In response to CPCB letters and email communications, 19 out of 21 SPCBs/PCC have submitted their information/Status Report on Action Taken/Initiated for "Assessment of contaminated sites" till 22.06.2020. However, no information received from Chhattisgarh & Rajasthan SPCBs.

State wise Compliance status on Action taken/initiated by SPCBs/PCCs is given at Section-C & D of Chapter 8 (pls refer page 228 of status report of CPCB).

Overall summary of contaminated sites in India 126 Contaminated Sites list Total sites No. of submitted before Hon'ble NGT S. submitted active Name of the 55 sites (DPRs/ 71 sites No. before NGT in sites* till States/UT Remediation (DPR 2019 date completed/on-going) required)

1. Andhra Pradesh (AP) 3 3* 1** 2. Assam (AS) 4 4 1 3. Delhi (DL) 26 26 4 4. Goa (GA) 2 2 1 5. Gujarat (GJ) 23 23* 1*** 7 6. Haryana (HR) 17 17 3 7. Himachal Pradesh 6 6 1

8. (HP) Jharkhand (JH) 14 14 2 10 9. Karnataka (KA) 25 25 5 10. Kerala (KL) 13 10 4 (1## &1###) 2 11. Madhya Pradesh (MP) 20 20* 4 (1###) 2 12. Maharashtra (MH) 5 6* 1*** 1 13. Odisha (OD) 31 32* 4(3##) 18 14. Punjab (PB) 9 9 6 15. Tamil Nadu (TN) 14 11 3 (2***) 3 16. Telangana (TS) 9 9 1 1

17. Uttar Pradesh (UP) 40 42* 8 (2*** & 2##) 10 18. Uttarakhand (UK) 9 9 1

19. West Bengal (WB) 35 7 27 (1**, 1##& 25###) 20. Chhattisgarh (CH) 5 5 2 21. Rajasthan (RJ) 11 11 1 1 Total 321 291 55 71 Note:

(a) Contaminated sites - 126 (55+71) sites Till June, 2020
(b) Probable sites - 195 sites Total sites: 291 sites
(c) New sites* - 7 sites (AP-1, GJ-1, MH-1, MP-1, OD-1, UP-2) (PCS-175 and CS-116) (d )De-listed - 37 sites (AP-1, KL-3, GJ-1, MP-1, TN-3, WB-28) A. Summary of 55 sites:
** Remediation completed 2 sites: AP-1#& WB-1# *** Remediation on-going 6 sites: GJ-1, MH-1, TN-2 & UP-2 ## Remediation about to initiate 7 sites: KL-1, OD-3, UP-2 & WB-1 ### Remediation not required 27 KL-1# , MP-1#& WB-25# Assessment completed sites:
                                                         1 site:    RJ-1
  DPR about to complete                                  3 sites:   MP-3
  Remediation work couldn't initiated due to court       1 site:    TS-1
  matter
  DPR prepared, remediation not yet initiated            8 sites:   KL-2, OD-1, TN-1 & UP-4
  (#de-listed site)



 Further, HW still lying at the sites (as       8 sites: KL-1, MP-1, OD-4, TN-1 & UP
 per detailed investigation report/DPR          1
 prepared)
Wherein proposal for lifting and disposal of 5 sites: MP-1, OD-3 & UP-1 HW through TSDF/SLF by State/SPCBs/Responsible Party B. Summary of 71 sites:
Preliminary Assessment done 41 sites: AS-1, GJ-7, HR-3, HP-1, KL-2 (1#), (#de-listed site) MP-2, OD-17, PB-3, TN-2 & UP-3 Preliminary Assessment on-going 1 site: JH-1 Only site inspection carried out, however 15 sites: KA-5, MH-1, OD-1, TN-1 & UP-7 sampling not done Remedial action initiated 1 site: JH-1 Remedial action proposed 1 site: TS-1 11 Information not received from SPCBs/PCC 12 sites: CH-2, DL-4, GA-1, PB-3 RJ-1 & UK-
1
Further as per preliminary assessment report, 2 sites: GJ-01 & UP-1 HW lifted/removed HW not observed 11 sites: HP-1, KA-1, TN-2 & UP-3 C. Summary of 195 Probable sites:
Preliminary Assessment done 95 sites: AP-1, AS-3, DL-9, GA-1, GJ-15, HR-
14, HP-5, JH-3, KA-1, KL-4(1#), MP-14, OD-6, PB-1, TN-5 (3#), UP-8 & UK-5 Preliminary Assessment on-going 8 sites: JH-8 Only site inspection carried out, however 66 sites: AP-1, DL-13, JH-1, KA-18, KL-3, TN-3, TS-7, UP-12 & WB-8 (2#) sampling not done Preliminary Assessment about to start 3 sites: MH-3 Remediation on-going 1 site: KA-1 Sampling not carried out as GPS location 4 sites: OD-3 & UK-1 was not matched with the site Information not received from SPCBs/PCC 18 sites: CH-3, PB-2, RJ-9, UP-2 & UK-2 Further as per preliminary assessment report, 4 sites: DL-1, GA-1, GJ-1#& UP-1 HW lifted/removed from the sites HW not observed 33 sites: HR-8, HP-5, TN-1, TS-5 & UP-15 D. Status of 07 new sites (AP-1, GJ-1, MP-1, MH-1, OD-1 & UP-2):
Preliminary Assessment done by CPCB 1 site: UP-1 Assessment on-going 3 sites: AP-1, MP-1 & OD-1 Only site inspection carried out, & HW 2 sites: MH-1 & UP-1 lifted/ removed from the sites; however, sampling not done No information from SPCB 1 site: GJ-1 Observations:-
Action taken reports submitted by the SPCBs/PCC are examined by CPCB and following observations are made as below: i. SPCBs/PCC have carried out only few sampling of limited matrices for most of the sites. Therefore, conclusion may not be drawn whether the site is contaminated or not, even if the concentrations levels reported within the standards/levels.
ii. Few SPCBs/PCC have carried out only site inspection. However, no sampling was done.
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iii. Majority of the SPCBs/PCC, except AP, Assam, Gujarat, Haryana, HP, Kerala, MP & Odisha have not submitted proper inspection reports along with analysis results and site visit photographs for most of the sites.
iv. Few sites were found at/nearby Temples, residential colonies and where construction of flyover activities were already done, etc. v. None of the states/UT, except Odisha has constituted Empowered Monitoring Committee (EMP) for monitoring of Remediation Plans.


Recommendations
S. No.   Activity                                                 Target
i.       In case of Probable contaminated sites, SPCBs/PCC        45 days
         shall carry out.

         Preliminary site   investigation as       per
"Reference document on Identification, Inspection and Assessment of Contaminated Sites" prepared by CPCB.
Site investigation report as per prescribed format may be submitted to CPCB for further assessment.
ii. In case of contaminated sites, SPCBs/PCC shall carry 3 months out detailed site investigation, as per "Reference document on Identification, Inspection and Assessment of Contaminated Sites" prepared by CPCB and "Guidance document on Assessment and Remediation of contaminated sites in India" issued by MoEF&CC.
Detailed investigation report may be submitted to CPCB.
If Remediation needed, SPCBs/PCC may take Within 45 days necessary and submit remediation plan to CPCB for (after further course of action. completion of investigation study) iii. SPCBs shall ensure lifting of hazardous waste still 3 months accumulated at sites, wherein DPRs already prepared under NCEF Project.

iv. SPCBs/PCCs to ensure that the hazardous waste 3 months accumulated/lying at all such identified sites/any new sites shall be disposed off either through TSDF or on-site SLF on priority to stop further contamination.

Wherein, HW is lifted/removed from the site, SPCB/PCC shall carryout detailed investigation followed by remediation, if needed (as above ii) v. SPCBs/PCCs to ensure that the hazardous waste 1 month accumulated/lying at all such identified sites/any new sites shall be disposed off either through TSDF or on-site SLF on priority to stop further contamination.

Wherein, HW is lifted/removed from the site, SPCB/PCC shall carryout detailed investigation 13 followed by remediation, if needed (as above ii) vi. Financial supports for execution of project on 4 months remediation of the contaminated sites may be arranged to SPCBs/PCC so that the detailed investigation studies followed by remediation works can be undertaken on priority - By State/Central Govts.

Note: Preliminary sites investigation/detailed investigation followed by Remediation may be carried out - By SPCBs/PCC by engaging reputed Remediation Consultants.

Way Forward:

i) Need of National Policy on Management of contaminated sites.
ii) Need to update Inventory of contaminated sites.
iii) Immediate remedial actions for priority contaminated sites.
iv) Remediation of orphan sites through funding from State/Central Govts.
v) Compliance status on Recommendations of the Monitoring Committee related to Contaminated sites are as below:
S. Recommendations of the Committee Compliance status No.
1. Disposal of hazardous wastes accumulated at identified sites:
(i) CPCB/SPCBs/PCCs to ensure that Detailed information is given at Section-C & D the hazardous waste accumulated at of Chapter 8 (page 228 to 308) for kind all such identified sites shall be reference.

disposed of either through Treatment, Storage and Disposal Facilities (TSDFs) or onsite secured landfilling (SLF) on priority to stop further contamination (CPCB/ SPCBs/PCCs: 06 months)

2. Guidelines for Identification and Assessment of Contaminated Sites:

(i) For a consistent and uniform Guidance document on Assessment application and approach across and remediation of Contaminated Sites in the country, guidelines for India issued by MoEF&CC, communicated to 21 identification and assessment of SPCBs/PCC. Based on this guidance document, contaminated sites shall be published. a "Reference document on identification inspection and assessment of contaminated (CPCB: 03 months) sites in India" has been prepared by CPCB is given at Annexure-XIII (page 421) for kind reference.

3. Assessment and remediation of Contaminated sites:

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(i) Capacity building program for officials (i) MoEF&CC sponsored "Five - Day of SPCBs/PCCs on the entire process of International Seminar/workshop on remediation, Contaminated Sites; and Demonstration Sessions / Workshop on (CPCB: 06 months) Environmental Subsurfa Investigations"
was organized by IIT Delhi during 17-21
(ii) Assessment of about 195 probable February, 2020 for the officials of contaminated sites and any new MoEF&CC/CPCB/SPCBs, Academic, etc. is additional sites recommended by given at Annexure-XIV (page 458) for kind CPCB/ SPCBs/PCCs shall be completed reference. CPCB has proposed a 3 separate within period of 1 year after publication training programs on identification and of such guidance document by CPCB. assessment of contaminated Recommendations of the Committee Compliance status (CPCB/SPCBs/PCCs: 1 year) Sites for the officials of SPCBs/PCCs for the
(iii) For effective implementation of financial year 2020-21.

the remediation plan at State level, Empowered Monitoring Committee (i) Detailed progress on assessment of probable chaired by Principal Secretary contaminated sites under taken by Department of Environment having SPCBs/PCCs is given at Section-C of Chapter 8 representatives from department of for kind reference.

      Industries, SPCB/PC, Groundwater             (ii) Odisha SPCB has informed vide its letter
      development agency, etc. shall be
                                                   dated 19.05.2020     that   at     State level
      constituted.

Empowered Monitoring Committee (EMC) has been constituted.

(State Govt: 04 months)

4. Financial Arrangements for remediation of contaminated sites:

(i) Financial arrangements between It is humbly submitted that MoEF&CC has Central-State Governments for the proposed remediation projects sanctioned central share under National Clean shall be resolved immediately so Energy Fund (NCEF) scheme of Rs. 15.5 crore that the remediation works as proposed for preparation of DPRs for 08 areas in DPRs can be undertaken on priority. contaminated (containing 21 sites) for These DPRs (2017-18 and 2018-19) may remediation.

need to be revisited in no action is Further, it is humbly submitted that there is no taken in a reasonable time for funding for execution of remediation works, execution of remediation works.

since NCEF scheme has been discontinued by

(ii) Govt. should take up on priority not Govt. of India. The DPRs along with templates only remediation projects at the sites of bidding have been forwarded to concerned where DPRs have been prepared but also State Govts and SPCBs with request to the assessment of about 195 sites, implement remediation works. besides any new addition of potentially contaminated site, if any.

(MoEF&CC/State Govt.: 06 months)

5. Networking of Academic and Research Institutes:

15
(i)MoEF&CC/CPCB/ SPCBs/PCCs shall (i) A project sponsored by MoEF&CC at IIT undertake action research and Delhi, a National Network of Experts and also promote academic courses on this Resources for Subsurface Investigations a subject in association with academic Remediation of Contaminated Sites (NERCS) and research institutions. has been formed. In this regard, Web page of NERCS is given at Annexure-XV (page 507) (MoEF&CC/CPCB/SPCBs/PCCs: 06 for kind reference.

months) 16 Table-8.1 Summary of state wise site distribution as per action taken report submitted by SPCBs/PCC (Ref: page 227 of CPCB status report) Status submitted HW still Updated status as on June, On-going HW not before the lying at the HW Proposed DPRs and Assessment/ observed S. Hon'ble NGT 2020 site removed/ States/UTs De-listed Remediation Remediation (as per site No. (as per DPR lifted from Probable sites completed works inspection Total Sites Total Contaminated prepared by the sites Sites by SPCBs) (PCS +CS) Sites* Sites (CS) CPCB) 1 Andhra Pradesh 3 (2+1) 3* (PCS) 3 0 1 1 1 2 Assam 4 (3+1) 4 2 2 3 Chhattisgarh 5 (3+2) 5 3 2 4 Delhi (NCR) 26 (22+4) 26 14 12 5 Goa 2 (1+1) 2 2 1 6 Gujarat 23 (15+8) 23* 15 8 1 1 2 7 Haryana 17 (14+3) 17 13 4 8 8 Himachal Pradesh 6 (5+1) 6 5 1 6 9 Jharkhand 14 (12+2) 14 12 2 10 10 Karnataka 25 (20+5) 25 19 6 1 11 Kerala 13 (7+6) 10 6 4 3 4 1 12 Madhya Pradesh 20 (14+6) 20* 16 4 1 4 1 1 13 Maharashtra 5 (3+2) 6* 3 3 1 1 14 Odisha 31 (9+22) 32* 9 23 4 4 15 Punjab 9 (3+6) 9 3 6 16 Rajasthan 11 (9+2) 11 9 2 17 Tamil Nadu 14 (8+6) 11 5 6 3 1 2 1 3 18 Telangana 9 (7+2) 9 7 2 1 5 19 Uttar Pradesh 40 (22+18) 42* 17 25 7 2 1 18 3 20 Uttarakhand 9 (8+1) 9 8 1 21 West Bengal 35 (8+27) 7 6 1 28 27 Total 321 (195+126) 291* 175 116 37 48 18 8 40 8 Note:* including new 07 sites 17 ix. The recommendations of the CPCB with regard to the compensation regime on the subject may be ----

       adopted,     subject     to    further
       consideration of orders.
x.    The CPCB may oversee the compliance In compliance of the aforesaid orders, CPCB has
      of these directions compile data from submitted "Status            Report on Compliance
      all quarters (i.e.   recommendations    of     Recommendations      of the Monitoring
      of Monitoring Committee) and furnish    Committee   on Management    of Hazardous Waste
      an interim compliance report...         and   Directions of the    Hon'ble Tribunal" on

24/06/2020. dated 30/01/2019 incase of Spent solvent recovery units on the basis of responses received from units on the basis of responses received from SPCBs/PCCs, the status is given at Appendix C and details provided in Chapter 4 of CPCB report- June 2020.

Compliance of Recommendations in Interim Report:-

> CPCB formulated a format (incorporating key indicators) and forwarded the same to all SPCBs/PCCs for submission of quarterly implementation status on the recommendations made by Monitoring Committee in its interim report.
> Further, CPCB continuously followed up with the SPCBs/PCCs for submission of the quarterly information.On the basis of the information Submitted by SPCBs/PCCs, CPCB has compiled quarterly compliance status and submitted the same before Hon'ble NGT on 24/06/2020. The overall status is appended at Appendix D and details are provided in Chapter 5 of CPCB report- June 2020.
Compliance of Recommendations in Final Report:
> CPCB conducted two interactive meetings with various organizations viz., CBIC, DGFT, DG(S), SPCBs/PCCs, MoEF&CC, followed by field visitsto two Ports & one Waste Oil Recycler in Maharashtra, besides forwarding questionnaire to the concerned organizations/departments forensuring compliance with rigorous follow ups.
18
> With regard to recommendations related to impact of hazardous wastes on workers' health and waste reception facility to deal with ship generated wastes progressive steps have been taken by the concerned organizations (viz., Ministry of Shipping Ministry of Environment, Forest and ClimateChangean Ministry of Labour) toensure compliance. Whereas, recommendations pertaining to SPCBs/PCCs, Port Authorities and Department of Labour of States/UT Government needs to addressed on a continuous basis.
With regard to import/export of hazardous wastes, further actions are required to be taken by Central Board of Indirect Taxes and Customs (CBIC), Directorate General of Foreign Trade (DGFT) and Port Authorities with review by Ministry of Environment, Forest and Climate Change on a regular basis to ensure compliance of the Hon'ble NGT dated 26.08.2019.

>CPCB has constituted a National Expert Committee to devise National Hazardous Waste Management Policy covering the aspects related to strengthening of institutional framework of regulatory agencies and Research & Development initiatives including Clean Technology besides hazardous waste management issues.

>On the basis of the information submitted by the concerned organizations, CPCB has prepared compliance status report and submitted the same before Hon'ble NGT on 24.06.2020. The overall compliance status of various organizations is appended at Appendix E and details are provided in Chapter 6 of CPCB report- June 2020.

The way forward and recommendations based on the compliance status submitted by concerned stakeholders, have been given in Appendix F and also given in Chapter 7 of CPCB report-June, 2020.

13. Shri Panjwani has referred to certain parts of the report to show that timelines for remediation have not been given, information of land fill sites is not complete, ground water and soil testing have not been done and that there are huge gaps in compliance of the Rules but no adequate action has been taken against the violations in the form of recovery and compensation or otherwise. He pointed out that, vide order dated 26.08.2019, this Tribunal had directed that States which do not set up TSDF by 31.03.2020 will be liable to pay compensation @ Rs. 10 lakh per month and in view of failure of 19 the States of Assam and Chhattisgarh or any other State, CPCB may recover such compensation. He further submitted that the State PCB should carryout inspection and conduct chemical analysis tests on all parameter of soil, surface, ground water, sedimentation etc. of the contaminated sites and submit said reports within 4 weeks to the CPCB, failing which they should be liable to pay compensation. PCBs may also provide information about the quantum of waste removed from 126 contaminated sites and the cost incurred which may be recovered from the generators of such waste. PCBs may also provide information about DPRs for 71 confirmed contaminated sites. Compensation may also be recovered from the States who failed to clear the hazardous waste sites in terms of directions of this Tribunal. Further submission is that CPCB and PCBs/PCCs may invoke their powers under the Rules to recover compensation for improper handling and management of waste, prosecute defaulters, document non-compliances and update their websites giving (a) details of industries, (b) date of inspection including collection of effluent or other samples, (c) whether unit is compliant or not, (d) if non-compliant then action taken including the date of notice if any sent to defaulter. CPCB may develop framework for enforcement of the Rules. Let these aspects be looked into by CPCB and response included in next report.

14. We direct CPCB to take further steps for compliance by issuing appropriate directions and also to enforce its directions for recovery of compensation for the continuing damage to the environment on 'Polluter Pays' principle. CPCB and PCBs/PCCs may not permit any new industry having potential to generate hazardous waste till facilities for disposal of such waste are ensured. Apart from this, following specific directions may be complied with:

i. CPCB may set up a system to cross verify the status of hazardous waste generating industries (at least 10% in each State) and also direct SPCBs/PCCs to impose environmental compensation against delinquent industries.

ii. Regarding remediation of contaminated sites, immediately 5 sites should be taken for remediation and executed within a period of six months. Environmental damages caused by such sites and loss in terms of monetary resources may also be estimated.

15. We direct all the States/UTs and PCBs/PCCs to comply with observations and recommendations in the report and furnish their compliance reports by 31.10.2020 to the CPCB. The Chief Secretaries of the States at the State level and the Ministry of Environment, Forest and Climate Change (MoEF&CC) and the CPCB at the national level may monitor compliance. At the national level, coordination with Central Ministries may be involved which MoEF&CC may look into followed up by the CPCB. Further action taken report in the matter be furnished by CPCB after four months by 30.11.2020 by e-mail at [email protected] preferably in the form of searchable PDF/ OCR Support PDF and not in the form of Image PDF."

20

10. Accordingly, further report dated 27.01.2021 has been filed by the CPCB mentioning the action taken in compliance of order of this Tribunal dated 07.07.2020 as follows:-

"

1. ACTION TAKEN ON COMPLIANCE OF THE DIRECTIONS DATED 07/07/2020 OF THE HON'BLE TRIBUNAL The details on the action taken, status on compliance vis-a-vis directions issued by the Hon'ble Tribunal is as below:

 Direction in Para 13 "...vide order dated 26.08.2019, this Tribunal had directed that States which do not set up TSDF by 31.03.2020 will be liable to pay compensation @ Rs. 10 lakh per month and in view of failure of the States of Assam and Chhattisgarh or any other State, CPCB may recover such compensation..."

Action Taken/ Status: In compliance of the aforesaid direction, CPCB vide its letter dated 06/08/2020 directed SPCBs of Assam and Chhattisgarh to deposit compensation and provide status of setting up of TSDF. However, Chhattisgarh Environment Conservation Board vide its letter dated 28/08/2020 has apprised that as per Rule 16(1) of Hazardous and Other Wastes (Management and Transboundary Movement) Rules, 2016, the State Government, occupier, operator of a facility or any association of occupiers shall individually or jointly or severally is responsible for identification of sites for establishing the facility for treatment, storage and disposal of the hazardous and other waste in the State. Thus, CPCB vide its letter dated 09/09/2020 requested the Chief Secretaries of the above states to direct the concerned department (responsible for setting up of TSDF in their State) for deposition of compensation.

In response, Environment and Forest Department, Government of Assam vide its letter dated 30/09/2020 requested CPCB to move application before Hon'ble NGT to condone the compensation, reporting that the delay in setting up was caused by CAB agitation followed by COVID-19 pandemic. In this regard, CPCB vide its letter dated 23/11/2020 requested the Environment and Forest Department to directly approach Hon'ble NGT for any relief in the matter. Whereas, in view of no response from State of Chhattisgarh, reminder letter to Chief Secretary of Chhattisgarh was issued on 23/11/2020. Details of the communication made and responses received are appended as Annexure II.

Direction in para 13 "....the State PCB should carryout inspection and conduct chemical analysis tests on all parameter of soil, surface, ground water, sedimentation etc. of the contaminated sites and submit said reports within 4 weeks to the CPCB, failing which they should be liable to pay compensation. PCBs may also provide information about the quantum of waste removed from 126 contaminated sites and the cost incurred which may be recovered from the generators of such waste. PCBs may also provide information about DPRs for 71 confirmed contaminated sites. Compensation may also be recovered from the States who failed to clear the hazardous waste sites in terms of directions of this tribunal...."

21

Action Taken/ Status:

The status on the above direction is provided at Section 4 of this report.
 Direction in Para 13 "...CPCB and PCBs/PCCs may invoke their powers under the Rules to recover compensation for improper handling and management of waste, prosecute defaulters, document non-compliances and update their websites giving (a) details of industries, (b) date of inspection including collection of effluent or other samples, (c) whether unit is compliant or not, (d) if non- compliant then action taken including the date of notice if any sent to defaulter. CPCB may develop framework for enforcement of the Rules. Let these aspects be looked into by CPCB and response included in next report..."
Action Taken/ Status:
In this regard, CPCB has prepared "Enforcement Framework for Effective Implementation of Hazardous and Other Wastes (Management and Transboundary Movement) Rules, 2016" in July 2019. The said framework includes various enforcement tools, tracking of non-compliances, categorization of non-compliances and approach for application of the said enforcement tools in cases of non-compliances of the HOWM Rules, 2016. The said framework is available on CPCB at https://cpcb.nic.in/uploads/hwmd/Guidelines_ HW_1.pdf. The same has also been circulated to all SPCBs/ PCCs vide letter dated 18/07/2019. Subsequent to the above directions dated 07/07/2020, CPCB vide its letter dated 27/08/2020 again communicated the aforesaid framework to all SPCBs/PCCs.
The details on all the enforcement action taken by CPCB alongwith details of the industry and action initiated as directed above, is available on CPCB website and the same is updated on regular basis.
Further, based on the responses received from 34 SPCBs/PCCs the status on powers invoked on the non-compliance by SPCBs is given as below:




                                                                               22
 S.No       States/UTs       No. of      No. of       No. of units against which action has been
                          defaulting   habitual                       generated
                            units      defaulte    Rule     Rule     Refusal/   Prosecutio    FIR
                                          rs       23(1)    23(2)   Revocation   n under    Lodge
                                                  enforc enforc                    E(P)A,      d
                                                    ed       ed                    1986
 1.     Andman &
                               0           -          -           -             -             -        -
        Nicobar Islands
 2.     Andhra Pradesh                  Relevant details not provided in prescribed format
 3.     Arunachal
                               01         01        01            0             0            0         0
        Pradesh
 4.     Assam                           Relevant details not provided in prescribed format
5.      Bihar*                 05         0          0          0           0            0             0
6.      Chandigarh                      Relevant details not provided in prescribed format
7.      Chhattisgarh           04         0          0         04           0            0             0
8.      Delhi                   -          -          -          -          -             -            -
9.      Goa                     -          -          -          -          -             -            -
10.     Gujarat                         Relevant details not provided in prescribed format
11.     Himachal                        Relevant details not provided in prescribed format
        Pradesh
12.     Haryana                07          0          0           0            07            0         0
13.     Jammu &
                              30#          -          -           -             -             -        -
        Kashmir
14.     Jharkhand                       Relevant details   not provided in   prescribed format
15.     Karnataka                       Relevant details   not provided in   prescribed format
16.     Kerala                          Relevant details   not provided in   prescribed format
17.     Lakshadweep            -           -           -           -            -             -        -
18.     Madhya Pradesh         -           -           -           -            -             -        -
19.     Maharashtra            -           -           -           -            -             -        -
20.     Manipur                         Relevant details   not provided in   prescribed format
21.     Meghalaya              2          0          0            0             2            0         0
22.     Mizoram                7^         0          0            0             0            0         0
23.     Nagaland*                       Relevant details   not provided in   prescribed format
24.     Odisha                 -           -         3            3             1            0         0
25.     Puducherry             8          2          0            0             2            0         0
26.     Punjab                36          0          0            0             0            0         0
27.     Rajasthan             18          0          0            0            18            0         0
28.     Sikkim                 -           -           -           -            -             -        -
       29.
        Tamil Nadu             3          0          3            0             0            0         0
       30.
        Telangana             14$          -         -             -            -            -           -
       31.
        Tripura                         Relevant details   not provided in   prescribed format
       32.
        Uttar Pradesh          64          -         -             -            -            -             -
       33.
        Uttarakhand*                    Relevant details   not provided in   prescribed format
       34.
        West Bengal                     Relevant details not provided in prescribed format



* Compliance status not provided as per prescribed format. $ The Board issued closure orders to the 14 units for causing air and water pollution under Water and Air Act and not exclusively for violation of Hazardous Waste Rules. # Notices issued to all 30 units and closure issued to 03 units ^ 03 units were directed to apply for Authorization and 04 units were directed to apply for consent  Direction in Para 14 "...We direct CPCB to take further steps for compliance by issuing appropriate directions and also to enforce its directions for recovery of compensation for the continuing damage to the environment on 'Polluter Pays' principle. CPCB and PCBs/PCCs may not permit any new industry having potential to generate hazardous waste till facilities for disposal of such waste are ensured..."
23
Action Taken/ Status:
CPCB has been continuously following up with the implementing agencies to ensure compliance. CPCB also issues directions and imposes compensation on 'Polluter Pays' principle for violations of provisions of HOWM Rules and environmental damages noticed as and when required. As per Rule 6 of the HOWM Rules, 2016, SPCB/PCC is the prescribed authority to grant authorization for generation, handling, storage, treatment, utilisation, disposal, etc. of hazardous and other waste, therefore, CPCB vide its letter dated 27/08/2020 directed all the 17 SPCBs/PCCs (which are not having facility/arrangement for disposal of Hazardous waste) not to grant permit to any new hazardous waste generating unit till the facility for disposal of such waste is ensured and revoke the permission granted to any new unit after 08/07/2020, if any.
 Direction in Para 14 "...CPCB may set up a system to cross verify the status of hazardous waste generating industries (at least 10% in each State) and also direct SPCBs/PCCs to impose environmental compensation against delinquent industries..."

Action Taken/ Status:

As directed, CPCB has developed Mechanism to cross verify the status of hazardous waste generating/handling industries in consultation with SPCBs/PCCs.
"The criterion for selection of units as laid down in the said monitoring mechanism is as below:

    A) SPCBs/PCCs


    S.No     Number of Units in Criteria
             State/UT
1.           Less than 25          100%
2.           26-50                 50% or atleast 20 units, whichever is more
3.           51 onwards            10% or atleast 30 units, whichever is more

    B) CPCB


    S.No     Number of Units in Criteria
             State/UT*
1.       Less than 1000         10% or atleast 50 units, whichever is more
2.       1001-3000              5%
3.       3001-5000              2.5 %
4.       5001- 8000             1.25 %
5.       8001-10000             1%
6.       10001 onwards          0.75 %
Note: * Represents total number of units falling in the jurisdiction of Regional Directorates of CPCB to be verified in a year (including few units already verified by the SPCBs/PCCs).

The selection of the units for cross verification should be in such a manner that the units identified for the purpose covers sectors contributing to major hazardous or other waste generation or handling. Further, it may also include recyclers; utilisers; pre-processor; co-processors; collection facilities and disposal facilities covering large, medium and small-scale industries."

24

The said mechanism alongwith methodology/approach to be adopted and format for reporting was circulated to all SPCBs/PCCs vide letter dated 15/10/2020 to adopt the said mechanism with effect from next financial year i.e. April, 2021 onwards and submit half-yearly status report on verification of the industries in the prescribed format specified therein. It was also directed to impose environmental compensation (EC) on defaulting units found during the cross verification. The copy of the said "Mechanism to cross verify the status of hazardous waste generating/handling industries" is enclosed at Annexure-III.

 Direction in Para 15 "...

all the States/UTs and PCBs/PCCs to comply with observations and recommendations in the report and furnish their compliance reports by 31.10.2020 to the CPCB. The Chief Secretaries of the States at the State level and the Ministry of Environment, Forest and Climate Change (MoEF&CC) and the CPCB at the national level may monitor compliance. At the national level, coordination with Central Ministries may be involved which MoEF&CC may look into followed up by the CPCB. Further action taken report in the matter be furnished by CPCB after four months by 30.11.2020...." Action Taken/ Status:

In accordance with the orders of the Hon'ble Tribunal, CPCB vide letter dated 20/07/2020 forwarded the orders dated (uploaded) 07/07/2020 of the Hon'ble Tribunal to all Chief Secretary and SPCBs/PCCs for taking necessary action and submit the compliance status to CPCB in the specified format within the prescribed timeline.
State-specific format has been prepared by CPCB for submission of compliance status on the recommendations made in the Interim and Final report of the Monitoring Committee (excluding recommendations pertaining to contaminated site).

Reminder letter dated 28/10/2020 was also issued to 25 SPCBs/PCCs namely A&N Inland, Arunachal Pradesh, Assam, Bihar, Chandigarh, Delhi, DDD&NH, Goa, Haryana, Jammu & Kashmir, Jharkhand, Karnataka, Madhya Pradesh, Maharashtra, Manipur, Meghalaya, Nagaland, Punjab, Puducherry, Rajasthan, Tamil Nadu, Telangana, Uttar, Pradesh, Uttarakhand and West Bengal (who have not submitted compliance status report to CPCB).

