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[Cites 8, Cited by 1]

Appellate Tribunal For Electricity

Uttar Haryana Bijili Vitran Nigam Ltd vs Haryana Electricity Regulatory ... on 27 April, 2012

                                                 Judgment in Appeal No. 78 of 2011



                          Appellate Tribunal for Electricity
                             (Appellate Jurisdiction)

                          Appeal No.78 of 2011

Dated: 27th April, 2012

Present:   HON'BLE MR. JUSTICE M KARPAGA VINAYAGAM,
           CHAIRPERSON,
           HON'BLE MR. V J TALWAR, TECHNICAL MEMBER

In the Matter of:

Uttar Haryana Bijili Vitran Nigam Ltd
Shakti Bhawan, Sector-6
Panchkula-134 109                                    ........Appellant

                                 Versus

1.   Haryana Electricity Regulatory Commission
     Bays No.33-36, Sector-4,
     Panchkula, Haryana-134 112


2.   M/s. Bhoruka Power Corporation Limited
     48, Lavelle Road,
     Bangalore-560 001

3.   Government of Haryana
     Department of Power and Renewable Sources
     Haryana Civil Secretariat,
     Chandigarh-160 001

4.   Government of Haryana
     Department of Irrigation
     Sinchai Bhawan, Sector-5,
     Panchkula-134 109

5.   Haryana Renewable Energy Development Agency
     SCO No.48, Sector-26,
     Chandigarh-160 019                        Respondents




                                                                      Page 1 of 24
                                                 Judgment in Appeal No. 78 of 2011



Counsel for the Appellant(s):            Mr. Ramji Srinivasan,Sr Adv
                                         Ms. Shweta Mishra
                                         Ms. Ruchi Gour Narula
                                         Mr. Vivek Kishore
                                         Mr. P C Sharma
                                         Ms. Nidhi Minocha

Counsel for the Respondent(s):           Mr. Anand K Ganesan for R-1
                                         Ms. Swapna Seshadri for R-1
                                         Mr. Sanjeev Kr Saxena for R-2
                                         Mr. G Joshi for R-2
                                         Mr. Sridhar Prabhu for R-2
                                         Mr. P C Sharma for R-5

PER HON'BLE MR. JUSTICE M. KARPAGA VINAYAGAM, CHAIRPERSON


1. Uttar Haryana Bijili Vitran Nigam Limited (UHBVNL) is the
    Appellant herein.

2. Aggrieved over the impugned order dated 8.9.2010 passed
    by the Haryana Electricity Regulatory Commission (State
    Commission) revising the approved Tariff of the 2nd
    Respondent, the Appellant has filed this Appeal.

3. The short facts are as follows:

     (a) The     Appellant      is   a    Government         of     Haryana
          undertaking.

     (b) It is a Distribution Licensee, being responsible for the
          distribution and retail supply of power in the Northern
          parts of Haryana.




                                                                     Page 2 of 24
                                         Judgment in Appeal No. 78 of 2011



(c)   State Regulatory Commission is the 1st Respondent.
      M/s. Bhouruka Power Corporation Limited is a
      generating company and is the Second Respondent.

(d) Haryana Renewable Energy Development Agency
      (HAREDA), 5th Respondent, an autonomous body was
      set-up by the Government of Haryana to implement
      the Non-Conventional & Renewable Energy Projects
      under the Haryana State Department of Non-
      Conventional Energy Sources.

(e) HAREDA issued advertisements in 1998, inviting the
      proposal for setting up mini hydro plants on canal
      drops at Dadupur and other sites in Haryana.

(f)   M/s. Bhouruka Power Corporation Limited, the 2nd
      Respondent was one of the bidders for the Dadupur
      site. Ultimately it became the successful bidder. A
      Letter of Intent was issued on 30.4.1999 for the said
      site.

(g) However,     by    the    Memo    dated     30.9.1999,          the
      HAREDA cancelled the allocation of the Dadupur site
      made in favour of M/S. Bhouruka Power Corporation
      (R-2).

