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[Cites 8, Cited by 2]

Orissa High Court

M/S. The Snow White Trading Corporation vs State Of Orissa ... Opp. Party on 31 March, 2014

Author: I. Mahanty

Bench: I. Mahanty

                              HIGH COURT OF ORISSA: CUTTACK

                                        STREV No. 57 of 2013

       In the matter of an application under Section 19(1) of the Orissa Entry
       Tax Act, 1999.

                                                    --------

       M/s. The Snow White Trading Corporation                                   ...       Petitioner

                                                      -Versus-

       State of Orissa                                                            ...      Opp. party


                       For Petitioner                   :            Mr. N.Paikaray

                       For opp. party                   :            Mr. M.S. Raman,
                                                                     Standing Counsel (Sales Tax)

                                                  ----------

P R E S E N T:
                      THE HONOURABLE SHRI JUSTICE I. MAHANTY
                                                    AND
                   THE HONOURABLE SHRI JUSTICE B.N.MAHAPATRA
        -------------------------------------------------------------------------------------------------
                            Date of Judgment : 31.03.2014
        -------------------------------------------------------------------------------------------------

B.N.Mahapatra, J               In this Sales Tax Revision Petition challenge has been

       made to the validity, maintainability and sustainability of the order dated

       02.11.2012 passed by the Division Bench of the Orissa Sales Tax

       Tribunal, Cuttack in S.A. No.53(ET) of 2011-12 pertaining to assessment

       year 2003-04 with a prayer for quashing the said order of the learned

       Tribunal confirming the order of assessment dated 09.03.2007 passed by

       the Sales Tax Officer and the First Appellate Authority dated 24.03.2011.

       2.              The    petitioner's      case        in   a    nutshell   is   that     it   is   a

       proprietorship concern and during the year 2003-04 had purchased
                                     2


lubricants which were scheduled goods falling within the scope of Entry

40 of Part-I of schedule appended to the Orissa Entry Tax Act, 1999 (for

short, "OET Act"). All the purchases in question were claimed to have

been made from the registered dealers, namely, M/s Valvoline Cummins

Ltd., Cuttack (RC No.CUIC 2243); M/s Gulf Oil India Ltd., Cuttack (CUIC

1716); M/s Penzoil Quaker State (I) Ltd., Cuttack (CUIC 1239) ; and M/s

Lubrico, Bhubaneswar (BH I 895). The total purchases from those

registered dealers were claimed to be Rs.99,84,912/-. The assessment

was completed under Section 7 of the OET Act. In the assessment order,

it has been observed that the petitioner has not paid the Entry Tax on

the turnover of purchases to the tune of Rs.1,00,29,806/-. Being

aggrieved at the assessment order, the petitioner preferred first appeal

before the Joint Commissioner of Sales Tax, who passed the ex parte

order. The petitioner carried further appeal to the Odisha Sales Tax

Tribunal (for short, "Tribunal"), who upon hearing the same set aside the

order passed in First Appeal and directed the First Appellate Authority to

hear the matter afresh. Pursuant to the remand order of the learned

Tribunal, the petitioner appeared before the First Appellate Authority and

contended that it was not liable to pay Entry Tax as entry tax had been

collected as handling charges etc. in the sale invoices. Reliance was also

placed on Form E1 produced in support of the claim that the goods

purchased by the petitioner have already suffered entry tax earlier.

However, by order dated 24.03.2011 learned First Appellate Authority

dismissed the appeal and upheld the levy by holding that there is no
                                        3


mention on the invoices that entry          tax has been collected from the

petitioner by sellers of the goods. Being aggrieved, petitioner carried the

matter before the Tribunal in Second Appeal, which was registered as SA

No.53(ET)/2011-12.     The   learned       Tribunal   vide   its   order   dated

02.11.2012 dismissed the Second Appeal holding that the action of the

learned 1st Appellate Authority is appropriate and legal and there is no

justifiable reason to interfere with the order of the learned JCST, which is

found to be lawful. Hence, the present Sales Tax Revision Petition.

3.          Mr.N.Paikaray, learned counsel appearing on behalf of the

petitioner submitted that the impugned order of assessment dated

09.03.2007 passed under Section 7 of the OET Act is bad, unjust and

illegal. Since no statutory notice was issued and served on the petitioner

for the purpose of assessment under the Entry Tax Act, the order of

assessment passed under Annexure-1 is void ab initio and non est in law.

