Section 40 in Central Electricity Regulatory Commission (Fees and Charges of Regional Load Despatch Centre and other related matters) Regulations, 2019

Section 40 in Central Electricity Regulatory Commission (Fees and Charges of Regional Load Despatch Centre and other related matters) Regulations, 2019

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Section 40 in Central Electricity Regulatory Commission (Fees and Charges of Regional Load Despatch Centre and other related matters) Regulations, 2019

Union of India - Section

40. Removal of Difficulty.

Union of India - Section

40. Removal of Difficulty.

[Cites 0, Cited by 0] [Entire Act]

- If any difficulty arises in giving effect to the provisions of these regulations, the Commission may, by order, make such provision not inconsistent with the provisions of the Act or provisions of any other regulations specified by the Commission, as may appear to be necessary for removing the difficulty in giving effect to the objectives of these regulations.AppendixTariff Filing Forms (NLDC/RLDCs)Appendix-IIndexChecklist of Forms and other information/ documents for tariff filing for NLDC/RLDCs

Form No.	Tariff Filing Formats (RLDCs)	Tick
FORM-1	Summary Sheet
FORM-2	Calculations for Return on Equity
FORM-3A	Financial Package
FORM-3B	Statement of Capital Cost
FORM-3C	Financing of Additional Capitalization
FORM-4A	Calculation of Interest on Normative Loan
FORM-4B	Calculation of Weighted Average Rate of Intereston Actual Loans
FORM-4C	Details of Foreign Loans
Form-4D	Details of allocation of Corporate loans tovarious RLDCs
FORM-5A	Statement of Depreciation
FORM-5B	Calculation of depreciation rate
FORM-6A	Details of Operation and Maintenance Expenseexcluding Human Resource Expenses
FORM-6B	Details of Human Resource Expenses
FORM-6C	Details of Repairs and Maintenance Expenses
FORM-6D	Details of Administrative and General expenses
FORM-7	Details of Operational Expenditure (OPEX)
FORM-8	Interest on Working Capital
FORM-9	Year wise statement of LDC Development Fund(projected)
FORM-10	Other Income

Other Information/ Documents
Sl. No.	Information/Document	Tick
1	Audited Balance Sheet and Profit & LossAccounts with all the Schedules & Annexure for RLDC /NLDC andCorporate office.
2	Copies of relevant loan Agreements
3	(a) Copies of theapproval of Competent Authority for the Capital Cost andFinancial package.(b) CAPEX and REPEX plan along with Boardapproval, estimated capital cost and justification
4	(a) Copies of theEquity participation agreements and necessary approval for theforeign equity, if any.(b) Equity contribution from LDC DevelopmentFund along with Board Approval
5	Any other relevant information, (Please specify)

Note 1. - Electronic copy of the petition (in words format) and detailed calculation as per these formats (in excel format) and any other information submitted shall also be furnished in the electronic form.Form-1Summary SheetName of the NLDC/RLDCs: _____________________________(Rs. In lakh)

S.N.	Particulars	Form No.	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
1	2		3	4	5	6	7	8
1	[Return on Equity] [Details of calculations, considering equity as per regulation, to be furnished.]
2	Interest on Loan Capital
3	Depreciation
4	O&M Expenses excluding human resourceexpenses
5	Human resource expenses including HRD
6	OPEX
7	[NLDC/RLDC] [NLDC charge & corporate office expense applicable for RLDCs]charges and Corporate office expenses(as applicable)
8	Interest on Working Capital
	Total

PetitionerForm-2Calculation for return on equityName of NLDC / RLDCs :_______ Regional Load Despatch CentreYear ending March

Particulars	Unit	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
1	2	3	4	5	6	7	8
Base rate of Return on Equity	%
Tax Rate	%

Detailed Calculation for Return on Equity

Particulars	Unit	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
Gross Equity As On 1.4.2019 For RLDC Assets
ADD CAP 2019-20 (AVG Equity During The Year)
ADD CAP 2020-21 (AVG Equity During The Year)
ADD CAP 2021-22 (AVG Equity During The Year)
ADD CAP 2022-23 (AVG Equity During The Year)
ADD CAP 2023-24 (AVG Equity During The Year)

Total Equity
Rate of Return on Equity
Return on Equity

Note. - Income tax rate applicable for each financial year is based on the rates as per Income Tax Act, 1961PetitionerForm-3AFinancial PackageName of the LDC:_____________________________________________Project Cost as on 1.4.2019:_________________________________Date of Commercial Operation:________________________________(Rs in lakh)

	Financial Package as Approved	Financial Package as on COD/1.4.2019	As Admitted on 1.4.2019
	Currency and Amount3	Currency and Amount3	Currency and Amount3
1	2	3	4	5	6	7
Loan-I
Loan-II
Loan-III
and so on

Equity-
Foreign
Domestic
Total Equity
Debt : Equity Ratio

PetitionerForm-3BStatement of Capital costName of the NLDC/ RLDCs :(Rs in lakh)

		As on relevant[date] [Relevant date/s means date of COD and financial year start date and end date].
A	(a) Opening Gross Block Amount as per books
	(b) Amount of capital liabilities in A(a) above
	(c) Amount of IDC, FC, FERV & Hedging costincluded in A(a)above
	(d) Amount of IEDC (excluding IDC, FC, FERV &Hedging cost) included in A(a) above

