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[Cites 7, Cited by 0]

Gujarat High Court

Bhavesh Kishorbhai Modi vs Jeevan Commercial Cooperative Bank Ltd ... on 19 January, 2015

Author: Ks Jhaveri

Bench: Ks Jhaveri, A.G.Uraizee

           C/LPA/28/2015                                         ORDER




          IN THE HIGH COURT OF GUJARAT AT AHMEDABAD

                LETTERS PATENT APPEAL NO. 28 of 2015
                                        In
             SPECIAL CIVIL APPLICATION NO. 5851 of 2014
                                      With
                     CIVIL APPLICATION NO. 344 of 2015
                                       In
                LETTERS PATENT APPEAL NO. 28 of 2015

================================================================
           BHAVESH KISHORBHAI MODI....Appellant(s)
                         Versus
 JEEVAN COMMERCIAL COOPERATIVE BANK LTD & 3....Respondent(s)
================================================================
Appearance:
MR AS ASTHAVADI, ADVOCATE for the Appellant(s) No. 1
MR SHALIN MEHTA WITH MR NIRAV C SANGHAVI, CAVEATOR for the
Respondent(s) No. 3 - 4
MR.KISHAN PRAJAPATI, CAVEATOR for the Respondent(s) No. 3 - 4
================================================================

         CORAM: HONOURABLE MR.JUSTICE KS JHAVERI
                and
                HONOURABLE MR.JUSTICE A.G.URAIZEE

                               Date : 19/01/2015
                                 ORAL ORDER

(PER : HONOURABLE MR.JUSTICE KS JHAVERI)

1. This   Letters   Patent   Appeal   is   filed   under   Clause   15   of   the  Letters   Patent   challenging   the   judgment   and   order   dated  19.12.2014   passed  by   the   learned  single   Judge   in  the   captioned  writ petition whereby, the petition came to be dismissed.

2. Bhavesh   Kishorbhai   Modi,   the   appellant   herein,   original  Page 1 of 12 C/LPA/28/2015 ORDER petitioner, is one of the Directors of M/s. Soham Pharma Pvt. Ltd.,  which   had   approached   respondent   no.1­Bank   seeking   financial  assistance. According to the application form for loan, the appellant  was one of the three persons, whose name was mentioned as the  Applicant as well as the Guarantor for the loan, apart from being  the   Director   of   the   said   company.   For   facilitating   the   loan,   C.K.  Modi, who happens to be the Uncle of the appellant, offered his  property   /   residential   premise   bearing   Revenue   Survey   No.443  paiki Survey No.443/D of Rajkot ad­measuring about 306­8­0 sq.  yards   of   Plot   No.5   with   constructed   residential   unit   in   "Shanti  Niketan Co­op. Housing Society Ltd." as security for the loan and  the said property was taken in mortgage by respondent no.1­Bank.

3. However,   on   account   of   defaults   in   repayment   of   loan,  respondent no.1­Bank initiated action under the provisions of the  Securitization and Reconstruction of Financial Assets and Enforcement   of Security Interest Act, 2002 (for short, "the Act"). Demand Notice  dated 26.02.2003 u/s.13(2) of the Act was issued against the said  Company, the Guarantor / mortgagor and the Directors, including  the   appellant   herein.   Against   the   Notice   dated   26.02.2003,   the  Company   filed   objections   dated   09.04.2003   and   13.08.2003  u/s.13(3A)   of   the   Act.   The   Guarantor   /   mortagor   also   filed  objections u/s.13(3A) of the Act vide objections dated 14.08.2003.  It is pertinent to note that neither the appellant nor any of the two  other   Directors   filed   separate   objections   u/s.13(3A)   of   the   Act.  Further, the Guarantor / mortgagor had also filed a suit being Civil  Suit   No.136/2003   in   the   Court   of   Civil   Judge,   Senior   Division,  Page 2 of 12 C/LPA/28/2015 ORDER Rajkot   challenging   the   action   initiated   by   respondent   no.1­Bank  u/s.13 of the Act. It appears that the Guarantor / mortgagor had  also   filed   an   application   (Appeal)   u/s.17   of   the   Act   before   the  Tribunal,   which   was   numbered   as   Securitization   Application  (Appeal)   No.59   of   2004.   Over   and   above,   the   Guarantor   /  mortgagor   had   also   filed   a   writ   petition   being   Special   Civil  Application   No.4546   of   2003   before   this   Court   challenging   the  action  initiated by respondent no.1­Bank under the provisions of  the Act. 

