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Delhi District Court

M/S Siemens Limited vs 4.1989. Ex. Ww1/63 Is A Letter Of The ... on 31 March, 2011

   IN THE COURT OF DR. T. R. NAVAL ADDITIONAL
 DISTRICT & SESSIONS JUDGE / PRESIDING OFFICER
  LABOUR COURT KARKARDOOMA COURTS, DELHI.


ID NO.17/10 (New) 116/98(Old)

       Date of Institution:             26.09.1998
       Date of Arguments:               22.09.2010,
                                        27.10.2010 & 21.03.2011
                                           (Written Arguments)
       Date of Award                  : 31.03.2011


IN THE MATTER BETWEEN:

M/s Siemens Limited
A-36, Mohan Coop. Industrial Estate
New Delhi-44.

                                                          The management

AND ITS WORKMAN

Ms. K.K. Gupta
D/o Late Shri J. P Gupta
R/o F-4/11, Vasant Vihar
New Delhi - 57.

                                                             The workman




ID No.17/10                  K.K.Gupta vs. Siemens Ltd.          Page 1 of 46 
                                AWARD

       The Secretary (Labour), Government of NCT of Delhi
vide     its   order      No.F.24(4401)/98-Lab./31517-21                 dated
09.09.1998 referred an industrial dispute between the
above mentioned parties to the Labour Court with the
following terms of reference:
        "Whether the Services of Ms. K.K Gupta have been
        terminated illegally and/or unjustifiably, by the
        management and if so, to what relief is she entitled
        and what directions are necessary in this respect?"

2.     The facts in brief of the workman case, are that the
Respondent is a Limited Company duly registered under
the Indian Companies Act and are running an Industry, i.e,
manufacture          of        electrical      and        electronics   goods,
engineering goods, production of software programmes,
production of engineering packages, supply errection and
commissioning of equipment and repairs and after sales
service and is an Industrial Establishment and an industry
within the meaning of the Industrial Disputes Act, 1947,
here in after referred to as the Act. The claimant joined
the management in the year 1972 as Sales Engineer. She
was put on probation for a period of six months and


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.             Page 2 of 46 
 thereafter she was confirmed on the said post in the year
1973 under E-2 Products, Energy Division.                       In the year
1974 she was transferred to Public Utility Department and
she served there till 1982. Her designation was revised as
Project Engineer in the year 1977. In the year 1982-83
promotion of her was refused solely on the ground that
she was a Lady Engineer and no Male Engineer can be put
under       her.     She      had      been       transferred    in    many
Departments of the management. She was given increase
in her salary and her last drawn salary was Rs. 21,071.52.
On 9th September, 1997 when she reported for duty Sh. R.
Sachdeva, General Manager called her in his chamber and
told that her services have been terminated w.e.f
14.08.97. During the entire period of her service no other
person/employee served under her. She never performed
any duty of supervisory nature and never worked in a
supervisory capacity. She was never vested any function
of Managerial/Administrative or Supervisory nature. As her
services were terminated illegally, unjustifiably, against
the principles of natural justice and in violation of law
including violation of Industrial Employment (Standing
Orders), therefore, she prayed for direction to the
management to reinstate her in service with full back

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.           Page 3 of 46 
 wages and consequential benefits.


3.     The management admitted that Ms. K.K Gupta was
employed by the management since 1.12.72 and her last
drawn      wages        were     Rs.     21,071.52        per   month.     The
management contested her case on the ground interalia
that she is not covered under the definition of workman as
defined under section 2 (s) of the Act. Initially, she was
appointed in Grade T-III which was non-supervisory/non-
managerial. She was promoted in December 1975 from
Grade T-III to Grade T-IV and w.e.f 1.06.77 to Grade T-V
and thereafter she was promoted to Executive Cadre and
then to Managerial cadre. The workman was neither
discriminated on the ground of sex nor was she denied
any promotion on that account. She had been working as
a Manager in Managerial capacity with the Respondent
Company till 13th August, 1997 when her services were
terminated         by    the     management.              The   management
admitted her transfer to different Departments and
denied all other material allegations and prayed for
dismissal of her statement of claim.


4.     The      workman          in     her     rejoinder       refuted    the

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.            Page 4 of 46 
 contentions made in the written statement and reiterated
the averments made in the statement of claim.


5.     On the pleadings of the parties, following issues
were framed:
       1.      Whether the claimant is not a workman under
               the     definition of ID Act as alleged by the
               management?
       2.      As in terms of reference.


6.     In support of her case, the workman examined
herself as WW1. She filed and proved her affidavit as
Ex.WW1/A and placed reliance on documents Ex. WW1/1
to Ex. WW1/151.
       In order to prove its defence, the management
examined Shri Rajiv Sachdeva as MW1. He filed and
proved his affidavit as Ex. MW1/A and placed on record
termination letter Mark A.                  Besides, the management
examined Sh. Munish Vasudeva as MW2.                      He filed and
proved his affidavit as Ex. MW2/A and placed reliance on
documents which were already exhibited as Ex. WW 1/42,
Ex. WW 1/44, Ex. WW 1/45, Ex. WW 1/46, Ex. WW 1/47
and Ex. WW 1/63.

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.      Page 5 of 46 
 7.     I have heard the arguments addressed by not only
the workman but also her Counsel and Counsel for the
management and perused the file including written
arguments.


8.     On perusal of the pleadings of the parties, analysing
evidence and material placed on record and considering
the arguments written as well as oral addressed by
Counsels/Authorised Representatives for the parties, I
have formed my opinions on the issues and that are
discussed here in below issue wise:


FINDINGS ON ISSUE NO.1
9.     Counsel for the workman argued that onus to prove
that Ms. K.K.Gupta is not covered under the definition of
workman is on the management. She relied on a case,
V.L.T. Cargo Movers Pvt. Ltd. vs. Shri Ajit Kumar S.
Puri & Another, 2009-I-LLJ-709. The Hon'ble High Court
observed that:
     "A specific objection has been taken by the Company in its
     reply that the Respondent was not a workman within the
     meaning of Section 2(s) of the Act. The onus thus was upon
     the Company as the workman had already discharged his


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 6 of 46 
     onus. The Company has miserably failed to satisfactorily
    discharge its onus in regard to its plea/objection. Nature of
    duty of the Respondent No.1 was one of the basic aspects
    which the Company alone could have proved before the
    Court. The Appellant is the Private Limited Company and
    thus is bound by all the provisions and the law applicable to
    the Private Limited Company under the Companies Act as
    well as other allied Laws. The best evidence was withheld by
    the Company, as it did not produce the minutes book of the
    Company or Register of the Board of Directors showing that
    the Respondent was and/or had acted as the Director of the
    Company. The Company also could not explain what
    functions/duties were assigned to the Respondent. Even
    regarding this aspect, the Company failed to discharge it
    onus inasmuch as the document produced by it reflected a
    conflicting stand, as noticed above."