            The petitioner has purchased the scheduled goods from four

registered dealers out of whom three registered dealers were carrying on

business in Cuttack Municipal Corporation. As there is no entry of goods

from outside the "local area", the dealer is not liable to pay entry tax on

the scheduled goods purchased from the three registered dealers of

Cuttack. Under Section 3 of the O.E.T. Act, which is a charging section,

the dealer in scheduled goods is exigible to pay entry tax on the entry of

scheduled goods or bringing such goods into the local area. Reading of

Section 2(d) of the OET Act makes it clear that it is the entry of

scheduled goods into a local area from any place outside that local area
                                        4


or any place outside the State for consumption, use or sale therein which

would be liable to levy of entry tax. Since the selling dealers were

registered within the jurisdiction of the first appellate authority as well as

Sales Tax Officer, Cuttack-I, Central Circle where the petitioner is

registered, inquiry could have been conducted to verify whether entry tax

had already been suffered in their hands earlier. While filing the Second

Appeal, the dealer /petitioner filed an application for issue of summons

to the registered dealers, from whom scheduled goods were purchased, to

call for the connected records of selling registered dealers to verify and

examine the correctness of the claim of the dealer-petitioner. To prove

the bona fide of the petitioner's contention, the petitioner filed a copy of

the order of assessment passed in respect of one of the sellers where

entry tax has been paid by the aforestated seller. Before the learned

Tribunal, the petitioner, inter alia, filed photocopy of the sale invoices

dated 30.05.2003 and 09.07.2003 issued by M/s Lubrico, wherein it has

been stated by the seller in the body of the sale invoice that inclusive of

tax, which implies that the sale price was inclusive of entry tax,

inasmuch as OST and surcharge have been charged separately in body of

the sale invoice.

4.           It was further submitted that under Rule 93(I) of the OST

Rules, 1947 "lubricants" are declared to be taxed at the point at which

the first of such sales is effected by a dealer. In the instant case, first sale

is effected by four dealers registered in the State. Tax liability rests on

these registered selling dealers under the OST Act. Under Section 3 of
                                         5


the OET Act, the liability to pay tax was attached with them inasmuch as

they had bought the lubricants into the "local area" from "outside the

local area" by way of stock transfer. Since the selling dealers have made

compliance of their statutory liability by paying the entry tax, no liability

under the OET Act can be fastened with the petitioner. There has been

misconstruction of taxable event and improper selection of taxable

person. It is asserted by the petitioner that the entry tax has been paid

by the selling dealer as per the provisions of OET Act, more particularly,

the charging section and hence, onus to disprove shifts onto the

Revenue, which has not been discharged by the authorities below.

Therefore, the orders of the authorities below are liable to be held

perverse.

5.           Mr. Raman, learned Standing Counsel for the Sales Tax

Department supported the order of the learned Tribunal as well as the

orders of the first appellate authority and assessing authority.

6.           In the present case, the petitioner is a dealer, inter alia, dealing

with lubricants which are scheduled goods and liable to be taxed under the

OET Act. He claims to have purchased lubricants worth Rs.99,84,912/- from

four registered dealers belonging to Cuttack and Bhubaneswar as per the

details given below:

             (i)     M/s. Valvoline Cummins Ltd.,
                     Cuttack (RC No.CUIC 2243)              Rs.15,29,917/-

             (ii)    M/s. Gulf Oil India Ltd.,
                     Cuttack (RC No.CUIC 1716)              Rs.71,74,941/-

             (iii)   M/s. Penzoil Quaker State (I) Ltd.,
                     Cuttack (RC No. CUIC 1239)             Rs.12,10,569/-
                                        6



              (iv)   M/s. Lubrico,
                     Bhubaneswar (RC No.BH I 895)          Rs.69,485/-
                                                           -------------------
                                              Total:       Rs.99,84,912/-
                                                           -------------------

7.            Before the 1st appellate authority, the petitioner produced the

purchase invoices issued by the above mentioned four registered dealers from

whom the petitioner has purchased lubricants in support of its claim that

selling dealers have collected entry tax from him. The learned first appellate

authority on examination of such purchase invoices, observed as follows:

              ".... Thus, there is no mention on the invoices issued
              by the above dealers that entry tax has been collected
              from the dealer appellant by the sellers of goods.

