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[Cites 29, Cited by 0]

Gujarat High Court

State Bank Of India (Sbi) vs Union Of India & 6 on 21 July, 2015

Author: R.M.Chhaya

Bench: R.M.Chhaya

        C/SCA/9833/2013                                    JUDGMENT




          IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

             SPECIAL CIVIL APPLICATION NO. 9833 of 2013
                                    With
             SPECIAL CIVIL APPLICATION NO. 8969 of 2014


FOR APPROVAL AND SIGNATURE:



HONOURABLE MR.JUSTICE R.M.CHHAYA

================================================================

1 Whether Reporters of Local Papers may be allowed to see the judgment ?

2 To be referred to the Reporter or not ? 3 Whether their Lordships wish to see the fair copy of the judgment ?

4 Whether this case involves a substantial question of law as to the interpretation of the Constitution of India or any order made thereunder ? ================================================================ STATE BANK OF INDIA (SBI)....Petitioner(s) Versus UNION OF INDIA & 6....Respondent(s) ================================================================ Appearance in Special Civil Application No. 9833 of 2013 :-

MR SN SHELAT, SENIOR ADVOCATE with MR BIJU A NAIR, ADVOCATE with MR PRANAV G DESAI, ADVOCATE for the Petitioner MR KSHITIJ M AMIN, CENTRAL GOVERNMENT COUNSEL for the Respondent No.1 RULE SERVED for the Respondent No. 2 MR AS VAKIL, ADVOCATE for the Respondent Nos. 3 and 4 DELETED for Respondent Nos. 5 to 7 Appearance in Special Civil Application No. 8969 of 2014 :-
MR AS VAKIL, ADVOCATE for the Petitioners Page 1 of 61 C/SCA/9833/2013 JUDGMENT MR SN SHELAT, SENIOR ADVOCATE with MR BIJU A NAIR, ADVOCATE with MR PRANAV G DESAI, ADVOCATE for the Respondent Nos.1 and 2 DELETED for Respondent Nos. 3 to 5 RULE SERVED BY DS for the Respondent No.6 ================================================================ CORAM: HONOURABLE MR.JUSTICE R.M.CHHAYA Date : 21/07/2015 COMMON CAV JUDGMENT
1. Both   the   petitions   are   inter­connected   and  raise   same   questions   of   law   and   facts   and  hence,   both   the   petitions   were   heard   together  and   are   disposed   of   by   this   common   CAV  judgment.
2. Special   Civil   Application   No.9833   of   2013   is  filed   by   State   Bank   of   India,   wherein   the  petitioner - Bank has prayed for the following  reliefs:­ "(i) your Lordships may be pleased to  issue   a   writ   of   mandamus   or   writ   of  certiorari   or   any   appropriate   writ,  order   or   direction   against   the  respondent   No.2   Tribunal   and   be  pleased   to   quash   and   set   aside   the  impugned   order   dated   5.4.2013  (Annexure C) issued by respondent No.2  Tribunal   rejecting   the   Ext   R/7  preliminary   objection   filed   by   the  petitioner  and   fixing   the   matter  for  further hearing, holding that the said  Page 2 of 61 C/SCA/9833/2013 JUDGMENT order   dated   5.4.2013   is   illegal   and  violative   of   the   provisions   of  SARFAESI Act, 2002
(ii) your Lordships may be pleased to  issue   a   writ   of   mandamus   or   writ   of  certiorari   or   any   appropriate   writ,  order   or   direction   against   the  respondent   No.2   Tribunal   and   be  pleased   to   quash   and   set   aside   the  proceedings   initiated   by   the  respondent   No.2   in   Miscellaneous  Application   No.62/2012,   holding   that  the   said   proceedings  are   illegal  and  violative   of   the   provisions   of  SARFAESI Act, 2002
(iii)   During   the   pendency   and   final  disposal   of   present   petition   your  Lordships may be pleased to stay the  further   proceedings   in   Miscellaneous  Application   No.62/2012   before   the  respondent No.2 Tribunal."
3. It is evident from the prayers itself that what  is challenged by the petitioner - Bank is the  order   dated   5.4.2013   passed   by   the   Debt  Recovery Tribunal in Misc. Application No.62 of  2012, whereby the interim application filed by  the   petitioner   -   Bank   in   Misc.   Application  No.62   of   2012   raising   preliminary   objections  came to be rejected being Exh.R/07. The record  indicates that this Court (Coram: K.M. Thaker,  J.)   admitted   the   matter   and   passed   the  Page 3 of 61 C/SCA/9833/2013 JUDGMENT following order on 20.11.2013.
"1. Heard   Mr.Desai,   learned   advocate  for   the   petitioner   and   Mr.Vakil,  learned   advocate   for   respondent   Nos.3  and 4 as well as Mr.Vakharia, learned  advocate   for   respondent   No.1.   Other  respondents   have   yet   not   entered  appearance   and   today   at   the   time   of  hearing,   other   respondents   are   not  present.
2. This   petition   raises   issue   about  the   learned   Tribunal's   jurisdiction  under Section 19 of the Securitisation  and Reconstruction of Financial Assets  and   Enforcement   of   Security   Interest  Act, 2002.
3. It is also submitted that the said  issue is raised before this Court for  the   first   time   and   deserves   to   be  considered.   Reliance   is   placed   on   the  decision   in   the   case   of  Manjudevi   R.  Somani   vs.   Union   of   India   [AIR   2013  Gujarat 242]  and on the decision dated  13.9.2013   in   the   case   of  Standard  Chartered Bank vs. Dharminder Bhohi in  Civil Appeal No.8486 of 2013.
4. Having   regard   to   the   aforesaid  aspects,   below   mentioned   order   is  passed.
5. RULE.   Mr.Vakil,   learned   advocate  for respondent Nos.3 and 4 as well as  Mr.Vakharia,   learned   advocate   for  respondent   No.1   have   waived   served   of  Rule.
6. So far as the issue about interim  relief is concerned, Mr.Desai, learned  advocate   for   the   petitioner   made   it  clear   that   the   petitioner   does   not  Page 4 of 61 C/SCA/9833/2013 JUDGMENT press for interim relief and subject to  the   contentions   in   the   petition,   the  petitioners   is   ready   and   willing   to  proceed with the matter pending before  the learned Tribunal.
7. Under   the   circumstances,   interim  relief is not granted.
8. Mr.Desai, learned advocate for the  petitioner   also   submitted   that   the  Tribunal had granted time to file reply  on   merits   of   the   application   pending  before   the   learned   Tribunal,   however,  such   reply   is   not   filed   and   that,  therefore, two weeks' time is granted,  then   the   petitioner   bank   will   file  reply and will proceed with the hearing  of the application.
9. Under   the   circumstances,   time  until   5.12.2013   is   granted   to   file  reply   before   the   learned   Tribunal.  After   the   pleadings   are   over,   learned  Tribunal   may   complete   the   matter   as  expeditiously as possible."

4. The   record   further   indicates   that   after   the  order dated 20.11.2013 passed by this Court in  Special   Civil   Application   No.9833   of   2013,  Misc.   Application   No.62   of   2012   was   heard   by  the   Debt   Recovery   Tribunal   and   by   an   order  dated   9.6.2014,   the   Debt   Recovery   Tribunal  allowed Misc. Application No.62 of 2012 and was  pleased   to   award   compensation   of   Rs.75,708/­  along with interest at the rate of 12% from the  Page 5 of 61 C/SCA/9833/2013 JUDGMENT date of filing of the application till decision  and with further interest at the rate of 6% per  annum   from   the   date   of   the   decision   till   the  date of the realization. Being aggrieved by the  said   order   dated   9.6.2014   passed   by   the   Debt  Recovery Tribunal, the applicants therein have  preferred Special Civil Application No.8969 of  2014 praying for the following reliefs:­ "(A) to   quash   and   set   aside   the  judgment   and   order   dated   09.06.2014  passed   by   the   Debt   Recovery   Tribunal­ II,   Ahmedabad   below   petitioners'  Miscellaneous Application No.62 of 2012  to the extent the same does not award  compensation and cost as prayed for in  the   petitioners'   Miscellaneous  Application   No.62   of   2012   and   be  further   pleased   to   award   the  compensation   and   cost   as   prayed   for  therein; 

(B) to direct, pending the hearing and  final   disposal   of   the   present   Special  Civil Application, the respondent Bank  to deposit with this Hon'ble Court, the  compensation   of   Rs.75,708/­   with  interest, as awarded under the impugned  judgment   and   order   dated   09.06.2014  passed   by   the   Debt   Recovery   Tribunal­ II,   Ahmedabad   below   petitioners'  Miscellaneous Application No.62 of 2012  and   further   permit   the   petitioners   to  withdraw the same;"

5. This Court vide order dated 12.11.2014 (Coram:  Page 6 of 61

C/SCA/9833/2013 JUDGMENT K.M.   Thaker,   J.)   was   pleased   to   pass   the  following order:­ "1. It   is   informed   that   Mr.   Desai,  learned advocate for the petitioner has  filed sick­note. 

