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Central Administrative Tribunal - Jabalpur

E Gopi Krishna vs M/O Railways on 23 July, 2018

Sub:- reservation in    promotion               1       OA No.203/00808/2015




                                               Reserved
    CENTRAL ADMINISTRATIVE TRIBUNAL, JABALPUR BENCH
                                             JABALPUR

                   Original Application No.203/00808/2015
               Jabalpur, this Monday, the 23rd day of July, 2018

  HON'BLE SHRI NAVIN TANDON, ADMINISTRATIVE MEMBER
  HON'BLE SHRI RAMESH SINGH THAKUR, JUDICIAL MEMBER

E.Gopi Krishna S/o Late E.Shrinivas Rao,
Aged about 40 years, presently working as Loco Pilot (Goods)
SECR/RPR, R/o Qtr No. 10/2059, Shivanand Nagar,
Sector 4, Raipur-492008                        -Applicant
(By Advocate -Shri A.V.Shridhar)
                                        Versus

1. Union of India-Through the Secretary, Railway Board,
Ministry of Railways, Rail Bhawan, Raisena Road,
New Delhi-110001

2. General Manager, South East Central Railway,
New GM Building, Bilaspur, Chhattisgarh-495004

3. Senior Divisional Personnel Officer, South
East Central Railway, Raipur, Chhattisgarh-492008

4. Assistant Personnel Officer, South East Central
Railway, Raipur, Chhattisgarh-492008         -Respondents
(By Advocate -Shri R.N.Pusty)
(Date of reserving the order:- 18.04.2018)
                                             ORDER

By Navin Tandon, AM:-

Through this Original Application, the applicant is challenging Notification No.09/2014 dated 04.12.2014 (Annexure A-1), which was issued by the South East Central Railway for filling up four posts (SC-02 & UR-02) of Chief Loco Inspector in Page 1 of 13 Sub:- reservation in promotion 2 OA No.203/00808/2015 PB-2 Rs.9300-34800 with Grade Pay Rs.4600/- by way of promotion, to the extent it provides reservation of 2 vacancies for Scheduled Caste candidates.

2. The brief facts of the case are that vide Notification No.09/2014 dated 04.12.2014 (Annexure A-1) the South East Central Railway, Raipur invited options from willing eligible staff of Loco Pilot (Goods), Loco Pilot (Passenger) & Loco Pilot (Mail Express) for filling up of total 04 posts (SC-02, ST-00 & UR-02) of Chief Loco Inspector in PB-2 Rs.9300-34800 with Grade Pay Rs.4600/-.

2.1 The applicant has submitted that his name finds place at serial No.3, however due to respondents granting reservation in promotions, the probability of the applicant getting selected has diminished. The applicant has further submitted that he has filed a representation to the respondents objecting to reserving 2 vacancies for SC candidates. However, his representation has not yet been decided.

2.2 The applicant has contended that this Tribunal in Original Application No.200/00091/20014 (Aslam Khan and others Vs. Union of India and others) vide order dated 17.12.2014 directed the respondents to prepare suitability list for promotion to the post Page 2 of 13 Sub:- reservation in promotion 3 OA No.203/00808/2015 of Loco Pilot Goods II without reference to RBE No.126/2010 and to consider the cases of the applicants therein accordingly. Against the said order the respondents preferred a Writ Petition (S) No.1828/2015 before the Hon'ble High Court of Chhattisgarh. The Hon'ble High Court while dismissing the petition observed that the petition filed by the respondents was wholly frivolous.

2.3 The applicant has further contended that the respondents are providing reservation to the members of SC/ST in the matter pertaining to promotion without first ascertaining (i) the backwardness of the caste and tribe included in the list of SC/ST;

(ii) the aspect of adequate representation in service under the respondents; (iii) the relevance/necessity of reservation in the service on the basis of quantifiable data; and (iv) the effect of reservation on the maintenance of efficiency of administration. The same is not in consonance with the judicial pronouncement of the Hon'ble Supreme Court in the matters of M.Nagaraj & Ors. Vs. Union of India and others, (2006) 8 SCC 212 and, therefore, the grant of reservation in the matter of promotion is unconstitutional and arbitrary on the touchstone of principles of equality as enshrined in the Constitution of India thereby infringing the rights guaranteed by the Constitution of India.

