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Gujarat High Court

Jayesh Govindbhai Balar vs Income Tax Officer - Ward - 3 (2) (4) - ... on 13 June, 2016

Author: Akil Kureshi

Bench: Akil Kureshi, A.J. Shastri

                   C/SCA/994/2016                                              ORDER



                    IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                       SPECIAL CIVIL APPLICATION NO. 994 of 2016
         ==========================================================
                       JAYESH GOVINDBHAI BALAR....Petitioner(s)
                                      Versus
              INCOME TAX OFFICER - WARD - 3 (2) (4) - SURAT....Respondent(s)
         ==========================================================
         Appearance:
         MR B S SOPARKAR, ADVOCATE for the Petitioner(s) No. 1
         MR SUDHIR M MEHTA, ADVOCATE for the Respondent(s) No. 1
         ==========================================================
           CORAM: HONOURABLE MR.JUSTICE AKIL KURESHI
                  and
                  HONOURABLE MR.JUSTICE A.J. SHASTRI
                                Date : 13/06/2016
                                 ORAL ORDER

(PER : HONOURABLE MR.JUSTICE AKIL KURESHI)

1. The   petitioner   has   challenged   a   notice   dated  27.03.2015 issued by the respondent Assessing Officer  by   which   he   seeks   to   reopen   the   assessment   of   the  petitioner for the assessment year 2008­09.  

2. Brief facts are as under.

3. The   petitioner   is   an   individual.     For   the  assessment year 2008­09, the petitioner had filed the  return of income on 30.03.2009 declaring total income  of Rs.2.44 lacs (rounded off).   The return was taken  in  scrutiny.     The  Assessing   Officer  passed   order   of  assessment   on   22.12.2010   assessing   income   of   the  assessee at Rs.2.41 lacs (rounded off).  

4. In   the   return   of   income,   the   assessee   had  Page 1 of 7 HC-NIC Page 1 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER disclosed purchases of two immovable properties made  by him during the relevant previous year at a cost of  Rs.61.76   lacs   (rounded   off)   and   Rs.54.59   lacs   along  with   two   other   persons.     The   assessee   however,   had  also   sold   an   immovable   property   under   a   deed   dated  19.07.2007   for   sale   consideration   of   Rs.33.97   lacs  (rounded off).  He had not disclosed this sale in the  return for the assessment year 2008­09, but, had done  so in the return filed for the assessment year 2007­

08.

5. In   order   to   reopen   the   assessment   for   the   said  assessment year 2008­09, the Assessing Officer issued  impugned notice, which as can be seen, was done beyond  the   period   of   four   years   from   the   end   of   relevant  assessment   year.     In   order   to   do   so,   the   Assessing  Officer recorded reasons which read as under:

"As   per   AIR   Information   received   in   this  office,   in   this   case   Shri.   Jayeshbhai  Govindbhai   Balar   having   transaction   of   purchase of two  immovable  properties  valued  at   Rs.61,76,500/­   and   Rs.54,59,000/­   with  two   other   personas.   Shri   Jayeshbhai   Govindbhai Balar had also sold the immovable  property   valued   at   Rs.33,97,858/­,   it   is  also   found   that   the   assessee   has   filed   his  return   of   income   for   A.Y.­2008­09   showing   income   Rs.2,44,120/­   where   as   the   assessee  indulged   in   transaction   of   purchase   of   two  immovable   properties   valued   at  Page 2 of 7 HC-NIC Page 2 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER Rs.61,76,500/­   and   Rs.54,59,000/­   and   also  in   transaction   of   sale   of   the   immovable  property valued as Rs.33,97,858/­.   In view  of the above I have reason to believe that   the assessee has filed his return of income Rs.2,44,120/­ only, whereas the assessee has   earned   much   more   income   from   his   transaction.
In   view   of   the   above   I   have   reason   to  believe   that   income   to   the   extent   of   huge  transaction   of   Rs.1,16,35,500/­   and  transaction   of   sale   property   valued   at   Rs.33,97,858/­   has   escaped   assessment   for  A.Y.   2008­09,   by   reason   of   failure   on   the  part   of   the   assessee   to   disclose   fully   and  truly   all   the   material   facts   necessary   in  the   return   of   income.     Hence,   notice   u/s.  148 r.w.s. 147 of the I.T.Act 1961 is to be  issued for the A.Y. 2008­09.
I am therefore, Satisfied that this is a fit  case for invoking the provisions of section  147   of   the   Income   -   Tax   Act,   1961   for  A.Y.2008­09."