2. The   petitions   are   admitted   vide  order   dated   20.11.2013   (passed   in  Special   Civil   Application   No.9833   of  2023)   and   order   dated   16.10.2014  (passed   in   Special   Civil   Application  No.8969 of 2014).

3. Therefore,   the   petition   shall   be  listed   in   the   cause   list   for   final  hearing instead of listing the petition  in admission board.

4. In   view   of   sick­note   by   learned  advocate for the petitioner, hearing is  adjourned. S.O. to 19.11.2014."

6. Accordingly,   both   the   writ   petitions   were  listed   for   final   hearing   and   are   heard  together, as aforesaid.

7. For   the   sake   of   brevity,   the   petitioners   of  Special   Civil   Application   No.8969   of   2014   are  hereinafter   referred   to   as   "the   petitioners" 

and the respondent­Bank - petitioner of Special  Civil   Application   No.9833   of   2013   is  hereinafter referred to as "the Bank".  Page 7 of 61
C/SCA/9833/2013 JUDGMENT
8. The common facts emerge from the record of both  the petitions and more particularly, the facts  stated in Special Civil Application No.8969 of  2014 are made basis of this judgment, which are  enumerated as under:­

8.1 Petitioner   No.1   is   a   developer   of   immovable  property   known   as   Prithvi   Emperor   situated   at  New   Prabhadevi   Road,   Prabhadevi,   Mumbai.   The  record   indicates   that   petitioner   No.1   entered  into   a   registered   agreement   to   sell   dated  4.9.2003  with  Mr.  Rasik Savla  and  Mrs.  Shanti  Rasik   Savla   in   respect   of   Flat   No.402  (hereinafter   referred   to   as   "flat   in  question"). As stated in the petition, the said  agreement   to   sell,   inter­alia,   provided   that  the   purchasers   shall   not   let,   sub­let,  transfer,   assign   or   part   with   the   purchaser's  interest   in   the   flat   in   question   without  obtaining   prior   written   consent   of   the  developer. The said agreement also, inter­alia,  provided   that   the   possession   of   the   flat   in  Page 8 of 61 C/SCA/9833/2013 JUDGMENT question   shall   not   be   given   unless   and   until  all payments as per the agreement to sell are  in fact made. It is the case of the petitioners  that the purchasers executed a forged letter of  possession   as   if   it   is   signed   by   one   of   the  partner   of   the   developer   purporting   to   have  handed over physical possession of Flat No.402  to   the   purchasers.   It   is   further   the   case   of  the petitioners that in fact the purchasers did  not   make   regular   payment   of   the   sale  consideration.   It   further   appears   from   the  record   that   the   Bank   sanctioned   credit  facilities   of   Rs.45   crores   to   the   Company,  named,   Bright   Global   Paper   Private   Limited,  wherein the purchasers of the flat in question  stood   as   guarantors.   It   is   alleged   that   by  creating   forged   'no   objection   certificate'  purported   to   have   been   signed   in   the   name   of  Jiten   Gala   as   partner   of   the   developer   firm,  the flat in question came to be mortgaged and  the memorandum of entry came to be executed by  the Bank and the said Company on 31.7.2007. The  Page 9 of 61 C/SCA/9833/2013 JUDGMENT record indicates that thereafter, the developer  and   the   purchasers   executed   a   registered   deed  of cancellation dated 17.10.2007 canceling the  registered agreement to sell dated 4.9.2003 in  respect   of   the   flat   in   question   by   mutual  consent as the payment was not made as per the  agreement   to   sell   dated   4.9.2003.   It   is   the  case of the petitioners that in the said deed  of cancellation of agreement to sell, there was  no mention of the possession letter as well as  no objection certificate. It is the case of the  petitioners   that   at   that   juncture,   the  purchasers, for the first time, stated that the  original   agreement   to   sell   dated   4.9.2003   is  given to the Bank for taking business loan. It  is   the   case   of   the   petitioners   that   by   a  further deed of rectification dated 22.10.2007,  petitioner No.1 - developer firm gave rights of  Flat   No.402   -   flat   in   question   in   favour   of  petitioner   No.2.   The   record   indicates   that  thereafter, petitioner No.2 executed leave and  licence   agreement   dated   5.11.2007   with   the  Page 10 of 61 C/SCA/9833/2013 JUDGMENT Standard Chartered Bank in respect of the flat  in question for a period of 36 months ending on  4.11.2010 for  the  purpose  of  residence of  the  employee of the Standard Chartered Bank. It is  the   case   of   the   petitioners   that   accordingly,  Standard   Chartered   Bank   deposited   Rs.80   lacs  with   petitioner   No.2   by   way   of   a   refundable  security   deposit   and   as   determined,   Standard  Chartered   Bank   was   to   pay   licence   fee   of  Rs.30,000/­  to petitioner  No.2.  It  is  the  say  of   the   petitioners   that   the   flat   in   question  came to be occupied by one Mr. Pankaj Bose. 8.2 The   record   indicates   that   as   Bright   Global  Paper   Private   Limited   and   2   purchasers  defaulted in repaying the dues of the Bank, the  Bank filed Original Application being Original  Application No.32 of 2009 under the provisions  of  RDDB  Act  and  the  said  Original Application  is   still   pending.   It   appears   from   the   record  that pending the said Original Application, on  30.10.2009,   the   Bank   made   an   attempt   to   take  physical possession of the flat in question in  Page 11 of 61 C/SCA/9833/2013 JUDGMENT purported   exercise   of   powers   under   Section  13(4) of the Securitization Act on the basis of  the fact that the same was mortgaged by Bright  Global Paper Private Limited. It is the case of  the   petitioners   that   the   petitioners   informed  the Bank that there is no mortgage and that the  petitioners   were   owners   of   the   flat   in  question.

8.3 The record indicates that thereafter, the Bank  filed   an   application   under   Section   14   of   the  Securitization   Act   before   the   learned   Chief  Metropolitan  Magistrate,  Mumbai  on   15.12.2009,  wherein   the   petitioners   were   not   impleaded   as  party.   The   record   indicates   that   by   an   order  dated 2.7.2010, the learned Chief Metropolitan  Magistrate   passed   an   order   directing   the  Assistant   Registrar   to   take   possession   of   the  flat   in   question   and   report   compliance   within  one   month.   The   record   indicates   that   on  28.10.2010,   the   developer   made   an   application  to the learned Chief Metropolitan Magistrate to  stay   the   order   dated   2.7.2010.   However,  Page 12 of 61 C/SCA/9833/2013 JUDGMENT ultimately,   on   28.10.2010,   the   Bank   took  physical possession of the flat in question and  accordingly, a  Panchnama came to  be drawn  and  the   Panchnama   indicates   that   the   flat   in  question was in physical possession of one Mr.  Pankaj   Bose,   employee   of   Standard   Chartered  Bank and even the belongings of Mr. Pankaj Bose  also   got   sealed   along­with   the   flat   in  question.