CPCB vide its letter dated 15/07/2020 also communicated the orders of the Hon'ble Tribunal to the Ministry of Environment, Forest and Climate Change (MoEF&CC) followed by reminder on 25/11/2020 to ensure compliance in the matter. Also, vide letter dated 06/08/2020 and reminder letter dated 09/11/2020 various implementing Ministries/agencies i.e. Ministry of Shipping, Ministry of Commerce (CBIC), Ministry of Labour and Directorate General of Foreign Trade (DGFT) were requested to comply with directions of the Hon'ble Tribunal and submit compliance status.

In this regard, the status on the responses received from State/UT government; SPCB/PCC; MoEF&CC, Ministry of Shipping, CBIC, Ministry of Labour and DGFT is tabulated as below:

25
S. No. Name of State/Agency State/UT Government SPCB/PCC 1 Andaman & Nicobar Island x ✓ 2 Andhra Pradesh x ✓ 3 Arunachal Pradesh x ✓ 4 Assam ✓ ✓ 5 Bihar* x ✓ 6 Chandigarh x ✓ 7 Chhattisgarh x ✓ 8 DDD&NH x x 9 Delhi x ✓ 10 Goa ✓ ✓ 11 Gujarat x ✓ 12 Haryana x ✓ 13 Himachal Pradesh x ✓ 14 Jammu and Kashmir x ✓ 15 Jharkhand x ✓ 16 Karnataka x ✓ 17 Kerala x ✓ 18 Lakshadweep x ✓ 19 Madhya Pradesh x ✓ 20 Maharashtra x ✓ 21 Manipur ✓ ✓ 22 Meghalaya x ✓ 23 Mizoram ✓ ✓ 24 Nagaland* x ✓ 25 Odisha x ✓ 26 Puducherry ✓ ✓ 27 Punjab ✓ ✓ 28 Rajasthan x ✓ 29 Sikkim x ✓ 30 Tamil Nadu x ✓ 31 Telangana x ✓ 32 Tripura ✓ ✓ 33 Uttar Pradesh x ✓ 34 Uttarakhand * x ✓ 35 West Bengal ✓ ✓ * The information provided by Bihar, Nagaland, and Uttarakhand SPCBs is not as per the prescribed format/does not includes the status on all the action points.
 S. No.                    Implementing Agency                    Status on
                                                                 Submission
1.            DGFT                                                      ✓
2.            CBIC                                                      ✓
3.            MoEF&CC                                                   x
4.            Ministry of Labour and Employment                         ✓
5.            Ministry of Shipping
                                                                        ✓
                 (a) DG(S)                                              x
                 (b) Port Authorities



In this regard, Government of Punjab, West Bengal and SPCBs/PPCs of 15 States/UTs namely Andaman & Nicobar Islands, Chandigarh, Haryana, Jammu & Kashmir, Karnataka, Lakshadweep, Maharashtra, Meghalaya, 26 Odisha, Puducherry, Punjab, Telangana, Tripura, Uttar Pradesh and Uttarakhand have informed that the State level Monitoring/Advisory Committee has been constituted to oversee the implementation of the Hazardous & Other waste (Management and Transboundary Movement) Rules, 2016 alongwith recommendation of the Monitoring Committee.

Further, Gujarat PCB has informed that Chief Secretary is regularly taking meeting in the matter of O.A No. 606/2018 wherein O.A no. 804/2017 is also a part and Madhya Pradesh PCB has also informed that the proposal has been submitted for constitution of committee.

The detail status on the compliance to the recommendations made in the Status report of CPCB (as submitted in June 2020) and in accordance with the orders (uploaded) dated 07/07/2020 of the Hon'ble Tribunal is deliberated in Section 3 and Section 4 respectively of this report.

3. STATUS ON COMPLIANCE OF OBSERVATIONS AND RECOMMENDATIONS IN THE CPCB REPORT VIS-À-VIS ORDERS DATED 07/07/2020 OF THE HON'BLE TRIBUNAL (EXCEPT PERTAINING TO CONTAMINATED SITES) CPCB in its Status report submitted in June, 2020 (in compliance to the directions dated 26/ 08/ 2019 of the Hon'ble Tribunal) made various recommendations based on the compliance report submitted by various Ministries/ State Govt/ SPCBs/PCCs on the action points given in the Interim and Final Report of the Monitoring Committee vis-à-vis orders of the Hon'ble Tribunal in the said matter.

The Hon'ble Tribunal vide orders (uploaded) dated 07/07/2020 accepted the recommendations made in CPCB report (June 2020) and directed to comply with the observations and recommendations made therein. The status on compliance of the recommendations vis- a- vis orders dated 07/07/2020 of the Hon'ble Tribunal on the action points mentioned in the Interim and Final Report is deliberated in subsections 3.1 and 3.2 as below:

3.1 Compliance Status, Observations and Recommendations on the action points covered in the Interim Report of the Monitoring Committee vis- a- vis orders dated 12/04/2019 of the Hon'ble Tribunal So far 34 State/UT Government/SPCBs/PCCs namely Andaman & Nicobar Islands, Andhra Pradesh, Arunachal Pradesh, Assam, Bihar, Chhattisgarh, Chandigarh, Delhi, Gujarat, Goa, Haryana, Himachal Pradesh, Jammu & Kashmir, Jharkhand, Karnataka, Kerala, Lakshadweep, Maharashtra, Madhya Pradesh, Manipur, Meghalaya, Mizoram, Nagaland, Puducherry, Punjab, Rajasthan, Odisha, Sikkim, Tamil Nadu, Telangana, Tripura, Uttar Pradesh, Uttarakhand and West Bengal have submitted status on the compliance to the recommendation and directions of the Hon'ble Tribunal for the period i.e. April-September, 2020. However, the information provided by Bihar, Nagaland and Uttarakhand SPCBs is not as per the prescribed format. Status on the submission of compliance report is as given below:
27
States submitted States not submitted S. No. compliance status compliance status
1. Andaman & Nicobar DD&DNH Islands
2. Andhra Pradesh
3. Arunachal Pradesh
4. Assam
5. Bihar*
6. Chhattisgarh
7. Chandigarh
8. Delhi
9. Goa 10 Gujarat 11 Haryana 12 Himachal Pradesh 13 Jammu & Kashmir 14 Jharkhand 15 Karnataka 16 Kerala 17 Lakshadweep 18 Madhya Pradesh 19 Maharashtra 20 Manipur 21 Meghalaya 22 Mizoram 23 Nagaland* 24 Odisha 25 Puducherry 26 Punjab 27 Rajasthan 28 Sikkim 29 Tamil Nadu 30 Telangana 31 Tripura 32 West Bengal 33 Uttar Pradesh 34 Uttarakhand * * The information provided by Bihar, Nagaland and Uttarakhand SPCBs is not as per the prescribed format/does not includes the status on all the action points."
11. The status of compliance by different States/UTs has been compiled in the report which is appended to this order as Appendix-I. The status of compliance by the CPCB in response to the recommendations of the Monitoring Committee dated 23.07.2019. The report mentions the response to 28 observations in the Monitoring Committee report contained in Appendix-A to the order dated 28 07.07.2020, which part of the report is appended to this order as Appendix-II.
12. The action taken report on contaminated sites has also been appended to the CPCB report with the observations and recommendations which are reproduced below:-

"4.0 Action Taken Report on contaminated sites in compliance of the Hon'ble National Green Tribunal, Principal Bench, New Delhi order dated 01.07.2020 in the matter of O. A. No. 804/2017: Rajiv Narayan & Anr. Vs Union of India & Ors.

4.1 Background The Hon'ble National Green Tribunal, Principal Bench, New Delhi, in the matter of O. A. No. 804/2017: Rajiv Narayan & Anr. Vs Union of India & Ors has passed the following directions regarding contaminated sites vide its orders dated 01.07.2020, reproduced the same as below:

"....14. We direct CPCB to take further steps for compliance by issuing appropriate directions and also to enforce its directions for recovery of compensation for the continuing damage to the environment on 'Polluter Pays' principle.... Apart from this, following specific directions may be complied with:
(ii) Regarding remediation of contaminated sites, immediately 5 sites should be taken for remediation and executed within a period of six months. Environmental damages caused by such sites and loss in terms of monetary resources may also be estimated.

15. We direct all the States/UTs and PCBs/PCCs to comply with observations and recommendations in the report and furnish their compliance reports by 31.10.2020 to the CPCB. The Chief Secretaries of the States at the State level and the Ministry of Environment, Forest and Climate Change (MoEF&CC) and the CPCB at the national level may monitor compliance. At the national level, coordination with Central Ministries may be involved which MoEF&CC may look into followed up by the CPCB. Further action taken report in the matter be furnished by CPCB after four months by 30.11.2020"

A copy of the Hon'ble NGT order dated 01.07.2020 (uploaded on 07.07.2020) is annexed at Annexure-I. 4.2 Status on Assessment and Remediation of Contaminated Sites
(i) Aforesaid directions of Hon'ble NGT, were communicated vide letter dated 22.07.2020, to 21 SPCBs/PCC where the sites were identified, for taking necessary actions and to submit a report on assessment and remediation of contaminated in respective sites.
29
(ii) A meeting was held with 21 SPCBs/PCC through VC on 02.09.2020 to review the compliance status. The said meeting was attended by Senior officials of SPCBs/PCC including few Member Secretaries. A copy of the minutes of meeting is annexed at Annexure-IV.
(iii) 18 out of 21 States/UT (except Odisha, West Bengal and Delhi) have submitted compliance status reports along with details of sites inspected, testing of samples, etc. including details of assessment works carried out by them.
(iv) 3 out of 21 States/UT namely Odisha, West Bengal and Delhi have requested more time for completion of site inspections, assessment and to submit compliance reports, due to on-going pandemic situation. State-wise number of sites as per the status reports submitted by SPCBs is given at Table-1.

Table-1: Details of action taken reports submitted by SPCBs/PCC S. Name of the No. of Action taken Date of No. States/UT sites report submitted submission

1. Andhra Pradesh 4 Yes 10.11.2020

2. Assam 4 Yes 01.12.2020

3. Chhattisgarh 5 Yes 17.07.2020

4. Delhi 23 No* 25.01.2021

5. Goa 2 Yes 10.12.2020

6. Gujarat 23 Yes 27.10.2020 & 07.11.2020

7. Haryana 14 Yes 27.11.2020

8. Himachal Pradesh 4 Yes 19.08.2020

9. Jharkhand 14 Yes 29.07.2020 & 03.12.2020

10. Karnataka 25 Yes 02.11.2020

11. Kerala 9 Yes 29.10.2020

12. Madhya Pradesh 20 Yes 29.10.2020

13. Maharashtra 6 Yes 18.11.2020

14. Odisha 32 No* 03.11.2020

15. Punjab 9 Yes 01.11.2020

16. Rajasthan 10 Yes 11.09.2020

17. Tamil Nadu 11 Yes 28.11.2020

18. Telangana 9 Yes 24.11.2020

19. Uttar Pradesh 43 Yes 27.11.2020

20. Uttarakhand 6 Yes 25.11.2020

21. West Bengal 7 No* 02.12.2020 Total 280 *Note: Due to Covid-19 pandemic situation, requested for more time to submit compliance report

(v) States have also indicated that some of the probable sites in the list provided by CPCB are not showing any signs of contamination, hence proposed for de-listing of such sites.

(vi) As per compliance reports submitted by SPCBs/PCC with supporting documents, such as details of site visits, sampling 30 activity carried out etc., the list of sites has been revised as below:

a) Total number of sites identified- 280
b) Confirmed contaminated sites- 112
c) Sites which are probable or not investigated yet - 168
(vii) As per status reports, States are in the process of assessing the remaining 168 out of 280 sites, therefore the actual scenario of contaminated sites will remain unknown till completion of the task.
(viii) As per the status reports submitted by SPCBs/PCC, site assessment, DPR preparation and remediation works are in different stages of completion. Accordingly, the status of sites has been compiled based on following criteria:
a) Probable sites need to be investigated by site inspection and preliminary sampling,
b) Confirmed sites where hazardous waste is till lying,
c) Confirmed sites for which DPRs have been prepared by CPCB/MoEF&CC,
d) Sites where remediation works are initiated or ongoing.

A clear picture on contaminated sites will be known only when SPCBs/PCC gets the sites investigated by responsible parties or investigate the sites by themselves. Revised list of probable and confirmed contaminated sites have been compiled and state-wise revised distribution is given at Table-

2.

Table-2: Revised State wise distribution of contaminated sites Status submitted Updated status as December, before Hon'ble NGT 2020 in June, 2020 Probable S. De-listed States/UTs Total Sites Total Sites Contaminated No. sites (PCS +CS) Sites1 Sites (CS) (PCS) 1 Andhra Pradesh 3 (3+0) 41 4 0 2 Assam 4 (2+2) 4 2 2 3 Chhattisgarh 5 (3+2) 5 3 2 4 Delhi (NCR) 26 (14+12) 3 23 12 11 5 Goa 2 (1+1) 2 1 1 6 Gujarat 23 (15+8) 23 15 8 7 Haryana 17 (13+4) 3 14 10 4 8 Himachal Pradesh 6 (5+1) 2 4 3 1 9 Jharkhand 14 (12+2) 14 12 2 10 Karnataka 25 (19+6) 25 19 6 11 Kerala 10 (6+4) 1 9 5 4 12 Madhya Pradesh 20 (14+6) 20 14 6 13 Maharashtra 6 (3+3) 6 3 3 14 Odisha 32 (9+23) 32 9 23 15 Punjab 9 (3+6) 9 3 6 16 Rajasthan 11 (9+2) 1 10 8 2 31 17 Tamil Nadu 11 (5+6) 11 5 6 18 Telangana 9 (7+2) 9 7 2 19 Uttar Pradesh 42 (17+25) 1 431 22 21 20 Uttarakhand 9 (8+1) 3 6 5 1 21 West Bengal 7 (6+1) 7 6 1 Total 291 (175+116) 14 280 168 112 Revised list of sites giving details of assessment and actions initiated by SPCBs/PCC is given at Annexure-V.

(ix) State wise details of Action taken/initiated by SPCBs/PCC in compliance to directions of Hon'ble NGT are compiled and given at Annexure-VI.

(x) Some progress has been observed in 112 confirmed sites in terms of preparation of DPRs, initiation and execution of remediation works. The details of the same are as below:

a. Remediation works have been initiated in 8 sites, in States namely; Gujarat (2), Jharkhand (1), Maharashtra (1), Tamil Nadu (2) and Uttar Pradesh (2). These remediation works have been taken up primarily by the responsible party/industry as per the directions or monitoring of SPCBs. Details of these sites are given at Table-3.
b. CPCB/MEF&CC have carried out a project for detailed site assessment and preparation of Detailed Project Reports (DPRs) have been prepared for 20 sites with funding under NCEF/CBIPM Projects. The initiative was to carry out pilot studies to guide future assessment and preparation of DPRs for remediation works. It is expected that these DPRs would form basis for to execute remediation works by Responsible Parties if identified or the State Government in case of orphan sites. Details of the sites for which DPRs have been prepared is given at Annexure-VII.

In this context, orphan sites are those sites where polluter is not identified or the polluter is not in a position to bear remediation cost.

c. In remaining identified contaminated sites, the SPCBs/PCC are required to direct the responsible party to carry out detailed investigation and remediate the sites scientifically as per the guidance document provided by CPCB/MoEF&CC. Funds for remediation may be borne by the responsible party. In case of orphan sites, SPCBs may approach State Government for assessment and remediation in larger public interest of protecting health of people living in impact zone.

(xi) Maharashtra and Andhra Pradesh States have informed that environmental site assessment is in progress at 7 sites. These sites include Uranium Corporation of India, Kadapa, Andhra Pradesh and LG Polymers site in Vishakhapatnam, Andhra Pradesh. 5 Sites in Maharashtra are Mithi River, Industrial areas of 32 Deonar, Tarapur and Nashik. Details of sites is given at Annexure-VIII.

(xii) With regard to directions of Hon'ble NGT that 5 sites should be remediated within a period of 6 months, remediation works have been initiated in 3 sites in Odisha and 2 sites in UP where tendering process is underway. In addition, one more site in Kerala has also been initiated tendering process. Details of these sites are given at Annexure-IX.

(xiii) It is observed that remediation works are under progress in 8 sites in 5 states. SPCBs/PCC are required to monitor these sites to check whether remediation works are carried as per DPRs and meet site specific target levels for cleanup. Details of these sites along with observations is given at Table-3.

Table-3: List of 8 sites for which remediation works initiated by Responsible Parties:

S. Action taken/Initiated by Observations No. Name of the Site SPCB Gujarat (02)
1. Effluent Channel i) In groundwater samples GPCB may monitor Project Limited (ECPL), ii) Color, Phenolic compound, target levels Baroda Effluent Sulphate, Chloride & TDS are periodically.

Canal, Vadodara reported higher than Responsible party may be District acceptable limit of BIS. directed to submit Remediation work is undertaken monthly or quarterly by Dye- manufacturing and progress reports.

                                     Pharmaceutical        industries
                                     (Responsible Parties).

 2.    Swastik Organic,        i) Hazardous waste lying at the               Subsequent        to   lifting,
       Sabar Dairy Road,             site was         already lifted and      soil contamination may still
       Piplodi, Gujrat               shifted to TSDF.                         remain at the site. GPCB
                                ii) In the downstream at village              may carry out GW, SW and
                                     Boriya Khurad, about 7 to 8              sediment sampling.
                               bore           wells    reported        as     Responsible party may be
                                     contaminated      with       reddish     directed to submit
                                     brown coloured water.                    monthly      or    quarterly
                                iii) In          this        regard,    it    progress reports.
                                     reported that crops like wheat,             Status report may be
                                     cotton & castor are irrigated with       updated       GSPCB        at
                                     this colored water.                      website and submit to
                                iv) GW samples           collected   and      CPCB.
                                     reported about 200 Pt Co
                                     yellowish color.
                               The        responsible        party   has
                                awarded the remediation work to
                                GITCO.



                                            Jharkhand (01)




                                                                                                       33
 3.   Roro hills, Jharkhand       Detailed investigation report on     Jharkhand PCB        may
     - 833201                 "Rehabilitation          of        Roro monitor     progress   or
                              abandoned asbestos mines" along          remediation works, and
                              with remediation status as per           status report may be
                              direction    of    Hon'ble NGT       is updated from time to
                              submitted.                               time   at website   and

It was informed that, remedial action submit to CPCB. has been taken by Dept. of Mining, Jharkhand.

Maharashtra (01)

4. M/s Godavari Bio- Contaminated groundwater is MPCB should monitor Refineries, Ahmed being remediated by applying progress status report Nagar District, Bioremediation technique since may be updated at Maharashtra September, 2017 and the same is website and submit to underway. CPCB from time to time.

Tamil Nadu (02)

5. M/s HUL, Trail remediation has been done TNPCB may monitor Kodaikanal, Tamil by M/s HUL. TNPCB had approved remediation works being Nadu Consent to Establish for execution of undertaken by Responsible soil remediation activity. party.

                                                                     Status report may be
                             All requisite machineries have          updated at SPCB's
                              already been installed for soil        website and also submit to
                              remediation.                           CPCB.

6.   Tondairpet, Chennai,     Remediation work is undertaken by
     Tamil Nadu                    M/s BPCL since 2016.

                                      Uttar Pradesh (02)

7.   Industrial Area Meerut Cr(VI)    in      groundwater     is UPPCB      may     monitor
     Road, Ghaziabad,       remediated by applying:              remediation          work
     Uttar Pradesh          (i) Pump & Treat (P&T) technique,    undertaken             by
                            (i) Bioremediation technique,        Responsible    Party   and
                                                                 upload status report at its
                             Remediation work is underway since website       and       also
                             2012.                               submit to CPCB from time to
                                                                 time.

8.   Lohia Nagar C
     Block, Ghaziabad




4.3 Observations and Recommendations

1. In compliance to directions of Hon'ble NGT, SPCBs/PCC have reported that 14 sites in 7 States as non-contaminated and 168 sites are yet to be investigated. As per reports, site investigation were carried out with limited sampling in most cases 1 or 2 samples. Conclusion may not be drawn even if concentrations levels are within screening criteria as there may be scope of missing pocket of contaminated matrices in adjoining of areas. Therefore prior to declaring the site as non-contaminated, SPCBs/PCC may conduct systematic investigation as per Reference Document issued by CPCB.

34

Findings of the report may be placed at SPCB/PCC website and also submit to CPCB from time to time.

2. As per directions of Hon'ble NGT dated 01.07.2020, 5 sites should be taken for remediation and executed within a period of six months. In compliance, 3 contaminated sites in Odisha have been initiated remediation works and for other 2 sites in UP tendering process is underway. In addition, 1 site in Kerala has also been initiated tendering process. In this regard, it is submitted that remediation projects are relatively new in the country where there is no standardization in tendering process and limited experience in execution, hence execution of remediation works may take more time than normal civil works. However, SPCBs/PCC should direct the concerned responsible agencies to expedite the process and realistic timeline should be monitored strictly.

3. 3 out of 21 States/UT namely Odisha, West Bengal and Delhi have requested more time for completion of preliminary site investigation of the sites and to submit compliance reports, due to on-going pandemic situation.

4. As per status report, hazardous waste is still lying at 8 sites in 5 States for which DPRs have already been prepared or under completion (for kind reference at Annexure-V). Action for shifting of hazardous waste initiated in 3 sites in Odisha. In this regard, it is submitted that open dumping of hazardous waste will result in continuous and active release of contaminants to soil and groundwater and thereby the contaminated plume may increase gradually, this may also impact cost of remediation adversely. Therefore, it is essential to lift hazardous waste immediately to contain further damage to environment. SPCBs/PCCs may therefore direct all responsible parties to immediately lift the waste and dump at common hazardous waste treatment, storage and disposal facilities (TSDFs). In case of orphan sites, this work may be carried out by respective State Governments to protect public health.

5. CPCB may continue to maintain a centralized list of contaminated sites for which SPCBs may update the list periodically supplementing with site specific data. The data may be uploaded on websites and SPCBs and CPCB.

6. As per the status reports, Empowered Monitoring Committees (EMC) has been constituted by Odisha State, rest of the States have not constituted EMC for monitoring of Remediation Plan.

7. SPCBs/PCC may recognize remediation of contaminated sites as a regular activity. Dedicated teams and infrastructure may be developed by SPCBs/PCC to identify the sites, monitor and regulate the remediation as per MoEF&CC and CPCB guidance documents.

35

8. In case of orphan sites, SPCBs may approach State Government to prepare DPRs and execute remediation works. In cases where polluter or the responsible party is identified, SPCBs may direct the party to bear the cost and execute remediation works with prior authorization from SPCBs/PCC. In case the responsible party fail to remediate, the cost of remediation may be recovered as per polluter pays principle.

9. SPCBs/PCC should direct the responsible parties to immediately lift the hazardous waste still lying at dumpsites.

10. SPCBs/PCC may take follow-up actions as per the State specific observation of CPCB given at Annexure VI."

13. The report also mentions the mechanism to cross verify the status of hazardous waste generating/handling industries. Finally, the report gives the State-wise compliance status of the action taken by the State PCBs/PCCs with the observations and suggestions of the CPCB.

14. We have considered the report of the CPCB and appreciate the efforts in compiling all the relevant information on this important subject and direct that observations/suggestions of the CPCB with reference to the compliance by the State PCBs/PCCs may now be duly complied expeditiously, which may be further overseen by the CPCB. The CPCB may assess compensation if the State PCBs/PCCs neglect compliance, following due process, which may be recovered and utilized for restoration of the environment, by preparing an action plan to be approved by the Chairman, CPCB. Even though the report of the CPCB is exhaustive for all the States, we take on record the report furnished by the Oversight Committee for State of UP filed on 10.09.2020. As directed earlier, the MoEF&CC may follow up compliance of steps to be taken by the Central Ministries, for which purpose the CPCB may coordinate with the MoEF&CC. CPCB may impose compensation, if necessary, on the States/UTs which fail to set up TSDF or make other alternative arrangement for management of hazardous waste as per Rules. CPCB 36 may also notify the contaminated sites, having potential for damage to the environment, in public domain, alongwith damage caused and the studies undertaken. CPCB may also ensure that hazardous waste generators/recycles/operators of TSDF follow safety protocols, undertake periodical audits, have onsite and offsite emergency plans to avert accidents and fire and other environmental damage.

15. In view of the exhaustive report and having issued directions for compliance and further monitoring, we do not find it necessary to keep the matter pending with the Tribunal. The proceedings before the Tribunal are accordingly closed, with further monitoring being done at the level of the CPCB and the MoEF&CC, as already directed.

We also permit the applicant to give any further suggestion to the CPCB within one week.

A copy of this order be forwarded to the CPCB, the MoEF&CC, all State PCBs/PCCs by e-mail for compliance.

Adarsh Kumar Goel, CP S.K. Singh, JM Dr. Nagin Nanda, EM January 29, 2021 Original Application No. 804/2017 (Earlier O.A.No.36/2012) SN 37 APPENDIX-I The status on the compliance visa- a- vis recommendations are as given below:

S. No. GENRAL DIRECTIONS STATUS OF COMPLINACE REMARKS/OBSERVATIONS RECOMMENDATIONS
1. 05 SPCBs/PCCs (Andaman Not Complied- Andaman & None of the 05 SPCBs/PCCs DD&DNH shall submit the & Nicobar Islands, Nicobar Islands, Arunachal namely Arunachal Pradesh, quarterly compliance status Arunachal Pradesh, Pradesh, DD&DNH, Karnataka, DD&DNH, Karnataka, and to CPCB immediately.

DD&DNH, Karnataka, and and Meghalaya Meghalaya have submitted Meghalaya) be directed to quarterly compliance status submit the quarterly report for the period of July, compliance status report on 2019 to March 2020. However, implementation of Andaman & Nicobar Islands, recommendations made by Arunachal Pradesh, Karnataka the Monitoring Committee in and Meghalaya have its Interim report, as CPCB submitted status as on date.

         has not received status
         report for the 2nd, 3rd and 4th
         quarters       from       these
         SPCBs/PCCs.
         Further, Uttar Pradesh may
         also be directed to submit        Complied - Uttar Pradesh        -
         the compliance status on the                                                                       -
         directions issued by CPCB
         vide dated 30/01/2019 in
         case of       Spent     Solvent
         Recovery Units.

2.       As per categorization made   Not Complied - Chhattisgarh and      Compensation not deposited by The Hon'ble Tribunal may
         by CPCB, since SPCBs of      Assam                                Assam and Chhattisgarh.        pass   appropriate   orders
         Assam and       Chhattisgarh                                                                     based on submissions made


                                                                      1
 S.No.   GENRAL DIRECTIONS               STATUS OF COMPLINACE                REMARKS/OBSERVATIONS           RECOMMENDATIONS

        have not set-up TSDF within                                          However, State Government of by Chhattisgarh and Assam, if
        the timeline      (i.e. upto                                           Assam vide its letter dated     any.
        31/03/3020) stipulated by                                            30/09/2020 requested CPCB
        the Hon'ble Tribunal vide its                                       to move application before
        order dated 26/08/2019,                                             Hon'ble NGT to condone the
        the Hon'ble Tribunal may                                            compensation. In        response
        direct    accordingly     for                                       CPCB vide its letter dated
        imposition of environmental                                         23/11/2020 requested          the
        compensation in accordance                                          Environment         and    Forest
        with the said order.                                                Department          to    directly
                                                                            approach Hon'ble NGT for any
                                                                            relief in this regard.
   3.   SPCBs/PCCs shall ensure         Complied                            Lakshadweep PCC has not      i.     10 SPCBs/PCC namely
        timely submission of annual     Bihar,  Haryana,     Puducherry,    granted authorization to any Andaman           & Nicobar
        returns by all occupiers and    Sikkim                              unit                               Islands,         Andhra
        in case of non-compliances                                                                             Pradesh, Chhattisgarh,
                                        Partially Complied- Arunachal       Assam PCB has not reported
        (i.e.        for        non-                                                                           Delhi, Goa, Jharkhand,
                                        Pradesh, Chandigarh, Gujarat,       the number of units who have
        submission/after lapse of                                                                              Karnataka, Meghalaya,
                                        Himachal Pradesh, Jammu &           submitted annual returns.
        timeline) action may be                                                                          Nagaland          and Tamil
                                        Kashmir, Kerala, Madhya Pradesh,
        taken in accordance with the                                                                     Nadu          be directed to
                                        Maharashtra, Manipur, Mizoram,
        provisions laid down under      Odisha,    Punjab,     Rajasthan,                                      ensure             timely
        the HOWM Rules, 2016.           Telangana, Tripura, Uttar Pradesh                                      submission of annual
                                        Uttarakhand and West Bengal                                            returns by all occupiers
                                                                                                               and in case of non-
                                        Not Complied - Andaman &                                               compliances (i.e. for
                                        Nicobar Islands, Andhra Pradesh,                                       non-submission/after
                                        Chhattisgarh,      Delhi,    Goa,                                      lapse of timeline) action
                                        Jharkhand,             Karnataka,                                may           be    taken     in

                                                                    2
 S.No. GENRAL DIRECTIONS   STATUS OF COMPLINACE              REMARKS/OBSERVATIONS   RECOMMENDATIONS

                          Lakshadweep,         Meghalaya,                             accordance   with  the
                          Nagaland and Tamil Nadu                                      provisions laid down
                                                                                       under the HOWM Rules,
                          Information    not    provided-                              2016.
                          Assam
                                                                                    ii. 18     SPCBs/PCC (i.e.
                                                                                        Arunachal        Pradesh,
                                                                                        Chandigarh,       Gujarat,
                                                                                        Himachal         Pradesh,
                                                                                        Jammu        & Kashmir,
                                                                                        Kerala,           Madhya
                                                                                        Pradesh, Maharashtra,
                                                                                        Manipur,        Mizoram,
                                                                                        Odisha,           Punjab,
                                                                                        Rajasthan,     Telangana,
                                                                                         Tripura, Uttar Pradesh
                                                                                         Uttarakhand and West
                                                                                         Bengal) shall ensure to
                                                                                        take        action      in
                                                                                        accordance     with    the
                                                                                         provisions laid down
                                                                                         under the HOWM Rules,
                                                                                        2016,      against     the
                                                                                         occupiers            not
                                                                                         submitting the annual
                                                                                         returns    within    the
                                                                                         stipulated timeline.



                                                    3
 S.No.   GENRAL DIRECTIONS               STATUS OF COMPLINACE               REMARKS/OBSERVATIONS           RECOMMENDATIONS

                                                                                                           iii. Assam PCB be directed
                                                                                                                to submit the status of
                                                                                                                submission of annual
                                                                                                                return      by       HW
                                                                                                                generating units in the
                                                                                                                State of Assam       and
                                                                                                                action taken in case of
                                                                                                                defaulting units.
                                                                                                                 Further,    Lakshadweep
                                                                                                                  PCC be directed to grant
                                                                                                                 authorization          to
                                                                                                                 hazardous          waste
                                                                                                                  generating/handling
                                                                                                                 units    in   accordance
                                                                                                                 with     HOWM      Rules,
                                                                                                                  2016.
   4.   SPCBs/PCCs shall prepare        Complied-     Bihar, Chandigarh, Due to the on-going pandemic       i.     04 SPCBs/PCC namely
        annual inventory report on      Delhi, Goa, Haryana, Himachal    and based on request received            Arunachal       Pradesh,
        hazardous and other waste       Pradesh, Jammu & Kashmir,        from             SPCBs/PCCs,             Karnataka,
        generation      and       its   Jharkhand, Kerala, Maharashtra,  submission       of    annual            Lakshadweep           and
        management, as per CPCB's       Manipur,     Mizoram, Nagaland,                                           Tripura shall be directed
                                                                         inventory was    extended by
                                        Sikkim,    Tamil    Nadu,  Uttar                                          to immediately submit

guidelines and ensure 20/10/2020. However, 09 Pradesh and Uttarakhand submission of same within SPCBs namely Andhra the annual inventory to stipulated timeframe as laid Pradesh, Chhattisgarh, CPCB.