(h) Challenging       the    same,   M/s.    Bhouruka          Power
      Corporation (R-2) preferred a Writ Petition before the


                                                             Page 3 of 24
                                         Judgment in Appeal No. 78 of 2011



      Punjab and Haryana High Court. The High Court
      ultimately by the order dated 3.7.2000 allowed the
      said Writ Petition setting aside the cancellation and
      restored the order of allocation of Dadupur site made
      in favour of M/s. Bhouruka Power Corporation (R-2).

(i)   Thereafter, on 17.4.2006, a PPA was entered into
      between the Appellant and M/s. Bhoruka Power
      Corporation Limited (R-2). The said PPA was placed
      before the State Commission for approval.

(j)   On 10.7.2007, the Haryana Commission gave its
      approval to the PPA with some modifications including
      slight change in the tariff. Thereafter, the modified
      PPA was signed by the parties on 3.3.2008.

(k)   Thereafter, due to escalation of prices in the changes
      made in the tax regime, change in scope and other
      relevant factors, heavy additional cost was incurred by
      the Generator (R-2) for completion of its Dadupur site.
      Due to heavy additional cost, M/s. Bhoruka Power
      Corporation Limited (R-2) felt difficult to survive at the
      tariff determined by the State Commission on the
      basis of the PPA. Therefore, M/s. Bhoruka Power
      Corporation Limited (R-2) sent a letter to the Appellant
      requesting for the increase in the tariff. However, the
      Appellant did not accede to the request of M/s.

                                                             Page 4 of 24
                                                 Judgment in Appeal No. 78 of 2011



          Bhoruka Power Corporation Limited (R-2) to increase
          the tariff.

    (l)   Hence,        in   April,   2010,   M/s.    Bhoruka          Power
          Corporation Limited (R-2) filed a Petition before the
          State Commission for re-determination of the tariff of
          the project on the grounds mentioned above.

    (m) The State Commission, after hearing the parties
          passed the impugned order dated 8.9.2010, allowed
          some of the claims made by M/s. Bhoruka Power
          Corporation Limited (R-2) and approved additional
          capitalisation of Rs.4.12 Crores on completed cost
          basis and re-determined the tariff.

    (n) Aggrieved by the said order, the Appellant has
          preferred the present Appeal.

4. The Learned Senior Counsel for the Appellant would urge
   the following contentions:

    (a) The HERC (Terms and Conditions for Generation of
          Tariff)   Regulations       2008    are    only     prospective.
          Regulation 2 of the 2008 Regulations limits the scope
          and extent of application of the said Regulations to
          cases where the commission determines the tariff
          under Section 62 and 64 of the Electricity Act, 2003. In
          the present case, the tariff has been determined in


                                                                     Page 5 of 24
                                        Judgment in Appeal No. 78 of 2011



      accordance with Section 63 of the Act through the
      bidding process on the basis of mutually agreed tariff
      by both the distribution licensee and the generator. As
      such, the applicability of this Regulation is excluded.
      Furthermore, the Regulations which have been
      applied in the present case to over ride the PPA
      provisions are only prospective in nature. Therefore,
      the impugned order is erroneous.

(b) The State Commission has wrongly exercised its
      jurisdiction and determined the tariff by complying with
      its 2008 Regulations which would not apply to the
      present case. As a matter of fact, the State
      Commission by the order dated 10.7.2007 had finally
      approved and fixed the tariff for a period of 15 years.
      The State Commission reserved its right to review and
      approve the fresh tariff only from the 16th year
      onwards and not before. Therefore, the decision to
      review the tariff before the expiry 15 years period is
      wrong.

(c)   Admittedly, M/s. Bhoruka Power Corporation (R-2)
      conducted the detailed survey of the site and prepared
      a DPR on the basis of which the project was awarded
      to it. It was expected that the project developer, being
      a   prudent   businessman,     would      factor      in     the


                                                            Page 6 of 24
                                           Judgment in Appeal No. 78 of 2011



         inflationary trends and the possible spill over of costs
         in a project which was expected to extend over a
         period of time.

    (d) The Commission has wrongly allowed the claims in
         respect of construction of cut-off wall, expenses on
         account of dewatering and dewatering equipment,
         purchase of diesel for dewatering, barrage gate and
         repair of existing barrage gate even though the 2nd
         Respondent is not entitled to the said claims.