Page 3 of 13

Sub:- reservation in promotion 4 OA No.203/00808/2015

3. In this Original Application the applicant has sought for the following reliefs:

"8.1 That the learned Tribunal may kindly be pleased to call the entire records pertaining to the case of the applicants. 8.2 That the learned Tribunal may kindly be pleased to quash the notification no.09/2014 dated 04.12.2014 Annexure A/1 to the extent that it provides reservation of 2 vacancies for the SC candidates to the post of Chief Loco Inspector.
8.4 (sic 8.3) That the Hon'ble Tribunal may kindly be pleased to direct the respondents to conduct the selections to the post of Chief Loco Inspector strictly as per merit and without reserving seats for SC/ST candidates. 8.5 Cost of the petition be awarded to the applicant. 8.6 Any other relief which the learned Tribunal deems fit and proper may be awarded".

4. The respondents in Para 2(ix) of their reply have submitted that "the Headquarter sent a letter dated 25.05.2015 to the Director Railway Board in regard to the similarly situated case.....by referring to earlier correspondence made under letter dated 07.01.2014 in which factual position faced by the Railway on the persistent directive of different courts and Tribunals on the issue of reservation in promotion has been apprised intimating that selection are being held up for want of quantifiable data showing backwardness of reserved communities and inadequacy of their representation in public employment as directed in M.Nagaraj Case. The above issue is under scrutiny of the Railway Board in consultation with DOPT".

Page 4 of 13

Sub:- reservation in promotion 5 OA No.203/00808/2015

5. Heard the learned counsel for both the parties and perused the pleadings and the documents available on record.

6. The issue involved in this Original Application is no longer res integra, as the same has already been decided by the Principal Bench of this Tribunal in Original Application No.3476/2013 (Ram Pher Yadav & others Vs. Union of India and others) and other connected Original Applications, vide order dated 22.01.2018. Relevant paragraphs of the said order dated 22.01.2018 passed by the Principal Bench of this Tribunal read as under:

"All these batch of OAs are pertaining to the issue of reservations in promotions and hence are being disposed of by way of this common order.
(2). Heard all the counsels for the parties and perused the pleadings on record.
(3). In M. Nagaraj & Ors. Vs. Union of India & Others, (2006) 8 SCC 212, the Constitution Bench of the Hon'ble Apex Court observed as under:-
"2. The facts in the above writ petition, which is the lead petition, are as follows:
Petitioners have invoked Article 32 of the Constitution for a writ in the nature of certiorari to quash the Constitution (Eighty-Fifth Amendment] Act, 2001 inserting Article 16(4A) of the Constitution retrospectively from 17.6.1995 providing reservation in promotion with consequential seniority as being unconstitutional and violative of the basic structure. According to the petitioners, the impugned amendment reverses the decisions of this Court in the case of Union of India and others v. Virpal Singh Chauhan and others, Ajit Singh Januja and others v. State of Punjab and others (Ajit Singh-I), Ajit Singh and others (II) v. State of Punjab and others, Ajit Singh and others (III) v. State of Punjab and others, Page 5 of 13 Sub:- reservation in promotion 6 OA No.203/00808/2015 Indra Sawhney and others v. Union of India, and M. G. Badappanavar and another v. State of Karnataka and others. Petitioners say that the Parliament has appropriated the judicial power to itself and has acted as an appellate authority by reversing the judicial pronouncements of this Court by the use of power of amendment as done by the impugned amendment and is, therefore, violative of the basic structure of the Constitution. The said amendment is, therefore, constitutionally invalid and is liable to be set aside. Petitioners have further pleaded that the amendment also seeks to alter the fundamental right of equality which is part of the basic structure of the Constitution. Petitioners say that the equality in the context of Article 16(1) connotes "accelerated promotion" so as not to include consequential seniority. Petitioners say that by attaching consequential seniority to the accelerated promotion, the impugned amendment violates equality in Article 14 read with Article 16(1). Petitioners further say that by providing reservation in the matter of promotion with consequential seniority, there is impairment of efficiency. Petitioners say that in the case of Indra Sawhney decided on 16.11.1992, this Court has held that under Article 16(4), reservation to the backward classes is permissible only at the time of initial recruitment and not in promotion. Petitioners say that contrary to the said judgment delivered on 16.11.1992, the Parliament enacted the Constitution (Seventy-Seventh Amendment) Act, 1995. By the said amendment, Article 16(4A) was inserted, which reintroduced reservation in promotion. The Constitution (Seventy- Seventh Amendment) Act, 1995 is also challenged by some of the petitioners. Petitioners say that if accelerated seniority is given to the roster-point promotees, the consequences would be disastrous...."