10.    I am convinced with the arguments of Counsel for
the workman on this aspect. The burden to prove this
issue was on the management and it had to prove that
Ms. K. K. Gupta is not covered                   under the definition    of
workman as mentioned U/s 2 (s) of the Act.


11.    It would be appropriate to reproduce provisions of
the Section 2(s) of the Act which run as under:
      "2.Definitions.- In this Act, unless there is anything
      repugnant in the subject or context. -
      (a) to (r)***
       [(s) "workman" means any person (including an
       apprentice) employed in any industry to do any manual,
       unskilled, skilled, technical, operational, clerical or

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.        Page 7 of 46 
       supervisory work for hire or reward, whether the terms of
      employment be express or implied, and for the purposes of
      any proceeding under this Act in relation to an industrial
      dispute, includes any such person who has been
      dismissed, discharged or retrenched in connection with, or
      as a consequence of, that dispute, or whose dismissal,
      discharge or retrenchment has led to that dispute, but
      does not include any such person -
      (i) ***
      (ii)***
      (iii)who is employed mainly in a managerial or
      administrative capacity, or
      (iv)who, being employed in a supervisory capacity, draws
      wages exceeding one thousand six hundred rupees per
      mensem or exercises, either by the nature of the duties
      attached to the office or by reason of the powers vested in
      him, functions mainly of a managerial nature.]"

12.    It has been argued on behalf of the workman that
the workman at the time of termination of the services
was not working in Administrative or Managerial Cadre.
She was not performing Administrative, Managerial, and
Supervisory duties and therefore, she is covered under
the definition of 'workman'.


13.    In support of her arguments, Counsel for the
workman relied on a case Ananda Bazar Patrika
(Private) Ltd. v. Its Workmen, (1969) 2 Lab LJ 670
(SC), wherein the Supreme Court observed that:


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 8 of 46 
         "The principle which should be followed in deciding the
        question whether a person is employed in a supervisory
        capacity or on clerical work is that if a person is mainly
        doing supervisory work but incidentally or for a
        fraction of the time also does some clerical work, it
        would have to be held that he is employed in
        supervisory capacity, and conversely, if the main work
        done is of clerical nature, the mere fact that some
        supervisory duties are also carried out incidentally or as a
        small fraction of the work done by him will not convert his
        employment as a clerk into one in supervisory capacity.***
        Dealing with the facts of that case, the Court found that
        Gupta, the employee concerned, was employed on clerical
        work and not in supervisory capacity. The principal work
        that Gupta was doing was that of maintaining and
        writing the cash-book and of preparing various
        returns. Being the senior-most clerk, he was put in
        charge of the provident fund section and was given
        a small amount of control over the other clerks
        working in his section. The only powers he could
        exercise over them were to allocate work between
        them, to permit them to leave during office hours,
        and to recommend their leave applications. These
        few minor duties of a supervisory nature could not
        convert his office of senior clerk in charge into that
        of a supervisor.***"
                                                [Emphasis supplied]

14.     The Counsel for the workman further relied upon a
case Govind Raj Rao Vs. Arkal Ciba Geigy of India
Ltd., 1985 AIR 985. It was held by Hon'ble Supreme Court
that:
      "Appellant Mr. Arkal Govind Raj Rao joined service with M/s.
      Ciba Geigy of India Ltd. (employer for short) as

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 9 of 46 
      Stenographer-cum-Accountant with effect from Jan. 18,
     1956. On Jan. 1, 1966 he was appointed as Assistant and
     continued to render service in that post till his services
     came to be terminated on Oct. 10, 1972. The employer
     contended that the appellant was not a workman within the
     meaning of the expression in the Industrial Disputes Act,
     1947.***
     6. Where an employee has multifarious duties and a
     question is raised whether he is a workman or someone
     other than a workman. The court must find out what are the
     primary and basic duties of a person concerned and if he is
     incidentally asked to do some other work, may not
     necessarily be in tune with the basic duties these additional
     duties cannot change the character and status of the
     person concerned. In other words, the dominant purpose
     of employment must be first taken into consideration
     and the gloss of some additional duties must be
     rejected while determining the status and character of the
     person. Appreciation of evidence by Labour Court cannot be
     faulted but it landed itself into an erroneous conclusion by
     drawing impermissible inference from the evidence and
     overlooking the primary requirement of the principal and
     subsidiary duties of the appellant.       The Labour court
     recapitulated the documentary evidence as also the oral
     evidence of Sitaram, the Sub-Manager in the Finance
     Department of the company examined on behalf of the
     employer. In para 14 of the award the Court made a very
     important observation that ,"there is no much dispute that
     Shri Raj Rao (appellant) was doing all the work narrated by
     Shri Sitaram. Most of this work, in my opinion, was just
     clerical work". The court also referred to some of the
     admissions made by Shri Sitaram in his cross examination
     which led the Court to observe that all the duties performed
     by the appellant were clerical duties and that the appellant
     was performing these duties as a clerk. The Court then
     concluded that in general, the duties of the appellant


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 10 of 46 
       mentioned by Shri Sitaram were more or less clerical and
      at-best it can be said that they were performed by an
      efficient and experienced clerk."
                                          [Emphasis Supplied]



15.     Counsel for the workman further relied on a case
Salem Sri Ramaswami Bank, Ltd. Vs. Additional
Commissioner for Workmen's Compensation and
Anr., (1956) II LLJ 40 Mad. It was held by Chennai High
Court that:

      "Still for the purpose or Section 4 (1) (a) what was the work
      that the employee actually did under the proper assignment
      of work from the employer would appear to be the real test.
      Judged by that test I would have to hold that, though the
      second respondent was entitled to be paid and was paid
      that emoluments of a secretary and was even described as
      secretary, the actual work assigned to him and the duties
      he discharged did not place him in a position of
      management during the relevant period."



16.     Counsel for the workman further relied on a case
Ved Prakash Gupta Vs. Delton Cable India (P) Ltd.,
AIR 1967 SC 428. It was held by Hon'ble Supreme Court
that:

      "It was always a matter of determining what the primary
      duties of an employee were - did he do clerical or manual
      work?; if the answer was in the affirmative he was a

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 11 of 46 
       workman; - were his duties of a supervisory nature?; if the
      answer was in the affirmative he was not a workman. In
      considering the latter aspect of the problem industrial
      adjudication generally took the view that the supervisor or
      officer should occupy a position of command or decision
      and should be authorized to act in certain matters within
      the limits of his authority without the sanction of the
      manager or other supervisors."