8.4 It appears from the record that being aggrieved  by   the   said   action   taken   by   the   Bank   under  Section   14   of   the   Securitization   Act,   the  petitioners   preferred   the   Securitization  Application as provided under Section 17 of the  Securitization Act, which came to be registered  as S.A. No.134 of 2010 before the Debt Recovery  Tribunal.   It   is   also   a   matter   of   record   that  licensee   -   Standard   Chartered   Bank   approached  the   Bank   with   a   request   to   hand   over   the  movables lying inside the flat in question and  Debt   Recovery   Tribunal,   by   an   order   dated  23.12.2010,  was  pleased  to direct the  Bank to  Page 13 of 61 C/SCA/9833/2013 JUDGMENT hand over the movables lying inside the flat in  question   to   Mr.   Pankaj   Bose.   The   record  indicates that S.A. No.134 of 2010 was allowed  by the Debt Recovery Tribunal vide judgment and  order   dated   24.8.2011   and   the   Debt   Recovery  Tribunal was pleased to hold that the measures  taken   by   the   Bank   under   Section   13(4)   of   the  Securitization   Act   are   illegal   and   not   in  accordance   with   the   provisions   of   the   Act   as  well   as   the   Rules   and   directed   the   Bank   to  return   back   the   possession   of   the   flat   in  question. It appears that the Bank prayed for a  stay of the said judgment which was stayed by  the   Debt   Recovery   Tribunal   itself   upto  5.10.2011.   The   record   indicates   that   the   Bank  challenged   the   said   judgment   and   order   dated  24.8.2011 by way of an appeal as provided under  Section 18 of the Securitization Act before the  Debt   Recovery   Appellate   Tribunal.   The   record  further   indicates   that   the   stay   granted   was  extended from time to time by the Debt Recovery  Appellate   Tribunal,   Mumbai   as   well   as   Debt  Page 14 of 61 C/SCA/9833/2013 JUDGMENT Recovery   Appellate   Tribunal,   Kolkata   and   at  that   stage,   the   petitioners   preferred   a  petition   being   Special   Civil   Application  No.6360 of 2012, wherein this Court, vide order  dated 9.5.2012, stayed the order passed by the  Appellate Tribunal and observed in Paragraph 42  as under:­  "42.   However,   by   way   of   ad   interim  relief   the   implementation   and  operation   of   the   order   dated  20.04.2012   is   stayed   until   the   next  date   of   hearing   i.e.   on   16th  June  2012.   In   the   meanwhile   it   would   be  open   to   the   petitioner   and/or   the  respondent   to   file   appropriate  application   before   the   learned  Appellate Tribunal to hear the appeal  expeditiously   by   preponing   the  hearing and if the load on the roster  permits then on day­to­day basis and  to   pass   appropriate   orders   including  order   of   interim   relief   on   merits  after   hearing   the   parties.   If   and  when   such   application   is   made   the  learned   Appellate   Tribunal   shall  entertain   it   and   shall   hear   and  decide   the   appeal   or   at   least   the  stay   application   expeditiously   on  merits after hearing the parties. So  that   such   process   can   be   undertaken  and   the   hearing   can   be   preponed   and  expedited,   the   last   extension   order  dated 20.04.2012 is stayed." 

8.5 It further appears that this Court (Coram: K.S.  Page 15 of 61 C/SCA/9833/2013 JUDGMENT Jhaveri, J.) by a further order dated 6.8.2012  after noting the earlier orders passed by this  Court, observed thus:­  "2. In spite of the aforesaid order,  the   Tribunal   had   passed   the   order,  which   is   contrary   to   the   aforesaid  order.   Hence,   the   aforesaid   order  passed   by   this   Court   shall   operate.  However,   in   the   meantime,   the  respondents are directed to hand over  the   possession   of   the   property   in  question   to   the   petitioner   and   the  same   shall   be   subject   to   the   result  of further proceedings.

3. At this stage, Mr. Bhatt, learned  counsel for respondent Bank requested  the   Court   to   stay   the   direction  regarding   possession   of   the   property  in question. Looking to the facts of  the   case,   the   request   made   by   the  learned   counsel   for   the   respondent  Bank   is   rejected   on   the   ground   that  it would amount to contempt."

8.6 It   appears   from   the   record   that   the   Debt  Recovery Appellate Tribunal, Mumbai decided the  appeal   filed   by   the   Bank   vide   judgment   and  order   dated   30.8.2012   and   the   Appellate  Tribunal   was   pleased   to   dismiss   the   said  appeal.   The   record   indicates   that   the   Bank  thereafter   handed   over   the   possession   of   the  Page 16 of 61 C/SCA/9833/2013 JUDGMENT flat   in   question   to   the   petitioners   on  17.8.2012   after   preparation   of   the   Panchnama  and possession receipt of the even date. 8.7 It appears that on physical verification of the  flat   in   question,   it   was   noticed   by   the  petitioners   that   the   flat   was   not   maintained  properly   and   ultimately,   the   petitioners  preferred   an   application   for   compensation   as  provided under Section 19 of the Securitization  Act   and   prayed   for   a   sum   of   Rs.1,39,86,998/­  with   interest   at   the   rate   of   12%   under   5  different heads. It appears that the Bank filed  an application on 18.1.2013 raising preliminary  objection   stating   that   the   Misc.   Application  under Section 19 of the Securitization Act was  not   maintainable   before   the   Debt   Recovery  Tribunal at the instance of the petitioners and  that   the   petitioners   are   required   to   claim  compensation   by   way   of   approaching   the   Civil  Court. The Debt Recovery Tribunal, by an order  dated 5.4.2013, was pleased to dismiss the said  application which is impugned in Special Civil  Page 17 of 61 C/SCA/9833/2013 JUDGMENT Application No.9833 of 2013 - a petition filed  by the Bank. It is a matter of record that the  order  dated 5.4.2013  came  to  be  challenged by  the   Bank,   wherein   this   Court   (Coram:   K.M.  Thaker,   J.)   admitted   the   said   matter   on  20.11.2013.   The   Debt   Recovery   Tribunal   vide  impugned   order   dated   5.4.2013   was   pleased   to  partly   allow   the   application   for   compensation  awarding   cost   of   Rs.75,708/­.   Being   aggrieved  by   the   same,   the   petitioners   have   preferred  Special Civil Application No.8969 of 2014. 8.8 It may further be noted that the Bank has not  challenged   the   order   dated   5.4.2013   of  Rs.75,708/­  as awarded  by  the  Tribunal to  the  petitioners. At stated at the Bar, the Bank has  sent   a   cheque   of   the   amount   awarded   to   the  petitioners,   but   the   same   is   not   accepted   by  the petitioners. 

9. Mr.   S.N.   Shelat,   learned   Senior   Advocate  appearing   for   the   Bank   has   taken   this   Court  through   the   factual   matrix   arising   in   the  Page 18 of 61 C/SCA/9833/2013 JUDGMENT petitions,   the   impugned   order   as   well   as   the  orders passed by the Debt Recovery Tribunal in  the   application   filed   by   the   petitioners   of  Special Civil Application No.8969 of 2014 under  Section 17(3) of the Securitization Act and the  order   passed   by   the   Debt   Recovery   Appellate  Tribunal   confirming   the   order   of   the   Debt  Recovery Tribunal. The learned Senior Advocate  for   the   Bank   contended   that   as   per   the  definition of word "borrower" as provided under  Section 2(1)(f) of the Securitization Act, the  petitioners   cannot   be   included   in   the   word  "borrower".   Reliance   is   placed   upon   the  judgment   of   the   Apex   Court   in   the   case   of  General   Manager,   Sri   Siddeshwara   Cooperative  Bank Ltd. & Anr. Vs. Ikbal & Ors.  reported in  (2013) 10 SCC 83. It was further contended that  Section   17   remedy   is   available   as   the   said  Section   provides   for   such   a   remedy   to   any  person   including   the   borrower.   It   was   further  contended that the provision  of  Section  19 of  the Securitization  Act  is  couched in  a  manner  Page 19 of 61 C/SCA/9833/2013 JUDGMENT which   would   not   allow   third   person   to   claim  payment of compensation and costs. Relying upon  the judgment of the Apex Court in the case of  Harshad   Govardhan   Sondagar   Vs.   International  Assets   Reconstruction   Company   Limited   &   Ors.,  reported   in  (2014)   6   SCC   1  as   well   as   the  judgment   of   the   Apex   Court   in   the   case   of  Standard Chartered Bank Vs. Dharminder Bhohi &  Ors., reported in  2013 (12) Scale 124. It was  further   contended   that   only   the   borrower   can  claim   compensation   and   not   a   third   party.   It  was   further   contended   that   the   definition   of  Section 2(1)(f) defines the word "borrower" and  the same has to be given a restrictive meaning.  It   was   further   contended   that   the   words  "subject   to   contrary"   would   mean   that   it   can  give  wider  meaning provided  if the  meaning of  the   word  defined  is   made   entirely   useless   or  make it repugnant subject to interpretation of  the same. It was further contended that if the  language is plain, the meaning of a word cannot  be expanded. It was, therefore, contended that  Page 20 of 61 C/SCA/9833/2013 JUDGMENT this   Court   cannot   expand   the   meaning.   Mr.  Shelat has relied upon the following judgments  to buttress his arguments.

(i) P.   Kasilingam   &   Ors.   Vs.   P.S.G.   College   of  Technology & Ors. reported in AIR 1995 SC 1395.

(ii) Harshad Govardhan Sondagar (supra).

(iii)State   of   West   Bengal   &   Ors.   Vs.   Associated  Contractors, reported in (2015) 1 SCC 32.

(iv) State   Bank   of   India   Vs.   Yogendra   Kumar  Srivastava   &   Ors.,  reported   in  AIR   1987   SC  1399.

(v) Tamil Nadu State Electricity Board Vs. Central  Electricity   Regulatory   Commission,  reported  in  AIR 2007 SC 1711.