              As per sub Rule 5 of Rule 3 of the O.E.T. Rules, 1999
              in order to prove that goods have already been
              subjected to entry tax or that the entry tax has already
              been paid under the Act for such goods and no tax
              shall be further levied under the O.E.T. Rules in
              respect of such goods purchased by a dealer, the
              dealer is required to furnish a declaration in Form E-1.
              The dealer appellant has furnished declaration in form
              E-1 but bill/invoices No. and date and quantity and
              entry tax paid as per the invoices in column No.3,4
              and 6 respectively have not been filled properly and
              correctly as prescribed U/r. 3(5) of the O.E.T. Rules to
              prove that no tax shall be levied further under this
              Rule in respect of the goods purchased by him. Hence
              this declaration furnished in form E-1 is not
              acceptable. It is apparently clear from the above
              discussion that the goods i.e. lubricants purchased by
              the dealer-appellant from the dealers of Orissa are not
              entry tax paid goods. Hence, I am not inclined to
              interfere in the order of assessment passed by the
              learned S.T.O. The order of assessment is confirmed."

8.            The learned Tribunal in second appeal inter alia has observed
as follows:
              "3.   In the second journey to the Tribunal, the
              learned Advocate for the appellant filed Xerox copy of
                                       7


            statement of purchase and prayed for verification of the
            same by the lower forum. The State has also filed cross
            objection and submitted the order of learned JCST to
            be just and proper. The revenue has also pressed that
            the dealer failed to substantiate his claim u/r.3(5) of
            the OET Rules by submitting E1 form and that the
            forms produced as having deficiencies in Col. 3, 4 & 6.

            4.     Heard both the parties. It is evident from the
            order of the first appellate authority that in compliance
            to the order of this Tribunal he has verified the details
            as produced before him i.e. the purchase invoices of
            the following dealers.
                   (i)    M/s. Golf Oil India Ltd.
                   (ii)   M/s. Pennzoil Quaker State (I) Ltd.
                   (iii)  M/s. Lubrico, Bhubanewar
                   (iv)   M/s. Valvolin Cummins Ltd.

            After due examination learned JCST disallowed the
            claim and did not accept the E1 form. So it is very
            evident that he has duly acted upon the order of this
            Tribunal.

            5.     In the second journey to the Tribunal, the
            learned Counsel has also pressed for verification in
            respect of the above four dealers which has already
            been done. So, in our considered opinion the action of
            the learned JCST is appropriate and legal and at this
            point we do not find any justifiable reason to interfere
            with the order of learned JCST. As such the impugned
            order is found to be lawful."


9.          In the present Tax Revision Petition, the petitioner has raised

the following questions of law:

      A.    Whether on the facts and in the circumstances of
            the case, the order of the Tribunal is perverse and
            not maintainable in the eye of law?
      B.    Whether the Tribunal is justified in upholding the
            levy of Entry Tax on the scheduled goods purchased
            inside   the   "local   area"   of   Cuttack   Municipal
            Corporation particularly when there was no "entry
                                8


     of goods" in terms of clause (d) of Section 2 of the
     OET Act ?
C.   Whether the Tribunal is justified in confirming the
     levy of entry tax on the purchase of lubricants by
     the petitioner from the registered dealers belonging
     to Cuttack Municipal Corporation, particularly when
     lubricants were never brought from outside the
     "local area" into the "local area"
D.   Whether the Tribunal is justified in fixing the entry
     tax liability on the petitioner presuming that the
     entry tax had not suffered earlier in the hands of the
     sellers particularly when as per the provisions of
     Section 3 of the OET Act the liability to pay entry
     tax in the present facts and circumstances of the
     case rests with the sellers who had bought the
     scheduled goods into the "local area" inside the
     State of Odisha for consumption, use or sale
     therein?
E.   Whether further levy of entry tax by the forums below
     is maintainable in the eye of law, particularly when
     entry tax has already suffered in the hands of the first
     seller inside the State of Odisha is apparent, inasmuch
     as when under Rule 93 I of OST Rules, lubricants are
     declared to be taxed at the point when the first of such
     sales is effected by a dealer?
F.   Whether on the fact and in the circumstances of the
     case, the charging section, i.e., Section 3 of the OET
     Act had any application in respect of the purchases
     made inside the State of Odisha, more particularly,
     inside the "local area" as defined under the said Act ?
                                         9