17.    Counsel        for    the    workman          further   relied   upon
Syndicate Bank, Ltd. Vs. Its workmen, 1966 II LLJ
194. It was held by Hon'ble Supreme Court that:

   "In this connection our attention is drawing upon the circular
   of April 1962 where it was held that all officers including C
   rank officer would have managerial and administrative
   powers and functions to the extent necessary for the proper
   discharge of their duties. This general statement, in our
   opinion, is not enough to clothe all C rank officers with mainly
   managerial or administrative duties. Before a C rank officer
   can be taken out of the category of workmen, it must be
   shown that he is employed in fact and in substance mainly in
   a managerial or administrative capacity and for that there is
   no evidence on the record."


18.    The Counsel for workman further relied on a case T.
Prem Sagar vs. The Standard Vaccum Oil Company
Madras and Others, 1030 SCR 1964. It was observed by
the Apex Court that:
    "That takes us to the question as to whether the appellant is


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.          Page 12 of 46 
     an employee whose case falls under the category of
    exempted cases provided for by s.4(1) )a). Section 4(1) (a)
    refers to persons employed in any establishment in a
    position employed in any establishment in a position of
    management, and so, the question is when can a person be
    said to have been employed by the respondent in a position
    of management. It is difficult to lay down exhaustively all the
    tests which can be reasonably applied in deciding this
    question. Several considerations would naturally be relevant
    in dealing with this problem. It may be enquired whether the
    person had a power to operate on the bank account or could
    he make payments to third parties and enter into
    agreements with them on behalf of the employer, was he
    entitled to represent the employer to the world at large in
    regard to the dealings of the employer with strangers, did he
    have authority to supervise the work of the clerks employed
    in the establishment, did he have control and charge of the
    correspondence, could he make commitments on behalf of
    the employer, could he grant leave to the members of the
    staff and hold disciplinary proceedings against them, has he
    power to appoint members of the staff or punish them; these
    and similar other tests may be usefully applied in
    determining the question about the status of an employee in
    relation to the requirements of s.4(1) (a). The salary drawn
    by the employee may have no significance and may not be
    material though it may be treated theoretically as a relevant
    factor."


19.    Counsel for the workman argued that she had filed
an application for production of documents but the
management failed to file those documents, therefore, an
adverse inference may be drawn in favour of workman
and against the management as held in M/s. Sriram

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 13 of 46 
 Industrial Enterprises Ltd. vs. Mahak Singh & Ors.,
AIR 2007 SC 1370. It was held therein by Hon'ble
Supreme Court that:

      "34.Having correctly interpreted the provisions of Section 6
      N of the U.P. Act, the High Court rightly drew an adverse
      presumption for non-production of the Attendance Registers
      and the Muster Rolls for the years 1991 onwards. The best
      evidence having been withheld, the High Court was entitled
      to draw such adverse inference.***"


20.     On the other hand it has been argued on behalf of
the management that the workman was performing duties
of managerial, administrative and supervisory nature and
she is not covered under the definition of 'workman'.



21.     The Authorized Representative for the management,
relied on a case Mukesh K. Tripathi vs. Sr. Divisional
Manager, LIC & Others, (2004) 8, SCC 387. The Apex
Court referred a case May & Baker (Pedia) Ltd. vs.
Workmen, AIR 1967, SC 678, wherein it was observed
that:

      "We find from the nature of duties, assigned to Mukherji
      that his main work was that of canvasing and any clerical or
      manual work that he had to do was incidental to his main
      work of canvasing and could not take more than a small

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 14 of 46 
       friction of the time for which he had to work. In these
      circumstances the Tribunal's conclusion that Mukherji was a
      workman is incorrect. The Tribunal seems to have been lend
      away by the fact that Mukherji has no supervisory duties
      and had to work under the directions of his superior officers.
      That, however, would not necessarily mean, that Mukherji's
      duties were mainly manual or clerical.


22.    The Authorized Representative of the management
further relied on H.R.Adyanandsaya & Ors. vs. Sandoz
(India) Ltd. and others, (1994), 5 SCC, 737. The Apex
Court observed that:

      "The connotation of the word 'skilled' in section 2(s) of the
      ID Act in the context in which it is used will not include the
      work of a sales promotion employee such as the medical
      representative in the present case. That work has to be
      construed ajusdum generis and thus construed, would
      mean skilled work whether manual or non manual, which is
      of a genre of the other type of work mentioned in the
      definition. The work of promotion of sales of the product or
      services of the establishment is distinct from and
      independent of the types of work covered by the said
      definition. Hence, the contention that the medical
      representatives were employed to do skilled work within
      the meaning of the said definition has to be rejected. As
      regards the 'technical' nature of the duties, it has been
      expressly rejected by the Supreme Court in Burma Shell
      case."


23.    The counsel for the management further relied on a
case A. Sundara Rambal vs. Govt. of Goa, and

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 15 of 46 
 others, (1998) 4 SCC, 42. The Apex Court observed that:

      "The teachers employed by the institution of educational
      institution whether the said institutions are imparting
      primary, secondary, graduate or post-graduate education
      cannot be called as 'workmen' within the meaning of
      section 2 (s) of the Act. Imparting of education which is the
      main function of teachers cannot be considered as skilled or
      unskilled manual work or supervisory work or technical
      work or clerical work. Imparting of education is in the
      nature of a mission or a noble vocation. The clerical work, if
      any they may do, is only incidental to their principal work of
      teaching. It is not possible to accept this suggestion that
      having regard to the object of the Act, all employees in an
      industry except those falling under the four exceptions (i) to
      (iv) in section 2 (s) of the Act should be treated as workman
      as it will render the works 'to do any skilled, unskilled,
      managerial, supervisory, technical or clerical work"
      meaningless".


24.    Counsel for the management further relied on a case
Sonepat Cooperative Sugar Mills Ltd. Vs. Ajit Singh
2005 (3) SCC 232. It was held therein that merely showing
that employee concerned had not been performing any
managerial or supervisory duties does not ipso-facto
make him a workman.



25.    Counsel for the management further relied on a case
Muir Mills vs. Unit of NTC (Ltd.) vs. Swoyam Prasad


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 16 of 46 
 Srivastava and another, (2007), SCC 491. The Apex
Court held that:

      "38.Furthermore, if we draw a distinction between
      occupation and profession we can see that an occupation is
      a principal activity (job, work of calling) that earns money
      (regular wage or salary) for a person and a profession is an
      occupation that requires extensive training and the study
      and mastery of specialized knowledge and usually has a
      professional association, ethical code and process of
      certification or licensing. Classically, there were only three
      professions: ministry, medicine and law. These three
      professions each hold to a specific code of ethics and
      members are almost universally required to swear to some
      form of oath to uphold those ethics, therefore "professing"
      to a higher standard of accountability. Each of these
      professions also provides and requires extensive training in
      the meaning, value and importance of its particular oath in
      the practice of that profession."