B	(a) Addition in Gross Block Amount during theperiod
	(b) Amount of capital liabilities in B(a) above
	(c) Amount of IDC, FC, FERV & Hedging costincluded in B(a)above
	(d) Amount of IEDC (excluding IDC, FC, FERV &Hedging cost) included in B(a) above

C	(a) Closing Gross Block Amount as per books
	(b) Amount of capital liabilities in C(a) above
	(c) Amount of IDC, FC, FERV & Hedging costincluded in C(a) above
	(d) Amount of IEDC (excluding IDC, FC, FERV &Hedging cost) included in C(a) above

PetitionerForm-3CFinancing of Additional CapitalisationName of the NLDC/RLDCs :(Rs. in lakh)

	Projected/Actual	Admitted
Financial Year (Starting from 1.4.2019)	[Year1] [Year 1 refers to Financial Year of COD and Year 2, Year 3 etc. are the subsequent financial years respectively.]	Year2	Year3	Year4	Year 5 & So on	Year1	Year2	Year 3	Year 4	Year 5 & So on
1	2	3	4	5	6	7	8	9	10	11

Amount capitalized in Work/Equipment

Financing Details
Loan-1
Loan-2
Loan-3 and soon
Total Loan2

Equity
Internal Resources
Others

Total

PetitionerForm-4A(Rs in lakh)

Calculation of interest on Normative Loan
Name of LDC:

Particulars	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
1	2	3	4	5	6	7

Gross Normative loan - Opening
Cumulative repayment of Normative Loan uptoprevious year
Net Normative loan-Opening
Increase/Decrease due to ACE during the Year
Repayments of Normative Loan during the year
Net Normative loan-Closing
Average Normative Loan
Weighted average Rate of Interest on actualLoans
Interest on Normative loan

PetitionerForm-4B[Calculation of Weighted Average Rate of Interest on Actual Loans] [In case of Foreign Loans, the calculations in Indian Rupees is to be furnished. However, the calculations in Original currency are also to be furnished separately in the same form.]Name of LDC: ____________________________________________________(Rs in lakh)

Sl. no.	Particulars	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
1	2	3	4	5	6	7	8
	Loan-1
	Gross loan - Opening
	Cumulative repayments of Loans upto previousyear
	Net loan - Opening
	Add: Drawal (s) during the Year
	Less: Repayment (s) of Loans during the year
	Net loan - Closing
	Average Net Loan
	Rate of Interest on Loan on annual basis
	Interest on loan
	Loan repayment effective from (date to beindicated)

	Loan-2 ...
	Loan-3 and so on
	Total Loan
	Gross loan - Opening
	Cumulative repayments of Loans upto previousyear
	Net loan - Opening
	Add: Drawal (s) during the Year
	Less: Repayment (s) of Loans during the year
	Net loan - Closing
	Average Net Loan
	Interest on loan
	Weighted average Rate of Interest on Loans

PetitionerForm -4CDetails of Foreign LoansName of the LDC: _________________________Exchange Rate as on 01.04.2019: ________________(Rs. in lakh)

FY starting from 1.4.19	Year-1	Year-2 - Year-3 and so on
S	1	2	3	4	5	6	7	8	9	10
		Date	Amount (Foreign Exchange)	Exchange rate	Amount (in Rs)	Date	Amount (Foreign Exc.)	Exchange Rate	Amount (in Rs)	...
	Currency1 [1]
A 1	At the date of Drawl
2	Scheduled repayment date of principal
3	Scheduled payment date of interest
4	At the end of Financial year
B	In case of Hedging [3]
1	At the date of hedging
2	Period of hedging
3	Cost of hedging

	Currency2 [1]
A1	At the date of Drawl
2	Scheduled repayment date of principal
3	Scheduled payment date of interest
4	At the end of Financial year
B	In case of Hedging [3]
1	At the date of hedging
2	Period of hedging
3	Cost of hedging

PetitionerForm-5AStatement of DepreciationName of LDC:(Rs. In lakh)

Financial Year	Existing 2018-19	2019-20	2020-21	2021-22	2022-23	2023-24
1	2	11	12	13	14	15

Depreciation on Capital Cost
Depreciation recovered during the Year
Cumulative depreciation deducted due tode-capitalization or write off of the assets etc.
Cumulative Depreciation & Advance againstDepreciation recovered upto the year

PetitionerForm-5BCalculation of Depreciation RateName of LDC:(Rs in lakh)

Sl. no.	[Name of the Assets] [Name of the Assets should conform to the description of the assets mentioned in Depreciation Schedule appended to the Notification.]	gross Block as on 31.03.2019, whichever islater and subsequently for each year thereafter up to 31.3.2024	Depreciation Rates as per CERC's DepreciationRate Schedule	Depreciation Amount for each year up to31.03.2024
	1	2	3	4= Col.2 X Col.3
1	Land (Freehold, Lease hold)
2	Building and civil works
3	Auxiliary power supply system
4	Office furniture and furnishing
5	Communication equipment
6	SCADA hardware with test equipment and spares
7	ICT equipment
8	Software
9	Total
	Weighted Average Rate of Depreciation (%)

PetitionerForm-6ADetails of Operation and Maintenance Expenses excluding Human Resource expensesName of LDC:(Rs. in lakh)

Note. - 1. Detail of these expenditure as per formats enclosed

Repairs and maintenance expenses

Administrative and General expenses etc.