(vi) Commissioner   of   Trade   Tax,   Uttar   Pradesh   Vs.  Kajaria Ceramics Ltd.,  reported in  AIR 2005 SC  2968.

(vii)Nagar   Mahapalika   (now   Municipal   Corpn.)   Vs.  Page 21 of 61 C/SCA/9833/2013 JUDGMENT State of U.P. & Ors.,  reported in  AIR 2006 SC  2113.

(viii)Union   of   India   &   Ors.   Vs.   Ram   Kumar   Thakur,  reported in AIR 2009 SC 520.

(ix) Brihan   Mumbai   Electric   Supply   Transport  Undertaking & Anr. Vs. Laqshya Media P. Ltd. &  Ors. reported in AIR 2010 SC 5.

(x) Nahar Industrial Enterprises Ltd. Vs. Hong Kong  & Shanghai Banking Corporation,  reported in  JT  2009 (10) SC 199.

(xi) State   of   Jharkhand   Vs.   Govind   Singh,  reported  in AIR 2005 SC 294.

(xii)General   Manager,   Sri   Siddeshwara   Cooperative  Bank Ltd. (supra). 

9.1 It   was   further   contended   that   thus,   the  application filed by the petitioners before the  Debt Recovery Tribunal under Section 19 of the  Securitization Act is not maintainable at all.  It   was   also   contended   that   all   the   prayers  Page 22 of 61 C/SCA/9833/2013 JUDGMENT prayed for in Special Civil Application No.9833  of  2013  needs  consideration  by this Court. It  was   contended   that   if   the   prayers   are  considered   and   granted   by   this   Court,   the  proceedings would come to an end. It is further  averred   that   in   order   to   avoid   piecemeal  challenge, this course is adopted, in fairness  to the other side and by order dated 20.11.2013  passed   by   this   Court   in   Special   Civil  Application   No.9833   of   2013,   the   Bank   has  reserved  its  right to  raise contention of  its  jurisdiction. Therefore, it cannot be said that  the   petition   has   become   academic.   It   was  submitted   that   the   Debt   Recovery   Tribunal,  while disposing of the application filed by the  petitioners   under   Section   19   of   the  Securitization   Act,   more   particularly,   in  Paragraphs 62 and 65, has been pleased to hold  that   the   Bank   cannot   be   said   to   have   taken  possession  not in  accordance  with law. It  was  further   contended   that   the   Tribunal   is   not  justified   in   holding   and   giving   liberal  Page 23 of 61 C/SCA/9833/2013 JUDGMENT interpretation   to   the   word   "borrower".   It   was  contended   that   the   word   "borrower"   does   not  even include the lessor much less a third party  like   the   present   petitioners   claiming   through  secured   guarantors.   It   was   further   contended  that there is no lease between the Bank and the  petitioners, but the lease is between the Bank  and   its   guarantor.   It   was   further   contended  that   if   surety   has   fabricated  third   party  rights, then, it is for the petitioners to sue  such surety and not the Bank. It was contended  that at the most, it can be termed as tortuous  act between them.

10. Mr.   A.S.   Vakil,   learned   advocate   for   the  petitioners   submitted   that   the   writ   petition  filed by the Bank has become academic by virtue  of the final order passed by the Debt Recovery  Tribunal.   It   was   submitted   that   the   said  petition would be absolute futile writ. It was  further   submitted   that   in   the   order   dated  20.11.2013   passed   by   this   Court   in   Special  Civil   Application   No.9833   of   2013,   the   Court  Page 24 of 61 C/SCA/9833/2013 JUDGMENT has   not   granted   any   liberty.   It   was   further  contended   that   the   context   of   the   statement  made   by   the   learned   Senior   Advocate   for   the  Bank and the direction given by this Court to  the Tribunal, exhibits that the Bank was ready  and willing to proceed further and in fact, the  learned Senior Advocate for the Bank prayed for  time   to   file   reply,   more   so,   as   indicated   in  the   statement   recorded   in   Paragraph   8   of   the  said order and therefore, on the said date i.e.  on  20.11.2013, the petition  filed by  the  Bank  had   become   infructuous.   It   was   further  contended   that   in   fact,   the   Bank   waived   the  relief and invited direction from this Court to  complete   the   matter   expeditiously   before   the  Debt   Recovery   Tribunal.   It   was   submitted   that  even on bare reading of the prayers prayed for  in   the   petition   filed   by   the   Bank,   both   the  prayers   are   final   in   nature   and   having  expressly   agreed   to   proceed   with   the   hearing  and   the   statement   made   by   the   learned   Senior  Advocate   for   the   Bank   in   Paragraph   6   of   the  Page 25 of 61 C/SCA/9833/2013 JUDGMENT said   order,   would   mean   that   the   Bank   was  permitted   to   raise   the   issue   of   jurisdiction  before   the   Tribunal.   It   was   further   contended  that  the statement made by  the  learned  Senior  Advocate  for  the  Bank  can  be  interpreted  only  in that manner and thus, it was contended that  the   petition   filed   by   the   Bank   became  infructuous.   Mr.   Vakil   specifically   drew  attention of this Court to the fact that after  passing   of   the   order   by   this   Court,   the   Bank  filed its reply and took contentions which are  raised in the petition before the Tribunal and  the   Tribunal   has   discussed   the   said   issue  elaborately, more particularly, with regard to  maintainability   and   it   has   held   in   favour   of  the   petitioners.   It   was   contended   that   after  the hearing was over before the  Tribunal,  the  petitioners   as   well   as   the   Bank   gave   a   joint  purshis   and   thereafter,   the   judgment   was  delivered by the Debt Recovery Tribunal. It was  also   contended   that   the   judgment   of   the   Debt  Recovery  Tribunal is  accepted by  the  Bank  and  Page 26 of 61 C/SCA/9833/2013 JUDGMENT is not challenged and in fact is implemented by  the Bank and therefore, the prayers prayed for  in   the   petition   filed   by   the   Bank   do   not  survive. It was further contended that the Bank  could   have   prayed   for   a   writ   of   prohibition.  However,   having   proceeded   further   before   the  Tribunal   and   the   proceedings   having   been  carried to a logical end, the same cannot now  be   quashed   and   set   aside.   It   was   further  contended   that   all   of   these   events   have  happened with the express consent of the Bank.  It   was   further   contended   that   the   final  judgment   as   on   date   is   accepted   by   the   Bank,  inasmuch  as,  there is  no challenge  thereto by  the   Bank   either   on   finding   of   the  maintainability   or   on   the   quantum   awarded   and  under   such   circumstances,   it   is   all   the   more  necessary   and   important   that   this   Court   be  pleased not to pronounce on maintainability in  the   petition   filed   by   the   Bank   and   such  pronouncement,   if   any,   can   have   vital   bearing  on   the   petition   of   the   petitioners.   It   was  Page 27 of 61 C/SCA/9833/2013 JUDGMENT further contended that when the final judgment  is accepted by the Bank and if the Court comes  to   the   conclusion   that   it   has   become  infructuous and the writ would be futile, then,  this   Court   may   not   decide   on   merits.   It   was  further contended that unless this Court comes  to   the   conclusion   that   the   petition   filed   by  the   Bank   has   not   become   infructuous   and   that  the   writ   would   not   be   futile,   then   only,   the  Court can proceed on the merits of the matter.  It was further contended that in the facts and  circumstances of the case, it would neither be  appropriate,   nor   permissible   to   hold   on   one  hand   that   the   petition   has   become   infructuous  and the issuance of writ is futile and on the  other hand, decide the same on merits. It was  suggested by Mr. Vakil that as it is often done  under   such   circumstances,   the   questions   are  kept open and therefore, the petition filed by  the   Bank   deserves   to   be   dismissed   as   having  become infructuous as the same would amount to  futile exercise  and  there  is  no  possible  writ  Page 28 of 61 C/SCA/9833/2013 JUDGMENT which can be issued at this stage.