After referring to a series of authorities, the Court concluded as follows:

"121. The impugned constitutional amendments by which Articles 16(4A) and 16(4B) have been inserted flow from Article 16(4). They do not alter the structure of Article 16(4). They retain the controlling factors or the compelling reasons, namely, backwardness and inadequacy Page 6 of 13 Sub:- reservation in promotion 7 OA No.203/00808/2015 of representation which enables the States to provide for reservation keeping in mind the overall efficiency of the State administration under Article 335. These impugned amendments are confined only to SCs and STs. They do not obliterate any of the constitutional requirements, namely, ceiling-limit of 50% (quantitative limitation), the concept of creamy layer (qualitative exclusion), the sub- classification between OBC on one hand and SCs and STs on the other hand as held in Indra Sawhney, the concept of post-based Roster with in-built concept of replacement as held in R.K. Sabharwal.
122. We reiterate that the ceiling-limit of 50%, the concept of creamy layer and the compelling reasons, namely, backwardness, inadequacy of representation and overall administrative efficiency are all constitutional requirements without which the structure of equality of opportunity in Article 16 would collapse.
123. However, in this case, as stated, the main issue concerns the "extent of reservation". In this regard the concerned State will have to show in each case the existence of the compelling reasons, namely, backwardness, inadequacy of representation and overall administrative efficiency before making provision for reservation. As stated above, the impugned provision is an enabling provision. The State is not bound to make reservation for SC/ST in matter of promotions. However if they wish to exercise their discretion and make such provision, the State has to collect quantifiable data showing backwardness of the class and inadequacy of representation of that class in public employment in addition to compliance of Article 335. It is made clear that even if the State has compelling reasons, as stated above, the State will have to see that its reservation provision does not lead to excessiveness so as to breach the ceiling limit of 50% or obliterate the creamy layer or extend the reservation indefinitely"
Page 7 of 13

Sub:- reservation in promotion 8 OA No.203/00808/2015 (4). In Suresh Chand Gutam Vs. State of Uttar Pradesh and Others, AIR 2016 SC 1321, a batch of Writ Petitions were preferred under Article 32 of the Constitution of India praying to issue a direction in the nature of mandamus commanding the respondent Government to enforce appropriately the constitutional mandate as contained under the provisions of Articles 16(4A), 16(4B) and 335 of the Constitution of India or in the alternative, for a direction to the respondents to constitute a Committee or appoint a Commission chaired either by a retired Judge of the High Court or Supreme Court in making survey and collecting necessary qualitative data of the Scheduled Casts and the Scheduled Tribes in the services of the State for granting reservation in promotion in the light of direction given in M. Nagaraj & Others v. Union of India & Others (supra). It was held as under:-