      G.      Whether the order of assessment is ab initio void as no
              statutory notice was ever issued or served on the
              dealer for the purpose of assessment?
      H.      Whether the impugned levy of entry tax is without
              jurisdiction and without any authority of law in respect
              of the scheduled goods purchased within the "local
              area" of Cuttack Municipal Corporation from the
              sellers of the goods who are registered under the sales
              tax Circle, where the petitioner is registered?

              According to us, the above questions would not be proper

questions of law to be adjudicated in the case at hand.

10.           The real questions of law which need to be answered in view of
various contentions taken before us are as follows:
      (i)     Whether entry tax can be levied on scheduled goods
              purchased inside the local area from another registered
              dealer of the same local area who brought the
              scheduled goods into the local area ?
      (ii)    Whether under law it is obligatory on the part of a
              dealer to furnish Form E-1 in respect of the goods
              purchased by it from another registered dealers of the
              same local area who brought the scheduled goods in
              question into the local area ?
      (iii)   Whether to get the benefit from payment of entry tax in
              respect of the scheduled goods purchased by a dealer
              from another registered dealer(s) of the same local area,
              who brought the said goods into the local area, the
              dealer has to prove that its seller(s) have in fact paid
              the entry tax ?
      (iv)    Whether furnishing of complete/defect free Form E-1
              as prescribed under sub-rule (5) of Rule 3 along with
              returns under sub-rule (1) of Rule 10 is mandatory for
                                         10


             a dealer who brings the scheduled goods into the local
             area to prove that the goods purchased by it have
             already been subjected to entry tax or that the entry
             tax has already been paid under the Act for such
             goods?
      (v)    Whether non-furnishing of Form E-1, as prescribed
             under sub-rule (5) of Rule 3 along with return under
             sub-rule (1) of Rule 10, makes the dealer, who brings
             the scheduled goods into the local area, liable to pay
             the entry tax on scheduled goods purchased from
             outside the local area ?
      (vi)   Whether a dealer who brought the scheduled goods
             into the local area and has filed a defective Form E-1
             can call upon the Department to summon or call for
             the records of the selling dealer or any other person or
             to conduct any inquiry to test the correctness of its
             claim that the goods purchased by him has suffered
             tax at the hands of any purported selling dealer of
             outside the local area ?

11.          To deal with question No.(i), it is necessary to know what is

contemplated in the charging section under the Entry Tax Act. Section 3 of

the Entry Tax Act is the charging section, the relevant portions of which are

reproduced below:

             "3.    Levy of Tax.--

             (1)   There shall be levied and collected a tax on entry
             of the scheduled goods into a local area for
             consumption, use or sale therein at such rate not
             exceeding twelve percentum of the purchase value of
             such goods from such date as may be specified by the
             State Government on different dates and different rates
             may be specified for different goods and local areas
             subject to such conditions as may be prescribed."
                                       11


                           xx            xx           xx

             (2)    The tax leviable under this Act shall be paid by
             every dealer in scheduled goods or any other person
             who brings or cause to be brought into a local area
             such scheduled goods whether on his own account or
             on account of his principal or customer or takes
             delivery or is entitled to take delivery of such goods on
             such entry:

             Provided that no tax shall be levied under this Act on
             the entry of scheduled goods into a local area, if it is
             proved to the satisfaction of the assessing authority
             that such goods have already been subjected to entry
             tax or that the entry tax has been paid by any other
             person or dealer under this Act."


12.          Bare reading of the above provisions of Section 3 envisages that

there is a declaration of liability. It provides that there shall be levied and

collected tax on entry of scheduled goods into the local area for consumption,

use or sale therein. It further provides that the tax leviable under the Entry

Tax Act shall be paid by a dealer in scheduled goods or any other person,

who brings or causes to be brought into the local area such scheduled goods

whether on his own account or on account of his principal or customer or

takes delivery or is entitled to take delivery of such goods on such entry.