10.1 Mr. Vakil, learned advocate for the petitioners  submitted that Section 2 of the Securitization  Act   contains   the   words   "unless   the   context  otherwise   require"   and   therefore,   the   word   or  the   term   as   defined   under   the   Securitization  Act will have  to  be  understood  determining on  phraseology used in the definition Section and  the   same   will   have   to   be   understood   in   the  manner   in   which   it   is   used.   It   was   submitted  that   Sections   13,   17,   18   and   19   of   the  Securitization   Act   are   to   be   interpreted  keeping   in   mind   the   said   liberty.   It   was  further contended on behalf of the petitioners  that   Section   17(1)   of   the   Securitization   Act  permits   any   person   to   approach   the   Debt  Recovery   Tribunal   and   seek   the   benefit.   As  such,   the   applicant   cannot   ensue   only   to   the  benefit   of   the   borrower.   It   was   further  contended   that   the   words   "concerned   borrower" 

occurring   in   Section   19   of   the   Securitization  Act has to be given some meaning for practical  Page 29 of 61 C/SCA/9833/2013 JUDGMENT purposes   used   in   Section   19   of   the  Securitization  Act  and  the same  would  be  none  else, but the applicant under Section 17(1) of  the   Securitization   Act.   It   would   be   too   far­ fetched   interpretation   that   every   time   the  applicant   of   Section   17(1)   of   the  Securitization Act succeeds, respite is only to  a   borrower.   It   was   further   contended   that   in  the   present   case,   the   petitioners   filed   an  application   under   Section   17(3)   of   the  Securitization   Act   which   was   allowed   and  appeal,   filed   before   the   Debt   Recovery  Appellate   Tribunal,   came   to   be   dismissed.   The  Bank   did   not   challenge   the   said   judgment   and  handed over the possession to the petitioners.  It was further contended that the provisions of  the Securitization Act do not remotely suggest  such   a   distinction   or   discrimination   that   the  benefit of Section 19 of the Securitization Act  would  accrue  only  to  a  borrower as  understood  under   Section   2(f)   of   the   Securitization   Act.  If that were so, the words "concerned borrower"  Page 30 of 61
C/SCA/9833/2013 JUDGMENT used   in   Section   19   of   the   Securitization   Act  would   be   nugatory   and   at   the   same   time,   the  opening   words   "unless   context   otherwise  require"   would   also   become   nugatory   and   would  lose its significance. It was further contended  that  if  the  interpretation put forward by  the  Bank is accepted, then, the words "any person" 

occurring   in   Section   17(1)   of   the  Securitization   Act   would   be   excluded   from  Section  19  of  the Securitization  Act  and  that  does   not   seem   to   be   the   intention   of   the  legislature  which is  more  so  evident  from  the  use of words "concerned borrower" in Section 19  of the Securitization Act. 

10.2 It   was   further   contended   that   the   Bank  indisputably   and   without   any   resistance   gave  possession   not   to   the   borrower   but   to   the  petitioners. It was further contended that the  Bank   has   never   contended   that   the   possession  should   go   to   the   borrower   and   even   such   a  ground was not taken in the appeal filed by the  Bank under Section 18 of the Securitization Act  Page 31 of 61 C/SCA/9833/2013 JUDGMENT before   Debt   Recovery   Appellate   Tribunal.   As  such the record of the case indicates that the  possession   was   handed   over   unconditionally   to  the petitioners. It was further contended that  the   opening   words   in   Section   2(1)(f)   which  defines the word "borrower" assume significance  and   the   said   definition   is   completely  exhaustive in nature. It was further contended  that   in   absence   of   opening   words,  interpretation would have been narrower and not  elastic   as   provided   under   Sections   2(1)(c),  13(4),   17(1),   17(3)   and   19   of   the  Securitization   Act.   It   was   further   contended  that if the facts of the case are examined, the  Bank   took   action   under   Section   13(4)   of   the  Securitization Act and the petitioners filed an  application   under   Section   17(1)   of   the  Securitization   Act.   It   was   further   contended  that the locus to file the application is not  disputed ever. It was further contended that it  was never the case of the Bank on the basis of  the   case   pleaded   in   an   application   under  Page 32 of 61 C/SCA/9833/2013 JUDGMENT Section 17 of the Securitization Act, that the  petitioners are required to approach the Civil  Court   and   not   the   Debt   Recovery   Tribunal.   It  was further contended that the words "borrower"  and   "secured   assets"   both   will   not   be   and  cannot be interpreted as per the definition and  the same has to be understood in context with  which   they   are   used.   Section   17(3)   of   the  Securitization   Act   provides   that   the   Debt  Recovery Tribunal may restore the possession to  the borrower would mean the applicant and only  the   applicant   of   application   under   Section   17  of   the   Securitization   Act.   It   was   further  contended   that   in   the   present   case,   Bright  Global Paper Private Limited was the principal  borrower   and   Mr.   Rasik   Savla   and   Mrs.   Shanti  Rasik   Savla   were   guarantors/   sureties   and   in  such a case, if what is said by the Bank is to  be   accepted,   possession   would   go   to   the  borrower - Bright Global Paper Private Limited.  It was further contended that, that is not the  intention   of   the   Securitization   Act   and  Page 33 of 61 C/SCA/9833/2013 JUDGMENT borrower   would   mean   necessarily   the   applicant  of   application   under   Section   17(1)   of   the  Securitization   Act.   Relying   upon   the   findings  of   Debt   Recovery   Tribunal   as   well   as   Debt  Recovery Appellate Tribunal in the application  filed by the petitioners as well as the appeal  filed   by   the   Bank,   it   was   contended   that   the  concerned   borrower   means   such   borrowers   and  when   the   Debt   Recovery   Tribunal   directed   to  give   possession   to   the   petitioners,   the   same  would   mean   the   applicant   of   application   under  Section   17   of   the   Securitization   Act   and   it  would   mean   that   the   applicant   of   such   an  application   who   is   entitled   to   restoration   of  possession.   It   was   thus   contended   that   the  application   filed   by   the   petitioners   under  Section   19   of   the   Securitization   Act   is  maintainable   and   it   cannot   be   said   that   the  petitioners have locus under Section 17 of the  Securitization   Act   and   no   locus   under   Section  19   of   the   Securitization   Act.   It   was   further  contended that every person for whom the forum  Page 34 of 61 C/SCA/9833/2013 JUDGMENT under  Section  17  of  the  Securitization Act is  Debt Recovery Tribunal, the forum under Section  19  of the Securitization  Act  would  remain  the  same   for   all   purposes   and   a   person   cannot   be  said   that   for   Section   17,   it   is   the   Debt  Recovery Tribunal and for Section 19, it is a  Civil Court. It was thus contended that as the  Bank has not challenged the order passed by the  Debt Recovery Tribunal under Section 19 of the  Securitization   Act,   the   writ   filed   by   the  petitioners   has   become   infructuous   and   the  petitioners   would   be   entitled   to   move   an  application   under   Section   19   of   the  Securitization   Act   and   that   the   Debt   Recovery  Tribunal   has   jurisdiction   to   adjudicate   upon  the said application.