5. In reply to the above submissions, the Learned Counsel for
   the Respondents namely the Commission as well as
   M/s.Bhoruka Power Corporation Limited (R-2) have made
   the following submissions:

    (a) On 19.12.2008, the Tariff Regulations, 2008 were
         notified which provided that final tariff has to be
         determined based on the actual competitive cost of
         the project. Admittedly, the Appellant has not
         challenged the said Regulations in the appropriate
         forum. Therefore, the same are binding upon the
         Appellant. Furthermore, it is a settled law that
         Regulations framed under the Act can intervene and
         override the existing contracts of the regulated
         entities.



                                                               Page 7 of 24
                                         Judgment in Appeal No. 78 of 2011



(b) The contention of the Appellant is that the tariff was
      determined    under section 63 of the Electricity Act,
      2003 and therefore, the same cannot be reviewed is
      wrong    since   in   the   Petition   filed     before       the
      Commission on 17.4.2006 it had not been mentioned
      that the tariff may be fixed on the basis of the
      competitive bidding process. The instant project falls
      outside the purview of the Clause of National Tariff
      Policy which mandates that all future requirements of
      power should be procured competitively by the
      distribution licensee. The tariff had been determined
      by the Commission only        under section 62 of the
      Electricity Act, 2003 and not under Section 63 of the
      Act.

(c)   The State Commission has correctly held that the tariff
      fixed by it at the time of approval of the PPA was
      subject to the review and that Regulations have
      overriding effect over the existing contracts including
      the said PPA. Even assuming that the PPA did not
      provide specific clause for revision of the project, the
      Commission is empowered to re-determine the tariff
      already fixed by it under section 62 of the Act.

(d) The Respondent in its Petition has claimed 11 items
      but the State Commission has allowed claim for only 5


                                                             Page 8 of 24
                                              Judgment in Appeal No. 78 of 2011



           items by giving valid reasons. As such, the impugned
           order does not suffer from any illegality.

6. In the light of the above submissions, the following question
   may arise for consideration:

     (a) Whether the tariff could be re-determined by the State
           Commission through the impugned order                     under
           section 62 of the Electricity Act, 2003 when the basis
           of allocation of the project to Bhouruka Power
           Corporation Limited (R-2) was through the process of
           competitive bidding under section 63 of the Act ?

     (b) Whether the tariff could be re-determined by the State
           Commission on the basis of escalated cost when
           there was no escalation clause in the PPA entered
           into between the Appellant and the Bhouruka Power
           (R-2) under the garb of Regulations to re-determine
           the tariff as prayed ?

     (c)   Whether the State Commission is empowered to
           increase the tariff even before the expiry of the period
           namely ceiling limit which was prescribed in the
           approval   order   approving    the    Power        Purchase
           Agreement?




                                                                  Page 9 of 24
                                            Judgment in Appeal No. 78 of 2011



     (d) Even assuming that the State Commission had the
          jurisdiction, whether the same has been correctly
          revised ?

7. Let us deal with these questions one by one.

8. According to the Appellant, the Generating Station was set-
   up by the generator pursuant to a competitive bidding
   process under section 63 of the Electricity Act, 2003 and
   consequently the same was adopted by the State
   Commission and therefore, the State Commission had no
   jurisdiction to revise the tariff so discovered under the
   competitive bidding process under section 62 of the
   Electricity Act, 2003.

9. At the outset, it shall be stated that the contention of the
   Appellant that the tariff had been earlier determined under
   section 63 of the Act and that therefore, the same cannot be
   re-determined under section 62 of the Electricity Act, 2003
   is not tenable for the following reasons:

    (a)   As a matter of fact, in the present case even though
          the competitive bidding process was held, such
          bidding process cannot be said to be under section 63
          of the 2003 Act as the bidding took place in 1998 i.e.
          prior to enactment of Electricity Act, 2003. Section 63
          of the Act provides that the Appropriate Commission


                                                              Page 10 of 24
                                        Judgment in Appeal No. 78 of 2011



      shall adopt the tariff if such tariff has been determined
      through transparent process of bidding in accordance
      with the guidelines issued by the Central Government.
      The Central Government issued guide lines in the
      year 2006. Thus, the bidding process which took place
      in the year 1998 cannot be said to be held in
      accordance with the said guidelines issued by the
      Central Government under Section 63 of the 2003 Act.