26.    Counsel for the management further relied on a case
C. Gupta vs. Galexo-smithaline Pharmaceuticals
Ltd. (2007)7, SCC 171. The question which arose for
consideration before the                 Apex Court was whether a
qualified legal person whose nature of duties, work and
functions were to advise the management of the company
which required knowledge of law and the matters arising
out of the affairs of the company can be treated as a
workman? The court answered in the negative and held


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 17 of 46 
 that he was not covered under the definition of workman.



27.     Counsel for the management further relied on a case
Inthro         vs. Colgate Palmolive (India) Ltd. and
Others, 2005 III LLJ 95. The Bombay High Court observed
that:

      "The contention of the management that the petitioner was
      an employee who was engaged in a managerial capacity
      has been upheld by the Industrial Court in this case. The
      Industrial Court has noted that save and except for a bare
      assertion that he was doing work of a clerical nature, the
      petitioner did not produce any cogent documentary
      material on the record to substantiate his case. On the
      other hand, the documentary material which was placed by
      the first respondent on record showed that the duties which
      were discharged by the petitioner were of an administrative
      and managerial nature. The Industrial Court has discussed
      the documentary material which was produced by the first
      respondent and has had due regard to the duties that were
      performed by the petitioner in arriving at its conclusion.
      The Industrial Court was conscious of the position in law
      that it was not enough for the complainant to show that he
      did not fall within any of the exclusionary clauses in Section
      2(s), but that it would be necessary to establish that the
      nature of work brought the employee within the
      substantive part of the provision."


28.     Counsel for the management further relied on a case
Standard Chartered Bank vs. Vandana Joshi and


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 18 of 46 
 Another, 2010-II-LLJ-409. The Bombay High Court held
that:
      "18.The fact that in an organizational structure the
      employee, in the course of the decision making process, is
      subject to checks and balances is not a matter which would
      establish that she/he is a workman within the meaning of
      Section 2(s). Modern forms of business in corporate
      organizations put into place a carefully crafted process of
      checks and balances. Rarely, if ever, would an employee
      have authoritarian control over business decisions.
      Employees are made subject to checks and balances both
      at the lateral and vertical level. Managerial decisions are
      subject to verification and approval. The fact that decisions
      of an employee are subject to verification or subject to a
      system of controls and balances does not establish that the
      employee is a workman within the meaning of Section 2(s).
      Mangers do not become workmen because their decisions
      are structured by processes and approvals. Absolute
      autonomy is not the norm in managerial decision making.
      Nor does the law insist on absolute discretion or absolute
      autonomy for a person to be a manager. Basically the
      answer to the question must depend upon the dominant
      nature of the duties and responsibilities.

29.     Let us now examine the arguments of parties in the
light of principles of law laid down in above cases vis a vis
nature of duties, the workman was performing with the
management to find out whether she is covered under the
definition of the workman?


30.     On scrutiny of the documents on record, I find that

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 19 of 46 
 vide Ex. WW1/33 the management recommended to the
Head of Language Department Maxmullar Bhawan, K. G.
Road, New Delhi for admission of Ms. K. K. Gupta and one
another for evening classes for German Language Course
w.e.f. January 16, 1978. Ex. WW1/31 is the appointment
letter dated 01.12.1972 mentioning that                           she was
appointed in Grade-III (315-730) and her date of joining
was December 4, 1972.                  Ex. WW1.43 is a letter dated
05.06.1973 informing to Ms. K. K. Gupta that she was
confirmed in the company T-3 Grade on a consolidated
salary of Rs.350/- per month w.e.f. 04.06.1973. Ex.
WW1/48 is the letter dated 30.05.1975 mentioning that
total of her salary and D.A., was Rs.13,037/-. Ex. WW1/44
is letter dated 12.12.1975 informing Ms. K. K. Gupta that
she was promoted to the Companies Grade T-4 w.e.f.
01.12.1995.          Ex. WW1/74 is letter dated 09.11.1996
informing the workman that her salary was raised to Rs.
460/- per month w.e.f. 01.10.1976. Ex. WW1/45 is a letter
dated 25.07.1977 that she was placed in the company's
T-5 Grade w.e.f. 01.06.1977. Ex. WW1/46 is letter dated
24.04.1978         informing        the     workman       that    she    was
promoted to the Company's Executive Cadre w.e.f.
01.04.1978. Ex. WW1/75 is letter dated 06.04.1979 that

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.          Page 20 of 46 
 her salary was raised to Rs.715 per month w.e.f.
01.04.1979.           Ex.WW1/76 is letter dated 10.04.1980
informing that her salary was raised to Rs.790/- per month
w.e.f. 01.04.80. Ex. WW1/4 is an official note dated 17 th
March requesting the workman to visit NTPC on 18th
March.       Ex. WW1/6 is an official note                dated 12 th May
asking the workman to discuss the situation on inter panel
wiring for informing the same to one Sh. Krishnamurthy.
Ex. WW1/7 is a note dated 10.12.1981 asking the
workman that she had to collect some information during
her trip to Kalwa. Ex. WW1/9 is a diagram showing the
position of the workman in the office of the management
below Sh. Harjeet Singh.                Ex. WW1/77 is a letter dated
22.04.1982 to the workman regarding raising of her salary
to Rs.1040 per month w.e.f. 01.04.1982. Ex. WW1/78 is a
letter    dated      18.04.1983          to   the     workman    regarding
increase of her salary                to Rs.1115/- per month w.e.f.
01.04.1983.         Ex. WW1/79 is a letter dated 16.04.1984
regarding raising her salary to Rs.1190/- per month w.e.f.
01.04.1984. Ex. WW1/56 is a certificate dated 22.05.1986
certifying that Ms. K. K. Gupta was working with the
Siemens as a Project Engineer since 01.06.1977 though
she joined the management on 04.12.1972. Ex. WW1/73

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.         Page 21 of 46 
 is a letter dated 18.11.1986 to the workman regarding his
late attendance in the office in the month of June & July
1986.


31.    Ex. WW1/82 is a letter dated 11.04.1989 regarding
increasing of salary of the workman to Rs.1415/- w.e.f
01.04.1989. Ex. WW1/63 is a letter of the workman dated
06.03.1990 addressed to the General Manager Personnel
of the management in which she mentioned the details of
her qualification as B.E. (Electrical) (Hons.) in 1972. She
also acquired 3 level advance course in Computer Science
in the year 1985 and MBA from Delhi University in the
year 1989.         She requested to management to promote
her as Assistant Manager since the year 1980 and as
Manager since the year 1983.


32.    Ex. WW1/83 is the letter dated                     30.04.1990 vide
which salary of the workman was raised to Rs.1500/- per
month w.e.f. 01.04.1990.                Ex. WW1/47 is a letter dated
22.04.1981 informing her that she was promoted to
Company's Management Grade-I (MG-I) w.e.f. 01.04.1981.
Ex. WW1/84 is the letter dated 22.04.1991 raising her
salary to Rs.1,600/- per month w.e.f. 01.04.1991. Ex.