10.3 Mr. Vakil  further  submitted  that  the  cause of  action   under   Section   19   of   the   Securitization  Act would arise only when the proceedings under  Section   17   of   the   Securitization   Act   attains  finality.   It   was   further   contended   that   the  proceeding   under   Section   19   of   the  Page 35 of 61 C/SCA/9833/2013 JUDGMENT Securitization Act is an independent proceeding  and   after   finality   of   the   proceeding   under  Section 17 of the Securitization Act, the right  to   claim   compensation   arise.   It   was   further  contended   that   once   it   has   been   held   under  Section   17(3)   of   the   Securitization   Act   that  the   measures   were   not   in   accordance   with   the  Rules and possession was ordered to be restored  and   actually   restored   and   the   appeal   against  the   same   having   been   dismissed   and   both   the  judgments are in force today and in fact acted  upon   while   deciding   the   application   under  Section 19 of the Securitization Act, the Debt  Recovery   Tribunal   cannot   and   could   not   have  gone   into   the   correctness   of   the   said  judgments. It was further contended that while  dealing   with   the   application   under   Section   19  of   the   Securitization   Act   filed   by   the  petitioners,   the   Tribunal   has   traveled   beyond  its jurisdiction. It was further contended that  while considering the application under Section  19   of   the   Securitization   Act,   the   Tribunal  Page 36 of 61 C/SCA/9833/2013 JUDGMENT cannot   be   permitted   to   rehear   the   application  under Section 17 of the Securitization Act. It  was   further   contended   that   the   findings   given  by   the   Debt   Recovery   Tribunal   exhibits   the  mindset   of   the   Debt   Recovery   Tribunal   and   as  such   the   Debt   Recovery   Tribunal   has   attempted  to   reopen   the   entire   case.   It   was   further  contended   that   the   Debt   Recovery   Tribunal   has  also considered the contentions not falling for  consideration   under   Section   19   of   the  Securitization   Act.   It   was   further   contended  that   in   fact   only   two   issues   are   framed   and  when the final judgment under Section 17 of the  Securitization Act was confirmed in appeal, the  Debt Recovery Tribunal should have decided only  the quantum. It was further contended that the  manner in which the Debt Recovery Tribunal has  dealt   with   the   issue   of   measures   taken   under  Section 13(4) of the Securitization Act, it has  almost set at naught first part of Section 19  of the Securitization Act and it was contended  that in view of the findings given by the Debt  Page 37 of 61 C/SCA/9833/2013 JUDGMENT Recovery   Tribunal   in   the   application   under  Section  17  of  the Securitization  Act  and  Debt  Recovery   Appellate   Tribunal   in   appeal   under  Section 18 of the Securitization Act as well as  this Court, such findings cannot stay together.  It   was   further   contended   that   the   conclusion  arrived   at   by   the   Tribunal   in   the   impugned  judgment that there was good faith on the part  of   the   Bank   is   erroneous   and   even   if   such   a  plea   is   there,   the   same   is   dishonest   having  accepted the judgment. It was further submitted  that there is no discussion in every point in  the   impugned   judgment   and   the   Debt   Recovery  Tribunal   has   exercised   review   powers.   It   was  further  contended that  no  heads  as  prayed  for  by the petitioners have been considered. Still  however   and   even   though   the   Debt   Recovery  Tribunal   was   aware   of   the   heads,   the   Debt  Recovery   Tribunal   has   not   dealt   with   it   even  though it could have referred to the same. It  was   further   contended   that   having   framed   the  issue, the Debt Recovery Tribunal ought to have  Page 38 of 61 C/SCA/9833/2013 JUDGMENT dealt   with   certain   heads   which   have   not   been  done. It was further contended that the entire  thrust   of   the   judgment   is   that   the   actions  taken   by   the   Bank   under   Section   13(4)   of   the  Securitization Act are taken in good faith and  hence, they are measured in accordance with the  provisions   of   the   Securitization   Act.   It   was  further contended that in the proceedings under  Section 17 of the Securitization Act or in the  appeal   under   Section   18   of   the   Securitization  Act, no such defence was raised and if no such  defence   is   raised,   such   defence   cannot   be  raised   in   Section   19   proceedings.   It   was  further contended that if such contentions are  not raised, the same cannot be raised for the  first   time   in   Section   19   proceedings   as   the  same   are   really   continuation   of   proceedings  under Sections 17 and 18 of the Securitization  Act.   It   was   further   contended   that   provisions  of   Sections   17(3),   19   and   32   of   the  Securitization   Act   will   have   to   be   read  harmoniously. It was further contended that the  Page 39 of 61 C/SCA/9833/2013 JUDGMENT action   cannot   be   not   in   accordance   with   the  provisions   of   the   Act   and   the   Rules   for   the  purpose of Section 17(3) of the Securitization  Act   and   yet   it   is   in   accordance  with  law   for  the purpose of Section 32 of the Securitization  Act.  Mr. Vakil  referring  to the  definition of  word "good faith" occurring in Section 2(1)(f)  of   General   Clauses   Act,   contended   that   the  conduct  of  the  Bank  does not  demonstrate  that  the Bank was acting in good faith.

10.4 It was further contended that the facts reveal  that   the   Bank   was   conscious   of   the   fact   that  there   is   no   mortgage   and   that   there   is   no  record   that   after   the   same,   what   steps   were  taken   by   the   Bank.   It   was   further   contended  that if the defence is not available as it was  not   raised   earlier   and   the   issue   not   having  been   framed,   the   Bank   cannot   be   allowed   to  raise   such   a   dispute   in   an   application   under  Section   19   of   the   Securitization   Act   and   the  Tribunal   cannot   set   at   naught   the   judgment  which is in favour of the petitioners and which  Page 40 of 61 C/SCA/9833/2013 JUDGMENT has   been   confirmed   by   the   appellate   authority  and   therefore,   it   was   contended   that   such  action cannot be termed as having been taken in  good faith.

10.5 Mr.   Vakil   also   took   this   Court   through   the  earlier   judgment   passed   by   the   Debt   Recovery  Tribunal   upon   an   application   filed   by   the  petitioners   under   Section   17(3)   of   the  Securitization  Act  as well as  the  judgment of  the   Debt   Recovery   Appellate   Tribunal   which   is  in   favour   of   the   petitioners,   which   has   been  acted   upon   by   the   Bank.   It   was   reiterated   by  Mr.   Vakil   that   the   Bank   has   in   fact   accepted  and   acted   upon   the   said   judgment   and   has   not  only   handed   over   the   possession,   but   has   not  challenged the same. It was thus submitted that  even the impugned judgment under Section 19 of  the   Securitization   Act   passed   by   the   Debt  Recovery   Tribunal   is   not   challenged   and   the  Bank   has   accepted   the   same.   It   was   lastly  submitted   that   the   impugned   judgment   of  awarding   only   amount   of   Rs.75,708/­   to   the  Page 41 of 61 C/SCA/9833/2013 JUDGMENT petitioners deserves to be quashed and as such,  the application filed by the  petitioners  under  Section   19   of   the   Securitization   Act   deserves  to be allowed by this Court in exercise of its  extraordinary jurisdiction under Article 226 of  the   Constitution   of   India   by   allowing   the  petition   filed   by   the   petitioners   and   by  dismissing   the   petition   filed   by   the   Bank   as  having become infructuous, as contended by the  petitioners.

10.6 Mr.   Vakil   has   relied   upon   the   following  judgments to buttress his arguments.

(i) Suresh   Vs.   Vasant   &   Ors.  reported   in  AIR  1972 SC 1680. 

(ii) State   of   Haryana   &   Ors.   Vs.   M/s.   Krishna  Rice Mills, reported in AIR 1982 SC 1106. 

(iii) Arun   D.   Desai   Vs.   High   Court   of   Bombay,  reported in 1984(1) Suppl. SCC 372.

(iv) M/s. Doongarsee and Sons & Ors. Vs. State of  Gujarat & Ors.  reported in  AIR 1971 Gujarat  Page 42 of 61 C/SCA/9833/2013 JUDGMENT

46. 

(v) Suresh   Chandra   &   Ors.   Vs.   State   of   U.P.   &  Anr., reported in AIR 1977 Allahabad 515(1). 

(vi) The Vanguard Fire and General Insurance Co. 

Ltd.,   Madras   Vs.   M/s.   Fraser   and   Ross   &  Anr., reported in AIR 1960 SC 971. 

(vii) N.K.   Jain   &   Ors.   Vs.   C.K.   Shah   &   Ors.,  reported in AIR 1991 SC 1289. 

(viii) K.V. Muthu Vs. Angamuthu Ammal,  reported in  AIR 1997 SC 628.

(ix) Whirlpool Corporation Vs. Registrar of Trade  Marks,  Mumbai   & Ors.,  reported  in  AIR  1999  SC 22.

(x) Special   Officer   and   Competent   Authority,  Urban   Land   Ceilings,   Hyderabad   &   Anr.   Vs.  P.S. Rao, reported in AIR 2000 SC 843. 

(xi) M/s.   Philips   Medical   Systems   (Cleveland)  Inc.   Vs.   M/s.   Indian   MRI   Diagnostic   and  Page 43 of 61 C/SCA/9833/2013 JUDGMENT Research Ltd., reported in AIR 2009 SC 1052.

(xii) National   Insurance   Co.   Ltd.   &   Anr.   Vs.  Kirpal Singh, reported in AIR 2014 SC 1440.

(xiii) Municipality   of   Bhiwandi   and   Nizampur   Vs.  M/s.   Kailash   Sizing   Works,  reported   in  AIR  1975 SC 529.

(xiv) Chaman Lal Vs. The State of Punjab, reported  in AIR 1970 SC 1372. 

(xv) Asstt. Commr., Anti­Evasion Commercial Taxes  Vs. Amtek India Ltd.,  reported in  (2007) 11  SCC 407. 

(xvi) General Officer Commanding, Rashtriya Rifles  Vs. Central Bureau of Investigation & Anr.,  reported in (2012) 6 SCC 228. 

(xvii) Brijendra   Singh   Vs.   State   of   U.P.   &   Ors.,  reported in (1981) 1 SCC 597.