Partially Complied - Andaman & down under HOWM Rules, Nicobar Islands, Assam, Andhra Gujarat, Madhya Pradesh, 2016. Pradesh, Chhattisgarh, Gujarat, Odisha, Puducherry, Punjab, ii. Assam PCB and Madhya Pradesh, Meghalaya, Telangana and West Bengal Meghalaya shall 4 S.No. GENRAL DIRECTIONS STATUS OF COMPLINACE REMARKS/OBSERVATIONS RECOMMENDATIONS Puducherry, Punjab, Odisha,have submitted annual submit the annual Rajasthan, Telangana and West inventory after 20/10/2020 inventory as per Bengal. Assam PCB and Meghalaya prescribed formats.

have not submitted the annual Not Complied - Arunachal inventory as per the prescribed iii. 11 SPCBs/PCCs Pradesh, Karnataka, Lakshadweep format.

                                                                                                                  namely Andaman &
                                      and Tripura
                                                                                                       Nicobar                 Islands,
                                                                                                       Andhra                 Pradesh,
                                                                      Rajasthan PCB has submitted              Chhattisgarh, Gujarat,
                                                                      inventory of 2019-20 vide letter Madhya                 Pradesh,
                                                                      dated 28/12/2020.                Odisha,            Puducherry,
                                                                                                       Punjab,             Rajasthan,
                                                                                                                  Telangana and West
                                                                                                               Bengal shall ensure
                                                                                                               timely submission of
                                                                                                               annual inventory.

   5. SPCBs/PCCs       to   ensure    Partially Complied -      Andhra    It    was     observed      that SPCBs/PCCs           shall ensure
      verification              and   Pradesh,    Arunachal    Pradesh,   verification and reconciliation   verification and reconciliation
      reconciliation of closing of    Assam,    Chandigarh,    Gujarat,   of    closing    of   manifest of        closing of         manifest
      manifest document for all the   Haryana,     Himachal    Pradesh,   document has been carried out     document     for  all the cases
      cases in Hazardous waste        Jammu & Kashmir, Jharkhand,         in few cases by SPCBs/PCCs. (i.e. within the state and
      handling/generating units.      Kerala,      Madhya      Pradesh,                                    interstate)       in     hazardous
                                                                          Goa PCB has not provided          waste      handling/generating
                                      Maharashtra, Meghalaya, Odisha,
                                                                          details on the number however units.
                                      Puducherry, Punjab,    Rajasthan,
                                                                          informed      that     partially
                                      Sikkim, Tamil Nadu, Telangana,
                                                                          complied.
                                      Tripura, Uttar Pradesh and West
                                      Bengal


                                                                   5
 S.No.   GENRAL DIRECTIONS             STATUS OF COMPLINACE                REMARKS/OBSERVATIONS               RECOMMENDATIONS

                                      Not Complied - Andaman &            Gujarat PCB has verified
                                      Nicobar       Islands,     Bihar,   reconciliation of closing of
                                      Chhattisgarh,      Delhi,   Goa,    manifest     within the state,
                                      Karnataka,          Lakshadweep,    however,     w.r.t   inter-state
                                      Manipur, Mizoram and Nagaland       informed that the same shall
                                                                          be complied through NHWIS
                                      Information     not    provided-
                                                                          portal.
                                      Uttarakhand
                                                                          Manipur PCB has informed
                                                                          that the quantity of hazardous
                                                                          wastes generated (i. e. used
                                                                          oil)   are   mostly     reused.
                                                                          Therefore, reconciliation of
                                                                          manifest does not arise.
                                                                       Puducherry PCC has informed
                                                                       that all the units are disposing
                                                                       HW      through neighbouring
                                                                       state. Hence        closing    of
                                                                       manifest is found difficult as
                                                                       the grey copies were not
                                                                       received.
   6.   SPCBs/PCCs        of     25   Complied -Gujarat, Haryana, Haryana and Kerala PCBs have SPCBs/PCCs                       shall
        States/UTs shall initiate     Himachal     Pradesh,    Kerala, initiated the process to get expedite/initiate action on
        action on development of      Madhya Pradesh, Mizoram, Tamil study conducted from NPC.           development    of   sectoral
        sectoral   process    based   Nadu and West Bengal                                               process based reasonable HW
                                                                       Assam has initiated action for
        reasonable HW generation                                                                         generation           range/
                                                                       benchmarking of HW for
        range/        environmental   Not Complied (but timeline recycling/utilization in case of environmental
        benchmarking/guidelines       provided) - Arunachal Pradesh                                      benchmarking/guidelines for
                                                                       petroleum refineries and oil


                                                                  6
 S.No.   GENRAL DIRECTIONS               STATUS OF COMPLINACE                 REMARKS/OBSERVATIONS           RECOMMENDATIONS

        for HW recycling/ utilization   (December,      2021),       Bihar   and gas production sector in   HW recycling/ utilization and
        and approach for waste          (31/12/2022),          Chandigarh    the State. The process shall   approach      for       waste
        management hierarchy and        (March, 2021), Chhattisgarh (03      require some time for its      management hierarchy.
        submit the progress report      months)    Jammu &        Kashmir    completion.                  Further, the details on the
        on the same within 06           (March, 2021) and Punjab (March,
                                                                          Himachal       Pradesh     has sector identified and progress
        months to CPCB.                 2021)

constituted Committee in this made on development of the Not Complied - Andaman & regard. said documents be submitted Nicobar Islands Andhra Pradesh, within 01 months to CPCB.

                                                                          Goa,      Jharkhand        and
                                        Assam, Delhi, Goa, Jharkhand,
                                                                          Maharashtra      PCBs     have
                                        Karnataka,          Lakshadweep,
                                                                          informed that it is under
                                        Manipur,             Maharashtra,
                                                                          process.
                                        Meghalaya,    Nagaland, Odisha,
                                        Puducherry, Rajasthan, Sikkim, Manipur        Only used      oils
                                        Telangana, Tripura and Uttar      generated   from   automobile
                                        Pradesh.                          workshops and garages sector,
                                                                          however details not provided.
                                        Information not Provided        -
                                        Uttarakhand                       Tripura PCB requested CPCB
                                                                          to        develop         such
                                                                          benchmark/guidelines for HW
                                                                          recycling and approach for
                                                                          waste management hierarchy.
   7. SPCBs/PCCs         to   ensure    Complied - Andhra Pradesh, Chandigarh has informed that             SPCBs/PCCs         to    ensure
      regular updation of website       Assam, Chhattisgarh, Delhi, Goa, security auditing under            regular updation of website
      with     respect      to    all   Gujarat, Haryana, Jammu & process.                                  with     respect      to     all
      enforcement actions      along    Kashmir,             Jharkhand,                                     enforcement actions along
      with details of industries and    Maharashtra,             Odisha,                                    with details of industries and
      action taken thereof.                                                                                 action taken thereof.


                                                                    7
 S.No.   GENRAL DIRECTIONS                STATUS OF COMPLINACE               REMARKS/OBSERVATIONS            RECOMMENDATIONS

                                         Puducherry,      Tamil     Nadu,   Karnataka has provided the
                                         Telangana, Tripura                 web link of the Board despite
                                         Not Complied - Andaman &           of providing specific link.
                                         Nicobar    Islands,    Arunachal   West Bengal PCB has informed
                                         Pradesh,   Bihar,    Chandigarh,   that developing/ uploading
                                         Himachal Pradesh, Karnataka,       work of their new website
                                         Kerala, Lakshadweep, Madhya        under progress.
                                         Pradesh,   Mizoram, Meghalaya,
                                         Manipur, Nagaland, Rajasthan,
                                         Punjab, Uttar Pradesh and West
                                         Bengal
                                         Not applicable (not observed any
                                         non-compliances)- Sikkim
                                         Information    not   Provided -
                                         Uttarakhand
   8.   SPCBs/PCCs (of States/UT         Complied - Andhra Pradesh, Goa,    Rajasthan PCB has verified        i.   Rajasthan PCB shall
        having     spent       solvent   Gujarat, Karnataka, Maharashtra,   only 01 unit, out of 03 units,         ensure compliance of
        recovery units) shall ensure     Madhya      Pradesh,    Odisha,    manifest system is being               all points of the CPCB
        implementation of the CPCB       Puducherry, Punjab, Tamil Nadu,    followed up by only 01 unit; no        direction          dated
        directions              dated    Telangana and West Bengal          action has been taken against          30.01.2019.
        30/01/2019 and submit the                                           erring units and also no ii.           Uttar Pradesh PCB
        compliance report annually       Partially Complied - Rajasthan     interaction programs has been          shall ensure display of
        to CPCB.                         and Uttar Pradesh                  conducted with stakeholders.           inventory on spent
                                                                                                                   solvent recovery units
                                         Not Applicable (no spent solvent  Uttar Pradesh PCB has not               on their website as
                                         recovery unit)- Andaman & Nicobar provided   web    link   w.r.t          per CPCB's directions.
                                         Islands, Arunachal       Pradesh, publishing of spent    solvent

                                                                     8
 S.No. GENRAL DIRECTIONS   STATUS OF COMPLINACE             REMARKS/OBSERVATIONS           RECOMMENDATIONS

                          Assam,      Bihar, Chandigarh, inventory on their website and    iii.     UPPCB shall conduct
                          Chhattisgarh, Delhi, Himachal also not carried interaction              industry       interaction
                          Pradesh, Haryana, Jammu & program to create awareness.                  programs       within    a
                          Kashmir,    Jharkhand,   Kerala,                                        month         to    create
                          Lakshadweep, Manipur, Mizoram,                                          awareness             and
                          Meghalaya, Nagaland, Sikkim,                                            sensitization           on
                          Tripura and Uttarakhand.                                                HOWM        Rules, 2016
                                                                                                    with       all      the
                                                                                                    stakeholder industries
                                                                                                    of   Spent      Solvent
                                                                                                    generation/utilization.




                                                    9

The state-wise status on compliance of the recommendations are given as below:

S.       STATE/UT
                                    DIRECTIONS                                   STATUS                               RECOMMENDATIONS
NO.
   1.    Andaman     &    i. Board shall take necessary action  i. Complied.                                   i.     Shall carry out identification
         Nicobar             for compliance to the HOWM         w.r.t       stipulation of mode of                    and      quantification        of
                             Rules, 2016 and recommendations    management              of    HW       in             Hazardous and Other Waste.
                             of the Monitoring Committee and    authorization                document;         ii.    Board        shall        ensure
                                                                Evaluation           of    authorization              verification of closing of the
                           . Board shall be directed to submit
                                                                    granted/renewed; Adoption          of             manifests     received       and
                            the 2nd, 3rd    and   4th   quarter
                                                                    uniform inspection format;                        reconcile the HW handling
                            compliance report.
                                                                                                                      data.
                                                                 ii. Not Complied                              iii.   Board shall invoke the powers
                                                                      w.r.t Scientific principal based                conferred under clause 23 (1)
                                                                                                                      and (2) of the Rules, related to

identification and quantification of all damages caused to the Hazardous waste; development of environment or third party elaborate protocol for pre- due to improper handling and processing; inspection and management of the hazardous monitoring of waste and other wastes, and non- collector/recycler/utilizer; Closing compliance respectively.

                                                                                                               iv.    Board shall verify and validate
                                                                      and reconciliation        of manifest;
                                                                                                                      the inventory data         before

Verification of inventory submitted accepting the same and adopt by units; Development of waste the CPCB's guidelines while generation range; website updation preparation of HW inventory w.r.t enforcement actions; inclusion report.

of fluorescent and other mercury containing lamps into the ambit of v. Board shall prosecute habitual and serious HW inventory; Capacity building;

defaulters under provisions approach for recycling/utilization of the Environment as per waste management (Protection) Act, 1986. Other 10 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

hierarchy; Development of alternative regulatory benchmarking for HW generation actions including refusal and and possibility of revocation of Authorisation recycling/utilization. can also be explored following the due process.

                                                                                                        vi.     Shall     develop     elaborated
                                                              iii. Partially Complied
                                                                                                                protocols for pre-processing
                                                                  w.r.t    inclusion    of domestic
                                                                                                                and         recycling/utilization
                                                                  Hazardous waste into the ambit of
                                                                                                                facilities for enhanced level
                                                                  national      hazardous      waste
                  iii. Board shall be directed to submit                                                        and frequency of enforcement
                                                                  inventory; setting up of TSDFs or
                       the status on setting up of TSDF or                                                      and               environmental
                                                                  sharing arrangement.
                 sharing            arrangement       with                                                      monitoring.
                 authorized          common TSDFs of                    (PCC has informed that as per   vii.   Board shall develop sectoral
                       neighboring states.                                                                     process based reasonable HW
                                                                  CPCB document, A&N Island falls
                                                                   under the states/UT generating              generation range     to have
                                                                  less than 500 MTA of landfillable            uniformity in assessing the
                                                                   HW be permitted to make sharing             HW generation from industries
                                                                 arrangement with        neighboring           and benchmarking the same
                                                                 states for disposal of Hazardous              with its peers,  rather than
                                                                 waste. In this regard, PCC has                solely depending on industry
                                                                 authorized unit for       collection,         data.
                                                                 storage and transportation of used viii.      Board shall update websites
                                                                 oil, however, no information has              with respect to all enforcement
                                                                 been provided w.r.t arrangement               actions along with details of
                                                                 made for disposal of hazardous                industries and action taken.
                                                                 waste.)                               ix.     Board      shall develop     an
                                                                i. Not applicable:                             enforcement framework for
                                                                                                               effective enforcement of Rules

                                                                   11
 S.    STATE/UT
                 DIRECTIONS              STATUS                         RECOMMENDATIONS
NO.
                              w.r.t. direction to common TSDF           based    on     principle     of
                              operator for not returning HW             proportionality   and     also,
                              consignment, environmental audit          precautionary principle.
                              of TSDFs, disclosure of escrow     x.     Board shall develop document
                              account)                                  in recycling and utilisation of
                                                                        HW       in    terms      waste
                                                                        management            hierarchy
                                                                        mandated in the rules across
                                                                        all the States in order to
                                                                        ensure the level playing field
                                                                        for the industry.
                                                                 xi.    Board shall also develop
                                                                        certain          benchmarks/
                                                                        guidelines for the possibilities
                                                                        of HW recycle/utilisation on
                                                                        case to case basis.
                                                                 xii.   Board shall develop concept of
                                                                        environmental benchmarking
                                                                        among the similar industries
                                                                        generating HW can be useful
                                                                        to ensure consistency and
                                                                        uniformity. The       emerging
                                                                        trend of circular economy
                                                                        would be a key intervention for
                                                                        rationalizing      the     HW
                                                                        generation                and
                                                                        reuse/utilisation.


                              12
 S.    STATE/UT
                 DIRECTIONS        STATUS           RECOMMENDATIONS
NO.
                                            xiii.   In accordance with the orders
                                                    dated 26/08/2019 of the
                                                    Hon'ble Tribunal and CPCB
                                                    report on categorization of
                                                    States, Board shall submit the
                                                    status       on        sharing
                                                    arrangement     made      with
                                                    authorized common TSDFs of
                                                    neighboring states.
                                            xiv.    Board      needs    to    take
                                                    cognizance of aspects while
                                                    enforcing the relevant rules
                                                    (w.r.t. domestic hazardous
                                                    waste and hazardous waste
                                                    generated from e-waste rules
                                                    like fluorescent lamp    other
                                                    mercury containing lamp) and
                                                    also, preparation of HW
                                                    inventory       and      other
                                                    interventions.
                                            xv.     Board shall initiate action for
                                                    establishment        of       the
                                                    laboratory facility where all
                                                    HW parameters as required
                                                    under the Rules can be
                                                    analyzed.



                              13
 S.      STATE/UT
                                  DIRECTIONS                                  STATUS                            RECOMMENDATIONS
NO.
   2.   Andhra       i. Develop              enforcement i.        Complied.                              i.    Andhra Pradesh PCB shall
        Pradesh                                framework                                                        immediately      submit    the
                                                                  Board   is   implementing    the
                       document for effective enforcement                                                       environmental audit report of
                                                                  framework developed by CPCB.
                       of Rules within one month.                                                               common TSDFs and shall
                                                                                                                also initiate audit of captive
                                                               xvi.Partially Complied
                                                                                                                TSDFs operating in the state
                   vi. Expedite         conducting        of      Andhra Pradesh PCB has informed               and submit the audit report
                   environmental             audit        of      that board has inspected both                 to CPCB.
                        common/captive TSDFs available
                                                                  TSDFs at Visakhapatnam and        vii.        Develop     sectoral   process
                        in the State and submit the audit
                                                                  Nellore on      23.07.2020    and             based       reasonable     HW
                        report to CPCB.
                                                                  16.09.2020 respectively, however,             generation range      to have
                                                                  not submitted any report and not              uniformity in assessing the
                                                                  provided response in respect of               HW generation from industries
                                                                  captive TSDF.                                 and benchmarking the same
                                                                                                                with its peers.
                                                                        xvii. Not
                     ii.Develop          sectoral process               Complied.                      viii.    Andhra Pradesh PCB direct
                        reasonable HW generation range            APPCB is issuing Consent for                  the operator of common TSDF,
                        to have uniformity in assessing           Establish (CFE) after thorough                Nellore    to    deposit  the
                        the HW generation from industries         verification of material balance and          mandatory in escrow account
                        and benchmarking the same with            the EMP submitted by the industry             and display of same on website
                        its peers.                                and      the     hazardous     waste          of operators.
                                                                  generation and disposal quantities
                                                                  are being examined through a            ix.   Board shall immediately take
                                                                  Technical      Committee. Further,            necessary action in case of
                                                                  during the inspections, the APPCB             non -compliant spent solvent
                                                                  officials are verifying the batch             recovery units.
                                                                  processing sheets and material
                                                                  balance submitted by the industry
                                                                    14
 S.    STATE/UT
                              DIRECTIONS                                   STATUS                        RECOMMENDATIONS
NO.
                                                           along      with the      application for v.    Board     shall     immediately
                                                               quantification of waste generation.       update inventory        of Spent
                                                                                                         Solvent      Recovery      Units
                    iv. Immediately open escrow account                                                  (available in their States) on
                          in the remaining TSDF also and iv. Partially complied                          Board's website and provide
                 ensure         verification of same   by Both        TSDFs (i.e. Nellore and            the link of same.
                          board and display on website of      Visakhapatnam) have opened the
                      operator.                           Escrow Account.          However, the
                                                              mandatory amount has not been
                                                              deposited by TSDF, Nellore and
                                                              details w.r. t display on same has
                                                              not been provided by the Board.

                   v. Andhra Pradesh PCB to ensure all
                                                            v. Partially Complied
                      the Spent solvent recovery units
                 operating         in the State have There             are 100 Spent solvent
                      mandatory authorization, following            generating units and 84 spent
                          manifest system and have been       solvent recovery units authorized to
                        verified for compliance of CPCB's recover          approx.     1    Million
                 SoP.       Further, Board to initiate            MT/annum of Spent Solvent. 35
                      action against the erring units.    units        does not comply with
                                                                 requisite manifest document and
                                                                   54 units are not complying with
                                                                  CPCBs SoPs for spent solvent
                                                                recovery. Show-cause notice has
                                                                  been issued to 03 units found
                                                          violating        CPCB's SoP/manifest


                                                                 15
 S.    STATE/UT
                               DIRECTIONS                                         STATUS                         RECOMMENDATIONS
NO.
                                                                     documents/other provision of the
                                                                     HOWM Rules, 2016.

vi. Board shall immediately update vi. Not-Complied inventory of Spent Solvent Recovery No information provided by Andhra Units available in their States on Pradesh PCB in this regard. Board's website and provide the link of same.

3. Arunachal i. Board shall take necessary action ii. Complied. i. Board shall initiate action for Pradesh for compliance to the HOWM w.r.t. stipulation of mode of inclusion of Other waste in the Rules, 2016 and recommendations management of HW in regulatory actions, including of the Monitoring Committee. authorization document, inventory.

prosecution of habitual and serious ii. Shall carry out identification iii. Board shall be directed to defaulters under provisions of the and quantification of submit Environment (Protection) Act, 1986, Hazardous and Other Waste.

                       the 2nd, 3rd     and  4th   quarter   documentation of non-compliances
                                                                                                 iii.            Shall     develop     elaborated
                       compliance report.
                                                                                                                 protocols for pre-processing
                                                              iii.    Partially                Complied
                                                                                                                 and         recycling/utilization
                    ii. Board shall be directed to submit                                           w.r.t.
                                                                                                                 facilities for enhanced      level
                        the status on setting up of TSDF or          verification of closing      of the
                                                                                                                 and frequency of enforcement
                  sharing            arrangement       with          manifests; verification of annual
                                                                                                                 and               environmental
                        authorized common TSDFs of                   returns.
                                                                                                                 monitoring.
                        neighboring states.
                                                              iv.  Not-Complied                            iv.   Shall develop Uniform format
                                                                       w.r.t. development of elaborated          for visits and inspections of
                                                                        protocols for pre-processing and         HW handling facilities is
                                                              recycling/utilization             facilities       necessary       to      ensure
                                                                     (timeline- December, 2021) ;                comprehensive      inspections
                                                                     identification and quantification
                                                                      16
 S.    STATE/UT
                 DIRECTIONS                     STATUS                             RECOMMENDATIONS
NO.
                                       of Hazardous and Other Waste                as per the provisions of the
                                      ;development of Uniform format               Rules.
                              for          visits and inspections ; v.             Board shall develop sectoral
                                         updation of websites w.r.t. all           process based reasonable HW
                              enforcement                 actions        ;         generation range to have
                                      development of sectoral process              uniformity in assessing the
                                    based reasonable HW generation                 HW generation from industries
                                    range (timeline- December, 2021)               and benchmarking the same
                                       ; development of framework for              with its peers,     rather than
                                       effective enforcement of Rules ;            solely depending on industry
                                          setting up of TSDF or sharing            data.
                              arrangements             with TSDF of
                                                                             vi.   Board shall update websites
                                           neighboring State ; setting of          with respect to all enforcement
                              laboratory           facility     (timeline-         actions along with details of
                                      December, 2022) ; cognizance of
                                                                                   industries and action taken.
                                    aspects while enforcing the
                                    relevant rules ; inclusion of Other vii.       Board      shall develop     an
                                     Waste and Domestic HW into the                enforcement framework for
                              ambit           of annual      inventory ;           effective enforcement of Rules
                              development              of environmental            based      on    principle     of
                              benchmarking              among similar              proportionality    and     also,
                                    industries (timeline- December,                precautionary principle.
                                    2022)                                  viii.   Board shall develop document
                                                                                   in recycling and utilisation of
                                v. Not applicable:                                 HW      in     terms      waste
                                      w.r.t. direction to common TSDF              management             hierarchy
                                        operator for not returning HW              mandated in the rules across
                              consignment,                environmental            all the States in order to

                                     17
 S.    STATE/UT
                 DIRECTIONS           STATUS                          RECOMMENDATIONS
NO.
                              audit of TSDFs,   disclosure of         ensure the level playing field
                              escrow account)                         for the industry.
                                                                ix.   Board shall also develop
                                                                      certain          benchmarks/
                                                                      guidelines for the possibilities
                                                                      of HW recycle/utilisation on
                                                                      case to case basis.
                                                                x.    Board shall develop concept of
                                                                      environmental benchmarking
                                                                      among the similar industries
                                                                      generating HW can be useful
                                                                      to ensure consistency and
                                                                      uniformity. The       emerging
                                                                      trend of circular economy
                                                                      would be a key intervention for
                                                                      rationalizing      the     HW
                                                                      generation                and
                                                                      reuse/utilisation.
                                                                xi.   In accordance with the orders
                                                                      dated 26/08/2019 of the
                                                                      Hon'ble Tribunal and CPCB
                                                                      report on categorization of
                                                                      States, Board shall submit the
                                                                      status      on        sharing
                                                                      arrangement     made     with
                                                                      authorized common TSDFs of
                                                                      neighboring states.


                              18
 S.    STATE/UT
                               DIRECTIONS                                     STATUS                                 RECOMMENDATIONS
NO.
                                                                                                             xii.    Board      needs    to    take
                                                                                                                     cognizance of aspects while
                                                                                                                     enforcing the relevant rules
                                                                                                                     (w.r.t. domestic hazardous
                                                                                                                     waste and hazardous waste
                                                                                                                     generated from e-waste rules
                                                                                                                     like fluorescent lamp    other
                                                                                                                     mercury containing lamp) and
                                                                                                                     also, preparation of HW
                                                                                                                     inventory       and      other
                                                                                                                     interventions.
                                                                                                        xiii.        Board     shall   immediately
                                                                                                                     upgrade     the     laboratory
                                                                                                                     facility  where      all  HW
                                                                                                                     parameters as required under
                                                                                                                     the Rules can be analyzed.
 4.   Assam        i. Immediately                    adopt i. Not Complied.                                     i.   Board shall immediately adopt
                      identification and quantification of                                                           the      identification    and
                      HW based on scientific principal;                                                              quantification of HW based on
                      inclusion of mode of management                                                                scientific principal; inclusion
                      of each hazardous waste generated                                                              of mode of management of
                      in the authorization document.                                                                 each       hazardous      waste
                                                                                                                     generated in the authorization
                 ii. Develop                 elaborate protocol ii. Complied                                         document.
                 environmental            monitoring        of      Frequency of inspection:
                       recyclers/utilizers   within       one       All HW generating units- once a    ii.           Board shall ensure availability
                       month.                                       year;  Category    17    and   red               of laboratory facilities for


                                                                    19
 S.    STATE/UT
                               DIRECTIONS                                    STATUS                             RECOMMENDATIONS
NO.
                                                                 category units and captive TSDFs-              analysis of all the parameters
                                                                 once in 06 months; Pre-processing,             as specified in HOWM Rules.
                                                                  recycling & utilization units- once
                                                                  in 03 months.                          iii.   Develop           enforcement
                                                                                                                framework      document     for
                                                                                                                effective enforcement of Rules.

iii. Take initiative for development of iii. Partially Complied centralized laboratory for north- Laboratory facility available with iv. Expedite conducting of east region and commissioning of Assam PCB has been provided. environmental audit of captive same within 06 months. TSDFs available in the State and submit the audit report to iv. Develop enforcement framework iv. Partially Complied CPCB.

document for effective enforcement Draft framework prepared consisting of monitoring/tracking of Rules within one month. v. Immediately set up TSDF in of non-compliances and frequency of inspection, inventorization of their State as the timeline (i.e industries and identification and 31/03/2020) stipulated by the categorization of violations and Hon'ble Tribunal for action to be initiated thereof. compliance has already lapsed.


                       v. Board shall immediately update      v. Complied
                 website         with respect       to all
                 enforcement          actions    along with
                           details of industries and action
                     taken.

                 vi. Expedite        conducting     of        vi. Not Complied
                 environmental        audit of captive

                                                                   20
 S.    STATE/UT
                               DIRECTIONS                                      STATUS                              RECOMMENDATIONS
NO.
                       TSDFs available in the State and       Guidelines         being   sought from
                       submit the audit report to CPCB.           CPCB.

                 vii. Immediately set up TSDF in their

State as the timeline for compliance vii. Not Complied has already been lapsed. Process of selection of Developers for establishment of TSDF is under process.

5. Bihar i. Board shall invoke the Information not submitted as per the i. Board shall immediately powers format circulated by CPCB vide letter submit the compliance status conferred under clause 23 (1) and dated 20/07/2020, however, report for the period April- (2) of the Rules, related to all quarterly report for July-September, September, 2020 to CPCB as damages caused to the 2020 has been submitted. per prescribed format. environment or third party due to i. Not complied improper handling and ii. Board shall invoke the powers management of the hazardous and conferred under clause 23 (1) other wastes, and non-compliance and (2) of the Rules, related to respectively. all damages caused to the vi. Not complied environment or third party ii. Board shallexpedite (timeline provided 31/03/2021) due to improper handling and the management of the hazardous development of elaborate protocols and other wastes, and non- to ensure enhanced level and compliance respectively.

                 frequency         of enforcement and
                      environmental       monitoring     of                                            iii.        Board shall expedite the
                      recycling/ utilisation facilities.                  vii. Not                                 development     of elaborate
                                                                           complied                                protocols to ensure enhanced

iii.Non-compliance to be documented 21 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

renewal or inspections in order to level and frequency of invoke powers of refusal or enforcement and revocation of authorization as per environmental monitoring of Rules. recycling/ utilisation facilities.

iv. Board shall immediately update iv. Not complied iv. Non-compliance to be website with respect to all documented while processing enforcement actions along with authorization for renewal or details of industries and action inspections in order to invoke taken. powers of refusal or revocation v. Partially complied v. Board needs to take cognizance of of authorization as per Rules.

(UDHD and ULBs have been aspects while enforcing the relevant sensitized for setting up of rules (w.r.t. domestic hazardous v. Board shall immediately deposition centres, however not waste and hazardous waste update website with respect to included in inventory report.) generated from e-waste rules like all enforcement actions along fluorescent lamp other mercury with details of industries and containing lamp) and also, action taken. preparation of HW inventory and other interventions. vi. Board needs to take cognizance of aspects while vi. Not complied vi. Board shall immediately upgrade enforcing the relevant rules the existing laboratory where all (w.r.t. domestic hazardous HW parameters as required under waste and hazardous waste the Rules can be analysed. generated from e-waste rules like fluorescent lamp other vii. Information not provided vii. Board shall immediately update mercury containing lamp) and inventory of Spent Solvent Recovery (w.r.t. inventory of Spent Solvent also, preparation of HW Recovery Unit).

                           Unit available in their States on

                                                                     22
 S.    STATE/UT
                                 DIRECTIONS                                   STATUS                                  RECOMMENDATIONS
NO.
                         Board's website and provide the                                                inventory              and             other
                         link of same.                                                                          interventions.

                                                               viii. Partially Complied                 vii. Board                      shall

viii. Board shall expedite setting up the TSDF in the State and submit the (CTE has been granted for setting upgrade the existing status. up of TSDF, work in progress) laboratory where all HW parameters as required under the Rules can be analysed.

                                                                                                        viii. Board                       shall
                                                                                                        update           inventory    of Spent
                                                                                                               Solvent       Recovery     Unit
                                                                                                               available in their States on
                                                                                                               Board's website and provide
                                                                                                               the link of same.

                                                                                                             ix.      Board shall expedite setting
                                                                                                                      up the TSDF in the State and
                                                                                                                      submit the status.