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.        Page 22 of 46 
 WW1/86 is a letter dated 27.04.1992 raising her salary to
Rs.1700/- per month w.e.f. 01.04.1992. Ex. WW1/89 is a
letter dated 01.04.1993 raising her salary to Rs.1800/- per
month.         Ex. WW1/38 is the letter dated                     21.06.1983
informing the workman regarding revising of designation.
Ex. WW1/37 is a letter dated 25.06.1993 informing her
that     her    designation          would      be        Assistant     manager
Marketing Technical Services w.e.f. 01.07.1993 in the line
of OH Circular 05th March dated 21.06.1993. Ex.WW1/19
is a letter dated 01.04.1994 informing her regarding
raising       her   salary      to     Rs.1950/-          per   month       w.e.f.
01.04.1994.


33.    Ex. WW1/12 is the letter dated 24.11.1986 regarding
the work, the workman undertook. It would be appropriate
to reproduce the same. Relevant portion is as under:
       "(i)    Tender for Surge Arresters for National HVDC
               Project invited by BHEL due on 15.11.1986 (i.e. on
               Saturday which for our Company is holiday)      was
               attended by me of my own, and the position was
               subsequently reported personally by me to Mr. D.
               K. Gupta. The Tender on behalf of Siemens AG,
               West Germany was submitted on 14.11.1986.
               This Tender was opened by BHEL in their Office
               on 22.11.1986, which again was holiday for our
               Company on account of Saturday, but yet it was
               duly attended by me in the interest of the

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.               Page 23 of 46 
                Company.
       (ii)    Mr. Todit, a Senior Executive represented
               Siemens in negotiations with Officers of Indian
               Navy in Delhi regarding the Contract for Depot
               Spares for Sub-marines - value approx. Rs.60
               million in week commencing 10th Nov. 1986.     Mr.
               D. K. Gupta represented Siemens India Ltd. for the
               same work and in that connection I have been
               attending    with   the   same    Officers    for
               discussion."

34.    Ex. WW1/63 is bio data sheet of the workman. She
mentioned her experience therein as under:
       "(i)    Experience of more than 16 years in Sales and
               Marketing of electrical/electronic products of
               Siemens Ltd. (E Division). Also, experience of
               selling imported equipment from Siemens AG.,
               West Germany.
       (ii)    EPABX with modern technology have been
               introduced only recently in the Indian Market. In
               pursuit of my acquiring better Management
               qualifications, I have been on training with M/s
               Logis Systems Pvt. Ltd. New Delhi in a Senior
               position from November 1984 to May 1985 free
               and without remuneration and provided consultancy
               services in the area of Office Automation
               Equipments as well as EPABX. On account of this, I
               have experience of Sales of the products such as
               EPABX as well as with Development of the product."

35.    Ex. WW1/123 is a file Note written by the workman
to Sh. Harvinder Singh dated 25.10.1996.                  The relevant
portion is reproduced herein below:


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.     Page 24 of 46 
 "a)    Not interested in giving to IL, Kota the technology for
       manufacture or as a joint venture partner.
b)     Manufacture in India by Siemens Ltd. planned within 1
       year.
c)     Can consider appointing IL, Kota as one of the
       distributors for the Product for use in their
       Projects/Sale as a product.

       (Ms. K. Gupta)"


36.    Ex.WW1/125 is the letter dated 04.11.1996 written
by the workman to Sh. K. N. Mishra, Dy. General Manager.
The relevant portion is reproduced herein below:
       "Business Co-operation for Smart Transmitters
       We received your fax message dated 09.10.1996,
       evincing interest in our product range of Smart
       Transmitters for pressure, absolute pressure, differential
       pressure and flow applications, for possibilities of
       Business Co-operation in this area.
       At present, we supply Smart Transmitters as imported
       item and we have plans to introduce this item in our own
       manufacturing range in India.
       Under these circumstances, we see a possibility of
       marketing tie-up/arrangement with you for this product
       range at a later date. The coverage could be the use of
       the product range in your various projects/sale as a
       product.
       We shall approach you in future, when suitable progress
       in the matter is made.
       Yours faithfully,

       Ms. K. Gupta"




ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 25 of 46 
 37.    Ex.WW1/67 is with regard to staff dialogue at
managerial level dated 15.09.1996 written by Ms. K. K.
Gupta describing her area of responsibilities as under:
       "*      Pre-Acquisition of automation business,
               particularly the development of new
               customers.
        *      Laying down or SW development procedures
               as    per ISO 9000-3.
        *      Coordination of Training of PGE-A personnel.
        *      Team member of TOP team.
        *      PGE-A manpower coordination and planning."

38.    The workman explained that order was placed by
BHEL, who obtained order from Railways, on Siemens A.G.
Germany for their products and services wherein Siemens
India was to be paid Indian Agent's Commission for
satisfactory implementation of the order.                   This required
familiarity with technical terms for proper communications
between the Siemens A.G. Germany and BHEL. She went
to Germany to facilitate the communication of information
between the BHEL Engineers and officials of Siemens A.G.
Germany as she was familiar with the                      technical terms
and that could smoothen the communication. Besides, she
was not appointed as Order Processor, however, her
principal duties were to work as correspondence clerk.
She was appointed with technical terms being technically

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.        Page 26 of 46 
 qualified,       suitable       to     correspondence     relating    to
engineering goods and services of the company.


39.    It is not in dispute that last drawn salary              of the
workman was Rs.21,071.52. Thus, her income was above
the limit given in the definition of workman. Therefore, it
has only to be seen whether she was engaged in
supervisory, managerial and administrative capacity? If
not, whether she is covered under the definition of
'workman'


40.    It would be appropriate if her qualification and
duties, as admitted by her in her cross examination, are
summarized which are as follows:
1.     She was an Electrical Engineer.
2.     She was appointed as Sales Engineer in the year
       1972.
3.     She was given T-3 Grade during the period 1993-94.
4.     She was given T-4 Grade in the year 1995.
5.     She was given T-5 Grade in the year 1997.
6.     She was given EG Grade (Executive Grade) in April
       1978.
7.     She was given EG Grade II in December 1987.


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.    Page 27 of 46 
 8.     She was given MG-I in April 1997.
9.     She       was      designated         as     Assistant   Manager
       (Marketing) Technical Services on 25.06.1993.
10.    Her pay was revised on              30.04.1990 and it became Rs.
       1500/- per month.
11.    Her bio-data Ex. WW1/63 was correct.
12.    She was reporting to Sh. R. Sachdeva, other engineers
       Sh. R. Arvind, Sh. B. P. Soni, Sh. M. Aggarwal and Sh. R.
       Ghosh were also reporting to him.
13.    She admitted her signatures on Ex. WW1/126.
14.    She visited Colvo Factory at Bombay for official
       work.
15.    She was also deputed to Pune to learn introductory
       German Language in the year 1978 by the management.
16.    She also visited Germany for official work.
17.    Ex. WW1/126 lays down her duties.
18.    She attended one seminar in her official capacity.