11. Mr.   S.N.   Shelat,   learned   Senior   Advocate   for  the   Bank   in   his   further   arguments   submitted  Page 44 of 61 C/SCA/9833/2013 JUDGMENT that   the   judgments   relied   upon   by   the  petitioners   are   not   applicable   to   the   present  case and are not helpful. It was contended that  only   because   the   learned   Senior   Advocate   for  the Bank made a statement which does not mean  that   the   Bank   now   cannot   argue   on   merits.   It  was   further   contended   by   Mr.   Shelat   that   the  petition   of   the   Bank   survives   and   it   is   open  for   the   Bank   to   agitate   the   question   of  maintainability   under   Section   19   of   the  Securitization Act filed by the petitioners. It  was further contended that as the facts reveal,  the Bank has entered into an agreement with the  borrower  and  not  with  the  petitioners. It  was  further   contended   that   the   Act   gives   wider  powers   to   any   person   under   Section   17   of   the  Securitization Act over and above the borrower.  It was further contended that under Section 17  of   the   Securitization   Act,   the   Tribunal   was  deciding   only   security   interest   and   the  application   under   Sections   17   and   19   of   the  Securitization Act both are independent. It was  Page 45 of 61 C/SCA/9833/2013 JUDGMENT submitted that the judgments on interpretation  relied upon by the petitioners lead to only one  thread   argument   i.e.   the   context   and  collocation. It was further submitted that the  said  judgments lay down a  proposition  that if  such   meaning   is   not   given,   it   becomes  repugnant.   It   was   further   contended   that   the  repugnancy   of   definition   would   arise   when   the  definition  does  not  agree  with the  subject or  context.   It   was   further   contended   that   this  would mean that not being in confirmation with  the   definition   would   not   make   it  repugnant  containing the word defined in its context. It  was   further   contended   that   therefore   what   is  required   to   be   considered   is   whether   the  definition   becomes   unworkable   or   otiose,   then  only, this Court can go into it. It was further  contended that if Sections 2(f) and 19 of the  Securitization Act are read, it would mean that  benefit of Section 19 of the Securitization Act  is   to   be   given   only   to   the   borrower.   It   was  further contended that there can be a question  Page 46 of 61 C/SCA/9833/2013 JUDGMENT before the Court that were the petitioners been  treated   unfairly?   It   was   contended   by   Mr.  Shelat that in facts of the case, the Bank has  not treated the petitioners unfairly. The facts  reveal   that   the   borrower   has   treated   them  unfairly and for the case of fraudulent action  of the borrower, law does not provide a remedy  under   the   Securitization   Act.   It   was   further  contended that this legislation is only for the  security interest and therefore, Section 19 of  the Securitization Act is very carefully worded  and fraud upon secured asset is kept out of the  purview   of   the   Act   and   Section   19   does   not  provide   for   damages   to   person   who   has   been  defrauded   by   the   borrowers.   It   was   further  contended   that   assertions   made   without   any  evidence   would   be   irrelevant   to   consider   the  heads   of   the   compensation.   It   was   further  contended   that   the   petition   of   the   Bank  deserves  to be  allowed  and  the  petition filed  by the petitioners deserves to be dismissed. 

12. Mr. Vakil in further submissions reiterated the  Page 47 of 61 C/SCA/9833/2013 JUDGMENT contentions   raised   by   him   and   submitted   that  the   writ   filed   by   the   Bank   has   become  infructuous and as such submissions made by the  petitioners   are   not   answered   by   the   Bank.   It  was   further   contended   that   both   the   prayers  have   become   infructuous   and   no   other   meaning  can   be   given   to   both   the   prayers.   It   was  reiterated that the words "concerned borrower" 

occurring   in   Section   19   of   the   Securitization  Act also include a person who has got benefit  of  success  of  application  under  Section  17 of  the   Securitization   Act.   It   was   further  contended that it is not the intention of the  legislature   that   only   the   borrower   can   file  application   under   Section   17   of   the  Securitization   Act   and   raise   plea   before   the  Civil   Court   and   the   person   to   whom   the  possession   is   ordered   to   be   restored   becomes  entitled   to   compensation   under   Section   19   of  the   Securitization   Act.   Mr.   Vakil   further  contended that the petitioners suffered because  of the wrongful action taken by the Bank and it  Page 48 of 61 C/SCA/9833/2013 JUDGMENT is  for  the  Bank  to compensate the petitioners  and not  the  borrower.  It was  lastly  contended  that   in   facts   of   the   present   case,   the  possession was taken over from the petitioners  and it has been restored to the petitioners and  such   an   issue   was   not   raised   before   the   Apex  Court in the case of Harshad Govardhan Sondagar  (supra).   It   was   reiterated   that   the   petition  filed by the Bank deserves to be dismissed as  having   become   infructuous   and   the   petition  filed by the petitioners deserves to be allowed  as prayed for.

13. No other or further submissions are made by the  learned   counsel   appearing   for   the   respective  parties.

14. Before considering the submissions made by the  learned   counsel   appearing   for   the   respective  parties, on bare perusal of the prayers prayed  for   by   the   Bank   in   its   writ   petition,   it  clearly   appears   that   prayer   (A)   has   become  academic. 

Page 49 of 61

C/SCA/9833/2013 JUDGMENT

15. By   virtue   of   the   order   passed   by   this   Court  dated   20.11.2013,   while   admitting   the   matter,  the interim order passed below Exhs.6 and 7 by  the   Debt   Recovery   Tribunal   was   not   disturbed.  Considering the submissions made by the learned  counsel   for   the   Bank   before   this   Court,   it  clearly   appears   that   the   issue   as   regards  maintainability   of   the   application   under  Section  19  of  the Securitization  Act  filed by  the   petitioners   was   permitted   to   be   raised  before the  Debt Recovery  Tribunal at  the  time  of   hearing/final   hearing   of   the   said  application.   It   is   no   doubt   true   that   this  Court   did   not   dispose   of   the   matter   finally,  but   from   the   conduct   of   the   Bank,   it   clearly  appears that the Bank did raise those questions  before the Tribunal. The Bank also participated  in   the   hearing   before   the   Debt   Recovery  Tribunal and gave a joint purshis to decide the  application   pending   before   the   Debt   Recovery  Tribunal under Section 19 of the Securitization  Act.   Even   thereafter,   the   Bank   deposited   with  Page 50 of 61 C/SCA/9833/2013 JUDGMENT the petitioners the amount of Rs.75,708/­ along  with  interest, as  awarded  by  the Tribunal. It  is also an admitted position that the Bank has  thereafter not challenged the said order before  any   higher   forum   including   this   Court.   Thus,  the conduct of the Bank clearly spells out that  they   have   not   only   implemented   the   orders  passed by the Tribunal under Section 19 of the  Securitization Act, but in fact have acquiesced  with it. Though the Bank has contended that it  had   not   given   up   the   challenge   before   this  Court and therefore, the prayers prayed for in  prayer (B) and in fact all the prayers prayed  for in Paragraph 10 needs consideration by this  Court   and   in   order   to   avoid   peace­meal  challenge,   this   course   is   adopted   in   fairness  to the other side, is contrary to the conduct  of the Bank itself. It is not the case of the  Bank that after the final order passed by the  Tribunal,   the   same   is   now   challenged   by   the  Bank even in the pending petition and the fact  remains   that   the   Bank   has   not   only   actually  Page 51 of 61 C/SCA/9833/2013 JUDGMENT participated in the hearing before the Tribunal  and   has   further   taken   all   contentions   even  regarding   the   maintainability   before   it,   but  has   implemented   the   order   passed   by   the   Debt  Recovery Tribunal dated 9.6.2014 and therefore,  the Bank is not correct in asserting that the  prayers   prayed   for   in   their   petition   being  Special Civil Application No.9833 of 2013 still  survive.   It   is   an   admitted   position   that   the  Bank   did   not   challenge   the   order   of   handing  over the possession passed by the Debt Recovery  Tribunal   which   became   final   by   virtue   of  dismissal   of   the   appeal   filed   by   the   Bank.  Similarly, the Bank has also not challenged the  order passed by the Tribunal under Section 19.  Under such circumstances, the contention raised  by the respondent­Bank, that the petition filed  by   the   Bank   still   survives,   deserves   to   be  negatived.   The   contentions   raised   by   the   Bank  before   this   Court   are   raised   in   its   petition  predominantly   challenging   the   interim   order  passed   by   the   Debt   Recovery   Tribunal   below  Page 52 of 61 C/SCA/9833/2013 JUDGMENT Exhs.6   and   7.   As   noted   hereinabove,   the   Bank  participated in the proceedings before the Debt  Recovery Tribunal on the statement made before  this Court and has not only accepted the order  passed   by   the   Tribunal   under   Section   19,   but  has acted upon it. In such circumstances, only  because the question of maintainability of the  application under Section 19 by a person other  than the borrower is raised for the first time  would not give any additional right to the Bank  to re­agitate the same questions. The Bank has  not   challenged   the   order   of   Tribunal   at   all.  After the order was passed by this Court, the  Bank   filed   reply   before   the   Tribunal,   raised  all   contentions   and   by   a   joint   purshis  (Exh.22),   even   prayed   before   the   Tribunal   to  dispose   of   the   said   application.   Having   acted  in   such   a   manner,   the   Bank   cannot   now   revert  back   and   say   that   the   petition   filed   by   the  Bank   still   survives.   The   contention   raised   by  the   learned   advocate   for   the   petitioners   that  the   petition   filed   by   the   Bank   has   become  Page 53 of 61 C/SCA/9833/2013 JUDGMENT infructuous   deserves   to   be   accepted.   On   the  contrary,   the   record   indicates   that   the   Bank  was made aware by the petitioners that the flat  in   question   was   not   of   the   ownership   of   the  principal   borrower   and   that   the   possession   is  with the petitioners at the stage of Section 14  application. 