 6.   Chandigarh    i.   Chandigarh PCC to bring other          i. Partially Complied                        Chandigarh PCC shall expedite the
                         waste in regulatory domain and            Process has been initiated (March,        process:
                         also report the same in its               2021).
                         inventory report.                                                              i.         To bring other waste in regulatory
                                                                                                                   domain and also report the same
                    ii. Chandigarh PCC shall expedite the       ii. Partially Complied                             in its inventory report.
                        development of elaborate protocols        Process has been initiated
                   to       ensure enhanced level and

                                                                    23
 S.    STATE/UT
                                    DIRECTIONS                                    STATUS                            RECOMMENDATIONS
NO.
                      frequency        of    enforcement and                                              ii. Development                           of
                           environmental       monitoring     of                                          protocols         to ensure enhanced
                           recycling/ utilisation facilities.                                                  level      and       frequency       of
                                                                                                               enforcement and environmental
                    iii. Chandigarh PCC shall immediately iii. Partially Complied                              monitoring         of      recycling/
                          update website with respect to all              Security auditing of website is      utilisation facilities.
                          enforcement actions along with             under process (31/12/2020).
                          details of industries and action                                                iii. Updation of website with respect
                          taken.                                                                               to all enforcement actions along
                                                                                                               with details of industries and
                                                                                                               action taken.
 7.   Chhattisgarh    i. Board                 shall expedite i. Complied                                 i.       Chhattisgarh                 shall
                                               the                                                                                            initiate
                          development of elaborate protocols                                                       action       for      conducting
                   to         ensure enhanced level and                                                            environmental audit of captive
                   frequency           of    enforcement and                                              TSDFs,                as per       CPCB's
                          environmental       monitoring      of                                          guidance                 document        for
                          recycling/utilisation facilities                                                         conducting    audit.     The  said
                                                                 ii. Not Complied                                  guidance document is under
                      ii. Board shall initiate action for                                                 finalization             and     shall be
                          conducting environmental audit of                                               communicated                              to
                          captive TSDFs and submit the                                                    SPCBs/PCCs                             after
                          audit report to CPCB.                                                                    finalization.
                                                                     Partially Complied                   ii.      Board shall ensure inclusion
                      iii.Board needs to take cognizance of iii.       Methodology has been developed              of hazardous waste generated
                          aspects while enforcing the relevant        and domestic HW collects by ULBs from                enforcement       of other
                   rules            (w.r.t. domestic hazardous and         sent to disposal facilities. regulations                (w.r.t. domestic
                          waste      and hazardous         waste                                          hazardous                   waste       and
                          generated from e-waste rules like                                               hazardous               waste generated
                                                                         24
 S.    STATE/UT
                               DIRECTIONS                                     STATUS                            RECOMMENDATIONS
NO
.                        fluorescent lamp other mercury          However, the same needs to be               from         e-waste   rules    like
                      containing    lamp)   and    also,         incorporated in the inventory.                 fluorescent      lamp      other
                      preparation of HW inventory and                                                           mercury containing lamp) in
                      other interventions.                                                                      the        hazardous       waste
                                                                                                                inventory.
                 iv. Board              shall        develop                                             iii. Chhattisgarh shall expedite
                        where all HW parameters as iv. Not Complied                                             the setting up of laboratory
                        required under the HOWM Rules             Land procured for setting of central          facility.
                        can be analysed.                          laboratory and will be developed       iv.    Immediately set up TSDF in

by 31/12/2021. their State as the timeline (i.e v. Immediately set up TSDF in their 31/03/2020) stipulated by the State as the timeline for compliance v. Not Complied Hon'ble Tribunal for has already been lapsed. Land has been identified and compliance has already notified. Willing letter submitted by lapsed. M/s Ramky Enviro Engg. Ltd., Hyderabad. The formation of SPV as per RFP is under process.

8. Delhi i. DPCC shall expedite setting up the i. Partially Complied i. DPCC shall expedite setting up TSDF in the UT and shall strictly Environmental Clearance has been the TSDF in the UT and shall comply with the timeline provided granted by MoEF&CC. strictly comply with the timeline for setting up of common TSDF in ii. (i.e 31/12/2020) stipulated by the UT. ii. Partially Complied the Hon'ble Tribunal for setting DPCC does not have a NABL up of common TSDF in the UT. ii. DPCC shall immediately upgrade accredited laboratory and limited iii. Delhi PCC shall expedite the the laboratory facility where all parameter (such as Zn, Pb, Co, Cr, upgradation of laboratory HW parameters as required under Ni, Fe) can be analyzed. However, facility to ensure analysis of all the Rules can be analysed. instruments like Bomb Colorimeter, parameters specified in HOWM XRF spectrophotometer, Zero head Rules, 2016.

25
 S.    STATE/UT
                               DIRECTIONS                                     STATUS                               RECOMMENDATIONS
NO.
                                                                  extractor, Flash point apparatus,   iv.    Delhi PCC shall initiate action
                                                                  Rotary evaporator, and Inducted            for inclusion of hazardous waste
                                                                  coupled plasma          are   under        generated from enforcement of
                                                                  procurement.                               other      regulations     (w.r.t.
                                                                                                             domestic hazardous waste and
                                                                                                        hazardous          waste    generated
                   iii. DPCC needs to take cognizance of        iii. Partially Complied
                                                                                                             from     e-waste     rules   like
                        aspects while enforcing the relevant         DPCC has constituted a Sub-
                                                                                                             fluorescent lamp other mercury
                 rules           (w.r.t. domestic hazardous          Committee to examine the issue in
                                                                                                             containing lamp).
                        waste and        hazardous     waste         respect of Delhi and submit action
                        generated from e-waste rules like            plan for consideration of DPCC
                 fluorescent lamp other             mercury          Board.      The     Sub-Committee
                        containing     lamp)    and     also,        consists of members from Toxic
                        preparation of HW inventory and              Links and Chinthan.
                        other interventions.
 9.   DD&DNH       i. The      Committee shall invoke the        Status report not submitted.          i.          The           Committee shall
                      powers conferred under clause 23                                                             immediately     submit     the
                      (1) and (2) of the Rules, related to                                                         compliance status report for
                      all damages        caused to the                                                 the              period April-September,
                      environment or third party due to                                                            2020 to      CPCB as       per
                      improper          handling        and                                                        prescribed format.
                      management of the hazardous and                                                        ii.   The Committee shall invoke
                      other wastes, and non-compliance                                                             the powers conferred under
                      respectively.                                                                                clause 23 (1) and (2) of the
                                                                                                                   Rules, related to all damages
                 ii. The                  committee   shall                                                        caused to the environment or
                 habitual        and   serious defaulters                                                          third party due to improper
                                                                                                                   handling and management of

                                                                    26
 S.    STATE/UT
                                DIRECTIONS                            STATUS                RECOMMENDATIONS
NO.
                        under provisions of Environment                                     the hazardous and other

(Protection) Act, 1986. wastes, and non-compliance respectively.

iii. The Committee shall immediately update website with respect to all iii. The committee shall prosecute enforcement actions along with habitual and serious details of industries and action defaulters under provisions of taken. Environment (Protection) Act, 1986.

iv. Initiate action for development of iv. The Committee shall elaborate protocols for pre- immediately update website processing and recycling/ with respect to all enforcement utilization facilities for sound actions along with details of environmental management of HW.

industries and action taken.


                 iii.The    committee shall develop                                   v.    Initiate       action        for
                 laboratory         where     all    HW                                     development     of elaborate
                        parameters as required under the                                    protocols for pre-processing
                      HOWM Rules can be analysed.                                           and recycling/      utilization
                                                                                            facilities for           sound
                 vi. Expedite        conducting         of                                  environmental management of
                 environmental             audit        of                                  HW.
                      common/captive TSDFs available
                      in the State and submit the audit                              vi.    The committee shall develop
                     report to CPCB.                                                        laboratory where all HW
                                                                                            parameters as required under
                                                                                            the HOWM Rules can be
                                                                                            analysed.

                                                                 27
 S.    STATE/UT
                               DIRECTIONS                                      STATUS                               RECOMMENDATIONS
NO.

                                                                                                           vii.     Expedite       conducting      of
                                                                                                                    environmental       audit      of
                                                                                                                    common/captive            TSDFs
                                                                                                                    available in the State and
                                                                                                                    submit the audit report to
                                                                                                                    CPCB.
 10. Goa           i. Board shall expedite the setting up i. Partially Complied                                i.   Board shall expedite setting
                      of common TSDF and           strictly Under construction and detailed on                      up the TSDF in the UT and
                      comply with the timeline provided     the work carried out has been                           shall strictly comply with the
                      for setting up of common TSDF in      provided.                                               timeline    (i.e 31/12/2020)
                      the State.                                                                                    stipulated by the Hon'ble
                                                                                                                    Tribunal for setting up of
                   iv.                   Board    shall ensure ii. Not-complied                                     common TSDF in the State.
                                         that     non-                  No information provided in this ii.         Board shall ensure that non-
                     compliance to be documented while              regard.                                         compliance to be documented
                     processing          authorisation     for                                                      while processing authorisation
                     renewal or inspections in order to                                                             for renewal or inspections in
                     invoke powers of refusal               or                                                      order to    invoke powers of
                     revocation of authorisation as per                                                             refusal    or revocation      of
                     Rules.                                                                                         authorisation as per Rules.
                                                               iii. Complied.                           iii.        Board shall verify and validate
                      ii. Board shall immediately update                                                            the inventory data before
                 website         with respect          to all                                                       accepting the same and adopt
                     enforcement actions           along with                                                       the CPCB's guidelines while
                     details of industries and action                                                               preparation of HW inventory
                     taken.                                                                                         report.
                                                               iv. Partially Complied.


                                                                     28
 S.    STATE/UT
                              DIRECTIONS                                  STATUS                         RECOMMENDATIONS
NO.
                  iv. Board shall verify and validate the                                          iv.   Expedite      conducting       of
                      inventory data before accepting the                                                environmental audit of captive
                      same and adopt the CPCB's                                                          TSDFs available in the State
                      guidelines while preparation of HW                                                 and submit the audit report to
                      inventory report.                   v.   Complied                                  CPCB. In this regard, CPCB
                                                                                                         has      prepared      guidance
                  v. Board needs to take cognizance of The         Goa waste management                  document and same is under
                      aspects while enforcing the relevant corporation has signed MoU for                finalization. Upon finalization,
                                                           undertaking awareness creation                the same will be circulated to
                 rules         (w.r.t. domestic hazardous
                                                           and collection of E-waste across              all      SPCBs/PCCs           for
                      waste and         hazardous waste
                                                           the State of Goa. Fluorescent lamp            conducting audit in line with
                      generated from e-waste rules like
                                                           other mercury containing lamp are             guidance document prepared
                      fluorescent lamp other mercury
                                                           collected from various villages and           by CPCB.
                      containing     lamp)    and    also,
                                                           stored at Solid Waste Management
                      preparation of HW inventory and
                                                           Units. Local bodies      directed to
                      other interventions.
                                                           make provisions for collection and
                                                           storage of domestic HW.



                 vi. Expedite       conducting         of vi. Partially Complied
                      environmental audit of captive          Audit under progress.
                      TSDFs available in the State and
                      submit the audit report to CPCB.

 11. Gujarat     i. Board        shall   submit    the               i.     Partially               i.   Board shall       submit    the
                      environmental    audit    of  all                   Complied                       environmental audit report of
                      common/captive TSDFs exist in the            GPCB has an Environmental             all common and captive TSDFs
                      state to CPCB.                             Audit Scheme wherein        all         existing in the state to CPCB.
                                                                 TSDFs falls under Schedule-I of
                                                                29
 S.    STATE/UT
                            DIRECTIONS                                  STATUS                                RECOMMENDATIONS
NO.
                                                                 the audit scheme and audit is          ii.   Board shall direct operator of
                                                                being carried out through                     TSDFs,      (at     Vadodara,
                                                                approved Schedule-I Auditors.                 Bhavnagar                 and
                                                                To ensure the design and                      Surendranagar) for opening of
                                                                construction quality as per                   escrow   account (as       per
                                                                TSDF protocol, third party and                MoEF&CC            O. M. dated
                                                                RO verification is carried out.               16/04/2009).
 12. Haryana     i. Board shall immediately invoke the            i. Not                                 i.   Board      shall      immediately
                    powers conferred under clause 23            Complied                                      invoke the powers conferred
                    (1) and (2) of the Rules, related to        No information provided in this               under clause 23 (1) and (2) of
                    all damages        caused     to the    regard.                                           the Rules, related to all
                    environment or third party due to                                                         damages      caused       to   the
                    improper          handling        and                                                     environment or third party
                    management of the hazardous and                                                           due to improper handling and
                    other wastes, and non-compliance                                                          management of the hazardous
                    respectively.                                                                             and other wastes, and non-
                                                                                                              compliance respectively.
                 ii. Board shall immediately direct all                                           ii.         Board shall initiate action for
                     the operator of common TSDFs that ii. Complied                                           the      identification       and
                     not to return the HW consignment                                                         quantification         of      the
                     and the consignment needs to be                                                          hazardous waste generation at
                     stored within the      TSDF with                                                         the authorisation stage itself
                     information to the waste generator                                                       and therefore shall adopt the
                     and also the SPCB.                                                                       scientific       principles     as
                                                                                                              enumerated          for      such
                 iii.Board shall initiate action for the                                                      identification                and
                     identification and quantification of iii. Not-complied                                   quantification of HW.


                                                              30
 S.    STATE/UT
                              DIRECTIONS                                   STATUS                              RECOMMENDATIONS
NO.
                      the hazardous waste generation at       No information provided in this
                     the authorisation stage itself and       regard.                                   iii.    Expedite      conducting      of
                     therefore shall adopt the scientific                                                       environmental      audit      of
                     principles as enumerated for such                                                          common and captive TSDFs
                     identification and quantification of                                                       available in the State and
                     HW.                                                                                        submit the audit report to
                                                                                                                CPCB. In this regard, CPCB
                 iv. Expedite         conducting         of                                                     has      prepared    guidance
                 environmental                audit      of iv. Not complied                                   document and same is under
                      common/captive TSDFs available in       Audit not conducted yet. However,                finalization. Upon finalization,
                      the State and submit the audit          direction has been issued to                     the same will be circulated to
                       report to CPCB.                         Regional Officers for conducting                 all      SPCBs/PCCs          for
                                                               the audit.                                       conducting audit in line with
                      v. Board shall immediately upgrade                                                        guidance document prepared
                      the laboratory facility where all HW                                                     by CPCB.
                                                             v. Partially Complied
                      parameters as required under the
                      Rules can be analysed.                   There are 04 laboratories available      iv.    Board    shall    immediately
                                                              with HSPCB (i.e. Gurugram, Hissar,               upgrade     the    laboratory
                                                              Faridabad and Panchkula). Of which,
                                                                                                               facility  where     all   HW
                                                              only    Panchklula     laboratory    is
                                                              accredited. Last external audit was
                                                                                                               parameters as required under
                                                              conducted by NABL on 24-25 May,                  the Rules can be analyzed.
                                                              2019 and       internal audit     was
                                                              conducted on 27/08/202. The Board
                                                              is in the process        of purchasing

laboratory equipment for analysis of remaining parameters i.e. ICP and Gas Chromatography.

31
 S.     STATE/UT
                               DIRECTIONS                                   STATUS                           RECOMMENDATIONS
NO.
   13. Himachal    i. Board shall immediately invoke the i. Complied                                    i.   Board shall       submit     the
       Pradesh        powers conferred under clause 23 The                                                   environmental audit of all
                                                                       desired actions      would be
                      (1) and (2) of the Rules, related to                                                   common and captive TSDFs
                                                               initiated as & when the situation
                      all damages        caused     to the                                                   available in the state to CPCB.
                                                               arises. Further, the State Board
                      environment or third party due to                                                      In this regard, CPCB has
                                                            has          also    constituted      the
                      improper          handling        and                                                  prepared guidance document
                                                               "Hazardous        Waste       Incident
                      management of the hazardous and                                                        and same is under finalization.
                                                               Response Team (HWIRT)" so that
                      other wastes and non-compliance the                                                    Upon finalization, the same
                                                                         provisions       of      the
                      respectively.                                                                          will be circulated        to all
                                                               Rules/guidelines      pertaining    to
                                                                                                             SPCBs/PCCs for conducting

liabilities and financial penalty are audit in line with guidance enforced.

document prepared by CPCB.

ii. Board shall ensure that ii. Complied non- Renewal of authorization are being compliance to be documented while granted to the units after due processing authorization for validation of compliance renewal or inspections in order to parameters.

                      invoke powers of refusal          or
                      revocation of authorization as per
                      Rules.                               iii. Partially Complied

                  v. Board                 shall  submit       The State Board has conducted one
                       environmental     audit   of  all       audit of the TSDF on 29.10.2018.
                       common/captive TSDFs available          Further,        the State Board is in
                       in the state to CPCB.                   process to carryout detailed third
                                                               party audit of TSDF through IITs or
                                                               other reputed agencies.


                                                                  32
 S.     STATE/UT
                                   DIRECTIONS                                         STATUS                                RECOMMENDATIONS
NO.
   14. Jammu    &     i. Board shall immediately invoke the i.             Complied                                    i.   Board      needs    to    take
       Kashmir            powers conferred under clause 23                 Notices issued to 30 defaulting                  cognizance of aspects while
                          (1) and (2) of the Rules, related to             units, of which,     closure orders              enforcing the relevant rules
                          all damages            caused to the             issued to 03 units.                              (w.r.t. domestic hazardous
                          environment or third party due to                                                                 waste and hazardous waste
                          improper             handling          and                                                        generated from e-waste rules
                          management of the hazardous and                                                                   like fluorescent lamp    other
                          other wastes and non-compliance                                                                   mercury containing lamp) and
                          respectively.                                                                                     also, preparation of HW
                      ii. Develop                      framework for ii.   Complied                                         inventory       and      other
                          enforcement of Rules based on                    CPCB framework is being used.                    interventions.

proportionality and precautionary principle. Also, ensure updation of website w.r.t. ii. Board shall immediately enforcement actions along with details of upgrade the laboratory industries and action taken. facility where all HW parameters as required under iii.Board needs to take cognizance of the Rules can be analysed aspects while enforcing the relevant iii. Partially Complied rules (w.r.t. domestic hazardous Communicated the same to iii. Board shall expedite setting waste and hazardous waste Municipal corporation, Jammu and up of TSDF in the state. generated from e-waste rules like directed local bodies vide letter However, till such time fluorescent lamp other mercury dated 20/07/2020. sharing arrangement with containing lamp) and also, authorized TSDF of preparation of HW inventory and neighboring states for disposal other interventions. of hazardous waste may be made.


                                                                     iv. Not-complied

                                                                             33
 S.    STATE/UT
                             DIRECTIONS                                       STATUS                                   RECOMMENDATIONS
NO.
                 iv. Board shall immediately upgrade              Laboratory establishment is under
                     the laboratory facility where all            process and equipments are being
                     HW parameters as required under              procured.
                     the Rules can be analysed
                                                       v. Partial Compliance
                 v. Board shall be expedite setting up           TSDF is being set-up at IGC,
                    of TSDF in the state.                 Samba, Phase-II.       Consent to
                                                          Establish has been granted for one
                                                          year vide letter dated 16/03/2020.



 15. Jharkhand   i. Jharkhand PCB shall bring other          i.   Not-complied                                    i.   Jharkhand PCB shall bring
                    waste in regulatory domain and                No     other      waste     recycling/               other waste in    regulatory
                    also report in its inventory report.          utilization facilities available in the              domain and also report in its
                                                                  State.                                               inventory report.
                 ii. Adopt uniform inspection format
                     for visits and inspection of HW ii.          Complied                                  ii.        Board    shall    immediately
                     handling    facilities  to   ensure                                                               invoke the powers conferred
                     comprehensive inspection as per                                                                   under clause 23 (1) and (2) of
                     the provisions of the Rules.                                                                      the Rules, related to all
                                                                                                                       damages    caused to        the
                 iii.Board shall immediately invoke the                  iii. Information not                          environment or third party
                     powers conferred under clause 23                               provided                           due to improper handling and
                     (1) and (2) of the Rules, related to                                                              management of the hazardous
                     all damages        caused to the                                                                  and other wastes, and non-
                     environment or third party due to                                                                 compliance respectively.
                     improper          handling        and
                     management of the hazardous and

                                                                    34
 S.    STATE/UT
                              DIRECTIONS                                  STATUS                            RECOMMENDATIONS
NO.
                     other wastes, and non-compliance                                                iii.   Board shall ensure that non-
                     respectively.                                                                          compliance to be documented
                                                                                                            while processing authorization
                  iv. Board              shall    ensure that iv. Information Not Provided.                 for renewal or inspections in
                                         non-                                                               order to invoke powers of
                     compliance to be documented while                                                      refusal   or revocation       of
                     processing          authorization    for                                               authorization as per Rules.
                     renewal or inspections in order to
                     invoke powers of refusal              or                                        iv.    Expedite      conducting       of
                     revocation of authorization as per                                                     environmental       audit      of
                     Rules.                                                                                 common and captive TSDFs
                                                              v. Not Complied
                                                                                                            available in the State and
                 v. Expedite               conducting                                                       submit the audit report to
                     environmental       audit      of                                                      CPCB. In this regard, CPCB
                     common/captive TSDFs available                                                         has      prepared      guidance
                     in the State and submit the audit                                                      document and same is under
                     report to CPCB.                                                                        finalization. Upon finalization,
                                                            vi. Complied                                    the same will be circulated to
                 effective       enforcement of Rules                The Board is following CPCB's          all      SPCBs/PCCs           for
                 based         on the       principle   of enforcement           framework     for          conducting audit in line with
                 proportionality           and        also effective          enforcement       of          guidance document prepared
                      precautionary principle.             Hazardous         and      Other  Waste          by CPCB.
                                                                 (Management and Transboundary
                                                                Movement) Rules, 2016.
                                                                                                      v.    Board     shall   immediately
                    vii. Board shall immediately upgrade vii.Not Complied                                   upgrade the laboratory facility
                     the laboratory facility where all HW Samples        are being sent to                  where all HW parameters as
                                                                  laboratories recognized by the


                                                                35
 S.    STATE/UT
                            DIRECTIONS                                      STATUS                             RECOMMENDATIONS
NO.
                   parameters as required under the               Board, having facility to analyze            required under the Rules can
                   Rules can be analysed.                         almost all HW parameters.                    be analysed.

 16. Karnataka   i. Board shall take necessary action             Not submitted the 2nd, 3rd and 4th     i.    Board shall ensure verification
                    for compliance to the HOWM                    quarter compliance report (July,             of closing of the manifests
                    Rules, 2016 and recommendations               2019 to March, 2020).                        received and reconcile the HW
                    of the Monitoring Committee and                                                            handling data.
                                                            i.    Complied
                        vi.  Board shall be directed to                                                  ii.   Shall adopt Uniform format for
                                                submit           (w.r.t.  directed operator      of
                                                                                                               visits and inspections of HW
                    the 2nd,        3rd and 4th quarter            common TSDFs for not returning
                                                                                                               handling facilities is necessary
                    compliance report.                             HW consignment)
                                                                                                               to    ensure comprehensive
                                                          ii.     Partially Complied                           inspections     as    per    the
                 ii. Board shall ensure compliance of
                                                                 (escrow      account opened      by           provisions of the Rules.
                     directions issued by CPCB vide
                     dated 30/01/2019 in case of all               operator of common TSDFs and iii.           Board shall invoke the powers
                     spent    solvent recovery    units            compliance to all the directions            conferred under clause 23 (1)
                     available in the State.                       pertaining to spent solvent                 and (2) of the Rules, related to
                                                                   recovery units not been carried             all damages caused to the
                                                                   out)                                        environment or third party
                                                                                                               due to improper handling and
                                                                                                               management of the hazardous
                                                          iii.    Not complied                                 and other wastes, and non-
                                                                                                               compliance respectively.
                                                                 (w.r.t. action     taken for non-
                                                                   submission of annual returns by iv.         Board shall verify and validate
                                                                 occupiers;       verification    of           the inventory data before
                                                                 inventory; submission of annual               accepting the same and adopt
                                                                 inventory     report to       CPCB;           the CPCB's guidelines while


                                                                   36
 S.    STATE/UT
                 DIRECTIONS                    STATUS                           RECOMMENDATIONS
NO.
                                    verification of closing       of the        preparation of HW inventory
                                       manifests; updation of website           report.
                                     w.r.t.    enforcement     actions;    v.   Board      shall    prosecute
                                    development        of      uniform          habitual     and       serious
                                    inspection format; verification of          defaulters under provisions of
                                    units       before    grant       of        the Environment (Protection)

authorization; invoke the powers Act, 1986. Other alternative conferred under clause 23 (1) regulatory actions including and (2) of the HOWM Rules, refusal and revocation of Authorisation may also be 2016; refusal and revocation of authorization; effective considered in accordance with enforcement of Rules; development the provisions of HOWM Rules, 2016.

                                of     sectoral    process     based
                                generation                    range/ vi.        Board shall update websites
                                  benchmarkings/guidelines for HW               with respect to all enforcement
                                recycling/utilization,   display of             actions along with details of
                                inventory of spent solvent recovery             industries and action taken.
                                  units on website)                  vii.       Board      shall develop       an
                                                                                enforcement framework for
                              iv.      Information not provided:                effective enforcement of Rules
                                                                                based      on      principle    of
                                    (w.r.t    adoption of Uniform
                                                                                proportionality      and     also,
                                    format      for     visits    and           precautionary principle. Such
                                      inspections;   verification   of          framework        will      remove
                                      amount deposited in escrow                ambiguity       in     regulatory
                                      account by Board)                         actions         and          bring
                                                                                transparency,       predictability


                                      37
 S.    STATE/UT
                 DIRECTIONS        STATUS              RECOMMENDATIONS
NO.
                                                       and      consistency         in
                                                       enforcement for actions.
                                            viii.      Board shall develop document
                                                       in recycling and utilisation of
                                                        HW       in   terms      waste
                                                        management           hierarchy
                                                        mandated in the rules across
                                                        all the States in order to
                                                        ensure the level playing field
                                                        for the industry.
                                            ix.        Board    shall also develop
                                                       certain          benchmarks/
                                                       guidelines for the possibilities
                                                       of HW recycle/utilisation on
                                                       case to case basis.
                                                  x.    Board shall develop concept of
                                                        environmental benchmarking
                                                        among the similar industries
                                                        generating HW can be useful
                                                       to ensure consistency and
                                                       uniformity.     The    emerging
                                                        trend of circular economy
                                                        would be a key intervention for
                                                       rationalizing       the     HW
                                                        generation                and
                                                        reuse/utilisation.



                              38
 S.    STATE/UT
                 DIRECTIONS        STATUS            RECOMMENDATIONS
NO.
                                              xi.    Board shall develop sectoral
                                                     process based reasonable HW
                                                     generation range to have
                                                     uniformity in assessing the
                                                     HW generation from industries
                                                     and benchmarking the same
                                                     with its peers,   rather than
                                                     solely depending on industry
                                                     data.
                                              xii.   Expedite      conducting       of
                                                     environmental       audit      of
                                                     common and captive TSDFs
                                                     available in the State and
                                                     submit the audit report to
                                                     CPCB. In this regard, CPCB
                                                     has      prepared     guidance
                                                     document and same is under
                                                     finalization. Upon finalization,
                                                     the same will be circulated to
                                                     all      SPCBs/PCCs          for
                                                     conducting audit in line with
                                                     guidance document prepared
                                                     by CPCB.
                                            xiii.    Board shall direct operator of
                                                     TSDF, Dobbaspet Bangalore
                                                     Rural for opening of escrow
                                                     account (as per MoEF&CC O.
                                                     M. dated 16/04/2009).

                              39
 S.   STATE/UT
                             DIRECTIONS                                    STATUS                           RECOMMENDATIONS
NO
.                                                                                                  xiv.     Board       shall        ensure
                                                                                                            compliance    to     all    the
                                                                                                            directions related to Spent
                                                                                                            Solvent recovery units issued
                                                                                                            vide dated 30/01/2019.

 17. Kerala        i. Board      shall     expedite      the i. Complied                               i.   Initiate action for development
                      development of elaborate protocols                                                    laboratory where all HW
                to        ensure enhanced level and                                                         parameters as required under
                frequency         of    enforcement and                                                     the HOWM Rules can be
                      environmental       monitoring      of                                                analysed.

recycling/ utilisation facilities.

                                                                                                 ii.        Expedite      conducting       of
                iii. Initiate   action for development ii. Partially Complied                               environmental       audit      of
                       laboratory     where    all   HW                                                     common and captive TSDFs
                                                          The    Board's Central Lab        is
                       parameters as required under the                                                     available in the      State and
                                                          accredited    by NABL      & being
                       HOWM Rules can be analysed.                                                          submit the audit report to
                                                          continuously       upgraded      for
                                                                                                            CPCB. In this regard, CPCB
                                                          analysis of all HW parameters. In
                                                                                                            has      prepared      guidance
                                                          case of non- availability of the
                                                                                                            document and same is under
                                                          infrastructure for analysis of some
                                                                                                            finalization. Upon finalization,
                                                          HW parameters it is done through
                                                                                                            the same will be circulated to
                                                          external laboratories.
                                                                                                            all      SPCBs/PCCs           for
                iv. Expedite      conducting       of iii. Not Complied                                     conducting audit in line with
                environmental           audit      of                                                       guidance document prepared
                                                          Audit not conduced yet.
                       common/captive TSDFs available                                                       by CPCB.




                                                                40
 S.    STATE/UT
                                 DIRECTIONS                                     STATUS                             RECOMMENDATIONS
NO.
                         in the State and submit the audit
                         report to CPCB.
 18. Lakshadweep    i.   Shall initiate action for identifying       i. Not submitted the 2nd, 3rdand 4th   i.     Board shall initiate action for
                         hazardous waste generating unit           quarter           compliance     report,        inclusion of Other waste in the
                         and grant authorization to such however,                    quarterly report for          regulatory actions, including
                         units available in the UT.                    July-September,        2020     has         inventory.
                                                                       submitted.                            ii.    Board shall ensure verification
                     ii. Take                      necessary action . Not complied                                 of closing of the manifests
                         compliance to the HOWM Rules, 2016 and                                                    received and reconcile the HW
                                                                       (w.r.t. bringing other waste into
                         recommendationsoftheMonitoringCommittee.                                                  handling data.
                                                                       regulatory actions; development
                                                                       of uniform inspection format and     iii.   Shall     immediately      grant
                    iii. Shall also ensure compliance to the                                                       authorization to units identified
                                                                       enforcement             framework;
                         action     points     suggested        by
                                                                       verification of units before grant          by Lakshadweep PCC.
                         Monitoring committee and submit
                                                                       of authorization; submission of      iv.    Shall develop Uniform format
                         report to CPCB in prescribed
                         format.                                       annual      returns;   invoke   the         for visits and inspections of
                                                                       powers conferred under clause HW                   handling facilities    is
                     iv. Board shall be directed to submit             23 (1) and (2) of the HOWM                  necessary        to       ensure
                         the status on setting up of TSDF or       Rules,           2016;    refusal and           comprehensive inspections as
                   sharing               arrangement         with revocation             of  authorization;        per the provisions of the Rules.
                         authorized common TSDFs of updation                          of    website w.r.t. v.      Board             shall develop
                         neighboring states.                       enforcement                     actions;                       sectoral
                                                                   development                           of        process based reasonable HW
                                                                       benchmarking/guideline for HW               generation    range     to  have
                                                                       recycling/utilization,                      uniformity in assessing the HW
                                                                   environmental             benchmarking          generation from industries and
                                                                                                                   benchmarking the same with its


                                                                      41
 S.    STATE/UT
                 DIRECTIONS                  STATUS                                RECOMMENDATIONS
NO.
                                  among similar industries; and       peers,        rather  than     solely
                                  setting up of TSDF).                     depending on industry data.
                              iii. Partially Complied                     vi.     Board shall invoke the powers
                                  (timeline     i.e.      31.12.2020,           conferred under clause 23 (1)
                                                                                and (2) of the Rules, related to
                                  provided      for       grant     of
                                                                                all damages caused to the
                                  authorization; development of
                                                                                environment or third party due
                                  sectoral      process         based to             improper handling and
                                  generation range; to ensure                     management of the hazardous
                                  effective enforcement of Rules,               and other wastes, and non-
                                  conditional        consent      and           compliance respectively.
                                  authorization has been issued;
                                                                          vii. Board shall prosecute habitual
                                  and laboratory is available)
                                                                                 and serious defaulters under
                              iv. Not Applicable                                provisions of the Environment

(w.r.t. development of elaborated (Protection) Act, 1986. Other protocol for pre-processing, alternative regulatory actions recycling/ utilization as no such including refusal and revocation units available in Lakshadweep, of Authorisation can also be however, administration has explored following the due identified an authorized recycler process.

for used/waste oil at Aluva, ii. Board shall update websites Kerala and transport the items to with respect to all enforcement the mainland for final disposal.) actions along with details of industries and action taken.

iii.