4. In 2003 itself, Nirmalaben Dhokai, wife of the Guarantor /  mortgagor, also initiated proceedings in respect of the property in  question by filing Civil Suit No.60/2003 before the Small Causes  Court, Rajkot wherein, she claimed tenancy rights and prayed for  injunction against the action of respondent no.1­Bank. In the said  suit,   the   trial   Court   granted   interim   injunction   vide   order   dated  06.05.2003. Aggrieved by the said order, the respondent­Bank filed  writ petition being Special Civil Application No.13042/2003 before  this Court wherein, interim relief came to be granted, vide order  dated   14.10.2003.   Against   the   interim   order,   the   wife   of   the  Guarantor   filed   Letters   Patent   Appeal   No.1090   of   2003.  Subsequently, the writ petition being S.C.A. No.13042/2003 came  to   be   disposed   of   vide   order   dated   03.02.2009.   The   erstwhile  owner and mortgagor of the property died in 2006.

5. Besides,   the   heirs   of   the   Guarantor   /   mortgagor   had   also  initiated   proceedings   before   the   Tribunal   by   filing   Waiver  Application, which came to be dismissed for non­prosecution, vide  Page 3 of 12 C/LPA/28/2015 ORDER order dated 06.03.2007.

6. Since the Notice u/s.13(2) of the Act issued by respondent  no.1­Bank did not yield any result, the Bank published Notice dated  14.07.2004   u/s.13(4)   of   the   Act   taking   over   possession   of   the  property   in   question.   Thereafter,   the   Bank   published  advertisement / notice dated 11.08.2004 whereby, it declared that  the property in question is to be sold by auction and invited bids  from public. 

7. It   is   pertinent   to   note   that   the   appellant   had   neither  challenged the Notice u/s.13(2) or the subsequent Notice u/s.13(4)  of the Act. It appears that when the advertisement inviting bids was  published, the wife of the Guarantor filed a petition being S.C.A.  No.9828/2004   before   this   Court   opposing   the   action   of   the  respondent­Bank of taking over possession of property in question.  In   the   said   petition,   this   Court   passed   an   interim   order   on  16.08.2004, which was carried in appeal by the wife of Guarantor  by filing L.P.A. No.1103/2005. The said LPA came to be disposed of  as withdrawn vide order dated 16.08.2005.

8. Pursuant   to   the   aforesaid   orders,   in   April   2007,   the  respondent­Bank   issued   Notices   to   the   Directors,   including   the  appellant herein and Guarantors demanding its dues. The wife of  the   Guarantor   had   again   filed   another   petition   being   S.C.A.  No.1091/2008   alleging   that   the   Bank   was   finalizing   the   sale   by  private negotiations. The said petition was disposed of vide order  dated 27.03.2008.

Page 4 of 12 C/LPA/28/2015 ORDER

9. Subsequently,   the   respondent­Bank   sold   the   property   in  question to respondent no.2 herein in August 2008. Thereafter, in  March 2013, respondent no.2 sold the property to respondents no.3  & 4 herein, vide Sale Deed dated 11.03.2013.

10. Being   aggrieved   by   the  action   of   the  respondent­Bank,   the  appellant filed writ petition before the learned single Judge, which  came   to   be   rejected,   vide   impugned   judgment   and   order   dated  19.12.2014. Hence, this appeal.