41.    Ex. WW1/26 is dated 15.01.1997. It was admittedly
written by the workman narrating her targets as under:
     1. Laying down of SW development procedures as per
       ISO 9000-3
     2. Av No. of NCRs in 'Training Section' during Quality
       Audits


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.         Page 28 of 46 
      3. Suggestions and Acceptance of measures for IOP
       project
     4. Development of new customers i.e. generation of an
       enquiry for DCS (No. of customers)
     5. Setting up of a working ES 680 installation at
       Panchsheel Office
     6. Av. Number of NCRs during cleanliness Audits of
       PGE-A


42.    Having discussed the nature of duties of workman
which she had been performing at the relevant time, let
us    now       examine         the     relevant          testimony   of   the
management witnesses.


43.    MW1 in his cross examination stated that he was not
aware if in 1972 work lady was placed on the job of Order
Processor in Sales Department. He was not aware with the
job profile of Order Processor. In September, 1996,
claimant was transferred to PGE/A Department to head
the special assignment group. She was explained her
responsibilities orally and informed that her name would
appear in the next periodic edition of the Functional
Allocation Chart.           The duties which were mentioned at

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.           Page 29 of 46 
 encircle       'A'     in     Ex.WW1/67            were        told      to    the
claimant/workman. She was communicated in writing on
23.01.1997         regarding        her    nature         of   duties    as    per
Ex.WW1/67. Work of the workman was also defined in
Ex.WW1/126. As per her targets, she was expected to
meet customers.


44.    MW2 deposed that Ms. K.K.Gupta was appointed
initially in Grade-III which was non managerial and non-
supervisory.         Subsequently,           she      was       promoted         to
executive cadre and then to managerial cadre. Vide letter
dated 27.04.1978, Ex.WW1/46, she was promoted to
executive cadre and vide letter dated 01.04.1991, Ex.
WW1/47; she was promoted to managerial cadre.                                  The
management was engaged in manufacturing as well as
sales of the electrical/electronic products. In 1978, the
claimant/workman was sent on training to Germany. As
per documents Ex.WW1/120 and Ex.WW1/121 the duty
performed by Ms. K.K.Gupta was of communication
through letters and supply of requisite information as
obtained and transmitted in a short period to the
respective parties. The workman vide Ex.WW1/39 was


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.               Page 30 of 46 
 transferred         from       DEL/PGE-T          to      DEL/PGE-A    w.e.f.
02.09.1996. No person was immediate supervisor of Ms.
K.K.Gupta as she was working in a managerial capacity at
the relevant time. As per functional allocation chart
Ex.WW1/40, Ms.K.K.Gupta was responsible for special
assignment and reporting to Mr. R.Sachdeva.


45.    On analyzing the evidence on record, I came to the
conclusion that evidence on record has established that
the claimant/workman is not covered under the definition
of the workman as given under Section 2(s) of the Act.
The reasons which support my decision are, firstly, that
Ms. K.K.Gupta was working in the managerial cadre on the
date of termination of her services in the year 1997. By
virtue of being in managerial cadre, duties attached to her
office, were of supervisory and managerial nature. My
view finds support from a case Mcleod and Co. v. Sixth
Industrial Tribunal, West Bengal, AIR 1958 Cal 273,
wherein it was observed by the High Court that:
        "Having regard to the categories of service indicated by
        the use of different words like "supervisory",
        "managerial", "administrative", it is I think necessary not
        to import the notions of one into the interpretation of the
        other. The words such as supervisory, managerial and


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.          Page 31 of 46 
         administrative are advisedly loose expressions with no
        rigid frontiers and I would discourage too much subtlety in
        trying to precisely define where supervision ends,
        management begins or administration starts. For, that
        would be theoretical and not practical. It has to be in my
        opinion broadly interpreted from a common sense point of
        view were tests will be simple both in theory and in their
        application. I should say interpreting this section on this
        point that (1) a supervisor need not be a manager or an
        administrator, (2) that a supervisor can be a workman so
        long as he does not exceed the wage limit of Rupees
        500/- per month, and (3) that a supervisor,
        irrespective of his salary, is not a workman who
        has to discharge functions mainly of managerial
        nature by reason of the duties attached to his
        office or of the powers vested in him."
                                               [Emphasis supplied]

46.    Secondly, my attention goes to the principles laid
down       in   case      Burmah          Shell       Oil   Storage    and
Distributing Co. of India Ltd. v. Burmah Shell
Management Staff Association, (SC), 1971 A.I.R. (S.C.)
922, The Apex Court observed:

       "Frequently, however, an employee is required to do
       more than one kind of work. He may be doing manual
       work as well as supervisory work, or he may be doing
       clerical work as well as supervisory work. He may be
       doing technical work as well as clerical work. He may be
       doing technical work as well as supervisory work. In such
       cases, it would be necessary to determine under which
       classification he will fall for the purpose of finding out
       whether he does or does not go out of the definition of


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.        Page 32 of 46 
        ''workman" under the exceptions. The principle is now
       well settled that, for this purpose, a workman must
       be held to be employed to do that work which is
       the main work he is required to do, even though he
       may be incidentally doing other type of work.***

       1. Transport Engineer.

       "If one finds a man employed because he has the artistic
       faculties which will enable him to produce something
       wanted in the shape of a creation of his own, then
       obviously, although it involves a good deal of manual
       labour, he is employed in order that the employer may
       get the benefit of his creative faculty"***

       15. We may, to clarify this aspect, take an example of a
       qualified technical Engineer who is concerned with
       manufacture of machines. If he himself creates a machine
       with the use of his technical knowledge, he will certainly
       be held to be employed to do technical work. On the other
       hand, if the machine is being made by others and all he
       does is to give advice or guidance, the actual technical
       work will have to be held to be done by the mechanics
       carrying on the work, while his duty will only be
       supervisory. A more clear illustration which may be useful
       is that of a painter. If a person is employed to paint walls
       of a house or paint furniture, it would clearly be
       employment to do manual labour. If, on the other hand,
       he is an artist who paints works of art as a result of his
       own creative and imaginative faculty, he would be held to
       be employed on technical work, even though, in creating
       the work, he will all the time be using his own hands to
       paint the picture. There can be a third case where a good
       artist may have pupils working under him who paint
       artistic pictures and he only guides their work. He may, on
       occasions, even make some improvements by retouching


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 33 of 46 
        the work done by the pupils. On the face of it, such a
       person cannot be held to be employed to do technical
       work: he would be a technical supervisor. These examples
       clearly indicate that, in the case of the Transport
       Engineer, whose principal duties are to see that the work
       is properly done by the skilled and unskilled workmen
       working under him, he is really employed to do
       supervisory work and not technical work.***

       This case, thus, recognizes that a person with
       technical qualifications can on that account, be
       employed in a supervisor capacity and, in such a
       case, he will be held to be employed to do
       supervisory work, so that, in order to be a
       workman, he must not be exempted under
       exception (iv).