                                                                                  Board                 shall
                                                                                  develop                 an
                                                                       enforcement           framework for
                                                                              effective enforcement of Rules
                                    42
 S.    STATE/UT
                 DIRECTIONS        STATUS           RECOMMENDATIONS
NO.
                                            based             on    principle     of
                                            proportionality            and     also,
                                            precautionary principle.           Such
                                                  framework        will     remove
                                                  ambiguity in regulatory actions
                                                  and       bring     transparency,
                                                  predictability and consistency
                                                   in enforcement for actions.
                                               x. Board shall develop document in
                                                  recycling and utilisation of
                                                  HW in terms waste management
                                                  hierarchy mandated in the rules
                                                  across all the States in order to
                                                  ensure the level playing field for
                                                  the industry.
                                              xi. Board shall also develop certain
                                                  benchmarks/ guidelines for the
                                                  possibilities       of         HW
                                                  recycle/utilisation on case to
                                                  case basis.
                                               viii. Board shall develop concept of
                                                   environmental      benchmarking
                                                   among the similar industries
                                                   generating HW can be useful to
                                                   ensure       consistency     and
                                                   uniformity. The emerging trend
                                                   of circular economy would be a


                              43
 S.    STATE/UT
                 DIRECTIONS        STATUS            RECOMMENDATIONS
NO.
                                            key                intervention      for
                                                   rationalizing the HW generation
                                                   and reuse/utilisation.
                                                xiii. In accordance with the orders
                                            dated           26/08/2019 of       the
                                            Hon'ble Tribunal and             CPCB
                                            report          on categorization of
                                                  States, Board shall submit the
                                                  status on sharing arrangement
                                                  made with authorized common
                                                  TSDFs of neighboring states.
                                             xiv. Board needs to take cognizance
                                                  of aspects while enforcing the
                                                  relevant rules (w.r.t. domestic
                                                  hazardous waste and hazardous
                                                  waste generated from e-waste
                                                  rules like fluorescent lamp other
                                                  mercury containing lamp) and
                                            also,          preparation     of   HW
                                                  inventory        and        other
                                                  interventions.
                                             xv.   Board                     shall
                                                   upgrade the laboratory facility
                                                   where all HW parameters as
                                                   required under the Rules can
                                                   be analyzed.



                              44
 S.    STATE/UT
                              DIRECTIONS                                    STATUS                                RECOMMENDATIONS
NO.



 19. Manipur      i.   Manipur PCB shall bring other i. Partially Complied                                  i.    Manipur PCB shall bring other
                       waste in regulatory domain and                                                             waste in regulatory domain
                       also report in its inventory report.                                                       and also report in its inventory
                                                                                                                  report.
                                                                                                            ii.   The Board shall immediately
                                                                                                                  develop              enforcement
                  ii. Develop enforcement framework for ii. Not Complied                                          framework        for     effective
                 effective      enforcement of Rules        Under development for workshops                       enforcement of Rules based on
                 based         on the      principle   of   and garages.                                          the principle of proportionality
                      proportionality      and       also                                                         and      also      precautionary
                      precautionary principle.                                                                    principle.
                                                                                                     iii.         The Board shall scientifically
                  iii. The Board shall adopt uniform        iii. Complied                                         verify and validate the HW
                       inspection format for visits and                                                           data and facilities before
                       inspections    of HW        handling                                                       grant/         renewal          of
                       facilities.                                                                                authorization.
                                                                                                     iv.          Initiate action for development
                  iv. The Board shall scientifically verify iv. Not complied                                      of laboratory where all HW
                      and validate the HW data and                                                                parameters as required under
                      facilities before grant/ renewal of                                                         the HOWM Rules can be
                      authorization.                                                                              analyzed.
                  v. Board shall verify and validate the v. Partially Complied                              v.    Board shall verify and validate
                      inventory data before accepting the       02 units verified (i.e. IOC LPG                   the inventory data before
                      same and adopt the CPCB's                 bottling plant and IOC Oil Depot).                accepting the same and adopt
                      guidelines while preparation of HW                                                          the CPCB's guidelines while
                      inventory report.

                                                                  45
 S.    STATE/UT
                              DIRECTIONS                                  STATUS                            RECOMMENDATIONS
NO.
                                                                                                            preparation of HW inventory
                 vi. Initiate      action            for vi. Not Complied                                   report.
                     laboratory     where    all    HW       No laboratory available with the         vi.   In accordance with the orders
                     parameters as required under the        SPCB, however, proposal has been               dated 26/08/2019 of the
                     HOWM Rules can be analyzed.             submitted for establishment of the             Hon'ble Tribunal and CPCB
                                                             same.                                          report on categorization of
                                                                                                            States, Board shall submit the
                 vii. Board shall be directed to submit     vii. Not Complied                               status       on       sharing
                      the status on setting up of TSDF or       No action taken.                            arrangement     made     with
                 sharing            arrangement       with                                                  authorized common TSDFs of
                      authorized common TSDFs of                                                            neighboring states.
                      neighboring states.
 20. Madhya      i.   Board       shall    submit      the i. Partially Complied                       i.   Board shall expedite the
     Pradesh           environmental     audit     of   all                                                 environmental audit of all
                                                                MPPCB has developed a format for
                       common/ captive TSDFs exist in                                                       common and captive TSDFs
                                                                conducting the audit and requested
                       the state to CPCB.                                                                   existing in the state and
                                                                CPCB for approval & providing
                                                                                                            submit the report to CPCB.
                                                                guidelines for environmental audit
                                                                                                            Based on the request from
                                                                vide    letter No. 1691       dated
                                                                                                            Madhya Pradesh PCB, CPCB
                                                                17.09.2020. Based on the format,
                                                                                                            has     prepared     guidance
                                                                audit is under process.
                                                                                                            document in this regard and
                                                                                                            same is under finalization.
                                                                                                            Upon finalization, the same
                                                                                                            will be circulated       to all
                                                                                                            SPCBs/PCCs for conducting
                                                                                                            audit in line with guidance
                                                                                                            document prepared by CPCB.



                                                                 46
 S.     STATE/UT
                                   DIRECTIONS                                    STATUS                            RECOMMENDATIONS
NO.
   21. Maharashtra i. Board                   shall    submit i. Partially Complied                           i.   Board shall expedite the
                          environmental     audit     of    all Work          order for audit of 4 ii.             environmental audit of all
                          common/captive TSDFs exist in the          CHWTSDFs in the State is given to             common and captive TSDFs
                          state to CPCB.                             NEERI and the work is in progress.            exist in the state and submit
                      v. Board shall verify the mandatory            Delays caused due to COVID -19                the report to CPCB. In this
                          amount deposited by all TSDFs in           pandemic.                                     regard, CPCB has prepared
                          Escrow Account.                       ii.   Partially Complied                           guidance document and same
                      vi. Board shall provide specific link of       All the 04 facilities have opened             is under finalization. Upon
                          inventory of spent solvent recovery        the Escrow Account, however,                  finalization, the same will be
                          units published on its website.            details on verification of same is            circulated to all SPCBs/PCCs
                                                                     not reported.                                 for conducting audit in line
                                                                iii. Complied                                      with guidance       document
                                                                                                                   prepared by CPCB.
                                                                                                                   Board shall immediately verify
                                                                                                                   the     mandatory      amount
                                                                                                                   deposited by all TSDFs in
                                                                                                                   Escrow Account.

  22. Mizoram          i. Mizoram PCB shall bring other          i. Partially Complied                        i.   Mizoram PCB shall bring other
                          waste in regulatory domain and           Not included in inventory however,              waste in regulatory domain
                          also report in its inventory report.     Board initiated actions in this                 and also report in its inventory
                                                                   regard.                                         report.
                       ii. Board             shall expedite
                                             the                 ii. Not applicable                     ii.        Board     needs     to    take
                          development of elaborate protocols       As there is no HW recyclers and                 cognizance of aspects while
                     to       ensure enhanced level and            utilization facilities in Mizoram.              enforcing the relevant rules
                     frequency       of    enforcement and                                                         (w.r.t. domestic hazardous
                          environmental     monitoring     of                                                      waste and hazardous waste



                                                                     47
 S.    STATE/UT
                              DIRECTIONS                                 STATUS                                 RECOMMENDATIONS
NO.
                                                                                                                generated from e-waste rules
                      iii. Board shall immediately update iii. Complied                                         like fluorescent lamp    other
                 website         with respect      to all      The Board has its website on to                  mercury containing lamp) and
                 enforcement         actions   along with      which information w.r.t. hazardous               also, preparation of HW
                     details of industries and action          wastes are updated.                               inventory       and     other
                     taken.                                                                                      interventions.

                    iv. Board needs to take cognizance of iv. Partially Complied               iii.             Develop       framework      for
                     aspects while enforcing the relevant     Action initiated, however, not                    effective enforcement of Rules
                 rules          (w.r.t. domestic hazardous    reported in HW inventory report.                  based on proportionality and
                      waste and         hazardous    waste                                                      precautionary principle. Also,
                      generated from e-waste rules like                                                          ensure updation of website
                      fluorescent lamp other mercury                                                           w.r.t.     enforcement actions
                      containing      lamp)    and    also,                                                    along with details of industries
                      preparation of HW inventory and                                                                  and action taken.
                      other interventions.
                                                                                                    iv.         Board     shall   immediately
                 ii.Develop      framework for effective v. Not complied                                        upgrade the laboratory facility
                           enforcement of Rules based on     No framework has been prepared                     where all HW parameters as
                        proportionality and precautionary    by the Board as hazardous wastes                   required under the Rules can
                      principle. Also, ensure updation of    generating units are mostly small                  be analyzed.
                      website w.r.t. enforcement actions     unit of Automobiles       repairing
                      along with details of industries and   workshop generating less amount              v.    In accordance with the orders
                      action taken.                          of used oil.                                       dated 26/08/2019        of the
                                                                                                                Hon'ble Tribunal and CPCB
                    vi. Board shall immediately upgrade vi. Not complied                                        report on categorization of
                     the laboratory facility where all HW   Proposal for    upgradation    of                   States, Board shall submit the
                                                            Laboratory was submitted to CPCB
                                                                                                                status     on         sharing

                                                                48
 S.    STATE/UT
                               DIRECTIONS                                      STATUS                              RECOMMENDATIONS
NO.
                     parameters as required under the                                                              arrangement     made  with
                     Rules can be analysed.                   vii. Not complied                                    authorized common TSDFs of
                                                                   Requested Assam PCB for sharing                 neighboring states.
                  vii. Board shall be directed to submit          arrangement     once       TSDF
                       the status on setting up of TSDF or        commissioned/operational.
                 sharing            arrangement       with
                       authorized common TSDFs of
                       neighboring states.
 23. Meghalaya     i. Board shall take necessary action         i.     Not submitted the 2nd, 3rdand         i.    Board shall initiate action for
                      for compliance to the HOWM                       4th quarter compliance report,              inclusion of Other waste in
                      Rules, 2016 and recommendations                  however, quarterly report for               the     regulatory     actions,
                      of the Monitoring Committee.                     July-September, 2020         has            including inventory.
                                                                       submitted.                            ii.   Board        shall       ensure
                        iii. Board shall be directed to         ii. Complied                                       verification of closing of the
                                                submit       (identification                       and             manifests      received     and
                     the 2nd,    3rdand   4th   quarter      quantification                of       HW             reconcile the HW handling
                     compliance report.                      generation;              development    of            data.
                                                                       uniform     inspection   format; iii.       Board shall invoke the powers
                   ii. Board shall be directed to submit                                                           conferred under clause 23 (1)
                                                                       verification of HW data before
                       the status on setting up of TSDF or                                                         and (2) of the Rules, related to
                                                             grant of authorization;               and             all damages caused to the
                 sharing            arrangement       with             documentation       of      non-            environment or third party
                       authorized common TSDFs of                      compliances)                                due to improper handling and
                       neighboring states.                                                                         management of the hazardous
                                                                iii. Partially Complied                            and other wastes, and non-
                                                                     submission of annual report                   compliance respectively.
                                                                                                          iv.      Board shall verify and validate
                                                                     and verification of inventory
                                                                                                                   the inventory data before
                                                                     data
                                                                                                                   accepting the same and adopt

                                                                     49
 S.    STATE/UT
                 DIRECTIONS                 STATUS                          RECOMMENDATIONS
NO.
                                                                            the CPCB's guidelines while
                              iv.   Not Complied                            preparation of HW inventory
                                    (w.r.t.    bringing other waste         report.
                                    into regulatory actions; invoke    v.   Board       shall   prosecute
                                      the powers conferred under            habitual      and      serious
                                       clause 23 (1) and (2) of the         defaulters under provisions
                                                                            of      the       Environment
                                 HOWM Rules, 2016; refusal
                                                                             (Protection) Act, 1986. Other
                                 and          revocation          of         alternative          regulatory
                                 authorization of violators and              actions including refusal and
                                 habitual defaulters; updation               revocation of Authorisation
                                 of website w.r.t. enforcement               can     also be         explored
                                 actions;     Development         of         following the due process.
                                   enforcement framework for            vi.  Board shall update websites
                                                                             with      respect      to     all
                                 effective enforcement of Rules;
                                                                             enforcement actions along
                                   development of approaches                 with details of industries
                                 w.r.t.    waste     management              and action taken.
                                 hierarchy,                          vii.    Board shall develop an
                                 benchmarking/guideline        for           enforcement framework for
                                 HW         recycling/utilization,           effective    enforcement       of
                                 environmental benchmarking                  Rules  based  on  principle  of
                                                                             proportionality and also,
                                 among similar industries; and
                                                                            precautionary           principle.
                                 setting up of TSDF).                        Such framework will remove
                              v. Partially Complied                          ambiguity in         regulatory
                                 (w.r.t.     reconciliation      of          actions       and          bring
                                 manifest;       timeline      i.e.          transparency,     predictability
                                 31.12.2020 provided           for           and        consistency         in
                                 development        of    sectoral           enforcement   for  actions.


                                    50
 S.    STATE/UT
                 DIRECTIONS                  STATUS                              RECOMMENDATIONS
NO.
                                    process based generation             viii.    Board shall develop sectoral
                                    range;      timeline       i.e.               process based reasonable
                                     31.03.2023 provided       for                HW generation range to have
                                     commissioning of laboratory                  uniformity in assessing the
                                     facility)                                    HW        generation      from
                                                                                  industries                 and
                              vi.    Not Applicable                              benchmarking the same with
                                    (w.r.t.      development        of            its peers, rather than solely
                                     elaborated protocols for pre-               depending on industry data.
                                     processing,           recycling/
                                                                          ix.     Board       shall       develop
                                     utilization units as no such
                                                                                  document in recycling and
                                     units     are    available    in
                                                                                  utilisation of HW in terms
                                     Meghalaya)
                                                                                  waste             management
                                                                                  hierarchy mandated in the
                                                                                  rules across all the States in
                                                                                  order to       ensure the level
                                                                                  playing field for the industry.
                                                                          x.      Board shall also develop
                                                                                  certain
                                                                                  benchmarks/guidelines for
                                                                                  the possibilities of HW
                                                                                  recycle/utilisation on case to
                                                                                  case basis.
                                                                          xi.     Board shall develop concept
                                                                                  of              environmental
                                                                                  benchmarking among the
                                                                                  similar industries generating
                                                                                  HW can be useful to ensure
                                                                                  consistency and uniformity.
                                                                                  The emerging trend            of
                                                                                  circular economy would be a

                                    51
 S.    STATE/UT
                 DIRECTIONS        STATUS            RECOMMENDATIONS
NO.
                                                     key      intervention     for
                                                     rationalizing     the    HW
                                                     generation               and
                                                     reuse/utilisation.

                                              xii.   In accordance with the orders
                                                     dated 26/08/2019 of the
                                                     Hon'ble Tribunal and CPCB
                                                     report on categorization of
                                                     States, Board shall submit the
                                                     status       on       sharing
                                                     arrangement     made     with
                                                     authorized common TSDFs of
                                                     neighboring states.

                                            xiii.    Board      needs    to    take
                                                     cognizance of aspects while
                                                     enforcing the relevant rules
                                                     (w.r.t. domestic hazardous
                                                     waste and hazardous waste
                                                     generated from e-waste rules
                                                     like fluorescent lamp    other
                                                     mercury containing lamp) and
                                                     also, preparation of HW
                                                     inventory       and      other
                                                     interventions.




                              52
 S.    STATE/UT
                                DIRECTIONS                                  STATUS                  RECOMMENDATIONS
NO.
                                                                                     xiv.           Board    shall    immediately
                                                                                                    upgrade     the    laboratory
                                                                                                    facility  where     all  HW
                                                                                                    parameters as required under
                                                                                                    the Rules can be analysed.
 24. Nagaland     i.   Develop                      framework for i. Not Complied           i.      Board                   shall
                       enforcement of Rules based on                                                submit the compliance status
                       proportionality and precautionary principle.                                 report for the period April-
                       Also, ensure updation of website w.r.t.                                      September, 2020 to CPCB as
                       enforcement actions along with details of                                    per prescribed format.
                       industries and action taken.
                                                                                            ii.     Develop       framework      for
                  ii. Nagaland PCB shall bring other                                                effective enforcement of Rules
                      waste in regulatory domain and ii. Not Complied                               based on proportionality and
                      also report in its inventory report.                                          precautionary principle. Also,
                                                                                                    ensure updation of website
                  iii. Board               shall expedite                                           w.r.t. enforcement      actions
                                           the              iii. Not Complied                       along with details of industries
                      development of elaborate protocols                                            and action taken.
                 to       ensure enhanced level and
                 frequency        of    enforcement and                              iii.         Nagaland            PCB shall
                      environmental       monitoring     of                                         other waste in     regulatory
                      recycling/ utilisation facilities.                                            domain and also report in its
                                                                                                    inventory report.

iv. Board shall initiate action for the iv. Not Complied identification and quantification of iv. Board shall expedite the hazardous waste generation at development of elaborate the authorisation stage itself and protocols to ensure enhanced 53 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

therefore shall adopt the scientific level and frequency of principles as enumerated for such enforcement and identification and quantification of environmental monitoring of HW. recycling/ utilisation facilities.

v. The Board shall scientifically verify v. Not Complied v. Board shall initiate action for and validate the HW data and the identification and facilities before grant/ renewal of quantification of the authorization. hazardous waste generation at the authorisation stage itself vi. Board shall immediately update vi. Not complied and therefore shall adopt the website with respect to all scientific principles as enforcement actions along with enumerated for such details of industries and action identification and taken quantification of HW.

vii. Not complied vii. Board shall immediately upgrade vi. The Board shall scientifically the laboratory facility where all HW verify and validate the HW parameters as required under the data and facilities before Rules can be analyzed. grant/ renewal of authorization.

viii. Board shall be directed to submit viii. Not complied the status on setting up of TSDF or vii. Board shall immediately sharing arrangement with update website with respect to authorized common TSDFs of all enforcement actions along neighboring states. with details of industries and action taken 54 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

                                                                                                          viii.        Board    shall    immediately
                                                                                                                       upgrade     the    laboratory
                                                                                                                       facility  where     all   HW
                                                                                                                       parameters as required under
                                                                                                                       the Rules can be analyzed.

                                                                                                               ix.     Board shall be directed to
                                                                                                                       submit the status on setting
                                                                                                                       up of TSDF       or    sharing
                                                                                                                       arrangement with authorized
                                                                                                                       common TSDFs of neighboring
                                                                                                                       states.

 25. Odisha      i. Board                      shall   submit i. Partial compliance                               i.   Board shall expedite the
                         environmental       audit    of   all         Board issued letter to operator/                environmental audit of all
                         common/captive TSDFs exist in the         occupier of TSDF to engage Board's                  common and captive TSDFs
                         state to CPCB.                             approved       organization      for               exist in the state and submit
                                                                    conducting audit and submitting                    the audit report to CPCB. In
                                                                    report by 15th October,2020.                       this regard,       CPCB     has
                    iii. Odisha PCB shall bring other waste                                                            prepared guidance document
                         in regulatory domain and also         ii. Partially Complied                                  and same is under finalization.
                         report in its inventory report.                 One unit has been authorized,                 Upon finalization, the same
                                                                    however not reported in HW                         will be circulated       to all
                    iv. Board needs to take cognizance of           inventory report.                                  SPCBs/PCCs for conducting
                         aspects while enforcing the relevant                                                          audit in line with guidance
                 rules             (w.r.t. domestic hazardous                                                          document prepared by CPCB.
                         waste and         hazardous     waste iii. Partially Complied                   ii.           Odisha PCB shall bring other
                         generated from e-waste rules like                                                             waste in regulatory domain

                                                                     55
 S.    STATE/UT
                               DIRECTIONS                                STATUS                            RECOMMENDATIONS
NO.
                         fluorescent lamp other mercury      Material recovery facilities have             and also report in its inventory
                      containing    lamp)   and    also,     been developed by 77 nos of ULBs,             report.
                      preparation of HW inventory and        however, not reported in HW
                      other interventions.                   inventory report.                 iii.        Board      needs    to     take
                                                                                                           cognizance of aspects while
                                                                                                           enforcing the relevant rules
                                                                                                           (w.r.t. domestic hazardous
                                                                                                           waste and hazardous waste
                                                                                                           generated from e-waste rules
                                                                                                           like fluorescent lamp     other
                                                                                                           mercury containing lamp) and
                                                                                                           also, preparation of HW
                                                                                                           inventory       and       other
                                                                                                           interventions.
 26. Puducherry    i. Board shall immediately invoke the i. Not complied                              i.   PPCC      shall    immediately
                      powers conferred under clause 23          No information provided in this            invoke the powers conferred
                      (1) and (2) of the Rules, related to  regard.                                        under clause 23 (1) and (2) of
                      all damages        caused to the                                                     the Rules, related to all
                      environment or third party due to                                                    damages      caused    to    the
                      improper          handling        and                                                environment or third party
                      management of the hazardous and                                                      due to improper handling and
                      other wastes, and non-compliance                                                     management of the hazardous
                      respectively.                                                                        and other wastes, and non-
                                                                                                           compliance respectively.
                  ii. Initiate           action         for ii. Partial Compliance
                         laboratory    where     all   HW      Facility   available with PPCC, ii.         Initiate action for development
                         parameters as required under the      accredited for ambient air, stack           laboratory where        all HW
                         HOWM Rules can be analysed.                                                       parameters as required under

                                                                56
 S.    STATE/UT
                              DIRECTIONS                                   STATUS                             RECOMMENDATIONS
NO.
                                                                emission, noise level, effluent,              the HOWM Rules can be
                                                                ground water, river & lake.                   analyzed.
                     iii. Board shall be directed to

expedite setting up of TSDF and iii. Complied submit the status. Sharing arrangement is made with TSDF facility M/s Mother Earth Enviro Tech Limited, Bangalore.

The copy of agreement is provided.

27. Punjab i. The Board shall adopt uniform i. Complied i. Board shall submit the inspection format for visits and environmental audit report of inspections of HW handling all common and captive TSDFs facilities. exist in the state to CPCB. In this regard, CPCB has ii. Board shall submit ii. Not Complied prepared guidance document environmental audit report of all The field offices have already been and same is under finalization. common/captive TSDFs exist in instructed to carry out Upon finalization, the same the state to CPCB. Environmental Audit will be circulated to all SPCBs/PCCs for conducting iii.Board needs to take cognizance of iii. Partially Complied audit in line with guidance aspects while enforcing the relevant The Distt level committees document prepared by CPCB.

                 rules          (w.r.t. domestic hazardous      instructed the EO's of the ULBs to
                       waste and         hazardous   waste      inspect and make action plan to
                                                                                                   ii.        Board      needs    to    take
                       generated from e-waste rules like        bring domestic hazardous waste
                                                                                                              cognizance of aspects while
                       fluorescent lamp other mercury           and     fluorescent   and    other
                                                                                                              enforcing the relevant rules
                       containing      lamp)    and   also,     mercury containing lamps into the
                                                                                                              (w.r.t. domestic hazardous
                       preparation of HW inventory and          ambit of annual inventory.
                                                                                                              waste and hazardous waste
                       other interventions.                                                                   generated from e-waste rules
                                                                                                              like fluorescent lamp    other

                                                                  57
 S.    STATE/UT
                             DIRECTIONS                                         STATUS                                RECOMMENDATIONS
NO.
                 iv. Board shall immediately upgrade                        iv. Partially                             mercury containing lamp) and
                     the laboratory facility where all                         Complied                               also, preparation of HW
                     HW parameters as required under                 Board has facility for analysis of               inventory      and     other
                     the Rules can be analysed.                      physico-chemical, heavy metals,                  interventions.
                                                                     pesticides and microbiology only
                 v. Board shall ensure compliance of                                                      iii.        Board    shall    immediately
                    directions issued by CPCB vide vi. Complied                                                       upgrade     the     laboratory
                    dated 30/01/2019 in case of all                                                                   facility  where      all  HW
                    spent    solvent recovery    units                                                                parameters as required under
                    available in the State.                                                                           the Rules can be analysed.

 28. Rajasthan   i. Board shall immediately invoke the i.       Partially Complied.                              i.   Board    shall    immediately
                    powers conferred under clause 23             Board has not invoked powers                         invoke the powers conferred
                    (1) and (2) of the Rules, related to          conferred under 23(1) and (2),                      under clause 23 (1) and (2) of
                    all damages caused            to the however,          authorized of 18                           the Rules, related to all
                    environment or third party due to           defaulting units have been                            damages    caused to        the
                    improper         handling         and       refused/revoked.                                      environment or third party
                    management of the hazardous and                                                                   due to improper handling and
                    other wastes, and non-compliance                                                                  management of the hazardous
                    respectively.                                                                                     and other wastes, and non-
                                                                                                                      compliance respectively.
                 ii. Rajasthan             PCB        shall    ii.      Not Complied
                     framework for effective enforcement of                                               ii.         Rajasthan PCB shall develop
                     Rules based on proportionality and                                                               framework      for    effective
                     precautionary principle.                                                                         enforcement of Rules based on
                                                                                                                      proportionality            and
                 iii.Board shall initiate action for the                                                              precautionary principle.
                     identification and quantification of     iii.     Partially Complied

                                                                      58
 S.    STATE/UT
                              DIRECTIONS                                     STATUS                             RECOMMENDATIONS
NO.
                      the hazardous waste generation at              Board has informed           that   iii.   Board         shall        ensure
                        the authorisation stage itself and           scientific    principle    based           identification                and
                       therefore shall adopt the scientific          identification               and           quantification        of       the
                      principles as enumerated for such              quantification is not being                hazardous waste generation at
                     identification and quantification of            carried       out.      However,            the authorisation stage itself
                     HW.                                             identification              and             and therefore shall adopt the
                                                                     quantification on the basis of              scientific     principles      as
                                                                     records and forms filled is                 enumerated         for      such
                                                                     being carried out by Regional               identification               and
                                                                     Offices.                                    quantification of HW.
                 iv. Expedite        conducting        of
                 environmental        audit of the    all     iv.    Partially Complied                  iv.    Expedite       conducting     of
                        common/captive TSDFs available               Work order has been placed for             environmental audit of the all
                      in the State and submit to CPCB                environmental audit by M/s                 common and captive TSDFs
                                                                     Balotra    Waste Management                available in the     State and
                                                                     Ltd.                                       submit to CPCB. In this
                     v. Board shall verify the mandatory                                                        regard, CPCB has prepared
                     amount deposited by all TSDFs in         v.     Complied                                   guidance document and same
                     Escrow Account.                                                                            is under finalization. Upon
                                                                                                                finalization, the same will be
                    vi. Board shall expedite development                                                        circulated to all SPCBs/PCCs
                 of       laboratory where all       HW       vi.    Partially Complied                         for conducting audit in line
                     parameters can be analyzed.                                                                with     guidance    document
                                                                                                                prepared by CPCB.

vii. Rajasthan PCB shall initiate action to bring other waste in regulatory vii. Partially Complied v. Board shall expedite domain and also report in its Board has informed that it has development of laboratory inventory report. issued office order dated 59 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

25/08/2020 to identify units where all HW parameters can which are engaged in handling be analyzed. other waste and bring it into the regulatory ambit. vi. Rajasthan PCB shall ensure to bring other waste in regulatory viii. Board shall submit the compliance domain and also report in its status w.r.t. spent solvent recovery viii. Partially Complied inventory report. unit in the prescribed format as the Rajasthan PCB has verified details on action taken on erring only 01 unit, out of 03 units, vii. Board shall ensure units, inventory, interaction manifest system is being compliance w.r.t. all points as programme, etc. have not be followed up by only 01 unit, no per CPCB direction dated submitted by Board. action has been taken against 30/01/2019 and submit erring units, and also no updated compliance statues. interaction programs has been conducted with stakeholders.

29. Sikkim i. Board shall immediately update its i. Complied i. Board shall immediately prepare website with respect to all Till date no accidents or non- enforcement framework for enforcement actions along with compliance to the HW has been effective enforcement of Rules details of industries and action reported. based on principle of taken. proportionality and also, precautionary principle.

ii. Board shall immediately prepare viii. Not complied enforcement framework for effective Under preparation. ii. Board shall take necessary action enforcement of Rules based on to bring other waste in regulatory principle of proportionality and domain, as envisaged in the rules also, precautionary principle. and also report the same in the 60 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

iii. Board shall take necessary action inventory report on hazardous to bring other waste in regulatory and other waste management. domain, as envisaged in the rules iii. Not complied and also report the same in the Not applicable as the import and iii. Board needs to take cognizance of inventory report on hazardous and export of waste falling under aspects while enforcing the other waste management. Schedule III Part B & D of the relevant rules (w.r.t. domestic Hazardous & Other Wastes hazardous waste and hazardous (Management & Transboundary waste generated from e-waste Movement) Rules, 2016 is not rules like fluorescent lamp other reported. Also customs office and mercury containing lamp) and ports are not set up in the state. also, preparation of HW inventory However, the other waste and other interventions.

(indigenously generated) shall also be required to be included in the iv. Board shall immediately upgrade iv. Board needs to take cognizance of inventory report. the laboratory facility where all aspects while enforcing the relevant HW parameters as required under rules (w.r.t. domestic hazardous iv. Partial Compliance the Rules can be analyzed. waste and hazardous waste SPCB-Sikkim has conducted generated from e-waste rules like sensitization & capacity building fluorescent lamp other mercury programme for concerned containing lamp) and also, departments, ULBs, BACs & GPUs.