(b)   It is true that the State Commission has to adopt the
      tariff determined through transparent process of
      bidding under section 63. In this case the Appellant
      merely prayed the State Commission on 17.4.2006 to
      determine/approve the tariff. Furthermore, it has not
      been mentioned in their petition that the tariff has be
      fixed on the basis of the transparent competitive
      bidding process as per the guidelines of the Central
      Government. Rather, it has been mentioned in the
      said Petition that the power to be procured " at the
      rate to be decided by HERC as per the provisions of
      the Electricity Act, 2003". The State Commission did
      not adopt the mutually agreed tariff mentioned in the
      petition and had modified the said tariff. Therefore, the
      tariff fixed by the State Commission by the order dated
      10.7.2007 on the petition filed on 17.4.2006 was not



                                                          Page 11 of 24
                                         Judgment in Appeal No. 78 of 2011



      under section 63 of the Act but under section 62 of the
      Act.

(c)   That apart, the instant project falls outside the purview
      of the National Tariff Policy because this mandates
      that only future requirement of power should be
      procured competitively by the distribution licensee.
      Therefore, the clauses of National Tariff Policy
      providing for procurement of power on the basis of the
      competitive bidding would not apply to the project in
      question.

(d)   The State Commission has rightly held in the
      impugned order that the petition dated 17.4.2006 did
      not mention any rate which was the outcome of any
      competitive bidding process to be adopted by the
      Commission under section 63 of the Act. Therefore,
      the State Commission treated the Petition accordingly
      and determined the tariff on the basis of the data
      available in DPR determining the tariff as per the
      provisions of the Act. The relevant finding of the State
      Commission is as follows:

             "Thus, the Commission finds it difficult to agree
             with the contention of UHBVNL that tariff (as
             different from project) was determined on the
             basis of competitive bidding. Accordingly, the
             issue framed at Sr No.B by the Commission is


                                                           Page 12 of 24
                                            Judgment in Appeal No. 78 of 2011



                answered that the tariff was determined by the
                Commission under Section 62 of the Act and not
                adopted under Section 63 of the Act as an
                outcome of a competitive bidding as provided in
                the National Tariff Policy"
10. In view of the above, the contention of the Appellant that
     the first tariff order was passed under section 63 of the Act
     and that therefore it cannot be revised under section 62 of
     the Act is liable to be rejected.

11. That apart, during the proceedings before this Tribunal, the
     Appellant was asked to submit the copy of the RFP and the
     bid to show that the bidding was carried out in accordance
     with the guidelines issued by the Central Government. At
     that stage, the Appellant submitted that it will not press the
     ground that the tariff was determined in the earlier order
     under competitive bidding process under section 63 of the
     Act, 2003.

12. We will now refer to the 2nd issue raised by the Appellant as
     to whether the tariff could be re-determined by the State
     Commission on the basis of escalated cost when there was
     no escalation clause in the PPA entered into between the
     Appellant and the Bhouruka Power (R-2) under the garb of
     Regulations to re-determine the tariff as prayed.