             The proviso says that no tax shall be levied under this Act on

the entry of scheduled goods into the local area, if it is proved to the

satisfaction of the assessing authority that such goods have already been

subjected to entry tax or that the entry tax has been paid by any other

person or dealer under this Act.
                                        12


             Further "entry of goods" as defined in Section 2(d) means entry

of goods into local area from any place outside that local area or any place

outside the State for consumption, use or sale therein.

13.          The above statutory provisions make it clear that the incidence

of taxation is on entry of goods into the local area for use, consumption or

sale therein. The core of taxing statute is in the charging section and liability

to tax arises by virtue of charging section.

             The rule of construction of charging section is that before taxing

any person, it must be shown that he falls within the ambit of charging

section by clear words used in the Section. No one can be taxed by

implication. Charging section has to be construed strictly. If a person has not

been brought within the ambit of charging section by clear words, he cannot

be taxed at all. (See Commissioner of Wealth Tax, Gujarat-III Ahmedabad vs.

Ellis Bridge Gymkhana, AIR 1998 SC 120].

14.          Thus, while interpreting charging section of a taxing statute

utmost care should be taken to give proper meaning to the words of the

statute and the same should be construed strictly. Its construction cannot

be extended beyond the language used in the charging section.

15.          In view of the above, we are of the considered opinion that no

entry tax can be levied on scheduled goods purchased inside the local area

from another registered dealer of the same local area who brought the

scheduled goods into the local area.

16.          Question No.(ii) is whether under law it is obligatory on the part

of a dealer to furnish Form E-1 in respect of the goods purchased by it from
                                          13


another registered dealer of the same local area who brought the scheduled

goods in question into the local area.

17.          Let us first see, who is liable to furnish Form E-1 as prescribed

under Rule 3(5) along with return under Rule 10(1) of the OET Rules. Rule

10(1) envisages that the return under sub-section (1) of Section 7 of the OET

Act shall be furnished in Form E3. In Form E3, a dealer has to

furnish/declare various information under different heads. Column 8 of the

return Form E3 requires a dealer to declare the "purchase value of scheduled

goods brought into the local area in respect of which entry tax has been levied

at earlier stage (details to be furnished in Form E1)".

             The information required to be declared under column 8 is in

consonance with the proviso to sub-section (2) of Section 3 which provides

that no tax shall be levied under the Entry Tax Act on the entry of scheduled

goods into a local area, if it is proved to the satisfaction of the assessing

authority that such goods have already been subjected to entry tax or that

the entry tax has been paid by any other person or dealer under the Act.

Thus, Form E1 has to be furnished by a dealer who brings the scheduled

goods into the local area and claims that in respect of such goods entry tax

has been levied earlier.

18.          In view of the above, we are of the considered opinion that

under law it is not obligatory on the part of a dealer to furnish Form E-1 in

respect of the goods purchased by it from another registered dealer of the

same local area who brought the scheduled goods in question into the local

area.
                                        14


19.           Question No.(iii) is whether to get the benefit from payment of

entry tax in respect of the scheduled goods purchased by a dealer from

another registered dealer of the same local area, who brought the said goods

into the local area, the dealer has to prove that its seller has in fact paid the

tax.

20.           The incidence of taxation is on entry of the scheduled goods into

the local area for use, consumption or sale. Nobody is competent/authorized

to shift the point of taxation.

21.           In view of the above, we are of the considered opinion that to get

benefit from payment of entry tax in respect of the scheduled goods

purchased by a dealer from another dealer/registered dealer of that locality,

who has brought the goods into the local area, the dealer need not prove that

its seller has in fact paid the entry tax. It will be enough for the dealer to

show that its seller is identifiable and has in fact made entry of the

scheduled goods into the local area and the tax is payable by its sellers.

22.           Since question Nos.(iv) and (v) are interlinked, they are dealt

with together.

23.           It is admitted by the petitioner that he has purchased scheduled

goods worth Rs.69,485/- from M/s. Lubrico, Bhubaneswar (RC No.BHI 895).

He claims exemption from payment of entry tax on such purchase on the

ground that the said goods have suffered entry tax earlier. In support of his

contention, he has furnished Form E1 as prescribed under Rule 3(5) of the

OET Rules. The above claim of the petitioner was rejected by the authorities

below on the ground that it has not furnished complete/defect free Form E-I
                                      15


as prescribed under sub-rule (5) of Rule 3 along with return under sub-rule

(1) of Rule 10 of the OET Rules.