                          preparation of HW inventory and        The UDD has also been apprised
                      other interventions.                   with        regard to collection and
                                                                       channelization of Domestic HW
                                                             during          various       departmental
                                                             meetings         of SLC        and SLAB
                  v. Board shall immediately upgrade             meetings.
                     the laboratory facility where all HW

                                                                 61
 S.    STATE/UT
                               DIRECTIONS                                  STATUS                             RECOMMENDATIONS
NO.
                      parameters as required under the     v.   Not Complied
                      Rules can be analyzed.                    Laboratory for hazardous waste is
                                                                yet to be set up. HW is currently
                                                                analyzed in NABL accredited
                                                                laboratory of West Bengal Waste
                   vi. Board shall be directed to submit        Management Ltd.
                       the status on setting up of TSDF or
                  sharing            arrangement       with vi. Complied
                       authorized common TSDFs of               The HW generated in the state of
                       neighboring states.                      Sikkim is transported to M/s West
                                                                Bengal Waste Management Ltd.,
                                                                Haldia, West Bengal for disposal.
                                                                The Sikkim SPCB has also
                                                                initiated      co-processing    of
                                                                Hazardous Waste in cement plants
                                                                located in Assam and Meghalaya.
 30. Tamil Nadu     i. Board shall initiate action for the  i.   Complied                                i.   Board       shall        ensure
                       identification and quantification of     TN PCB       has been granted                 documentation        of     non-
                       the hazardous waste generation at        authorization under HOWM Rules,               compliance while processing
                       the authorisation stage itself and       2016 after checking                           authorisation for renewal or
                       therefore shall adopt the scientific              material                             inspections in order to invoke
                       principles as enumerated for such        balance and quantification of the             powers of refusal or revocation
                       identification and quantification of     hazardous waste generation from               of authorisation as per Rules.
                       HW.                                      process activity, etc.             ii.        Board     shall     immediately
                                                                                                              prepare             enforcement
                    ii. Board shall ensure documentation                                                      framework       for     effective
                        of non-compliance while processing ii. Not complied                                   enforcement of Rules based on
                  authorisation         for renewal     or     No information provided in this                principle of proportionality
                                                               regard.
                                                                 62
 S.    STATE/UT
                              DIRECTIONS                                     STATUS                               RECOMMENDATIONS
NO.
                 inspections      in order to invoke                                                              and    also,      precautionary
                     powers of refusal or revocation of                                                           principle.
                     authorisation as per Rules.
                                                                                                           iii.   Expedite      conducting       of
                     iii. Board shall immediately prepare    iii. Not Complied                                    environmental      audit       of
                     enforcement framework for effective           TN PCB has developed "monitoring               common and captive TSDFs
                           enforcement of Rules based on    protocol"         for    industries     and           available in the State and
                 principle       of proportionality   and   "monitoring         teams" have been                  submit the audit report to
                      also, precautionary principle.        formed          for   regular/     surprise           CPCB. In this regard, CPCB
                                                            inspections           at zonal        level.          has      prepared     guidance
                                                            Hazardous             waste       incidents           document and same is under
                                                            response          team has also been                  finalization. Upon finalization,
                                                                  formed        for        undertaking            the same will be circulated to
                                                                  investigations of illegal disposal of           all      SPCBs/PCCs          for
                                                                  HW, assessment of environmental                 conducting audit in line with
                                                                  damages and implementation of                   guidance document prepared
                                                                  remedial work, etc.                             by CPCB.



                      iv. Board shall ensure adoption of
                 Uniform         format for visits and
                     inspections     of HW     handling iv. Complied
                     facilities.

                 v. Expedite      conducting       of
                 environmental          audit      of

common/captive TSDFs available v. Not complied 63 S. STATE/UT DIRECTIONS STATUS RECOMMENDATIONS NO.

in the State and submit the audit TNPCB is taking action in this report to CPCB. regard, however, no such audit report has been submitted vi. Board shall provide specific link of inventory of spent solvent recovery units published on its website. vi. Complied

31. Telangana i. Board shall immediately invoke the i. Complie i. Expedite conducting of powers conferred under clause 23 d environmental audit of (1) and (2) of the Rules, related to Compensation and closure common and captive TSDFs all damages caused to the directions have been issued to available in the State and environment or third party due to defaulting units. submit the audit report to improper handling and CPCB. In this regard, CPCB management of the hazardous and has prepared guidance other wastes, and non-compliance document and same is under respectively. finalization. Upon finalization, ii. Expedite conducting the same will be circulated to environmental audit of all SPCBs/PCCs for ii. Not complied common/captive TSDFs available conducting audit in line with Under process. guidance document prepared in the State and submit the audit report to CPCB. by CPCB.

ii. Board shall verify and validate iii. Board shall verify and validate the the inventory data before inventory data before accepting the accepting the same and adopt iii. Partially Complied the CPCB's guidelines while same and adopt the CPCB's guidelines while preparation of HW preparation of HW inventory inventory report. report.

64
 S.    STATE/UT
                               DIRECTIONS                                    STATUS                             RECOMMENDATIONS
NO.
                  iv. Board      immediately       update

inventory of Spent Solvent Recovery iv. Complied. Unit available in their States on Board's website and provide the link of same.

32. Tripura i. Board shall immediately prepare i. Partially Complied i. Board shall immediately enforcement framework for effective Initiative has been taken by prepare enforcement enforcement of Rules based on TSPCB. framework for effective principle of proportionality and enforcement of Rules based on also, precautionary principle. principle of proportionality and also, precautionary ii. Board shall take necessary action principle.

to bring other waste in regulatory ii. Not complied ii. Board shall take necessary domain, as envisaged in the rules action to bring other waste in and also report the same in the regulatory domain, as inventory report on hazardous and envisaged in the rules and also other waste management. report the same in the inventory report on hazardous iii. Board shall expedite and other waste management.

                                         the                iii. Not complied
                     development of elaborate protocols          Initiative has been taken.              iii.   Board shall expedite           the
                 to      ensure enhanced level and                                                              development      of    elaborate
                 frequency       of    enforcement and                                                          protocols to ensure enhanced
                     environmental       monitoring      of                                                     level   and frequency           of
                     recycling/utilisation facilities                                                           enforcement                   and
                                                            iv. Complied                                        environmental monitoring of
                 iv. Board shall verify and scientifically                                                      recycling/utilisation facilities


                                                                   65
 S.    STATE/UT
                              DIRECTIONS                                  STATUS                          RECOMMENDATIONS
NO.
                 before        grant    or   renewal   of
                      authorization                                                                 iv.   Board                 needs to
                                                                                                                                take
                  v. Board needs to take cognizance of                                                    cognizance of aspects while
                      aspects while enforcing the relevant v. Partially Complied                          enforcing the relevant rules
                 rules         (w.r.t. domestic hazardous     Initiative has been taken, however,         (w.r.t. domestic hazardous
                      waste     and hazardous       waste     not reported        in HW inventory         waste and hazardous waste
                      generated from e-waste rules like       report.                                     generated from e-waste rules
                      fluorescent lamp other mercury                                                      like fluorescent lamp      other
                      containing      lamp) and      also,                                                mercury containing lamp) and
                      preparation of HW inventory and                                             also,            preparation of HW
                      other interventions                                                                 inventory        and       other
                                                                                                          interventions
                  vi. Board shall be directed to submit
                      the status on setting up of TSDF or vi.
                                                           Not Complied                             v.    Board shall submit the status
                 sharing           arrangement       with The matter has been taken up with               on sharing arrangement with
                      authorized common TSDFs of          government of Assam to share the                authorized common TSDFs of
                      neighboring states.                 TSDF of Assam State. The State                  neighboring states.
                                                          Government has not identified any
                                                          site for setting up of common TSDF.
 33. Uttar           i. Board shall immediately update i. Not Complied                               i. Board shall immediately update
     Pradesh     website         with respect     to all  No action has been taken in this             website with respect to all
                     enforcement actions       along with regard.                                      enforcement actions along with
                     details of industries and action                                                  details of industries and action
                     taken.                                                                            taken.

                  ii. Board shall immediately direct all    ii. Not complied                       ii. Board shall immediately direct all
                      the operator of common TSDFs not                                                 the operator of common TSDFs

                                                                66
 S.    STATE/UT
                               DIRECTIONS                                    STATUS                              RECOMMENDATIONS
NO.
                      to return the HW consignment and                                                  not         to   return    the     HW
                     the consignment needs to be stored                                                 consignment             and       the
                       within the TSDF with information                                                       consignment needs to be stored
                     to the waste generator and also the                                                    within the TSDF with information
                     SPCB.                                                                                  to the waste generator and also
                                                                                                            the SPCB.
                 iii. Expedite             conducting       of iii. Not complied
                 environmental                   audit      of       Common TSDF operator has been iii. Expedite               conducting        of
                           common/captive TSDFs available           directed to submit audit report.             environmental audit of common
                           in the State and submit the audit                                                      and captive TSDFs available in
                        report to CPCB.                                                                           the State and submit the audit
                                                                iv. Partially Complied                         report to CPCB. In this regard,
                      iv. Board needs to take cognizance of            Action has been initiated in this       CPCB has prepared guidance
                        aspects while enforcing the relevant          regard,  however, not reported  in            document and same is under
                 rules             (w.r.t. domestic hazardous      HW inventory report.                       finalization. Upon finalization, the
                 waste            and       hazardous   waste                                                        same will be circulated to all
                            generated from e-waste rules like                                            SPCBs/PCCs              for   conducting
                             fluorescent lamp other mercury                                              audit         in line with guidance
                 containing              lamp)     and   also,                                                document prepared by CPCB.
                         preparation of HW inventory and
                         other interventions.                                                             iv. Board needs to take cognizance of
                                                               v. Not complied                           aspects          while enforcing the
                     v. Board shall submit the compliance               No information provided in this relevant          rules (w.r.t. domestic
                          status on the directions issued by        regard.                                     hazardous waste and hazardous
                            CPCB vide dated 30/01/2019 on                                                          waste generated from e-waste
                            Spent Solvent Recovery units, as                                                    rules like fluorescent lamp other
                       the same has not received by CPCB.                                                          mercury containing lamp) and



                                                                    67
 S.    STATE/UT
                                 DIRECTIONS                                 STATUS                              RECOMMENDATIONS
NO.
                                                                                                             also, preparation of HW inventory
                                                                                                             and other interventions.

                                                                                                     v. Board                shall submit
                                                                                                          compliance     status on       the
                                                                                                          directions issued by CPCB vide
                                                                                                          dated    30/01/2019 on Spent
                                                                                                          Solvent Recovery units, as the
                                                                                                          same has not received by CPCB.
 34. Uttarakhand   i.    Board                 shall           The    information provided      by      i.      Board                     shall
                                        immediately direct      Uttarakhand SPCB is not as per                  submit the compliance status
                         operator of common TSDF for not        the prescribed format and does                  report for the period April-
                         returning the hazardous waste          not includes the status on all the              September, 2020 to CPCB as
                         consignment and the same shall         action points.                                  per prescribed format.
                         be stored within the premises with                                             ii.     Board shall immediately direct
                         information to generating unit and                                                     operator of common TSDF for
                         board.                                                                                 not returning the hazardous
                                                                                                                waste consignment and the
                   ii.   Board shall immediately prepare                                                        same shall be stored within
                         enforcement framework for effective                                                    the premises with information
                         enforcement of Rules based on                                                          to generating unit and board.
                         principle of proportionality   and
                         also, precautionary principle.                                              iii. Board                        shall
                                                                                                     prepare                   enforcement
                   iii. Board shall also initiate action for                                                 framework     for     effective
                        upgradation of laboratory, where                                                     enforcement of Rules based on
                        all parameters listed under rules,                                           principle         of    proportionality
                        can be analysed.

                                                                    68
 S.    STATE/UT
                              DIRECTIONS                         STATUS               RECOMMENDATIONS
NO.
                   iv. Board needs to take cognizance of                              and    also,     precautionary
                     aspects while enforcing the relevant                             principle.
                  rules (w.r.t. domestic hazardous waste                              Board shall also initiate action
                                 and hazardous waste
                                                                          iv.
                     generated from e-waste rules like                                for upgradation of laboratory,
                     fluorescent lamp other mercury                                   where all parameters listed
                 containing         lamp)   and     also,                       v.     under rules, can be analysed.
                      preparation of HW inventory and                                  Board     needs     to   take
                      other interventions.                                             cognizance of aspects while


                 v. Expedite          conducting       of                             enforcing the relevant rules
                 environmental             audit       of                             (w.r.t. domestic hazardous
                       common/captive TSDFs available                                 waste and hazardous waste
                        in the State and submit the audit                             generated from e-waste rules
                      report to CPCB.                                                  like fluorescent lamp    other
                                                                                       mercury containing lamp) and
                                                                                       also, preparation of        HW
                                                                                       inventory       and      other
                                                                                       interventions.

                                                                                vi.   Expedite    conducting     of
                                                                                      environmental     audit    of
                                                                                      common and captive TSDFs
                                                                                      available in the State and
                                                                                      submit the audit report to

                                                                                      CPCB. In this regard, CPCB
                                                                                      has    prepared      guidance
                                                                                      document and same is under

                                                            69
 S.     STATE/UT
                                   DIRECTIONS                                STATUS                          RECOMMENDATIONS
NO.
                                                                                                             finalization. Upon finalization,
                                                                                                             the same will be circulated to
                                                                                                             all      SPCBs/PCCs          for
                                                                                                             conducting audit in line with
                                                                                                             guidance document prepared
                                                                                                             by CPCB.
 35. West Bengal      i.   Expedite        conducting        of i. Partial Compliance                   i.   West    Bengal    PCB shall
                           environmental          audit      of    Environmental audit conducted to          immediately     submit    the
                           common/captive TSDFs available in       CHWTSDF by engaging Indian                environmental audit report of
                           the State and submit the audit          Institute of Social   Welfare and         common TSDFs and shall
                           report to CPCB.
                                                                   Business Management (IISWBM),             also initiate audit of captive
                                                                   however report not submitted to           TSDFs operating in the state
                                                                   CPCB.                                     and submit the audit report
                     ii.   Board shall provide specific link of                                              to CPCB.

inventory of spent solvent recovery ii. Complied units published on its website.

Status on compliance of the recommendations pertaining to CPCB:

1. Development of National Hazardous Waste Tracking System for effective enforcement of rules including verification and reconciliation of manifest system for movement of hazardous waste.

Status: The development of above tracking system is under process. Further, for the development of National Hazardous Waste Tracking System, CPCB requested Ministry of Environment, Forest and Climate Change for considering the National Hazardous Waste Tracking System under Central Sector Scheme of Hazardous Substance Management Division. The said project was also discussed in the meeting convened by MoEF&CC on 18/11/2020 and minutes of the said meeting is awaited. Recommendation: CPCB shall expedite the process of developing National Hazardous Waste Tracking System. Till the development of above tracking system, SPCBs/PCCs shall ensure effective enforcement of rules including verification and reconciliation of manifest system for movement of hazardous waste.

2. Evaluation and strengthening of laboratory facilities available with SPCBs/PCCs for analysis of all parameters specific under HOWM Rules.

70

APPENDIX-II Status: CPCB prepared format for providing the details of the laboratory facilities available with SPCBs/PCCs. Out of 34 SPCBs/PCCs (who have submitted the status report) only 23 SPCBs/PCCs namely Andhra Pradesh, Assam, Delhi, Goa, Gujarat, Haryana, Himachal Pradesh, Jammu & Kashmir, Karnataka, Kerala, Madhya Pradesh, Maharashtra, Meghalaya, Mizoram, Nagaland, Odisha, Puducherry, Rajasthan, Tamil Nadu, Telangana, Tripura, Uttar Pradesh and West Bengal have laboratory facilities available in their State/UT, however, not for all the parameters as specified in HOWM Rules, 2016. Whereas, 10 SPCBs/PCCs (namely Andaman & Nicobar Island (pH, DO and Noise meter only) Arunachal Pradesh, Bihar, Chandigarh, Chhattisgarh, Jharkhand, Lakshadweep, Manipur, Punjab and Sikkim) have no facility for analysis parameters specified under HOWM Rules, 2016. Further, no information has been provided by Uttarakhand PCB in this regard Chhattisgarh ECB has informed that analysis is being carried out by third party lab however land has been procured for setting of central laboratory and will be developed by 31/12/2021. DPCC has laboratory facility for limited parameter (such as Zn, Pb, Co, Cr, Ni, Fe) and instruments like Bomb Colorimeter, XRF spectrophotometer, Zero head extractor, Flash point apparatus, Rotary evaporator, and Inducted coupled plasma are under procurement.

Haryana SPCB have 04 laboratories at Gurugram, Hissar, Faridabad and Panchkula, of which, only Panchklula laboratory is accredited. Board is in the process of purchasing laboratory equipment for analysis of remaining parameters i.e. ICP and Gas Chromatography. Mizoram PCB has provided list of instruments available with them and proposal submitted to CPCB regarding upgradation of tory facilities. Kerala SPCB has informed that the Board's Central Lab is accredited by NABL & being continuously upgraded for analysis of all HW parameters. In case of non- availability of the infrastructure for analysis of some HW parameters it is done through external laboratories.

Further, CPCB is also conducting training courses for SPCBs/PCCs under Capacity Building Program. Recommendations: All the SPCBs/PCCs shall submit the details of the laboratory facilities available with them to CPCB in the prescribed format for evaluation. Upon examination of the information provided by SPCBs/PCCs, CPCB shall communicate the gaps/shortcomings in the available facilities for analysis of all parameters specified in HOWM Rules, if any to SPCBs/PCCs.

1

Verification of inventory report submitted by SPCBs/PCCs by way of test checks to ensure that the same is credible, reliable and robust in terms of contents and scope. Status: In this regard, CPCB initiated project for verification of inventory report along with compliance to HOWM Rules through government institutes like IIT, NIT, NEERI, etc. CPCB has identified about 104 institutes for carrying out the said project. SPCBs/PCCs have also been requested to provide the list of hazardous waste generating/handling units availabe in their states. Shortlisting of state-wise institutes and award of project is under process. The project is expected to be completed within 06 months after award of work. Recommendations: CPCB shall ensure the above verification being carried out in the presence/collaboration of SPCB/PCC and also ensure timely completion of verification of inventory report. Thereafter, based on above study and methodology illustrated during the above study, SPCBs/PCCs shall carry out the task of verification of inventory every year.

3.2 Compliance Status, Observations and Recommendations on the action points covered in the Final Report of the Monitoring Committee vis-a-vis orders dated 26/08/2019 of the Hon'ble Tribunal The orders (uploaded) dated 07/07/2020 of the Hon'ble Tribunal was communicated to all implementing agencies for compliance. In this regard, status of implementation has been received from Ministry of Commerce(CBIC), Ministry of Labour & Employment, DGFT, DG (S) and SPCBs/PCCs of 31 States/UTs namely Andaman & Nicobar Islands, Andhra Pradesh, Arunachal Pradesh, Assam, Chandigarh, Chhattisgarh, Delhi, Goa, Gujarat, Haryana, Himachal Pradesh, Jammu & Kashmir, Jharkhand, Karnataka, Kerala, Lakshadweep, Madhya Pradesh, Maharashtra, Manipur, Meghalaya, Mizoram, Odisha, Puducherry, Punjab, Rajasthan, Sikkim, Tamil Nadu, Telangana, Tripura, Uttar Pradesh and West Bengal. SPCBs of Nagaland and Uttarakhand have also submitted information but not on the recommendations made in CPCB report (June2020) w.r.t actions points given in the Interim and Final Report of the Monitoring Committee. However, status of implementation has not been provided by Ministry of Environment Forest & Climate Change, Port Authorities and 02 SPCB/PCC namely Bihar and DD&DNH on recommendations pertaining to implementation of the Final report of the Monitoring committee. On the basis of status of implementation by various agencies/SPCBs, the compliance status on various recommendations (except on contaminated sites as the same has been provided separately at Section 4 of this report) vis-à-vis the responsible Ministries/Agencies is as below:

2
S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) I. IMPORT AND EXPORT OF HAZARDOUS WASTES AND ISSUES
5. Disposal of illegally imported CBIC-Partially Complied The circular dated i. CBIC shall take necessary consignments: 03/12/2018 states that the steps to strictly enforce its CBIC has informed that Cost custodian has to arrange for for disposal regarding Circular No. 49/2018-

(i) CBIC and Port authorities have destruction of goods at their unclaimed/uncleared cargo Customs dated 03.12.2018 to jointly devise a policy and own expenses, whereas CBIC is to be borne by the and incoporate mechanism for disposal of has informed that cost for custodian as per procedure mechanism/details of cost confiscated and disposal regarding laid down in Circular No. for disposal of confiscated unclaimed/uncleared cargo confiscated hazardous cargo 49/2018-Customs dated hazardous waste.

            lying at various ports. The                                         would be borne by CBIC. The
                                                 03.12.2018. Further, it has
            policy/mechanism has to cover                                       same needs to be clarified and ii. CBIC                      shall
                                                 informed    that    cost for
            the details of bearing cost for                                     communicated to concerned                                  inform
                                                 disposal            regarding
            disposal of such consignments.                                      for implementation.                 MoEF&CC      and   DGFT    w.r.t
                                                 confiscated hazardous cargo
                                                 would be borne by CBIC.       The Monitoring Committee             details of the confiscated
       (CBIC and Port Authorities : 05
                                                                                had noted that there had and               unclaimed/uncleared
       months).                                  Port     Authorities-     Not                                 cargo            disposed       and
                                                                                been considerable delay in
                                                 Complied




                                                                           3
 S.     Recommendations (Responsible                Status of Compliance           Remarks/Observations                  Recommendation
No.    Agency and timeline of action)

                                                Port Authorities    have not clearing                   the      importers of the same on
                                                 provided      implementation uncleared/unclaimed                regular basis.
                                                 status                       consignments. CBIC circular
                                                                              dated 03.12.2018 needs to be iii. Port     Authorities       shall
                                                                              strictly implemented,    CBIC      immediately            submit
                                                                              shall regularly verify the         compliance  status  on  the
                                                                              same and apprise the DGFT          Hon'ble NGT orders dated
                                                                              and MoEF&CC w.r.t disposal         07/07/2020 and ensure
                                                                              of the consignments with           timely disposal of all the
                                                                              details of the importer.           confiscated                and
                                                                                                                 uncleared/unclaimed
                                                                                                                 cargos in consultation with
                                                                                                                 Customs.
 6.    Laboratory Upgradation in                CBIC- Partially Complied       Information           regarding     i. CBIC           shall     make
       Ports/Docks:                                                             arrangements for analysis of           arrangements for analysis
                                                CBIC has informed that          relevant parameters have not           of relevant parameters at
      (i) CBIC to        further extend and     Central Revenues Control        been provided for non-major
                                                Laboratories   have    been                                            non-major ports to prevent
           enhance       the      laboratory                                    ports. Further, parameter (as
                                                upgraded and have been                                                 entry of illegal hazardous
           infrastructure in all the major                                      per Schedule III of HOWM
                                                equipped with new, state of                                            wastes either by setting up
           ports and other non-major ports                                      Rules, 2016) wise details on
                                                art    equipment's      with                                           its own infrastructure or
           to prevent entry of hazardous                                        the availability of facility for
                                                recommendations made in         analysis needs to be verified.         though              EPA/NABL
      wastes.                     Otherwise,

WCO laboratory Guide 2017. accredited lab. CBIC shall arrangements for analysis of also provide parameter (as relevant parameters with per Schedule III of HOWM EPA/NABL accredited Rules, 2016) wise details laboratories having minimum on the availability of requisite laboratory facility for analysis.

      infrastructure/equipment           can


                                                                         4
 S.     Recommendations (Responsible                 Status of Compliance               Remarks/Observations                Recommendation
No.    Agency and timeline of action)

            be put in place in advance by
            CBIC.

      (CBIC: 05 months)
7.    Bank Guarantee procedure                   DGFT- Partially Complied   DGFT has not identified list i.                  DGFT shall expedite the
                                                                           and category of items      on                process     for    developing

(i) Procedure of executing bank DGFT vide its O.M dated which BG is applicable and procedure of executing guarantee by PSIAs and 24/11/2020 has informed also not developed procedure that Agencies which are bank guarantee by importer in case of import of for executing BG by importers and PSIAs in case restricted items (including seeking enlistment as PSIAs PSIA/Importers in case of of import of restricted items hazardous wastes specified are required to submit Bank restricted items.

and identification of the list under Schedule III and VI) and Guarantee of Rs. 10 lakhs. It was also informed that, and category of items on other items as recommended by inputs from MoEF&CC and which BG is applicable.

      Monitoring            committee      be
                                              DPIIT were sought by DGFT
           devised and mandated by for               mandating       Bank
           DGFT.                              Guarantee.
      (DGFT: 05 months)

8.     Verification of documents                 CBIC- Partially Complied            CBIC is verifying documents       i. CBIC          shall      place
       for HW in Part D:                                                             physically     and      placing         interdictions to improve
                                                CBIC has informed that RMS
                                                                                     interdiction on basis of RMS.           vigilance in order to verify
      (i)     CBIC shall address the issue of interdicts bills on potential          Further, strengthening RMS              imports of regulated or
             strengthening      of RMS      for risk on assessment and              by        reviewing      Custom          banned/prohibited
             improved vigilance adequately, assessment & examination,               Clearance        Requirements.           hazardous waste as per
             while verifying documents for further                   necessary
                                                                                     However, continuous steps
                                                verification by        apprising                                             HOWM Rules, 2016 and
             import of other wastes (Part D                                          need to be taken up to ensure
                                                officer. It was also informed                                                continuously strengthen
             of Schedule III of HOWM Rules,                                          to verify imports of regulated
                                                that in case of facilitated bills                                         RMS           through       its
             2016), especially those that are
                                                of entry, documents relating                                              experiences         and      in

                                                                            5
 S.    Recommendations (Responsible           Status of Compliance          Remarks/Observations              Recommendation
No.   Agency and timeline of action)
             similar to hazardous wastes to      various      regulatory or     banned/prohibited collaboration                with
          (regulated                   or compliances     are checked hazardous waste.                    MoEF&CC

banned/prohibited for import). before granting out of charge. (CBIC: 05 months) ii. MoEF&CC to verify the It has also been informed that RMS has been interdictions placed in populated for Customs verification of documents.

                                          Compliance      Requirements
                                          (CCR) for "Other waste" and
                                          focused review of CCR is
                                          being conducted for other
                                          waste having HS code and
                                          strengthen        RMS      for
                                          corresponding instructions.
                                           CBIC in meeting dated
                                           06.11.2020 has requested
                                           MoEF&CC to provide list of
                                           hazardous items alongwith
                                           description and details for
                                           which further interdictions
                                           are required in RMS.

 9.   RMS system:                          CBIC-Partially Complied        CBIC has made steps for i.       CBIC, DGFT and MoEF&CC
      (i) Central Board of Indirect                                       identifying waste which are      shall jointly take immediate
          Taxes and Customs (CBIC)         CBIC has informed that it is   not covered by HS code.          steps to identify and classify
                                           reviewing            Customs   However, HS codes have not
          and DGFT shall         jointly                                                                   HS code to cover all
                                           Compliance Regulations and     been classified for any of the
          identify and classify HS code                                                                    scheduled items as per HW
                                           identifying types of waste     waste.
          to cover all scheduled items                                                                     rules. Special efforts shall
          as per HW rules and be                                                                           be made to identify mis-


                                                                   6
 S.      Recommendations (Responsible               Status of Compliance               Remarks/Observations                Recommendation
No.     Agency and timeline of action)

               brought under the ambit of        which are not covered by HS        Monitoring Committee in its       declared         /unrestricted
               RMS for stringent verification    code.                              Final report had noted that as      items without HS code,
               and      testing    procedure.                                      per of the       Foreign Trade       such items shall be brought
                                                 MoEF&CC- Not Complied              Policy,   2015-2020,      any
               Notification of HS code for the                                                                          under the ambit of RMS by
                                                 MoEF&CC has not provided           changes or formulation or
               HW       consignments     (mis                                                                           developing HS codes for the
                                                 implementation status.             addition of new codes in ITC-
               declared) and those similar to                                                                         same         and     stringent
                                                                                    HS Codes are carried out by
               unrestricted     items      be    DGFT- Partially Complied           DGFT.                               verification/        testing
               expedited by CBIC and DGFT.                                                                              procedure shall be adopted
                                                 DGFT has informed that                                                 for the same.
               (CBIC      and   DGFT:      05
                                                 classification of HS code is
               months)
                                                 under exclusive domain of
                                                 Department                   of
        (ii)   Implementation of HS Codes        Revenue/CBIC. Matter has
               and monitoring of compliance      been     taken     up     with
               have to be reviewed jointly by    MoEF&CC and CBIC.
               MoEF&CC and Customs on a
               regular basis.
               (MoEF&CC: on a regular
               basis)

10.     DGFT license in public domain:           DGFT -Partially Complied                                            i. DGFT      shall  ensure    to
      (i)      DGFT license issued to            DGFT has informed that                                                 continuously highlight the
               hazardous and other wastes        starting            November                                           license issued for hazardous
               related items may be brought      permissions     granted   for                                          and other waste under EXIM
               under a separate exclusive        import of hazardous and                                                policy in its minutes of
               section of the minutes of the     other     waste     will  be                                           meeting and place the same
               EFC meeting for special           highlighted under separated                                            in public domain. DGFT shall
                                                 sub-head of minutes        of
               emphasis.


                                                                           7
 S.    Recommendations (Responsible              Status of Compliance              Remarks/Observations                   Recommendation
No.   Agency and timeline of action)
            (DGFT: immediate)                meeting of EXIM facilitation                                           provide copy of the     latest
                                             committee.                                                              Minutes of meeting to CPCB.
11.   Harmonization of 'other'               CBIC- Partially Complied          CBIC      has taken          steps, i.    CBIC, DGFT and MoEF&CC
      category in line with HWM              CBIC has informed that it had however,                categorically         shall jointly expedite     the
      Rules, 2016:                           requested MoEF&CC to               classification of 'oils' in 'other'      process to provide HS code
                                             identify specific tariff lines    class        category           and       for Oils under classification
      (i)   To ensure harmonization of
             'other' category in line with   alongwith      description     of harmonization of the HS                   of 'other' class category and
             HWM Rules, 2016, CBIC           commodities so         that the codes with Basel no. for the                develop HS code for all the
                                             proposal can be sent for          waste        specified in HOWM            hazardous and other wastes
             and DGFT shall jointly notify
                                             creation of new lines. It was      Rules, 2016 is yet to be              as       specified in HOWM
             HS code for all hazardous
             and other wastes listed in      further      informed       that, carried out.                              Rules,        2016       w.r.t
             Part A, B and D of Schedule     additional interdictions on                                                 import/export.
             III of HOWM Rules including     the basis of WCO report
                                                                                Monitoring Committee in its
             the items 'oils' under the      dated       29.03.2017         on Final report had noted that as
             'other' class categorically.    Harmonized           Commodity per of the            Foreign Trade
                                             Description      and       Coding Policy,     2015-2020,          any
            (CBIC   and      DGFT:     05    system      related to Basel changes or formulation or
            months)                          convention with respect to addition of new codes in ITC-

Hazardous waste will be HS Codes are carried out by taken, if required. DGFT.



                                             DGFT- Partially Complied

                                             DGFT has informed that
                                             classification of HS code is
                                             under exclusive domain of
                                             Department                   of

                                                                         8
 S.      Recommendations (Responsible               Status of Compliance             Remarks/Observations                   Recommendation
No      Agency and timeline of action)
.
                                                 Revenue/CBIC. Matter has
                                                 been      taken     up   with
                                                 MoEF&CC and CBIC for
                                                 classification of items under
                                                 "other" category separately.
12.     Pre-Shipment Inspection Agency           DGFT-Partially Complied                                              i. DGFT         and     MoEF&CC
        (PSIAs) for certain category of                                                                                     shall jointly identify list of
        oils as per Annexure 13 of the           DGFT has informed that
                                                                                                                         items        whose       import
        ASG Report:                              MoEF&CC has to identify
                                                                                                                         would          require      PSIA
                                                 and recommend the names
      (i)   Initiatives be taken similar to                                                                                 certification and along
                                                 of items whose import world
            that of metallic scrap wastes        require PSIA certification and                                             with details of the special
            by DGFT for notifying PSIAs for      special capacblities required                                              capabilities required in a
      certain           category     of oils     in a PSIA to certify such                                                  PSIA and expedite the
      suggested          for pre-shipment        consigments. Matter has                                                    process of notification of
      inspections           certificate    for   been referred to MoEF&CC                                                PSIA           for      various
      imports                 in          the    and MoPNG for their inputs.                                             categories           of      oils
      Recommendations                of the                                                                              suggested           for      pre-
            former      ASG, Sh         Gopal                                                                               shipment         inspections
            Subramaniam expeditiously.                                                                                      certificate for imports as
                                                                                                                            per the recommendations
            (DGFT: 05 months)                                                                                               of the former ASG, Sh
                                                                                                                            Gopal Subramaniam.