16. As far as the petition filed by the petitioners  is concerned, as such the petition is filed for  enhancement   of   the   compensation   which   is  otherwise   awarded   by   the   impugned   order.   On  examination of the application which was filed  before the Tribunal, it clearly spells out that  the petitioners have claimed total compensation  of   Rs.1,39,86,998/­   under   5   different   heads.  The   impugned   order   of   the   Tribunal   does   not  indicate   that   the   Tribunal   has   considered   the  same on the basis of the averments made in the  application  and  the  evidence  on  record.  It is  an admitted position that in the earlier round  of the petition, the petitioners had approached  the   Tribunal   for   getting   back   the   possession  Page 54 of 61 C/SCA/9833/2013 JUDGMENT which  was  taken  by   the  Bank  as   per   the  order  passed by the learned Magistrate under Section  14   of   the   Securitization   Act.   The   petitioners  had approached the Debt Recovery Tribunal under  Section 17 of the Securitization Act and by an  order dated 24.8.2011, held that the action of  the   Bank   of   taking   over   possession   of   the  premises in question was dehors the provisions  of   the   Securitization   Act   and   was   pleased   to  further   direct   the   Bank   to   give   back   the  possession   to   the   petitioners.   It   is   also   an  admitted   position   that   the   conclusion   arrived  at   by   the   Debt   Recovery   Tribunal   in   the   said  application  was  challenged  by the Bank by  way  of   further   appeal   before   Debt   Recovery  Appellate   Tribunal,   Mumbai   by   way   of   filing  Appeal No.168 of 2011 as provided under Section  18  of the Securitization  Act.  The  said  appeal  was   also   dismissed.   The   order   passed   by   the  Debt   Recovery   Tribunal   has   attained   its  finality. The Bank has not challenged the said  order before this Court and has implemented the  Page 55 of 61 C/SCA/9833/2013 JUDGMENT said   order   by   giving   back   possession   of   the  premises   in   question.   Therefore,   it   was   not  open   for   the   Debt   Recovery   Tribunal   while  dealing   with   the   application   under   Section   19  of   the   Securitization   Act   filed   by   the  petitioners   and   hold   that   taking   over   of  possession  of  the  premises in  question by  the  Bank was in good faith. With respect, the Debt  Recovery Tribunal was not called upon to decide  the   said   issue   as   the   said   issue   has   already  become final. The Debt Recovery Tribunal, in no  uncertain   terms,   has   held   in   the   order   dated  24.8.2011   that   the   possession   of   the   premises  in   question   was   not   in   accordance   with   law,  which   has   attained   finality   and   the   Tribunal  had   therefore   no   jurisdiction   in   a   subsequent  application   filed   under   Section   19   of   the  Securitization Act by the petitioners to reopen  the same. In opinion of this Court, therefore,  the   findings   to   that   effect   are   without  jurisdiction.

17. It   is   found   that   while   deciding   the  Page 56 of 61 C/SCA/9833/2013 JUDGMENT maintainability   of   the   application,   the  Tribunal   has   made   such   observations.   It   is  found that the Tribunal has not considered even  the   aspect   of   maintainability   as   contended   by  both   the   sides   before   it   and   has   in   fact  reopened   the   issue   which   was   decided   by   the  Tribunal   itself   as   confirmed   by   the   Appellate  Tribunal   while   it   decided   the   earlier  application   filed   by   the   petitioners   under  Section   17(1)   of   the   Act.   The   record   clearly  reveals   that   the   Bank   was   made   aware   by   the  petitioners that the petitioners' tenant is in  possession   of   the   secured   asset   i.e.   flat   in  question.   Still   however,   the   Bank   proceeded  further   with   the   proceedings   under   Section   14  and took possession. Considering the fact that  the   findings   given   by   the   Tribunal   and   the  Appellate   Tribunal   have   been   accepted   by   the  Bank in relation to the fact that the Bank did  not   act   in   accordance   with   the   provisions   of  the   Act   while   deciding   the   application   under  Section 17 filed by the petitioners, it was not  Page 57 of 61 C/SCA/9833/2013 JUDGMENT open for the Tribunal to revisit the said issue  again.   The   Tribunal   could   have   decided   the  question of maintainability of the application  and   could   have   come   to   the   finding   that   the  said application filed by the petitioners under  Section   19   is   either   maintainable   or   not  maintainable.   However,   while   doing   so,   the  Tribunal has travelled beyond its jurisdiction.  In   facts   and   circumstances   of   this   case,  therefore,   and   in   light   of   the   conclusion  arrived   at   by   this   Court,   as   observed  hereinbelow, the question of maintainability is  kept open. 

18. Even   considering   the   judgments   cited   by   both  the sides, as far as the prayers prayed for by  the   Bank   are   concerned,   the   same   have   become  infructuous and the petition filed by the Bank  has   become   academic.   The   Bank   cannot   be  permitted   to   re­agitate   the   said   issue   only  because the petition was pending for its final  disposal.   On   the   contrary,   in   the   facts   and  circumstances of the case, certain contentions  Page 58 of 61 C/SCA/9833/2013 JUDGMENT are   raised,   for   the   first   time,   before   this  Court  in these  petitions  under Article 226 of  the Constitution of India. Taking into totality  of  the  facts therefore, the only remedy which  is   left   for   this   Court   is   to   remand   the  proceedings of the application under Section 19  filed   by   the   petitioners   by   quashing   and  setting aside the impugned order dated 9.6.2014  passed   by   the   Debt   Recovery   Tribunal­II,  Ahmedabad   in   Misc.   Application   No.62   of   2012,  back to the Debt Recovery Tribunal. 

19. As far as the quantum of compensation and cost  as prayed for by the petitioners is concerned,  it is found that the Tribunal has, on lumpsum  basis,   come   to   the   conclusion   that   the  petitioners   are   entitled   to   compensation   and  cost   of   Rs.75,708/­.   It   is   found   from   the  impugned order that the Tribunal has not dealt  with   the   heads   which   are   on   record   of   the  application   and   has   not   appreciated   the  evidence   on   record.   However,   this   Court,   in  exercise   of   jurisdiction   under   Article   226   of  Page 59 of 61 C/SCA/9833/2013 JUDGMENT the   Constitution   of   India,   cannot   embark   upon  re­appreciation of evidence itself and in facts  and   circumstances   of   the   case,   in   opinion   of  this Court, the only option left with the Court  is   to   quash   and   set   aside   the   impugned   order  and remand the proceedings of Misc. Application  No.62   of   2012   for   its  de   novo  hearing   and  reconsideration   of   the   application   on   merits.  Even while appreciating the judgments cited by  the   learned   advocate   for   the   petitioners   as  well as the Bank as this Court has come to the  conclusion   that   the   matter   requires  de   novo  hearing by the Tribunal on all counts, the same  does   not   require   any   further   elaboration   by  this   Court.   It   is   further   clarified   that   in  light   of   this   discussion,   the   judgments   cited  by   both   the   sides   are   not   dealt   with  individually.

20. Consequently, Special Civil Application No.9833  of 2013 filed by the Bank is hereby dismissed  as   having   become   infructuous.   Special   Civil  Application   No.8969   of   2014   filed   by   the  Page 60 of 61 C/SCA/9833/2013 JUDGMENT petitioners is partly allowed. The order dated  9.6.2014 passed by the Debt Recovery Tribunal­ II,   Ahmedabad   in   Misc.   Application   No.62   of  2012   is   hereby   quashed   and   set   aside   and   the  proceedings of Misc. Application No.62 of 2012  are   restored   to   the   file   of   Debt   Recovery  Tribunal­II,   Ahmedabad.   The   Debt   Recovery  Tribunal­II,   Ahmedabad   shall   hear   the   parties  again   and   decide   the   issue   afresh,   as  expeditiously as possible, preferably within a  period of three months from the date of receipt  of   this   judgment.   Order   accordingly.   There  shall be no order as to costs.

(R.M.CHHAYA, J.) mrp Page 61 of 61