24.          Now, we have to examine whether it is mandatory for the dealer-

petitioner registered under Cuttack-I Central Circle, Cuttack to furnish Form E1

along with return under Rule 10(1) of the OET Rules in respect of the goods

purchased by it from a dealer registered in Bhubaneswar-1 Circle, Bhubaneswar

and non-furnishing of Form E1 makes the dealer-petitioner liable to pay entry tax.

25.          At this juncture, it is necessary to quote the relevant portion of

sub-rule (5) of Rule 3 of the OET Rules:

             Rule 3. Rate of Tax.-
                   xx          xx            xx

             "(5) Notwithstanding anything contained in this rule, no
             tax shall be levied under these rules in respect of such
             goods purchased by a dealer for which the details are
             furnished in Form E1 along with the return under sub-
             rule (1) of Rule 10 to prove that such goods have already
             been subjected to entry tax or that the entry tax has
             already been paid under the Act for such goods"


26.          A conjoint reading of sub-rule (5) of Rule 3 and proviso to

Section 3(2) and column 8 of Return Form E3 makes it clear that it is

obligatory on the part of the dealer, who brings the scheduled goods into the

local area, to furnish Form E-1 along with return to prove that the scheduled

goods purchased by it from another dealer have already been subjected to

entry tax or that the entry tax has already been paid under the Entry Tax Act

for such goods. Thus, sub-rule (5) of Rule 3 of the OET Rules is mandatory in

nature.
                                         16


27.          Perusal of Form E-1 reveals that a dealer in order to prove that

the goods purchased by him have already been subjected to entry tax or that

the entry tax has already been paid under the OET Act for such goods, he has

to furnish details in Form E-1 about (i) registration number and name of the

dealer from whom purchased, (ii) name of the scheduled goods purchased,

(iii) bill/invoice number and date, (iv) quantity, (v) purchase value of the goods

as per invoice, (vi) entry tax paid as per invoice, (vii) remarks.

             As it appears, Rule 3 (5) has been prescribed to seal/plug

leakage/evasion of entry tax and ensure payment of entry tax leviable and

payable on purchase of scheduled goods.

28.          Law is well-settled that when the statute requires to do

certain thing in certain way, the thing must be done in that way or not at

all. Other methods or modes of performance are impliedly and

necessarily forbidden. The aforesaid settled legal proposition is based on

a legal maxim "Expressio unius est exclusion alteris", meaning thereby

that if a statute provides for a thing to be done in a particular manner,

then it has to be done in that manner and in no other manner and

following other course is not permissible. (See Taylor v. Taylor, (1876)

1 Ch.D.426; Nazir Ahmed v. King Emperor, AIR 1936 PC 253; Ram

Phal Kundu v. Kamal Sharma, (2004) 2 SCC 759; and Indian

Bank's Association v. Devkala Consultancy Service, AIR 2004 SC

2615).

29.          In view of the above, we are of the considered opinion that

furnishing of Form E-1 as prescribed under sub-rule (5) of Rule 3 along with
                                       17


returns under sub-rule (1) of Rule 10 is mandatory on the part of a dealer

who brings the scheduled goods into the local area to prove that the goods

purchased by it have already been subjected to entry tax or that the entry

tax has already been paid under the Act for such goods and that non-

furnishing of Form E-1 as prescribed under sub-rule (5) of Rule 3 along with

return under sub-rule (1) of Rule 10 makes the dealer, who brings the

scheduled goods into the local area, liable to pay the entry tax on scheduled

goods purchased from outside the local area.

30.          Question No.(vi) is whether a dealer who has brought the

scheduled goods into the local area and has filed a defective Form E-1 can

call upon the Department to summon or call for the records of the selling

dealer or any other person or to conduct any inquiry to test the correctness

of its claim that the goods purchased by it has suffered tax at the hands of

any purported selling dealer.