13.     Penal Action against the             CBIC -Partially Complied               CBIC is under process of     i.     Port     Authorities       &
        defaulters in case illegal import: CBIC has informed that                 compiling       the     annual        MoEF&CC                shall
                                             compilation      of   annual         inventory of illegal imports.         immediately          provide
      (i)    CBIC,     DGFT and        Port
                                             inventory of incidences of                                                  compliance status.

Authorities have to report the illegal imports is a time-

             incidences of illegal import of

                                                                          9
 S.      Recommendations (Responsible            Status of Compliance           Remarks/Observations                        Recommendation
No.     Agency and timeline of action)
      HW             to     Ministry  of     consuming process. Report is                                     ii.   CBIC and Port Authorities to
             Environment,    Forest and       being      compiled    and                                            report the incidences of
             Climate Change (MoEF&CC)         furnished by 30/12/2020                                         illegal       import of HW       to
             as per provisions of the         and for the upcoming years                                            Ministry     of Environment,
             HOWM Rules, . 2016 on a          by 30th September of the                                              Forest and Climate Change
             regular basis.                   year.                                                                 (MoEF&CC) and DGFT on a
                                         DGFT- Partially Complied                                                   regular basis. As and when,
             (CBIC, Port Authorities and DGFT has       informed that                                               any report of illegal imports
             DGFT : on a regular basis)  Customs authorities      are                                               received by DGFT, the same
                                         competent     authority    to                                              may also communicated to
      (ii)   Ministry of    Environment, check               imported                                               MoEF&CC.

Forest and Climate Change consignments and as such (MoEF&CC) have to expedite reporting of the same. iii. MoEF&CC and DGFT shall the process of delegation of Port Authorities- not take necessary actions power vested under Section Complied against the illegal 19 of the Environment Status of implementation has importers in accordance (Protection) Act, 1986 to not been provided by port with the laws and update CBIC, to enable them to take authorities the same in public domain. credible action against such MoEF&CC- Not Complied violators under the E(P) Act, Status of implementation has 1986. not been provided by MoEF&CC.

(MoEF&CC : 03 months)

14. Re-export of illegal DGFT -Not Complied The Monitoring Committee in i. DGFT shall examine the consignments after confiscation: its Final report had noted the Hon'ble High Court of DGFT has informed that FT direction of Hon'ble High Kerala, where in the case (D&R) Act does not provide Court of Kerala in the case 10 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No Agency and timeline of action) .

DGFT to expedite the process for

(i) re-export of illegal pertaining to import of pertaining to import of of notifying for delegating such consigments, thus question Multifunctional Devices Multifunctional Devices powers to the Customs of delegation of power to (MFDs) without (MFDs) without Authorities to take action Customs does not arise. permission/license wherein permission/license from against the erring importers. the Hon'ble Court had DGFT, the Hon'ble High directed that power to direct Court directed that the importers to re-export lies (DGFT: 03 months) powers to direct importers with DGFT.

                                                                                                               to re-export lies with the
                                                                                                               DGFT under FT (D&R) Act,
                                                                                                               1992 and      not with the
                                                                                                               Customs Authorities. Thus,
                                                                                                               DGFT to      expedite      the
                                                                                                               process of notification for
                                                                                                               delegating powers to the
                                                                                                               Customs Authorities to take
                                                                                                               action against the erring
                                                                                                               importers.
15.     Clearance of Waste Oil/Sludge      Port     Authorities-     Not Andhra      Pradesh,     Goa,   i. SPCBs/PCCs of Andaman &
        from Ships:                        Complied                       Maharashtra have informed         Nicobar   Islands, Assam,
                                            Port Authorities have not that       port(s)  has     been      Gujarat, Karnataka, Kerala,
      (i)     Concerned SPCBs/PCCs or       submitted status report.      authorised. However, details      Madhya Pradesh and Tamil
              Port Authorities of State/UT                                have not been provided.           Nadu shall submit updated
      to          grant/obtain      necessary
                                                                                                            progress report in this
              authorization      to     cover Status of implementation Assam      and Kerala have
                                                                        informed    the    concerned        regard.
              hazardous wastes generated      provided by SPCBs/PCCs
                                                                        agencies to obtain Consent   ii.    SPCBs/PCCs      of Andhra
              from both       normal     port is given below:
                                                                        and Authorization.                  Pradesh, Goa, Maharashtra
              operations/activities and all
                                                                                                             and West Bengal shall


                                                                   11
 S.     Recommendations (Responsible              Status of Compliance         Remarks/Observations               Recommendation
No.    Agency and timeline of action)
             ship     generated     wastes     Complied:          Odisha,    Gujarat has informed that        submit        point       wise
             (MARPOL annexes)        (e.g in   Puducherry                    Board carries out inspection     information    as per the
             case of     used/waste      Oil                                of     ports for compliance       format circulated.
             authorization for Cat. No. 5      Partially         Complied:   consent and authorization iii.   Rajasthan       shall     take
             and Cat. No. 3 of HOWM            Andaman & Nicobar Islands,    conditions issued to port for    immediate       action      for
             Rules, 2016). The same be         Andhra Pradesh, Assam,        waste generation due to port      authorization of reported 11
                                               Goa, Gujarat, Karnataka,      activities. However, details
             also covered in the annual                                                                       Ports/ICDs/CFCs       in the
                                               Kerala,   Madhya Pradesh,     have not been provided.
             report submitted as per                                                                          state.
                                               Maharashtra, Tamil Nadu,
             HOWM Rules, 2016.                 West Bengal.                  Karnataka has informed that iv. Port       Authorities      and
             (SPCBs/PCCs       and     Port                                  of 03 ports 02 are authorised.   SPCBs/PCCs           of     04
             Authorities: 05 months)           Not Complied- Rajasthan                                        States/UTs namely Bihar,
                                                                             Lakshadweep has informed
                                                                             that there is no major/minor     Daman & Diu and Dadar &
      (ii)   SPCBs/PCCs shall ensure Not Applicable: Arunachal               port in Lakshadweep islands      Nagar Haveli, Punjab and
             that all the ports (including     Pradesh,        Chandigarh, and waste generated from           Uttarakhand shall submit
             minor ports),        ICDs/CFSs    Chhattisgarh,          Delhi, administration run ships are     compliance status.
             have                  mandatory Himachal             Pradesh, cleared at Kochi and waste is
             authorization as per HOWM         Haryana,      Jammu        & disposed         of      through
             Rules,     2016. The        said  Kashmir,         Jharkhand,   authorised recyclers.
             authorization       shall     be Lakshadweep,        Manipur,
                                               Meghalaya,         Mizoram, Madhya        Pradesh informed
             granted by the SPCB/PCC                                         that  there are 07 ICDs out of
                                               Nagaland,            Sikkim,
             after       due        scientific                               which   05  are being operated
                                               Telangana, Tripura, Uttar
             evaluation.                       Pradesh                       by CONCOR without consent
             (SPCBs/PCCs: 05 months)                                         and authorization and have

Information Not Provided: written to them to apply for Punjab & Uttarakhand the same. In this regard CONCOR has responded that it is not dealing with pollution prone bulk cargo and other 12 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) materials are not being dealt by them.

Maharashtra has informed that it has granted consent and authorization to 05 industries for Ports and harbours, jetties and dredging operations Punjab PCB has informed that it has 03 dry ports.

However, no details have been provided. Further, PPCB reported that implementation of HOWM Rules, 2016 will be carried out on quarterly basis.

Rajasthan has informed that it has 11 Ports/ICDs/CFCs.

However, no unit has been authorised.

Tamil Nadu has informed that out of 04 ports, 03 have obtained authorization and application of 01 is under process.

13

S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) West Bengal PCB has not provided details of CFCs and their authorizations.

17 SPCBs/PCCs have informed that as there are no sea ports therefore, recommendation is not applicable to them.

Table B-1: State-wise status on availability and authorization of Ports/ICDs/CFCs and waste reception facilities is tabulated below:

S.No. State/UT No. of No. of No. of No. of Inventory Ports/ Ports/ Waste Waste provided ICDs/ ICDs/ Reception Reception by Ports/ CFCs CFCs Facility Facility ICDs/ availabl authorise available authorised CFCs
1. Andaman & Port-24 Port-01 03 03 No Nicobar islands
9. Andhra Port-01 Port-01 5 05 INP Pradesh
10. Arunachal Not Applicable Pradesh
11. Assam Port-01 0 INP INP INP (notice issued to IWAI, IWT for compliance) 14 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action)
5. Chandigarh Not Applicable
6. Chhattisgarh Not Applicable
7. Delhi Nil Nil Nil Nil NA
8. Goa Port-01 Port-01 0 0 Yes
9. Gujarat INP Informed INP INP INP ports have been authorised
14. Haryana Not Applicable
15. Himachal Nil Nil Nil Nil NA Pradesh
16. Jammu & Not Applicable Kashmir
17. Jharkhand Not Applicable
18. Karnataka Port-03 02 01 01 Yes
19. Kerala INP Under INP INP INP Process
20. Lakshadweep No major/min or ports
21. Madhya ICDs-07 Directions INP INP INP Pradesh issued
22. Maharashtra INP INP 08 08 INP (at 02 ports) (at 02 ports)
23. Manipur Not Applicable
24. Meghalaya Not Applicable
25. Mizoram Not Applicable
26. Nagaland Not Applicable 15 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action)
23. Odisha Port-03 03 03 03 Yes
24. Puducherry Port-01 01 01 01 Yes
25. Punjab Dry ports- INP INP INP INP 03
26.Rajasthan 11 0 0 0 No
27.Sikkim Not Applicable
28.Tamil Nadu Port-04 03 0 0 Yes
29.Telangana Not Applicable
30.Tripura Not Applicable
31.Uttar Not Applicable Pradesh
32. Uttarakhand Not Applicable
33. West Bengal 02 02 06 06 No
16. Findings of CAG Report CBIC-Partially Complied CBIC has initiated action for i. CBIC, DGFT and CBIC has informed that preparing inventory of the Port
(i) CBIC, DGFT and Port authorities shall power of disallowing illegal imports.

Authorities have to provide updated import/export is dealt by immediately provide complete status of the findings of DGFT and compilation of No information has been updated status of the CAG Report to annual inventory of provided by CBIC and DGFT findings of CAG and CPCB and MoEF&CC. incidences of illegal imports regarding updated status of action taken against Compliance status of action is being compiled and will be the findings of CAG and traceable illegal importers taken against those traceable furnished by 30/12/2020 action against traceble illegal to CPCB and MoEF&CC.

illegal importers by not and for the upcoming years importers.

ii. MoEF&CC, DGFT, CBIC allowing import/export by 30th September of the and Port Authorities shall directly/indirectly until such year.

                                                                                                                    take           necessary      action
              consignments         are     safely   DGFT-Not Complied                                               against                           the
              disposed off as per HOWM              DGFT has informed that                                                  personnels/agencies
              Rules, 2016 be also provided.         CBIC is the competent                                           involved              in    illegally

                                                                              16
 S.    Recommendations (Responsible              Status of Compliance           Remarks/Observations          Recommendation
No.   Agency and timeline of action)
                                              authority to deal with illegal                                 importing hazardous &
             (CBIC,   DGFT and Port           imports.                                                       other waste including not
             Authorities: 05 months)                                                                         allowing import/export
                                              Port    Authorities  -Not                                      directly/indirectly until
                                              Complied
      (ii)   CBIC, shall prepare annual       Port Authorities have not                                      such consignments are
             inventory of the illegally       submitted status report                                        safely disposed of as per
             stored in ports/ICDs/CFSs                                                                       HOWM Rules, 2016.
             for every financial year and                                                             iii.    CBIC         and       Port
             submit       to   CPCB     and                                                                   Authorities (Ministry of
             MoEF&CC by 30th September                                                                        Shipping) shall regularly
             every year.                                                                                      provide information       of
             (CBIC: 03 months)                                                                                illegal imports along with
                                                                                                              details of the importers
                                                                                                              and license/NOC issued
                                                                                                              by DGFT and MoEF&CC
                                                                                                              to them        for   taking
                                                                                                              necessary action.
                                                                                                      iv.     CBIC shall submit the
                                                                                                              annual inventory of the
                                                                                                              illegally imported/stored
                                                                                                              consignments             in
                                                                                                              Ports/ICDs/CFSs within
                                                                                                             the timeline stipulated by
                                                                                                             them and thereafter shall
                                                                                                              ensure submission by
                                                                                                             30th September every year
                                                                                                             to CPCB and MoEF&CC.


                                                                        17
 S.     Recommendations (Responsible                 Status of Compliance              Remarks/Observations               Recommendation
No     Agency and timeline of action)
.
                                                                                                                    v.   Port Authorities shall
                                                                                                                         immediately      submit
                                                                                                                         compliance status.

17.    Authorization under HWM                   CBIC- Not Complied                 CBIC has informed that it       i.   CBIC to provide action
       Rules, 2016 from concerned                CBIC has informed that it is       take authorization from CPCB         taken w.r.t authorization
       SPCB/PCC:                                 not a consumer of Hazardous       before   disposal of watse.           for handling, storage,
                                                 waste,                   hence,   However, as per        HOWM           transportation, recycling,
          (i) CBIC to provide action taken
                                                 recommendation        to take     Rules, 2016,      SPCBs/PCC           utilization, offering for
      w.r.t            authorization       for   authorization does not seem       have     powers     to   grant
      handling,                       storage,                                                                           sale, transfer or disposal,
                                                 to be appropriate. It further      authorisation    under the
      transportation,               recycling,                                                                           to    deal      with   the
                                                 informed     that,     NOC is      Rules.
             utilization, offering for sale,                                                                             hazardous wastes that
                                                 obtained by CBIC from CPCB
             transfer or disposal, to deal                                  Further,       HOWM        Rules             are confiscated. Further,
                                                 before disposal of waste. It
             with the hazardous wastes that      also requested CPCB to     stipulated     requirement     of            a Standard Operating
             are confiscated. Further, a         specify       and           authorization for
                                                                         further                     various             Procedure for obtaining
             Standard Operating Procedure        procedure to be taken up in activities related to hazardous             authorization           for
             for obtaining authorization for     this matter.                and other waste including                   hazardous goods/wastes
             hazardous goods/wastes that                                     storage,        transportation,             that are confiscated may
                                              Port         Authorities-Not                                               be developed by CBIC in
      are           confiscated     may     be                               offering to sale, disposal etc.
                                              Complied
      developed            by     CBIC      in                               Thus, in order to perform                   consultation          with
                                              Port Authorities     have not
      consultation                        with                               such activity and duty as per               SPCBs/PCCs.
                                              submitted      implementation
             SPCBs/PCCs.                      Status                         Rule 15(3) of HOWM Rules, ii.               Port     Authorities shall
             (CBIC: 05 months)                                               2016. The CBIC needs to                     provide       status     of
                                                                             obtain authorization       from             compliance.
      (ii) The               Ports      shall                                SPCBs/PCCs.
      authorization             for      ship
             generated wastes of MARPOL
             annexes, in addition to the one

                                                                           18
 S.     Recommendations (Responsible                Status of Compliance              Remarks/Observations              Recommendation
No.    Agency and timeline of action)
      obtained         for normal port
           operations/activities within the
           timeline prescribed.

            (Port Authorities: 05
            months)

18.    Collaboration between regulating CPCB-Complied                              CPCB,     CBIC    and     10    i. MoEF&CC,                Port
       authorities:                                 CPCB regularly carries out     SPCBs/PCCs     have    been        Authorities,            and
                                                    interaction meeting with       carrying   out   interaction       SPCBs/PCCs        of     06
       (i)   SPCBs/PCCs       along with            various regulatory agencies.   sessions/workshops/meeting         States/UTs           namely

CustomsandPortauthoritiestoensureregular Assam PCB officials have Andaman & Nicobar interactionamongthemselvesforbetter CBIC-Complied compliance of import and CBIC has informed that vide attended the coordination Islands, Bihar, Daman & export related issues and Circular meeting held in CPCB zonal Diu and Dadar & Nagar No. 13/2015-

           management of ship wastes.                                           office and jointly organised           Haveli, Madhya Pradesh,
                                                    Customs, it     has setup
                                                                                workshops                    for       Rajasthan              and
                                                Custom               Clearance
      (MoEF&CC,         CPCB, SPCBs                                             implementation of HOWM                 Uttarakhand shall submit
                                                Facilitation Committees at
          /PCC, Customs and Ports                                               Rules.                                 compliance status.
                                                every       major      customs
          Authorities: On a regular             seaports and airport in Andhra               Pradesh,      Goa,
          basis)                                which      Pollution    Control Maharashtra, has informed .         Andaman          &    Nicobar
                                                Board is also a member          that it has planned to conduct      Islands,     Rajasthan and
                                                which is carrying out regular interactive                           Karnataka          PCBs/PCC
                                                meetings to resolve the session/workshop.                             shall   take     immediate
                                                issues               regarding                                        action in this regard and
                                                import/export.                  Gujarat has informed that it
                                                                                is actively coordinating and        SPCBs/PCCs             Assam,
                                                                                                                      Andhra Pradesh,        Goa,
                                                MoEF&CC          and      Port participating in order to avoid
                                                                                                                      Maharashtra shall submit

Authorities- Not Complied working in silos progress report.

19

S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No Agency and timeline of action) .

MoEF&CC and Port Kerala has informed that it Authorities have not has already communicated iii. SPCBs/PCCs along with submitted the status report. port authorities for applying Customs and Port for consent and Member authorities ensure regular Status of implementation Secretary has conducted interaction among provided by SPCBs/PCCs is meeting with them.

                                      given below:                                                        themselves     for   better
                                                                    Lakshadweep has informed              compliance of import and
                                                                                                          wastes      and provide
                                      Complied:           Gujarat,  that    it  has     conducted
                                      Himachal Pradesh, Kerala                                           biannually status.
                                      Lakshadweep,        Odisha, Punjab, Tamil Nadu, Tripura
                                      Puducherry, Punjab Tamil conducted       meeting    with

Nadu, Tripura, West Bengal stakeholders.

Partially Complied: Assam, Andaman & Nicobar Islands, Andhra Pradesh, Goa, Rajasthan and Karnataka Maharashtra have neither conducted nor attended interactive Not Complied: sessions/ workshops in this Andaman & Nicobar Islands, regard.

Rajasthan and Karnataka 14 SPCBs/PCCs have informed that as there are no Not Applicable: Arunachal sea ports (land locked) Pradesh, Chandigarh, therefore, recommendation Chhattisgarh, Delhi, of carrying of collaboration is Haryana, Jammu & not applicable to them.

                                      Kashmir,         Jharkhand,
                                      Manipur,         Meghalaya,
                                      Mizoram, Nagaland, Sikkim,
                                      Telangana, Uttar Pradesh

                                                              20
 S.      Recommendations (Responsible              Status of Compliance              Remarks/Observations                   Recommendation
No.     Agency and timeline of action)


                                               Information not provided:
                                               Madhya           Pradesh,
                                               Uttarakhand

II. WASTE RECEPTION FACILITIES IN PORTS TO DEAL WITH WASTES GENERATED FROM SHIPS (MARPOL)

19. Availability of Waste Reception Directorate General of Details on the state-wise i. Ministry of Shipping shall Facilities at ports: Shipping- Partially availability of waste reception expedite the process of Complied facility and its authorization notification of

(i) DG(S) may expedite the DG (S) has informed that the is tabulated in Table B-1 "Mandatory requirements process of notifying the draft above.

'Mandatory requirements draft "Mandatory concerning port reception concerning port reception requirements concerning facilities for the delivery Assam has informed that facilities for the delivery of port reception facilities for of waste from ships and process of verification is going waste from ships and disposal the delivery of waste from on. disposal of such wastes"

of such wastes' and shall place ships and disposal of such and ensure compliance it on its website for inviting wastes" is being reviewed Andhra Pradesh, Gujarat, comments from concerned by law department before by port authorities.
                                                                                  Odisha,     Puducherry      have
            stakeholders and ensure its forwarding the same to                    waste reception facility         ii.   DG(S) may be given
            implementation through port Ministry of Shipping for                                                         appropriate powers
            authorities.                                                          Goa has informed that no               to implement the said
                                              notification.
                    (ii) DG(S) may be given                                       waste reception facility is             notification              on
            appropriate       powers       to Port                                available.                              'Mandatory     requirements
                                                        Authorities-        Not                                           concerning              port
            implement         the       said Complied
            notification on 'Mandatory                                            Gujarat has informed that               reception facilities for the
                                              Port Authorities have not           reception facilities of ports           delivery of waste from
            requirements concerning port
            reception facilities for the submitted the status report.             have already been authorized,           ships and disposal of
            delivery of waste from ships                                          there are 78 authorized                 such wastes' in all ports.
            and disposal of such wastes' Status of implementation                 recyclers                    for        Port authorities may be
            in all ports. Port authorities provided by SPCBs/PCCs is                                                      directed to provide the
            may be directed to provide the given below:                                                                   compliance status to

                                                                         21
 S.     Recommendations (Responsible               Status of Compliance           Remarks/Observations                    Recommendation
No.    Agency and timeline of action)
           compliance status to DG(S) for                                     recycling/refining              of         DG(S)      for enabling the
           enabling the Directorate in          Partially        Complied:    used/waste oil.                            Directorate               in
           preparation of consolidated          Andaman & Nicobar Islands,                                               preparation               of
           status on availability of Port                                     Karnataka has only one waste               consolidated status on
                                                Assam, Andhra Pradesh,
           Reception     Facilities     and                                   reception facility at 01 port              availability    of      Port
                                                Gujarat, Karnataka, Kerala,
           submission to CPCB.                                                which has been authorized by               Reception Facilities and
                                                Maharashtra,        Odisha,
           (DG(S) and Port Authorities:                                       the Board.                                 submission to CPCB.
                                                Puducherry, Tamil Nadu and
           05 months)                                                                                             iii.   SPCBs/PCCs             may
                                                West Bengal                   Kerala has informed that                   coordinate with       DG(S)
      (iii) SPCBs/PCCs may coordinate                                         orders         have        been            and Port Authorities for
            with      DG(S)    and       Port   Not Applicable: Arunachal     communicated          to    port           implementation of the
            Authorities for implementation      Pradesh,       Chandigarh,    authorities.      Authorization            aforesaid notification for
            of the aforesaid notification for   Chhattisgarh,        Delhi,    shall be granted by the SPCB              environmentally      sound
            environmentally            sound    Haryana,          Himachal     after sue scientific evaluation.          management             and
            management and disposal of          Pradesh, Jammu & Kashmir,     Waste reception facility in the            disposal of ship wastes.
            ship wastes.                        Jharkhand, Lakshadweep,       port      shall      than     be iv.       SPCBs of Andaman &
            (SPCBs/PCCs: 05 months)             Manipur,        Meghalaya,    authentically documented.                  Nicobar Islands, Assam,
                                                Mizoram, Nagaland, Sikkim,                                               Andhra Pradesh, Gujarat,
                                                Telangana, Tripura, Uttar Maharashtra,       Kerala has
                                                                                                                         Karnataka,          Kerala,
                                                Pradesh                     informed that it has already
                                                                            communicated               the               Maharashtra,       Odisha,
                                                                                                                         Puducherry, Tamil Nadu
                                                Not Complied:      Goa and recommendations               to
                                                                            concerned     authorities   for              and West Bengal shall
                                                Rajasthan
                                                                            compliance.                                  ensure compliance and
                                                Information not provided:                                                submit progress report.
                                                                          Punjab will be enforcing
                                                Madhya Pradesh, Punjab,                                            v.    SPCBs of        Goa and
                                                                          HOWM Rules,      2016 on
                                                and Uttarakhand                                                          Rajasthan             shall
                                                                          quarterly basis.
                                                                                                                         coordinate with DG(S)
                                                                              Rajasthan has informed that                and Port Authorities for
                                                                              there          are        11               waste reception facility in


                                                                       22
 S.    Recommendations (Responsible              Status of Compliance         Remarks/Observations                Recommendation
No.   Agency and timeline of action)

                                                                          ports/ICDs/CFCs,        however, order                to     ensure
                                                                           there is no waste reception      environmentally             sound
                                                                           facility.                        management                    and
                                                                                                                   disposal of ship wastes.
                                                                          Tamil      Nadu    has issued vi.       SPCBs/PCCs          of   05
                                                                          instruction for setting up               States/UTs         namely
                                                                           separate waste        reception         Bihar, Daman & Diu and
                                                                           facility within port premises.
                                                                                                                   Dadar & Nagar Haveli,
                                                                                                                   Madhya Pradesh, Punjab
                                                                          17        SPCBs/PCCs        have
                                                                           informed that as there are no    and             Uttarakhand shall
                                                                          sea        ports       therefore,        submit          compliance
                                                                           recommendation         is   not         status.
                                                                           applicable to them.               vii. Rajasthan shall ensure to
                                                                                                                   provide waste reception
                                                                                                                   facility, if any ports are
                                                                                                                   available.

20.   Authorization for the waste             Status of implementation Details on the state-wise i.           SPCBs/PCCs        of     05
      reception facilities and ports:         provided by SPCBs/PCCs       availability     of     waste      States/UTs namely Bihar,
                                              is given below:              reception facility and its         Daman & Diu and Dadar &
      (i)   SPCBs/PCCs may be directed                                     authorization is tabulated in Nagar
            to issue authorization to all                                                                               Haveli,    Madhya
                                              Complied:    Odisha    and Table B-1 above.                     Pradesh,    Punjab      and
            port authorities on the basis
                                              Puducherry                                                      Uttarakhand shall submit
            of inventory of ship generated                                Andhra       Pradesh, Gujarat,
            wastes in coordination with       Partially        Complied: Odisha,       Puducherry have        compliance status.
            port      authorities      and
                                              Andaman & Nicobar Islands, waste reception facility which ii. SPCB       of Andaman       &
            preparation of annual report in                                have  been  authorised.           Nicobar Islands,      Assam,
                                              Assam, Andhra Pradesh,
            accordance with HOWM Rules,
                                              Gujarat, Karnataka, Kerala,                                     Andhra Pradesh, Gujarat,
            2016.
                                                                                                         Karnataka,                Kerala,

                                                                     23
 S.     Recommendations (Responsible                 Status of Compliance           Remarks/Observations                  Recommendation
No.    Agency and timeline of action)
      (ii)    SPCBs/PCCs shall ensure             Maharashtra,    Tamil Nadu     Assam has issued notice to               Maharashtra, Tamil Nadu
             authorization is granted to          West Bengal                    IWAI, IWT for compliance.       and            West Bengal      shall
             Ports and Waste reception                                                                                 submit progress report.
             facility available at all ports      Not Complied:     Goa and     Goa      and Rajasthan have iii. Goa and Rajasthan SPCB
             and all the provisions of            Rajasthan                      informed that no          waste
             HOWM Rules, 2016 (i.e.                                                                                     shall ensure establishment
                                                                                 reception facility is available.       of waste reception facility at
             authorization,            manifest
                                                  Not Applicable: Arunachal                                             all    ports and       ensure
             system, inventorization etc.)
                                                  Pradesh,       Chandigarh,    Tamil      Nadu     has issued
             are being followed by Ports and                                                                            authorization of the same.
             Waste Reception Facilities.          Chhattisgarh,        Delhi,   instruction     for setting up
                                                                                                                     iii. SPCBs/PCCs shall ensure
                                                  Haryana,          Himachal     separate     waste reception
                                                                                                                        enforcement       all      the
             (SPCBs/PCCs : 05 months)             Pradesh, Jammu & Kashmir,      facility within port premises.
                                                  Jharkhand, Lakshadweep,                                               provisions of HOWM Rules,
                                                  Manipur,        Meghalaya,    Maharashtra,        Kerala has 2016              (i.e. authorization,
                                                  Mizoram, Nagaland, Sikkim,      informed that it has already          manifest              system,
                                                  Telangana, Tripura, Uttar      communicated                port       inventorization etc.) on Ports
                                                  Pradesh                        authorities for applying for     and            Waste     Reception
                                                                                 consent       and conducted            Facilities     and        also
                                                  Information not provided:      meeting with them.                     incorporate the generation
                                                  Madhya Pradesh,    Punjab                                       and             management        of
                                                  and Uttarakhand                Karnataka has informed that            hazardous waste          from
                                                                                 0 3 ports of which only one            port/waste reception facility
                                                                                port     has waste reception            in their yearly annual
                                                                                 facility    which has been
                                                                                                                        inventory.
                                                                                 authorised by the Board.

                                                                                Punjab     will be enforcing
                                                                                 HOWM Rules, 2016        on
                                                                                 quarterly basis.



                                                                        24
 S.     Recommendations (Responsible           Status of Compliance              Remarks/Observations                   Recommendation
No.    Agency and timeline of action)

                                                                                West Bengal has informed
                                                                             that     ports    and     waste
                                                                              reception     facilities  are
                                                                              authorized. However, ports
                                                                              do not provide information
                                                                              in Annual return.

                                                                             17       SPCBs/PCCs       have
                                                                              informed that as there are no
                                                                              sea ports (land       locked)
                                                                              therefore, recommendation is
                                                                              not applicable to them
21.    Swachh sagar portal:                Directorate     General    of                                       i.    DG(S) shall expedite the
                                            Shipping-          Partially                                             process of enrollment of all
       (i) DG(S) shall expedite the Complied                                                                         the Ports on swachh sagar
           process of enabling access by                                                                             portal    for enforcement
      regulatory         authorities    to DG(S) has informed the Ports                                              purposes and also provide
      swachh          sagar portal     for are    being assessed by                                                  list of the Ports and
           enforcement    purposes      in Mercantile            Marine                                              SPCBs/PCCs registered on
           consultation with CPCB.          Departments for compliance                                               the said portal.
           (DG(S): 05 months)               and enrolment to Swachh
                                            Sagar     periodically.    An                                      ii.   SPCBs/PCCs shall access
                                            assessment exercise is now                                               the Swachh Sagar Portal
                                            in progress. DG(S) has also                                              and ensure verification of
                                          informed      that    regulatory                                           information/data          for
                                            agencies are enable         to                                           compliance of provisions of
                                            access Swachh Sagar Portal                                               the HOWM Rules, 2016.
                                            by using respective user id
                                            and passwords.



                                                                    25
 S.    Recommendations (Responsible              Status of Compliance          Remarks/Observations              Recommendation
No.   Agency and timeline of action)

                                               III. IMPACT OF HW ON WORKERS' HEALTH
22.   Coverage of all workers            Ministry of Labour and The Code on Social Security,                i. Ministry of Labour and
      under ESI Act, 1948                Employment- Complied          2020 has been notified. Its             Employment shall ensure
                                                                       effective implementation and            implementation of the
(i) Appropriate directions may be MoLE has informed that the coverage of workers involved Social Security code and issued to Ministry of Labour code on Social Security, 2020 in handling and processing of provide status on the and Employment to expedite was introduced in Lok Sabha hazardous and other waste publication of the Draft Code on 19.09.2020. coverage of workers under health and other social on Social Security, 2019. Subsequently, The Code on involved in handling and support schemes needs to be processing of hazardous (Ministry of Labour and Social Security 2020 was ensured.

considered and passed by and other waste under Employment: 06 months) Lok Sabha and Rajya Sabha. health and other social After the assent from the support schemes. Hon'ble Present of India the same has been notified in the gazette of India for General information on 29/09/2020.