13. On this issue, the State Commission has given the
     following finding in the impugned order:


                                                              Page 13 of 24
                                 Judgment in Appeal No. 78 of 2011



"It is an admitted fact that the PPA signed between the
parties has no specific clause providing for any
revision of project cost and hence re determination of
tariff. However, the HERC Regulations i.e. HERC
(Terms and Conditions for Determination of Tariff),
Regulations, 2008 at clause 12 (1) provides as under:
"The Actual expenditure incurred on the date of
completion of the project shall form the basis for
fixation of final tariff. Investments made prior to 1st
April, 2008 in the case of the existing generating
stations shall be accepted for reckoning capital
cost on the basis of audited accounts. The final
tariff shall be determined based on the capital
expenditure allowed by the commission and the
expenditure actually incurred upto the date of
commercial operation of the generating station
and shall include capitalised initial spares, subject
to ceiling norms mentioned below, as a
percentage of plant and equipment cost".
Thus, it is clear from the above Regulation that the
final tariff has to be determined based on the actual
completed cost of the project. Hence in order to
mitigate investments risk, encourage huge investment
requirement and ensure stipulated return on equity the
regulation provides for re-look at the project cost and
realign tariff. The basic principle enunciated in the
above Regulations is applicable in all cases except
where the Commission adopts tariff under Section 63
of the Act. The Commission also examined the
relevant Regulations of CERC as Section 61 (a) of the
Act provides that the methods and principles
enunciated by the Central Commission with regard to
Generation has to be the guiding factor for the
SERCs. The Commission observes that the CERC
Regulations on terms and conditions for determination
of generation tariff also provides for additional


                                                   Page 14 of 24
                                           Judgment in Appeal No. 78 of 2011



          capitalization including on account of change in law
          any additional work/ service which has become
          necessary in efficient and successful operation of
          plant but not included in the original capital cost.
         The Status of regulations vis-a-vis a concluded
         commercial contract like PPA was examined in the
         light of the Hon'ble Supreme Court judgment in the
         matter of PTC Vs CERC (2010 AIR (SC) 1338, 2010
         INDLAW SC 169). The relevant portion of the order is
         re-produced below:
         "A Regulation under Section 178 (181 in the case
         of State Commission), as part of Regulatory
         framework, intervenes and even overrides the
         existing contracts between the regulated entities
         in as much as it casts a statutory obligation on the
         regulated entities to realign their existing and
         future contracts with the said regulations". The
         Hon'ble Court further observed that the validity of the
         regulation may, however, be challenged by seeking
         judicial review under Article 226 of the Constitution of
         India.
         It is clear from the above that the Regulations
         framed under the enabling provisions of the Act
         can intervene and override the existing contracts
         of the regulated entities.
14. From the above, it is clear that there is a specific finding
     that the tariff fixed by the State Commission at the time of
     approval of the PPA was subject to the review and the
     Regulations framed by the State Commission have an
     overriding effect over the existing contracts over the PPA.
     Therefore, even when the PPA did not provide for a specific
     clause for revision of the project cost, the State

                                                             Page 15 of 24
                                              Judgment in Appeal No. 78 of 2011



     Commission under the Regulations was empowered to re-
     determine the tariff fixed by it under section 62 of the Act.

15. As pointed out by the State Commission, as per the
     Regulations framed by the State Commission, the                   final
     tariff has to be determined based on the actual cost of the
     completed project and the Regulations framed under the
     enabling provisions of the Act will override the PPA of the
     regulated entities.

16. As correctly submitted by the Learned Counsel for the
     Respondent, the clauses of National Tariff Policy providing
     for procurement of power on the basis of the competitive
     bidding does not apply to this project and therefore, even
     when the PPA did not provide any specific clause for
     revision of the project cost, the State Commission under
     section 62 of the Act, 2003 as well as under the
     Regulations, was empowered to re-determine the tariff
     fixed by it.

17. In respect of the 3rd issue, the Appellant has contended that
     the review of the tariff can be made only after completion of
     15 years of operation of generating stations and not before
     that as provided in the approval of the PPA. While dealing
     with this issue, it would be appropriate to refer to the
     relevant clause of the PPA which is approved by the order



                                                                Page 16 of 24
                                                       Judgment in Appeal No. 78 of 2011



    dated 10.7.2007. The State Commission in the order dated
    10.7.2007 has held as under:

         "The Tariff from 1-12 years shall be Rs.2.80/unit and
         Rs.1.70/unit for 13 to 15 years from the date of
         commissioning and shall continue to be in force till
         such time it is reviewed and approved by the
         Commission. In the light of this para No.3.2 & 3.3 of
         the PPA shall be appropriately worded".
18. The above order dated 10.7.2007 passed by the State
    Commission was on the basis of the Petition filed by the
    Appellant for determination of the tariff and approval of the
    PPA. Let us quote the plea and prayer made by the
    Appellant in the said Petition dated 17.4.2006. The relevant
    portion is as under:

         "In the meanwhile, Haryana Government has notified
         the 'Policy for promoting generation of electricity
         through renewable energy sources 'on 6.12.2005 and
         circulated   vide   No.DRE/2005/3943-47       dated
         20.12.2005. The Section 10- Purchase Price provides
         as follows:
              i)   "New Projects: Licensee / Utilities will
                   purchase electricity offered by the power
                   producers in case of new projects set up
                   after the notification of the present policy at
                   the rate to be decided by the Haryana
                   Electricity Regulatory Commission as per
                   provisions in the New Electricity Act, 2003".
                   .....................................................................