31.          There is a conceptual difference between production of

alternative materials to avail benefit of tax (for example, Section 6(2) of the

CST Act, 1956 and production of Form-F) and mandatory requirement to

produce declaration form (for example, Form-C under the CST Act, 1956 and

Form-D under the OST Act, 1947) to avail tax concession/benefit. In other

words, wherever, alternatives are provided, it is specifically provided. But in

the instant case, a bare reading of Rule 5(3) of the OET Rules quoted above

makes the position clear that the dealer who claims that no tax is payable on

entry of scheduled goods into the local area has to file requisite Form E-1

along with return as prescribed under the Statute.
                                        18


32.           Admittedly, in the instant case, Form E-1 which has been filed

in respect of the scheduled goods purchased from M/s. Lubrico,

Bhubaneswar (RC No.BH I 895) is incomplete/defective and therefore, does

not meet the requirement in order to prove that the dealer-petitioner is not

liable to pay entry tax. The burden is on the dealer to file complete and defect

free Form E-1. It is not open to contend that to test correctness of its claim

the Department has to summon or call for the records of selling dealers or of

any other person or to conduct any inquiry. The burden lies squarely on the

dealer to substantiate its claim and if it is not done the consequence is that it

is liable to pay tax.

33.           In view of the above, we are of the considered opinion that a

dealer who has brought the scheduled goods into the local area and has filed

defective Form E1 cannot call upon the Department to summon or call for

the records of the selling dealer or any other person or to conduct inquiry to

test the correctness of its claim that the goods purchased by it has suffered

tax at the hands of any purported selling dealer.

34.           After analysis of the legal position, the factual scenario has to be

examined. From perusal of the assessment order, first appeal order and

second appeal order, it is clear that the petitioner has nowhere canvassed

the points which are presently urged before us in respect of purchase of

scheduled goods claimed to have been made from three local dealers

registered in Cuttack-1 Central Circle, Cuttack.

              On contrary, petitioner's stand related to the acceptability of the

Form E1, purchase invoices and prayer for direction to the tax authority to
                                       19


summon or call for the records of selling dealer or to conduct any inquiry to

substantiate petitioner's stand.

             Assessment order does not reveal that the petitioner took any of

the contentions raised now before the taxing authority or any appellate

authority.

             Before the 1st appellate authority, the petitioner contended that

it being a dealer in lubricants, which is scheduled goods under the OET Act,

he purchased the scheduled goods from the registered dealers of Orissa on

payment of entry tax and hence is not liable to pay entry tax again. In

support of its above contention, the petitioner produced purchase invoices

issued by the selling dealer. On examination of those purchase invoices, the

1st appellate authority observed that there is no mention on the invoices

issued by the selling dealers that entry tax has been collected from the

dealer-petitioner by the sellers of goods. The 1st appellate authority has also

not accepted the Form E1 produced by the petitioner as the same were

incomplete/defective. For the aforesaid reasons, the 1st appellate authority

has confirmed the assessment.

             Before the learned Tribunal, the petitioner filed Xerox copy of

the statement of purchase and prayed for verification of the same by the

lower forum. The contention of Revenue was that the petitioner dealer failed

to substantiate its claim under Rule 3(5) of the OET Rules by submitting the

complete/defect free Form E1. The learned Tribunal dismissed the appeal on

the ground that the action of the 1st appellate authority is just, appropriate

and legal.
                                        20


35.            The issue relating to production of Form E1 as well as to call

upon the Department to summon or call for the records of the selling dealer

(s) or conduct any inquiry to test correctness of the petitioner's claim that the

goods purchased by it has suffered tax at the hands of its selling dealer (s)

has been elaborately discussed above. So far the present stands in respect of

purchase of scheduled goods claimed to have been made from the dealers of

same local area and under the law, the petitioner is not liable to pay entry

tax are concerned, the same having not been taken before the authorities

below, they have not dealt with the factual background vis-à-vis the position

of law. It would be, therefore, appropriate that the Tribunal shall deal with

this aspect after giving adequate and appropriate liberty to the Revenue to

counter the said stands and adduce rebuttal materials.

36.            In view of the above, the matter is remitted back to the Tribunal

for fresh adjudication in the light of our observations made above.

37.            The STREV is disposed of accordingly.



                                                       ...............................
                                                       B.N. Mahapatra, J.

I. Mahanty, J.

I agree.

............................. I. Mahanty, J.

Orissa High Court, Cuttack Dated 31ST March, 2014/ss/skj