       17. The First Labour Court, West Bengal, in Indamer
       Company (Private) Ltd. v. Barin De, (1958) 2 Lab LJ
       556 (Cal), applied the same test in determining whether
       an Aircraft Maintenance Engineer (A. M. E.) is a
       workman or not. ***On these facts, the Labour
       Court held that the A. M. Es. were employed to do
       supervisory work and, since they were drawing a
       salary in excess of Rs. 500/- per mensem, they were
       not workmen.*** Thus, in the case of a Transport
       Engineer, there is a combination of supervisory
       duties of two types. The Transport Engineer
       actually    supervises    the     work     of   repairs,
       maintenance, servicing and fabrication which is
       carried on in the Central Garage by the skilled
       mechanics, fitters, and other workmen, and, at the
       same time, he has the supervision over those men
       in the matter of giving directions, recommending
       leave, initiating disciplinary proceedings, etc. In
       this view, the decision of the Tribunal holding that


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 34 of 46 
        the Transport Engineer is a workman has to be set
       aside, because admittedly, the Transport Engineer
       is drawing salary in excess of Rs. 500/- per mensem
       and ceases to be a workman under exception (iv) of
       the definition.

       2. District Engineers:

       The Tribunal took notice of the admission made by
       Sirdesai that he was employed principally to
       supervise, control and co-ordinate the activities of
       the contractors and the company's men in the
       district for all construction and maintenance work,
       but added that the nature of supervision and
       control was essentially technical, and, so far as
       fitters and draughtsman were concerned, the
       guidance and instructions given by the District
       Engineer to them were also of technical character.
       Holding that there was no supervision in the sense
       of any administrative control or powers exercised
       over them, the Tribunal concluded that the District
       Engineer was employed to do technical work and
       not supervisory work. On the face of it, the decision
       is incorrect. The principles that we have explained
       above, in dealing with the case of Transport
       Engineer, manifestly show that a District Engineer
       is also principally employed to do work which is of
       a supervisory character and, even though he has to
       use his technical knowledge for the purpose of
       properly carrying on supervision, it cannot be held
       that he is employed to do technical work. A District
       Engineer also draws a salary in excess of Rs. 500
       per mensem and, consequently, he cannot be held
       to be a workman. The decision of the Tribunal is,
       therefore, set aside in respect of the District
       Engineers also."                   [Emphasis supplied]


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.   Page 35 of 46 
 47.    The principles of law laid down in Burmah Shell Oil
Storage         and      Distributing         Co.        of     India     Ltd.    v.
Burmah Shell Management Staff Association (supra),
are applicable on the facts of the present case for the
reasons, firstly, the workman in the present case is
admittedly an Engineer, having degrees of B.E. (Electrical)
(Hons.), Computer Science and MBA, and in the above
case, the workmen were also engineers, i.e., Transport
Engineers        and      District      Engineers.            Thus      there    are
similarities of facts. Secondly, the Hon'ble Apex Court
examined the status of engineers and opined that
Transport Engineers and District Engineers do not come
under the category of 'workman'. Therefore, the claimant
in the present is not covered under the definition of a
workman. Thirdly, the nature of duties which the workman
was performing was of such a kind which required
discretion and technical expertise. In Ex.WW1/63, the
workman herself wrote that she was having experience of
more      than      16     years      in    sales         and     marketing        of
electrical/electronic products of Siemens Ltd., and she
was      also     having        experience          of        selling    imported
equipments from Siemens AG, West Germany. Besides,
she was also having experience of sales of products such

ID No.17/10                  K.K.Gupta vs. Siemens Ltd.                 Page 36 of 46 
 as EPABX as well as development of the product. In
addition to, she was submitting her expert opinions to the
management and Ex.WW1/123 and Ex.WW1/125, written
by her, are the said examples. Moreover, the workman in
Ex.WW1/167 described her area of responsibilities which
have been reproduced herein above in this award; those
exclude her from the definition of 'workman'.

48.    Thirdly, in case of May & Baker (Pedia) Ltd. vs.
Workmen, (supra), relied in case Mukesh K. Tripathi
vs. Sr. Divisional Manager, LIC & Others, (supra),
where the claimant was performing duties of canvassing
with incidental duties of clerical in nature. It was held that
because he was not having any supervisory duties, and he
had to work under the directions of his superiors, he could
not be included in the definition of 'workman'. In the
present case also, the main grievance of the workman
through out her long and repeated arguments, remained
that though she was appointed in managerial cadre but
she was never assigned any duties of supervising the
work of other employees. The principles of law laid down
in these cases answer her arguments and accordingly, it
is    held    that     because        she     was         not   assigned    any


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.            Page 37 of 46 
 supervisory duties, she can not be included in the
definition of 'workman'.

49.    Fourthly, in case H.R.Adyanandsaya & Ors. vs.
Sandoz (India) Ltd. and others, (supra), the status of
sales promotion employees was considered and the claim
of the medical representatives for their inclusion in the
definition of 'workman' was rejected. If duties of medical
sales representatives and duties of the present workman
for selling the electrical and electronic goods of very
technical kind and high cost are compared then, I am of
the view that principles of law laid down in that case are
applicable on the facts of present case, as the workman
herself admitted her duties regarding development of new
customers        and      generation        of    an      enquiry    for   DCS.
Therefore, the principles of law laid down in this case also
guide me to hold that the present claimant/workman is
not covered under the definition of 'workman'.

50.    Fifthly, in case A. Sundara Rambal vs. Govt. of
Goa,      and      others, (supra) status of teachers was
examined and Hon'ble Apex Court held that teachers are
not covered under the definition of 'workman'. In the


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.             Page 38 of 46 
 present case, the claimant/workman who is B.E.(Electrical)
(Hons.),       Computer Science and MBA who had been
serving the management for about 25 years because she
was an engineer and at the relevant time, she was in the
managerial cadre having visited not only other places
such as Bombay and Pune for official work but also visited
Germany and acted as an Interpreter to facilitate the
communication            of     information         between   the        BHEL
Engineers and officials of Siemens India Ltd., in Germany
having familiarity with technical terms and technical know
how, can be compared with the teachers and therefore,
she is not entitled for her inclusion in the definition of
'workman'.