6. Learned counsel Shri Soparkar for the petitioner  submitted that purchases of two immovable properties  were   duly   reflected   in   the  assesse's   return.     These  transactions were noticed by the Assessing Officer in  the   original   assessment   proceedings.     There   was   no  failure   on   the   part   of   the   assessee   to   disclose  material   facts.     He   further   pointed   out   that   the  assessee was not the sole purchaser and that the share  of the assessee was of 49.65% of these two properties  which was duly reflected in the return also.   Page 3 of 7 HC-NIC Page 3 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER

7. With respect to the sale of the property by the  petitioner,   counsel   submitted   that   though   the   sale  deed   was   executed   on   19.07.2007,   on   account   of   the  transfer being an ongoing transaction, the petitioner  had   treated   the   effective   sale   falling   within   the  assessment year 2007­08 and had accordingly declared  the same in the return filed for the said year.   The  Assessing Officer had also examined the details of the  sale.  

8. On the other hand, learned counsel Shri Mehta for  the   department   submitted   that   the   assessee   had   not  disclosed   the   sale   of   the   immovable   property   made  during   the   period   relevant   to   the   assessment   year  2008­09   and   had   thus,   not   provided   the   correct  information about the income.   The Assessing Officer  had therefore correctly reopened the assessment.  

9. It   is   by   now   well   settled   that   to   support   a  notice for reopening of assessment, the justification  must come from the reasons recorded by the Assessing  Officer   for   issuing   such   notice.     The   Assessing  Officer   cannot   rely   on   any   material   outside   the  reasons   recorded   in   order   to   support   his   conclusion  Page 4 of 7 HC-NIC Page 4 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER that income chargeable to tax had escaped assessment  or that the same was on account of failure on the part  of   the   assessee   to   disclose   truly   and   fully   all  material facts.  

10. In   this   context,   if   we   revert   to   the   reasons  recorded, they contain two elements.  The assessee had  purchased two immovable properties valued at Rs.61.76  lacs and Rs.54.59 lacs respectively, whereas, he had  filed return disclosing income of Rs.2.47 lacs only.  The   Assessing   Officer   was   of   the   opinion   that   when  assessee had purchased two properties at such sizable  cost, he could not have shown income of only Rs.2.44  lacs.     He   therefore,   concluded   that   'income   to   the  extent   of   huge   transaction   of   Rs.1,16,35,500/­   ...  had escaped assessment for AY 2008­09 ...'.  This reason  completely   lacks   logic.     There   is   no   direct   co­ relation   between   the   purchase   of   properties   by   the  assessee   and   his   disclosure   of   the   income   during   a  particular period.  The reason is vague and relies on  the presumptions on the part of the Assessing Officer.  He seems to be presuming that when the assessee had  made   purchase   worth   such   huge   amounts,   he   must  disclose   sizable   income.     Additionally,   these  Page 5 of 7 HC-NIC Page 5 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER purchases had come up for discussion by the Assessing  Officer in the original scrutiny.  

11. With   respect   to   the   assessee's   sale   of   land  valued at Rs.33.97 lacs, it is true that the same was  not disclosed in the returns filed.  The assessee had  however, shown the sale in the earlier assessment year  2007­08.  Such transaction was examined and duly taxed  during such period.  Apart from this, with respect to  this   transaction   also   the   Assessing   Officer   has   not  recorded any reasons pointing out as to in what manner  he formed a belief that the income chargeable to tax  had   escaped   assessment.     He   merely   stated   that   the  assessee   had   indulged   in   transaction   of   sale   of  immovable property valued at Rs.33.97 lacs, but shown  income   only   of   Rs.2.44   lacs   and   therefore,   he   had  reason   to   believe   that   income   concerning   huge  transaction cost had escaped assessment.  Once again,  the   reasons   are   vague   and   imprecise   and   lack  invalidity.  If the Assessing Officer was prima­facie  of the opinion that sale transaction  invited  capital  gain which the assessee had avoided by non­disclosure,  the same has not come on record in the reasons. Page 6 of 7 HC-NIC Page 6 of 7 Created On Fri Jun 17 00:55:55 IST 2016 C/SCA/994/2016 ORDER

12. When   notice   for   reopening   for   scrutinized  assessment is issued beyond the period of four years,  twin conditions to be satisfied are that the Assessing  Officer   has  some   tangible   material   to   form   a  belief  that income chargeable to tax has escaped assessment  and further that such escapement was due to failure on  part of the assessee to disclose truly and fully all  material facts.     When first of these conditions is  not satisfied, merely because the assessee failed to  disclose the sale transaction would not by itself give  authority   to   Assessing   Officer   to   reopen   the  assessment.  

13. In   the   result,   petition   is   allowed.     Impugned  notice   dated   27.03.2015   is   quashed.     Petition   is  disposed of.

(AKIL KURESHI, J.) (A.J. SHASTRI, J.) ANKIT Page 7 of 7 HC-NIC Page 7 of 7 Created On Fri Jun 17 00:55:55 IST 2016