In view of the above, the Hon'ble Commission is requested to fix / determine / approve the cost of Page 17 of 24 Judgment in Appeal No. 78 of 2011 power to be purchased from M/S. Bhoruka Power Corporation Limited from their proposed 6 MW Hydro Power Plant at Dadupur, Disttt. Yamuna Nagar, Haryana".

19. Thus, on the basis of this Petition and the PPA, the State Commission passed the 1st Tariff Order dated 10.7.2007 holding that the tariff for 1-12 years shall be Rs.2.80/ unit and Rs.1.70/ unit for 13th year to 15th year from the date of commissioning and shall continue to be in force till such time it is reviewed and approved by the State Commission.

20. It is evident from the plea in the Petition as well as from the order dated 10.7.2007 passed by the State Commission that the State Commission had retained with itself the power to review the tariff in future. In other words, the tariff that was approved by the State Commission for the first 15 years of operation from the date of commissioning was subject to the power of the State Commission to review and re-examine the tariff at any point of time. There was no restriction placed in the above order passed on 10.7.2007 with regard to the timings for review of the tariff so approved.

21. The expression "shall continue to be in force till such time it is reviewed and approved by the Commission" cannot be applied in a restricted manner for the period after the expiry of 15 years of the commissioning of the generating station.

Page 18 of 24

Judgment in Appeal No. 78 of 2011

22. The State Commission in the impugned order has given the correct interpretation of the earlier order dated 10.7.2007 to the effect that it had retained the power to review or revise the tariff at any point of time. The said findings is given as under:

"While deliberating on issue at Sr.No.B framed by us, we referred to Memo No.793/HERC/SV/07 dated 10.7.2007 vide which PPA was approved by the Commission. Point No.1 of the approval reads as under:
"The Tariff from 1-12 years shall be Rs.2.80/unit and Rs.1.70/unit from 13 to 15 years from the date of commissioning and shall continue to be in force till such time it is reviewed and approved by the Commission. In the light of this Para No.3.2 & 3.3 of the PPA shall be appropriately reworded".

It is quite clear from the above paragraph that the tariff was worked out / approved by the Commission subject to being reviewed by itself if the situation so warranted.".

23. It is not a case where the State Commission has simply approved the tariff for a particular period of time. It cannot be argued that once the tariff having been approved for a particular period, the same cannot be reviewed at subsequent stage. This is evident from the first order dated 10.7.2007 by which the State Commission had retained its right to review the tariff even during the period of 15 years.

24. Let us go to the last issue.

Page 19 of 24

Judgment in Appeal No. 78 of 2011

25. Once it is held that the State Commission has retained its right to review the tariff even during the period of 15 years, the only question that arises is as to whether the power has been correctly exercised by the State Commission?

26. Let us deal with this question now.

27. Though the Petition by the generator was filed for revision on tariff on various counts including increase in costs, inflationary factors, change in scope etc., the State Commission has only allowed the increase in tariff after prudence check on each claim of the Generator and has permitted additional capitalisation primarily for factors beyond the control of the Generator. In this regard, the State Commission has rejected various other claims made by the Generator for tariff increase. The State Commission has in the impugned order while allowing some of the claims as passed has given various reasons. They are as follows:

"21. Specific Claims of M/s. BPCL:
The Commission has examined the details of the additional work expenses submitted by the Petitioner amounting to Rs.8,25,17,918 (rounded off to Rs.8.25 Crores) including the comments on the same filed by the Respondent i.e. UHBVNL and Haryana Irrigation Department. It is also noted that the Respondents have not disputed the amount of claims filed under Page 20 of 24 Judgment in Appeal No. 78 of 2011 different head by the petitioner with reference to the parties who actually did the work and bills raised by them.
At the outset, it needs to be clearly understood the implementation of any long term project which would remain operational for more than 35 years or so as in the instant case is all about balancing risk and reward. Hence, normally the inflationary impact on the cost of the project which may take up to about three years or so is anticipated by the project developer and built in to the cost of project. In case the project is implemented through an EPC contractor the agreement between the two provides sufficient cushion to the expected increase in different project components including steel, cement etc. Thus, the Commission agrees with UHBVNL that the same cannot be passed on as additional capital work. Accordingly, the petitioner's claim of Rs.1.65 Crore on account of value difference in TMT and ST Steel is not admissible. Implementation of projects which is staggered for more than a year is always fraught with some risk, such risks gets compounded if the project is delayed. Hence in a developing economy like Indian which is prone to moderate to high levels of inflation this acts like a deterrent delaying early financial closure and completion of project. Any time and cost overrun due to rise is general price a level in the Economy has to be absorbed by the developers. As far as Operation & maintenance (O&M) is concerned which impacts the financial performance of the project over the entire fruitful life of the project spanning more than thirty years and hence the rise in costs cannot be reasonably projected the risk is mitigated in building in an escalation factor. In the instant case, the same was done by the petitioner by considering 5% YOY escalation in the O&M cost from 2nd year of operation Page 21 of 24 Judgment in Appeal No. 78 of 2011 of the project. Consequently, the claim on account of price rise is dismissed".

28. So from the above findings given with the valid reasons it is clear that the State Commission has disallowed many of the claims of the Respondent Generator M/s. Bhoruka Power Corporation Limited (R-2) and has allowed only some of the claims. It is noticed that out of the total claim of Rs.8.25 Crores, the State Commission has only allowed Rs.4 Crores for the purpose of tariff. Consequently we hold that the impugned order does not suffer from any infirmity whatsoever.

29. Summary of Our Findings:

(i). The site allocation was made in this case through the competitive bidding process. But, such bidding process cannot be said to be under section 63 of the 2003 Act as the bidding took place in 1998 prior to enactment of Electricity Act, 2003. Section 63 of the 2003 Act provides that the Appropriate Commission shall adopt the tariff if such tariff has been determined through transparent process of bidding in accordance with the guidelines issued by the Central Government. The Central Government issued guide lines only in the year 2006. Thus, the Page 22 of 24 Judgment in Appeal No. 78 of 2011 bidding process which took place in the year 1998 cannot be said to be held in accordance with the said guidelines issued by the Central Government under Section 63 of the 2003 Act.
(ii). As per the Tariff Regulations 2008 framed by the State Commission final tariff has to be determined based on the actual cost of the completed project and the Regulations framed under the enabling provisions of the Act will override the PPA of the regulated entities.
(iii). It is evident from the State Commission's order dated 10.7.2007 that the State Commission had retained in itself the power to review the tariff in future. In other words, the tariff that was approved by the State Commission for the first 15 years of operation from the date of commissioning was subject to the power of the State Commission to review and re-examine the tariff at any point of time. There was no restriction placed in the above order passed on 10.7.2007 with regard to the timings for review of the tariff so approved.
(iv). The State Commission has disallowed many of the claims of the Respondent Generator M/s. Bhoruka Power Corporation Limited (R-2) and has allowed Page 23 of 24 Judgment in Appeal No. 78 of 2011 only some of the claims. It is noticed that out of the total claim of Rs.8.25 Crores, the State Commission has only allowed Rs.4 Crores for the purpose of tariff along with detailed valid reasons for the same. As such, jurisdiction has been rightly exercised by the State Commission.

Consequently we hold that the impugned order does not suffer from any infirmity whatsoever.

30. In view of our above findings, we do not find any merit in this Appeal. Hence, the Appeal is dismissed.

31. However, there is no order as to costs.





   (V J Talwar)                (Justice M. Karpaga Vinayagam)
Technical Member                          Chairperson

Dated: 27th April, 2012


√REPORTABLE/NON-REPORTABALE




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