23. Implementation of Rule 5(2) of Status of implementation Gujarat, Haryana, Himachal i. Chief Secretaries of HOWM Rules, 2016: of Rule 5(2) as received Pradesh, Jammu & Kashmir, Meghalaya and from State/UT Mizoram, Punjab and Uttarakhand shall

(i) States/UTs who have not Tripura have taken action to immediately direct the responded is required to Partially Complied: sensitize concerned agencies Andaman & Nicobar concerned agencies for provide compliance status w.r.t implementation of Rule Islands, Assam, implementation of Rule 5(2) within three months, otherwise 5 of HOWM Rules, 2016 and Chandigarh, Gujarat, and monitor the same and Hon'ble NGT may consider meeting has been conducted Haryana, Himachal provide compliance status.

            imposing        environmental                                  with                  concern
                                              Pradesh, Jammu & Kashmir,
            compensation, appropriately,                                   departments/letters      have
                                             Karnataka,         Madhya

                                                                    26
 S.    Recommendations (Responsible               Status of Compliance           Remarks/Observations                 Recommendation
No.   Agency and timeline of action)

          as per directions of the Orders      Pradesh,           Mizoram,    been issued   to concerned ii. Chief        Secretaries     of 12
          dated 26.08.2019.                    Maharashtra,      Nagaland,    departments.                       States/UTs              namely
          (State    Government       /UT       Odisha, Punjab, Puducherry,                                       Arunachal Pradesh, Andhra
                                               Telangana,    Tripura and   Andaman & Nicobar Islands
          Administration: 03 months)                                       PCC have informed that                Pradesh,                 Bihar,
                                               Uttar Pradesh                                                     Chhattisgarh, Daman & Diu
                                                                           labour     and       industries
      (ii) States/UTs        who       have    Not Complied:               departments       have    been        and Dadar Nagar Haveli,
           responded      is required to       Meghalaya and Uttarakhand sensitized in SLAC meeting.           Goa,       Kerala,      Manipur,
           ensure       strengthening     of                               Labour     department      has        Rajasthan,      Sikkim, Tamil
                                               Not             Applicable:
           institutional    capacities   for                               carried out registration under        Nadu, and West Bengal
                                               Lakshadweep and Delhi
            effective implementation of the                                Trade     union      act   and        shall direct the concerned
            Rule 5 followed by monitoring      Information not provided: industries department have              agency for submission of
            through Chief Secretaries of       Arunachal Pradesh, Andhra earmarked        locations    for       implementation status and
            State      Government      /UT     Pradesh, Chhattisgarh, Goa, industrial estates.                   monitor implementation of
            administration.                    Kerala, Manipur, Sikkim,                                          the Rules.
                                               Rajasthan, Tamil Nadu, and
            (State Government / UT                                                                         ii. Chief         secretaries        of
                                               West Bengal                 Labour welfare department,
            Administration: 05 months)                                                                           Lakshadweep and Delhi
                                                                           Assam has informed that it
                                                                                                                 shall ensure allocation and
                                                                           has    been authorized for
                                                                           duties under Rule 5(2)(d) and         earmarking of spaces as per
                                                                           Department of Industry for            Rule          5(1)          and
                                                                           duties under Rule 5(1) of the         implementation    of Rule   5(2)
                                                                           HOWM Rules, 2016. It has            when       units involved in
                                                                           also been informed that             recycling,       pre-processing
                                                                           labour department has not           and        other       utilisation
                                                                           involved in recognition and           activities starts in their
                                                                           registration     of    workers        states and submission of
                                                                           involved in recycling, pre-           action plan as per Rule 5(3).
                                                                           processing and utilization.



                                                                      27
 S.    Recommendations (Responsible     Status of Compliance      Remarks/Observations               Recommendation
No.   Agency and timeline of action)
                                                              Chandigarh        PCC      has iv.
                                                                                              Chief          Secretaries     of
                                                              informed that letters     have Andaman             &     Nicobar
                                                               been issued to stakeholders Islands,                     Assam,
                                                               and PCC is in process of       Chandigarh,              Gujarat,
                                                              consultation              with Haryana,                Himachal
                                                              stakeholders. Estate officer Pradesh,             Jammu        &
                                                              and labour departments have Kashmir,                  Karnataka,
                                                              been authorized under Rule
                                                                                                    Madhya Pradesh, Mizoram,
                                                              5.
                                                                                              Maharashtra,           Nagaland,
                                                               Delhi has informed that as     Odisha,              Puducherry,
                                                               there is no Hazardous waste          Punjab, Telangana, Tripura
                                                              recycling unit.                 and        Uttar Pradesh    shall
                                                              Lakshadweep has informed               ensure implementation of
                                                              that there is no existing and       Rule 5 of HOWM Rules,
                                                               upcoming industrial park,          2016 and submit updated
                                                               estate and industrial clusters     status report.
                                                               also there are no activities
                                                              involved in recycling, pre-
                                                               processing,     and       other
                                                               utilization hence no workers
                                                               in this field.
                                                              Madhya       Pradesh       has
                                                              informed that Department of
                                                               Industry and Department of
                                                               Labour have been authorised
                                                               for implementation of Rule
                                                               5(1) and 5(2) respectively.
                                                               Integrated plan has been

                                                         28
 S.    Recommendations (Responsible     Status of Compliance      Remarks/Observations            Recommendation
No.   Agency and timeline of action)

                                                              prepared and submitted to
                                                              MoEF&CC and CPCB in
                                                              2019.
                                                              Maharashtra has informed
                                                              that meetings have been
                                                              carried out       to sensitize
                                                              concerned            agencies,
                                                               Department of labour has
                                                               verified 224 hazardous waste
                                                               recycling    units   and   is
                                                               compiling the report
                                                              Meghalaya PCB has informed
                                                              that matter      is    to be
                                                              implemented by Department
                                                              of Labour and Department of
                                                              Industries. No details have
                                                              been provided w.r.t action
                                                              taken.
                                                               Mizoram has informed that
                                                               Department of Industries has
                                                                 carried out earmarking or
                                                              allocation of site for TSDF and
                                                              Department of labour has
                                                              been recognised for Rule
                                                              implementation         of  5(2).
                                                              However, recognition        and
                                                               registration of workers has
                                                               not been carried out as there

                                                         29
 S.    Recommendations (Responsible     Status of Compliance     Remarks/Observations            Recommendation
No.   Agency and timeline of action)

                                                              is       no     recycling/pre-
                                                              processing      and      other
                                                              utilization activities in the
                                                              State.
                                                              Odisha has informed that
                                                              Odisha             Industrial
                                                              Infrastructure Development
                                                              Corporation    (IDCO)    and
                                                              Department of labour and
                                                              Employment      have   been
                                                              authorised.
                                                              Telangana has informed that
                                                              TSIIC has been authorized for
                                                              allocation of industrial space
                                                              and Directorate of factories,
                                                              labour, employment, training
                                                              and boiler department and
                                                               National safety council have
                                                               been      authorised       for
                                                               recognition and registration
                                                               of workers. Skill development
                                                               training and annual health
                                                               monitoring has been carried
                                                               out. However, group         of
                                                               workers and integrated plan
                                                               has not been developed.

                                                              Nagaland PCB has informed
                                                              that  it has   written to

                                                         30
 S.    Recommendations (Responsible            Status of Compliance         Remarks/Observations                 Recommendation
No.   Agency and timeline of action)

                                                                         Department for labour for
                                                                         taking necessary action.
                                                                        Uttrakhand       has informed
                                                                         that no action has been taken
                                                                         w.r.t sensitization of agencies
                                                                         about duties under Rule 5
                                                                         and action plan will be
                                                                         proposed in January 2021
24.   Unauthorized industries be            Ministry of Labour and The Code on Social Security,            i.   Ministry of Labour and
      brought under the ambit of ESI        Employment- Complied          2020 has been notified. Its           Employment shall ensure
      Act, 1948:                                                          effective implementation and          implementation of the
                                            MoLE has informed that the
                                                                          coverage of workers involved          Social Security code and

(i) Appropriate directions may be code on Social Security, 2020 in handling and processing provide status on the issued to Ministry of Labour was introduced in Lok Sabha of hazardous and other coverage of workers and Employment to expedite on 19.09.2020.

waste under health and publication of the Draft Code Subsequently, The Code on involved in handling and other social support schemes Social Security 2020 was processing of hazardous on Social Security, 2019. needs to be ensured. (Ministry of Labour and considered and passed by and other waste under Lok Sabha and Rajya Sabha. health and other social Employment: 06 months) After the assent from the support schemes. Hon'ble Present of India the same has been notified in the gazette of India for General information on 29/09/2020.

26. DISPLAY OF INFORMATION CPCB had received Assam has informed that all i. SPCBs/PCCs of Assam, OUTSIDE THE FACTORY GATE: clarification from various units are directed to install Andhra Pradesh, SPCBs/PCCs w.r.t display board, consent and Chandigarh, applicability of Mandatory authorization is not being Chhattisgarh, Gujarat, 31 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action)

(i) SPCBs/PCCs shall ensure that Online display board as per grated unless compliance is Goa, Haryana, Himachal verification of Hon'ble Apex court orders in ensured. Pradesh, Jharkhand, installation/updation of the matter of W.P (C) Kerala, Meghalaya, display boards at all the 657/1995. In order to Andhra Pradesh has informed Rajasthan, Punjab and Hazardous waste generating implement the orders in the that R.Os have issued notices Telangana shall submit units on a continuous basis. spirit, CPCB had requested and pursuing industrial units progress report.

             (SPCBs/PCCs : 05 months)           all SPCBs/PCCs to ensure         for installation of display
                                                strict   implementation      of boards.
                                                                                                                    ii.   Lakshadweep shall take
                                                online display board in large
                                                                                                                          action for compliance of
                                               scale     units and regulate Goa has informed that major
                                                installation    of appropriate generator       has     installed          Hon'ble Apex court orders
                                                size of manual display board display        Boards. Due to                related to Display Board.
                                                in medium and small units.       COVID-19, verification has
                                                CPCB has also sought not been carried out. Board is iii.                  Arunachal         Pradesh,
                                                information on the pattern of in process of conducting                    Manipur, Mizoram and
                                               the     display board and inspections for verification of                  Nagaland PCBs        shall
                                               implementation       which the installation and updation of                ensure that display board
                                                High Powered Committee display board.                                     is installed and regularly
                                                has refereed in its report and                                            updated      by all HW
                                                has been informed that the Gujarat has informed that it                   generating and handling
                                                manual display boards had        has all the units having valid
                                                                                                                          units.
                                                been     adopted and        the CCA      have compiled with
                                                practice is continued. Online Hon'ble         Supreme Court
                                                display Boards have only         directions.    Board       has iv.       SPCBs/PCCs      of    05
                                                been     installed    in   few included specific condition of             States/UTs       namely
                                                categories of the units.         display board in consent and             Bihar, Daman & Diu and
                                                                                 authorization and system of              Dadar & Nagar Haveli,
                                                Status of implementation verification is already in                       Delhi, Tamil Nadu and
                                                provided by SPCBs/PCCs place. However, details have                       Uttarakhand        shall
                                                is given below:                  not been provided.

                                                                          32
 S.    Recommendations (Responsible       Status of Compliance           Remarks/Observations                Recommendation
No.   Agency and timeline of action)

                                                                                                            submit        compliance
                                       Complied: Andaman         &    Lakshadweep       PCC      has        status.
                                       Nicobar Islands, Jammu &       informed that no hazardous
                                       Kashmir,         Karnataka,    waste generating factories in    v.   SPCBs/PCCs            shall
                                       Madhya             Pradesh,    Lakshadweep,      however the         ensure that verification of
                                       Maharashtra,        Odisha,    DG sets in the power house            installation/updation of
                                       Puducherry, Sikkim, Tripura,   and     small      automobile         display boards at all the
                                       Uttar Pradesh and      West    workshops      only generating        Hazardous           waste
                                       Bengal                         waste/used oils.                      generating units on a
                                                                                                            continuous basis.
                                       Partially Complied: Assam,     Manipur has informed that
                                       Andhra            Pradesh,     LPG bottling plant and IOC oil
                                       Chandigarh, Chhattisgarh,      depot has sign boards. Rest
                                       Gujarat,   Goa, Haryana,       all are workshops        and
                                       Himachal          Pradesh,     garages which are micro unit.
                                       Jharkhand,          Kerala,
                                       Meghalaya,      Rajasthan,Nagaland has informed that
                                       Punjab and Telangana      IOCL Dimapur Depot has
                                                                 installed display board and

Not Complied: Arunachal most of the HW generating Pradesh, Lakshadweep, units are small automobile Manipur, Mizoram and repair/servicing shops. Nagaland Mizoram has informed that Information not provided: out of 40 HW generating Delhi, Tamil Nadu, units, only 01 unit require Uttarakhand display board. The remaining units are automobile repair units except one hot mix 33 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) plants, which may not require display board.

Punjab has informed that 106 units have not installed display Board, yet no action has been taken against them.

Table B-2: Status of installation/verification of Display Board is tabulated below:

S. No. State/UT No. of HW No. of units No. of Action Taken generating installed units and display Board verified handling units
1. Andaman & 02 02 02 Nil Nicobar Island
2. Arunachal 83 07 07 No action taken Pradesh
3. Assam 176 INP 57 Direction issued to all units
4. Andhra 2683 1756 1756 Notices issued Pradesh and units are being pursued
5. Chandigarh 679 29 25 SCNs issued
6. Chhattisgarh 413 300 300 SCNs issued
7. Delhi Information not provided
8. Goa Information not provided, Verification under process 34 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action)
9. Gujarat Details not provided
0. Haryana 4830 1805 1901 Action has been taken against 25 non-
complying units
1. Himachal 2436 2319 1849 Action has been Pradesh taken against 75 non-
complying units
2. Jammu & 238 238 227 Notices issued Kashmir to 21 units
3. Jharkhand 628 127 81 Notices issued to 16 non-

complying units.

4. Karnataka 3070 3070 3070 Nil

5. Kerala 1551 932 358 Notices issued to defaulters, follow-up action is being going on.

6. Lakshadweep Informed no HW generating factories, however D.G sets in power house and small automobile workshops are there

7. Madhya 3192 3192 316 Notices issued Pradesh and rectifications were done

8. Maharashtra 7257 7257 1484 Appropriate directions 35 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) issued in case of non-compliance

19. Manipur Information not provided

20. Meghalaya 19 16 16 Directions are being issued

21. Mizoram 40 01 - Informed that remaining units may not require to install display Board.

22. Nagaland Information not provided

23. Odisha 360 360 360 NA

24. Puducherry 131 131 32 Notices issued

25. Punjab 3255 3149 191 Nil

26. Rajasthan 2090 2027 1162 Action has been taken against 108 non-

complying units

27. Sikkim 49 49 49 0

28. Tamil Nadu Information not provided

29. Telangana 2377 1250 1250 Notices issued to non-

complying units, 1127 are under process of installing display boards.

30. Tripura 172 172 172 Nil 36 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action)

31. Uttar Pradesh 2597 2210 2210 Nil (Operational 2173)

32. Uttarakhand Information Not Provided

33. West Bengal 809 809 29 Nil

27. INSTITUTIONAL REFORMS Status of implementation SPCBs/PCCs of Arunachal i. SPCBs/PCCs of Gujarat and provided by SPCBs/PCCs Pradesh, Chhattisgarh, Delhi, Lakshadweep shall ensure is given below: Goa, Haryana, Himachal regular training of

(i) SPCBs/PCCs shall ensure Pradesh, Jammu & Kashmir, manpower that Complied: Gujarat, Karnataka, Kerala, Madhya ii. SPCBs/PCCs of Assam, adequate manpower is Lakshadweep Pradesh, Manipur, Chandigarh and Jharkhand available with the PCB/PCC, Maharashtra, Meghalaya, shall immediately take steps training shall be regularly Partially Complied: Mizoram, Nagaland, Odisha, to provide adequate provided with emphasis on Andaman & Nicobar Islands, Puducherry, Punjab Sikkim, manpower and shall scientific evaluation and Arunachal Pradesh, Tamil Nadu, Tripura, Uttar Chhattisgarh, Delhi, Goa, Pradesh, Uttarakhand and regularly provide training management of hazardous Haryana, Himachal West Bengal have informed with emphasis on scientific waste.

Pradesh, Jammu & Kashmir, that they are in process of evaluation and management Karnataka, Kerala, Madhya recruiting the required of hazardous waste. Pradesh, Manipur, manpower or has approached Maharashtra, Meghalaya, state government for iii. SPCBs/PCCs of Andaman & Mizoram, Nagaland, Odisha, providing adequate Nicobar Islands, Arunachal Puducherry, Punjab, manpower. Pradesh, Chhattisgarh, Rajasthan, Sikkim, Tamil Delhi, Goa, Haryana, Nadu, Telangana, Tripura, Andaman & Nicobar Islands Himachal Pradesh, Jammu Uttar Pradesh, Uttarakhand have informed that it does not & Kashmir, Karnataka, and West Bengal have adequate manpower.

However, PCC has recruited Kerala, Madhya Pradesh, recently 03 technical staff. Manipur, Maharashtra, 37 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) Not Complied: Assam, Meghalaya, Mizoram, Chandigarh, Jharkhand Assam has informed that Nagaland, Odisha, adequate manpower is ot Puducherry, Punjab, Information not provided: provided and also no steps Rajasthan, Sikkim, Tamil Andhra Pradesh have been taken to increase Nadu, Telangana, Tripura, manpower. However, training Uttar Pradesh, Uttarakhand programme are being and West Bengal shall attended by officials as and provide the progress report when entrusted.

progress report on providing Andhra Pradesh has informed adequate manpower and that it has 03 Zonal Offices training.

                                                                   and      13 Regional offices
                                                                   covering 13 Districts          iv. SPCBs/PCCs        of Assam,
                                                                                                        Andhra Pradesh, Delhi, Goa,
                                                                   Chandigarh        PCC      has       Gujarat, Haryana, Himachal
                                                                   informed that no training Pradesh,                Jammu        &
                                                                   programme has been carried Kashmir,                   Karnataka,
                                                                   out/attended       by    CPCC Kerala,          Madhya Pradesh,
                                                                   officials during 2019-20.            Maharashtra,     Meghalaya,
                                                                   Gujarat has informed that it        Mizoram, Nagaland, Odisha,
                                                                    has recruited 49 Assistant    Puducherry,            Rajasthan,
                                                                    Environmental Engineers in         Tamil    Nadu,    Telangana,
                                                                   September,       2019     and       Tripura, Uttar Pradesh and
                                                                   organizing            training       West Bengal shall expedite
                                                                   programmes on regular basis.       the process of establishing
                                                                                                      full fledge laboratory and
                                                                   Jharkhand has informed that          submit the progress report
                                                                   it does not have adequate

                                                              38
 S.    Recommendations (Responsible     Status of Compliance      Remarks/Observations                     Recommendation
No.   Agency and timeline of action)
                                                              manpower          and         no         for availability of analysis for
                                                              information      has       been    all         parameters as         per
                                                              provided w.r.t any steps                  HOWM Rules, 2016.
                                                              taken in this regard.     It has       v. SPCBs/PCCs of Andaman
                                                              informed that 01 training
                                                              programme        has       been    &            Nicobar        Islands,
                                                               attended by 02 officials of theArunachal                   Pradesh,
                                                               Board.                         Chandigarh,           Chhattisgarh,
                                                              Lakshadweep        PCC       hasJharkhand,           Lakshadweep,
                                                              informed that it has adequate   Manipur,          Punjab, Sikkim
                                                              manpower.                       shall         take action         for
                                                                                              establishment           full fledge
                                                              Madhya        Pradesh      has          laboratory and submit the
                                                              informed that officials have    progress              report      for
                                                              participated in 26 training          availability of analysis for all
                                                              programmes.           However,        parameters as per HOWM
                                                              information      related     to       Rules, 2016.
                                                              adequate manpower has not
                                                              been provided.
                                                              Rajasthan has informed that vi. SPCBs/PPCs                         of
                                                              it does not have adequate       Chandigarh,           Chhattisgarh,
                                                               manpower.            However,  Gujarat,         Haryana,    Kerala,
                                                               recruitment has been done in         Odisha,           Puducherry,
                                                               compliance of Hon'ble NGT            Telangana, Tamil Nadu and
                                                              orders.                               West Bengal. shall submit
                                                                                                    the details/progress made
                                                               Telangana has informed that         w.r.t R&D work carried out.
                                                               steps have been taken for
                                                               recruitment.


                                                         39
 S.      Recommendations (Responsible              Status of Compliance             Remarks/Observations                   Recommendation
No.     Agency and timeline of action)

                                                                                                                vii. SPCBs of Andaman           &
                                                                                SPCBs/PCCs of Haryana,                  Nicobar Islands, Andhra
                                                                                Jammu & Kashmir, Mizoram,             Pradesh,          Arunachal
                                                                                 Nagaland,        Puducherry,
                                                                                                                      Pradesh, Assam, Delhi, Goa,
                                                                                 Tripura, West Bengal have
                                                                                                                Jammu             &      Kashmir,
                                                                                informed    that they have
                                                                                                                      Jharkhand,       Karnataka,
                                                                                 initiated     process      for
                                                                                 upgrading lab                        Lakshadweep,
      (ii)   SPCBs/PCCs should          have   Partially Complied: Assam,                                       Maharashtra,             Manipur,
             adequate             laboratory   Andhra Pradesh, Delhi, Goa,       Andaman & Nicobar Islands      Mizoram,                Nagaland,
             infrastructure for analysis of    Gujarat, Haryana, Himachal        has informed that it does not         Rajasthan, Sikkim, Tripura
              HW parameters.                   Pradesh, Jammu & Kashmir,        have facility for analysis,          and Uttar Pradesh shall take
                                               Karnataka, Kerala, Madhya        waste oil generated in the UT        action on R&D work and
                                               Pradesh,        Maharashtra,     is being sent to mainland for submit            the status     on
                                               Meghalaya,          Mizoram,     further processing, so no            compliance w.r.t R&D work
                                               Nagaland,             Odisha,    analysis has been carried out.       carried out by them.
                                               Puducherry,        Rajasthan,
                                               Tamil Nadu,       Telangana, Assam        has    facility     for viii. All               SPCBs/PCCs
                                               Tripura, Uttar Pradesh and    analysis        of        various
                                                                                                                                                  shall
                                               West Bengal                   parameters. However, few
                                                                             instruments are out of order              regular carryout   R&D   work
                                               Not Complied: Andaman & and also analysis facility for either through             oncollaboration
                                                                                                                                      their own withor
                                               Nicobar Islands, Arunachal    only few metals is available        technical                 institutes/
                                               Pradesh,         Chandigarh, with PCB.                            regulatory           agencies and
                                               Chhattisgarh,     Jharkhand,                                               submit  the  report to CPCB
                                               Lakshadweep,        Manipur, Andhra Pradesh has informed after                  completion      of each
                                               Punjab, Sikkim                 that it has laboratory facility           project. Also,    advocacy of
                                                                              at         Zonal           office,        the Cleaner technology and
                                               Information not provided-      Vishakhapatnam     for analysis    dissemination                       of
                                               Uttarakhand

                                                                         40
 S.    Recommendations (Responsible     Status of Compliance     Remarks/Observations                Recommendation
No.   Agency and timeline of action)
                                                              of    Hazardous         waste information          in     public
                                                              parameters.                         domain shall be carried out
                                                                                                  continuously.
                                                              Chandigarh       PCC      has
                                                              informed that it does not have ix. SPCBs/PPCs       of    Bihar,
                                                              adequate lab and Punjab              DD&DNH and Uttarakhand
                                                              Biotechnology Incubator has        shall submit information on
                                                              been authorised to analyse         institutional reforms as per
                                                              HW parameters.
                                                                                                 format circulated.
                                                              Chhattisgarh has informed
                                                              that land has been acquired,
                                                              technical specifications for
                                                              procurement of instruments
                                                              are under finalization and
                                                              environmental laboratory will
                                                              be developed by 31/12/2021.

                                                              DPCC does not have a NABL
                                                              accredited laboratory and
                                                              limited parameter can be
                                                              analysed. Further, informed
                                                              that few instruments re under
                                                              procurement.

                                                              Gujarat has informed that it
                                                              has state of art laboratory
                                                              facility which can monitor
                                                              micro pollutants.


                                                         41
 S.    Recommendations (Responsible     Status of Compliance      Remarks/Observations              Recommendation
No.   Agency and timeline of action)

                                                              Himachal        Pradesh    has
                                                               informed     that    it  has
                                                               constituted a committee for
                                                               additional requirements of
                                                               laboratory. Budget of 263.35
                                                               lakhs has been approved for
                                                               procurement of instruments.

                                                              Jharkhand has informed that
                                                              it do not facility for analysis of
                                                              HW parameters, also reported
                                                               that   steps       to   provide
                                                               adequate lab infrastructure
                                                               are under process. However,
                                                               no details in this regard has
                                                               been provided. Further, it has
                                                               been reported that, samples
                                                               are being sent to authorized
                                                               lab.

                                                              Kerala Board is continuously
                                                              upgrading its laboratory and
                                                              in case of non -availability of
                                                              lab, analysis is being carried
                                                              out through third party.

                                                              Lakshadweep        PCC      has
                                                               informed that it does not have
                                                               lab and samples are sent to
                                                               accredited lab in Kerala.

                                                         42
 S.    Recommendations (Responsible     Status of Compliance      Remarks/Observations          Recommendation
No.   Agency and timeline of action)


                                                              Madhya       Pradesh      has
                                                               informed that procurements
                                                              of instruments    for lab   at
                                                               Bhopal is under process and
                                                               work order has been given to
                                                              PWD for establishment of lab.

                                                              Arunachal Pradesh, Manipur
                                                               and Sikkim have informed
                                                                that they do not have lab
                                                              facility  for   analysis    of
                                                              hazardous waste.

                                                              Andhra Pradesh has informed
                                                              that it has planned to conduct
                                                              programs      for   promoting
                                                              cleaner technology.

                                                              Chandigarh PCC has started
                                                              consultative process     and
                                                              further       performance-
                                                              oriented           advocacy
                                                              programme will be outlined

                                                                Chhattisgarh has informed
                                                               that R&D centre will be
                                                               established with laboratory
                                                              and       advocacy/awareness
                                                              programmes       are     being

                                                         43
 S.    Recommendations (Responsible            Status of Compliance            Remarks/Observations             Recommendation
No.   Agency and timeline of action)

      (iii) R&D work shall be regularly       Complied:          Himachal   conducted       to    promote
          carried       out     by       the Pradesh, Madhya Pradesh,       adoption       of      cleaner
          SPCBs/PCCs                   either Meghalaya and Punjab
                                                                            technologies by stakeholders.
          individually,     in collaboration
          with other SPCBs/PCCs and          Partially         Complied:    Gujarat has informed that it
          expert                   technical Chandigarh, Chhattisgarh,      is progressively engaged in
          Institutes/agencies.                Gujarat, Haryana, Kerala,     R&D       in consultation with
          Continuous dissemination of         Odisha,         Puducherry,   GCPC. However, details of the
          information and awareness Telangana, Tamil Nadu and               R&D work have not been
           programs shall be carried out      West Bengal.                  provided.
           by the SPCBs/PCCs.
          (SPCBs/PCCs : 05 months)            Not Complied: Andaman &       Haryana has informed that
                                              Nicobar Islands, Andhra       Board has only conducted
                                              Pradesh,         Arunachal    awareness programmes with

Pradesh, Assam, Delhi, Goa, stakeholders, no R&D work Jammu & Kashmir, has been carried out.

Jharkhand, Karnataka, Lakshadweep, Himachal Pradesh has Maharashtra, Manipur, informed that Board has Mizoram, Nagaland, carried out research work Rajasthan, Sikkim, Tripura related to recovery of Fluoride and Uttar Pradesh and Heavy metals from wastewater.

Information not provided-

Uttarakhand J&K PCB has informed that once lab will start R&D work will be initiated.

Karnataka has informed that it will; carryout R&D work 44 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) and will submit report. No details in this regard has been provided.

Kerala informed that process for setting up R&D wing has been initiated also board promotes CT through awards and various establishments as part of Environment Day celebration.

Madhya Pradesh have been informed that Board has carried out various research work Maharashtra has informed that it will plan to organize advocacy program. No information provided w.r.t R&D work.

Meghalaya has informed that it has undertaken a research study on "Cleaner Production in Cement Industry for Environmental Sustainability". However, Meghalaya PCB has informed 45 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) its financial inability to undertake regular R&D works.

Odisha PCB has informed that it has constituted a R&D committee to identify areas for R&D and in Collaboration with EPIC (University of Chiacago) board has taken up project for clean air by adoption of cleaner technology.

Puducherry has proposed to collaborate with Puducherry Engineering College for R&D activities Punjab has made R&D on recovery of zinc from APCD dust and promoted the same.

Nagaland has noted for compliance w.r.t R&D Sikkim PCB has informed that there is no R&D facility and proposes to involve R&D facility.

46

S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) Tamil Nadu has informed that it has collaborated with IIT Chennai and formed Centre for Urbanization Buildings and Environment (CUBE) Telangana has proposed to identify the sector for carrying out R&D work Tripura has not carried out R&D work but during inspection officials are providing necessary inputs for effective management of Hazardous waste.

Uttar Pradesh has informed that as soon as required manpower is provided, institutional reform will be carried out. It has directed oil refineries to shift to physical refinery.

West Bengal has informed that a separate R&D wing exist in PCB. However, details of the R&D work carried out has not been provided.

47

S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) Andaman & Nicobar Islands, Arunachal Pradesh, Assam, Delhi, Goa, Jharkhand, Lakshadweep Manipur, Mizoram and Rajasthan have not carried out R&D activity and advocacy programmes.

Manipur has submitted proposal for R&D work

28. NATIONAL POLICY CPCB-Partially Complied - CPCB shall expedite the process of finalization of National Policy

(i) National Hazardous Waste The National Expert on Hazardous Waste Management Policy as per Committee (NEC) constituted Management and forward the Hon'ble NGT Orders dated by CPCB has carried out same to MoEF&CC for 26.08.2019 shall be prepared several meeting alongwith publication and implementation and circulated to concerned stakeholder consultation of the same. stakeholders within four with few SPCBs/PCCs, months. Representatives of Recyclers associations, TSDF operators (MoEF&CC and CPCB: 04 and field experts to devise months) National Policy on Hazardous Waste Management (NPHWM).

The draft National Policy is under finalization, upon finalization, the same will be 48 S. Recommendations (Responsible Status of Compliance Remarks/Observations Recommendation No. Agency and timeline of action) forwarded to MoEF&CC for necessary action.

Apart from above state specific and agency wise recommendations on the various action points, the following are also recommended:

1. Chief Secretary of DD&DNH shall submit the compliance status report on the recommendations made in CPCB report (June2020) w.r.t actions points given in the Interim and Final Report of the Monitoring Committee and in accordance with order dated 07/07/2020 of the Hon'ble Tribunal.

Further, Chief Secretaries of 03 States namely Bihar, Nagaland and Uttarakhand shall submit compliance status report on all the action points as per format circulated vide CPCB letter dated 20/07/2020 w.r.t. Final Report of the Monitoring Committee, as CPCB has not received the same.

2. Chief Secretaries of all States/UTs shall monitor and ensure compliance of the recommendations pertaining to SPCBs/PCCs and State/UT Governments/ Departments (as given in Section 3) and also submit compliance status on annual basis to CPCB.

3. The action points given in the final report of the Monitoring Committee vis-à-vis the recommendations made in Section 3.2 be coordinated by Ministry of Environment, Forest and Climate Change with various central ministries and its agencies to ensure compliance of the same.

49