51.    Sixthly, in case C. Gupta vs. Galexo-smithaline
Pharmaceuticals Ltd. (supra), the status of qualified
legal person whose nature of duties, work and functions
were      to    advise        the    management           which     required
knowledge of law, was considered by the Apex Court and
it was held that such legal person are not covered under
the definition of workman. The principles of law laid down
in case are attracted and applicable on the facts of the
present        case     because         the     claimant/workman          was


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.           Page 39 of 46 
 submitting her reports advising the management to do or
not     to    do     the     particular       work.       Ex.WW1/123          and
Ex.WW1/125, reproduced here in above in this award
brings       the   claimant/workman              in   that    category        and
therefore, I am duty bound to hold that the present
claimant/workman is not covered under the definition of
'workman'.

52.    Seventhly, I have also considered whether the
principles of law laid down in cases Ananda Bazar
Patrika (Private) Ltd. v. Its Workmen, (supra) and
Govind Raj Rao Vs. Arkal Ciba Geigy of India Ltd.,
(supra) will provide any benefit to the workman. I find that
those cases relate to the status of clerks. The facts of
those     cases      and      present        case     are    quite    different.
Therefore, these rulings will not provide any benefit to the
workman. However, I have analyzed the present case
keeping in view the principles laid down for determining
the status of an employee and I came to the conclusion
that      even        applying         all     those        principles,       the
claimant/workman is not covered under the definition of
'workman'.



ID No.17/10                  K.K.Gupta vs. Siemens Ltd.              Page 40 of 46 
 53.    Eighthly, the other cases relied on by the counsel for
the workman, i.e. Salem Sri Ramaswami Bank, Ltd.
Vs.      Additional           Commissioner                for     Workmen's
Compensation and Anr.,(supra), Ved Prakash Gupta
Vs. Delton Cable India (P) Ltd.,(supra),                              Syndicate
Bank, Ltd. Vs. Its workmen,(supra) and T. Prem
Sagar       vs.    The      Standard          Vaccum            Oil   Company
Madras and Others,(supra) will not provide any benefit
to the workman as after applying principles of law laid
down in those cases, I came to the conclusion that the
claimant/workman is not covered under the definition of
'workman'.

54.    Ninethly,       while     relying      the     case       M/s.    Sriram
Industrial Enterprises Ltd. vs. Mahak Singh & Ors.,
(supra), it was argued by the Counsel for workman that
adverse inference may be drawn against the management
and in favour of the workman as the management failed
to produce the relevant documents. On perusal of order
dated 09.01.2008, I find that application of the workman
for production of documents was dismissed, by observing
that the documents pertaining to the period 1972-1973
were not relevant for the disposal of the reference before


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.               Page 41 of 46 
 this court as the services of claimant/workman were
terminated in September, 1997. On perusal of order dated
26.09.2006, of my Ld. Predecessor on applications of
workman          dated        13.07.2006          and      17.07.2006        for
production of documents by the management, I find that
the management produced documents mentioned at Sl.
No. 1 to 17 except the documents mentioned at Sl. No. 10
& 14 as those were not available with the management.
This has established that no adverse inference can be
drawn against the management for non production of
documents          as     the     management              produced      almost
documents which were required to be produced before
this court.

55.    Tenthly, it has been vehemently argued and also
repeatedly mentioned in the written arguments consisting
of 38 pages that the claimant/workman was                                never
empowered to assign any work to other employees, to
take any independent decision or to supervise the work of
other employees or to accept the documents or to take
disciplinary action against any other employee and
therefore,       she     is    covered       under        the   definition    of
'workman'. On perusal of cross examination of MW2, I find


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.            Page 42 of 46 
 that in his cross examination, he stated that he could not
say whether the workman was not having decision making
powers. He did not file any document to show that
workman was authorized to conduct managerial duty and
there is no document on record that she was competent
to represent the management before third party, and he
could not tell if the workman either signed any agreement
with third party on behalf of the management. However,
he explained that he could only say that she was acting as
manager of the management.

       In view of the above reasons, discussion and the
principles of law laid down in cases referred to here in
above, I am not convinced with the arguments of Ld.
Counsel for the workman on this aspect. In my view, it is
not always necessary that an employee should have all
these powers for his exclusion from the definition of
'workman'. The claimant/workman                      was having different
types of duties and she was functioning in managerial
cadre and therefore, she cannot be included in the
definition of 'workman'.

56.    Eleventhly, the lengthy written arguments consisting


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.        Page 43 of 46 
 of 38 pages and the rulings filed and referred to here in
above, could not convince me that the claimant/workman
is covered under the definition of 'workman'. I have
discussed relevant points in this award and ignored those
written arguments which I though were irrelevant for the
purpose of deciding the status of the claimant/workman
and      on     perusal         thereof,     I    hold          the    view     that
claimant/workman Ms. K.K.Gupta is not covered under the
definition of 'workman'.

57.    Lastly,      the    main      duties      of       the    workman         and
admission thereof by her in the present case and mainly
reproduced in this award have proved that at the time of
termination        of     her     services,      she       was        serving    the
management in the managerial cadre. She was drawing
the pay of managerial cadre and by virtue of the duties of
managerial cadre, she was performing duties of that
cadre. Therefore, she is not covered under the definition
of 'workman'.

58.    Consequent upon               the     reasons, discussion, and
evidence on record and particularly discussed here in
above, issue no.1 is decided in favour of the management


ID No.17/10                  K.K.Gupta vs. Siemens Ltd.                 Page 44 of 46 
 and      against       the     workman          and        it   is    held    that
claimant/workman Ms. K.K. Gupta is not covered under
the definition of workman as provided U/s 2 (s) of the Act.

FINDINGS ON ISSUE NO. 2:
59.    As it has been held here in above that the
claimant/workman does not fall in the category of the
workman as mentioned in Section 2(s) of the Act,
therefore, provisions of Section 25 F or 25 N or any other
provisions        under       Labour        Law      are        not    attracted.
Resultantly, it could not be established on record that the
management              terminated           the          services      of     the
claimant/workman either illegally or unjustifiably. Issue
No. 2, therefore, stands decided in favour of the
management and against the claimant/workman.


                                   ORDER

60. Consequent upon the decision of both the issues in favour of the management and against the workman, terms of reference are answered in favour of the management and against the claimant/workman and it is held that claimant/workman could not establish that the management terminated her services either illegally or ID No.17/10 K.K.Gupta vs. Siemens Ltd. Page 45 of 46 unjustifiably and therefore, she is not entitled to get any relief.

61. Keeping in view the facts and circumstances of the present case, both the parties are left to bear their own costs.

Award is accordingly passed.

62. Copy of award be sent to the Secretary Labour, Govt. of NCT, Delhi for publication as per rules.

File be consigned to Record Room.

Announced in the open court this the 31st day of March, 2011.

(DR. T. R. NAVAL) Additional District & Sessions Judge Presiding Officer: Labour Court Karkardooma Courts,Delhi.

ID No.17/10 K.K.Gupta vs. Siemens Ltd. Page 46 of 46