"43. Be it clearly stated, the Courts do not formulate any policy, remains away from making anything that would amount to legislation, rules and regulation or policy relating to reservation. The Courts can test the validity of the same when they are challenged. The court cannot direct for making legislation or for that matter any kind of sub-ordinate legislation. We may hasten to add that in certain decisions directions have been issued for framing of guidelines or the court has itself framed guidelines for sustaining certain rights of women, children or prisoners or under-trial prisoners. The said category of cases falls in a different compartment. They are in different sphere than what is envisaged in Article 16 (4-A) and 16 (4-B) whose constitutional validity have been upheld by the Constitution Bench with certain qualifiers. They have been regarded as enabling constitutional provisions. Additionally it has been postulated that the State is not bound to make reservation for Scheduled Castes and Scheduled Tribes in matter of promotions. Therefore, there is no duty. In such a situation, to issue a mandamus to collect the data would tantamount to asking the authorities whether there is ample data to frame a rule or regulation. This will be in a way, entering into the domain of legislation, for it is a step towards commanding to frame a legislation or a delegated legislation for reservation.
Page 8 of 13
Sub:- reservation in promotion 9 OA No.203/00808/2015
44. Recently in Census Commissioner & others v. R. Krishnamurthy a three-Judge Bench while dealing with the correctness of the judgment of the high court wherein the High court had directed that the Census Department of Government of India shall take such measures towards conducting the caste-wise census in the country at the earliest and in a time-bound manner, so as to achieve the goal of social justice in its true sense, which is the need of the hour, the court analyzing the context opined thus :-
"Interference with the policy decision and issue of a mandamus to frame a policy in a particular manner are absolutely different. The Act has conferred power on the Central Government to issue notification regarding the manner in which the census has to be carried out and the Central Government has issued notifications, and the competent authority has issued directions. It is not within the domain of the court to legislate. The courts do interpret the law and in such interpretation certain creative process is involved. The courts have the jurisdiction to declare the law as unconstitutional. That too, where it is called for. The court may also fill up the gaps in certain spheres applying the doctrine of constitutional silence or abeyance. But, the courts are not to plunge into policy-making by adding something to the policy by ways of issuing a writ of mandamus."

We have referred to the said authority as the court has clearly held that it neither legislates nor does it issue a mandamus to legislate. The relief in the present case, when appositely appreciated tantamounts to a prayer for issue of a mandamus to take a step towards framing of a rule or a regulation for the purpose of reservation for Scheduled Castes and Scheduled Tribes in matter of promotions. In our considered opinion a writ of mandamus of such a nature cannot be issued."

and accordingly, dismissed the Writ Petitions. (5). The categorical finding by the Hon'ble Apex Court in M. Nagaraj (supra), as explained in the aforesaid recent decision in Suresh Chand Gautam (supra), is that the State Page 9 of 13 Sub:- reservation in promotion 10 OA No.203/00808/2015 is not bound to make reservation for SCs/STs in matters of promotion and, however, if the State wishes to exercise the discretion and make such provision, it has to collect quantifiable data showing backwardness of the Class and inadequacy of representation of that Class in public employment in addition to compliance with Article 335. (6). It is not in dispute that the respondents have not conducted the exercise as mandated by the Constitution Bench in M. Nagaraj (supra) and without conducting the same, no State/Authority can apply the rule of reservation in promotion. It is also not in dispute that the decision in M. Nagaraj (supra) is not reversed/modified/stayed in any other subsequent decision of the Hon'ble Apex Court till date. The learned counsel for respondents submits that since the issue of "whether the judgment of M. Nagaraj needs to be revisited or not" was referred to a Constitution Bench in the matter of The State of Tripura & Others Vs. Jayanta Chakraborty & Ors. in Civil Appeal Nos.4562-4564 of 2017 & batch dated 14.11.2017, the OA may be adjourned sine die till the Hon'ble Apex Court decides the said issue. (7). The Hon'ble Apex Court in its order dated 14.11.2017 in The State of Tripura & Ors. Vs. Jayanta Chakraborty & Ors. observed as under :-

"The questions posed in these cases involve the interpretation of Articles 16(4), 16(4A) and 16(4B) of the Constitution of India in the backdrop of mainly three Constitution Bench decisions - (1) Indra Sawhney and others v. Union of India and others 1992 Supp. (3) SCC 217, (2) E.V Chinnaiah v. State of A.P. and others (2005) 1 SCC 394 and (3) M. Nagaraj and others v. Union of India and others (2006) 8 SCC 212. One crucially relevant aspect brought to our notice is that Nagaraj (supra) and Chinnaiah (supra) deal with the disputed subject namely backwardness of the SC/ST but Chinnaiah (supra) which came earlier in time has not been referred to in Nagaraj (supra). The question of further and finer interpretation on the application of Article 16(4A) has also arisen in this case. Extensive arguments have been advanced from both sides. The petitioners have argued for a re-look of Nagaraj (supra) specifically on the ground that test of backwardness ought not to be applied to SC/ST in view of Indra Sawhney (supra) and Chinnaiah Page 10 of 13 Sub:- reservation in promotion 11 OA No.203/00808/2015 (supra). On the other hand, the counsel for the respondents have referred to the cases of (4) Suraj Bhan Meena and Another v. State of Rajasthan and others (2011) 1 SCC 467; (5) Uttar Pradesh Power Corporation Limited v. Rajesh Kumar and others (2012) 7 SCC 1; (6) S. Panneer Selvam and others v. State of Tamil Nadu and others (2015) 10 SCC 292; (7) Chairman and Managing Director, Central Bank of India and others v. Central Bank of India SC/ST Employees Welfare Association and others (2015) 12 SCC 308; and (8) Suresh Chand Gautam v. State of Uttar Pradesh and others (2016) 11 SCC 113 to contend that the request for a revisit cannot be entertained ad nauseam. However, apart from the clamour for revisit, further questions were also raised about application of the principle of creamy layer in situations of competing claims within the same races, communities, groups or parts thereof of SC/ST notified by the President under Articles 341 and 342 of the Constitution of India."

2. Having regard to the questions involved in this case, we are of the opinion that this is a case to be heard by a Bench as per the constitutional mandate under Article 145(3) of the Constitution of India. Ordered accordingly. Place the files before the Hon'ble Chief Justice of India immediately.

3. Though the learned counsel have pressed for interim relief, we are of the view that even that stage needs to be considered by the Constitution Bench. The parties are free to mention the urgency before the Hon'ble Chief Justice of India."

(8). In Ashok Sadarangani & Another Vs. Union of India (2012) 11 SCC 321, Hon'ble Apex Court held as under:-

"19. As was indicated in Harbhajan Singh's case (supra), the pendency of a reference to a larger Bench, does not mean that all other proceedings involving the same issue would remain stayed till a decision was rendered in the reference. The reference made in Gian Singh's case (supra) need not, therefore, detain us. Till such time as the decisions cited at the Bar are not modified or altered in any way, they continue to hold the field."

(9). As held in Ashok Sadarangani (supra), once the legal principle was decided by Hon'ble Apex Court and as long as Page 11 of 13 Sub:- reservation in promotion 12 OA No.203/00808/2015 the same is neither reversed nor modified by any other decision, the said settled principle has to be followed, irrespective of the fact that the same is pending before any higher forum or before a Larger Bench or before a Constitution Bench.

(10). It is also the settled principle of law that once the principle is declared by the Hon'ble Apex Court in a particular manner with retrospective implication, any contrary circulars/ Orders/ Memorandums issued prior to or subsequent to the said declaration, are non-est and cannot be followed.

(11). Coming to the facts of the individual cases, it is seen that certain OAs were filed questioning the orders of the respondents wherein the rule of reservation was followed in promotions and that certain OAs were filed seeking to restrain the respondents from following the reservations in promotions. Similarly in certain OAs, as an interim measure, the respondents were restrained from proceeding further to give effect to the rule of reservation in promotions and whereas in certain OAs their action in following reservations in promotions was made subject to the result of the OAs. In any event, in view of the above referred categorical declaration of the law by the Hon'ble Apex Court in M. Nagaraj (supra) unless the mandatory exercise of collecting the quantifiable data is conducted, no authority or Government can follow the rule of reservation in promotions. Since admittedly in Railways or in any other respondent department, no such exercise is conducted, their action in following the rule of reservation in promotions is unsustainable".

6. In the instant case we find that the respondents themselves have categorically stated in their reply that "selection are being held up for want of quantifiable date showing backwardness of reserved communities and inadequacy of their representation in public employment". Thus, we are in full agreement with the Page 12 of 13 Sub:- reservation in promotion 13 OA No.203/00808/2015 findings arrived at by the Principal Bench in the aforementioned case.

8. Accordingly, the action of the respondents to the extent of providing reservation in the impugned notification dated 04.12.2014 (Annexure A-1) is declared illegal and unsustainable in view of the law laid down by the Hon'ble Supreme Court in M. Nagaraj (supra). The respondents are at liberty either to continue with the same notification without element of reservation or by issuing a fresh notification. The Original Application is disposed of. No costs.

(Ramesh Singh Thakur)                                  (Navin Tandon)
Judicial Member                                 Administrative Member

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