11. Mr.   A.S.   Asthavadi   learned   counsel   appearing   for   the  appellant submitted that the initiation of action by the respondent­ Bank under the said Act is without jurisdiction as the respondent­ Bank   is   not   the   secured   creditor.   It   was   submitted   that   the  respondent­Bank   did   not   follow   the   procedure   prescribed   in   the  Rules framed under the Act inasmuch as consent of all the parties  was not obtained before effecting the sale. It was submitted that  the   appellant   was   not   aware   about   the   sale   of   the   property   in  question because the sale was effected by private negotiations. The  appellant came to know about the sale only when he was served  with the process of Lavad Suit No.290 of 2011, which was filed by  the   respondent­Bank   and  where   the  appellant  was  impleaded   as  party­opponent. 

11.1 Learned counsel Mr. Asthavadi submitted that no Notice was  ever served upon the appellant regarding the sale by private treaty.  It was submitted that no soon as the appellant came to know about  Page 5 of 12 C/LPA/28/2015 ORDER the   sale   of   the   property   by   respondent­Bank,   it   approached   the  Debts Recovery Tribunal. Therefore, the very basis on which the  learned   single   Judge   has   passed   the   impugned   judgment   is  erroneous. He, therefore, submitted that the impugned judgment  and   order   passed   by   the   learned   single   Judge   deserves   to   be  quashed and set aside.

12. Mr.   Shalin   Mehta   learned   Senior   Advocate   appearing   for  respondents no.3 & 4 raised a preliminary contention regarding the  locus   standi  of   the   appellant   to   file   the   present   litigation.   He  submitted that respondents no.3 & 4 are the bona fide purchasers  of   the   property   in   question   from   respondent   no.2   herein.   The  appellant was never the owner of the property in question. In fact,  he was aware about the various rounds of litigations that ensured  between  the  parties and the appellant  is acting on behalf of the  heirs and legal representatives of deceased Guarantor / mortgagor.  The heirs of the erstwhile owners and mortgagor were party to the  sale   deed   in   favour   of   respondent   no.2   inasmuch   as   they   were  signatories to the deed as "confirming party". Now, since the heirs  are  not  in  a  position  to challenge  or  raise  dispute regarding the  transaction of sale in favour of respondent no.2, they have sought  to   raise   the   present   dispute   through   the   appellant   herein   and  therefore, this is a sponsored litigation.

12.1 Learned   Senior   Counsel   Mr.   Mehta   submitted   that  respondents no.3 & 4 are the bona fide purchasers of the property  in   question.   Respondent   no.2   had   purchased   the   property   in  question   in   pursuance   of   the   orders   of   this   Court   and   it   was,  Page 6 of 12 C/LPA/28/2015 ORDER subsequently,   purchased   by   respondents   no.3   &   4   herein.   The  appellant has initiated the present litigation, at the behest of the  erstwhile  owner  of the property, with the mala fide intention to  reclaim the property during which period new equities have already  come in existence. 

12.2 He   drew   our   attention   to   the   observations   made   by   the  learned single Judge in para­14.6 of its judgment, which reads as  under;

"14.6   It   is   pertinent   that   when   the   respondent   bank   took  impugned   action   (sold   the   property   in   question   by   taking  recourse to the provisions under the Act) in 2008 and even  thereafter   until   Division   Bench   passed   the   judgment   dated  22.4.2013 in case of Administrator, Shri Dhakdi Group Co­ operative Cotton­Seed (supra), this Court's decision in case of  Apex   Electrical   (supra)   held   the   field   and   the   legality   and  validity   of   the   action   by   the   co­operative   bank   taken   by  having   recourse   to   the   provisions   under   the   Act   where  governed, tested and determined in light of the decision in  case of Apex Electrical (supra)."

12.3 Learned   Senior   Advocate   Mr.   Mehta   submitted   that   the  appellant has not approached this Court with clean hands and had  complete   knowledge   about   the   entire   proceedings   that   were  initiated   in   respect   of   the   property   in   question.   He,   therefore,  submitted  that  the  present appeal deserves to be  dismissed with  costs.

13. We   have   heard   learned  counsel  for  both   the  sides.  Having  examined the appeal in light of the preliminary contention raised  Page 7 of 12 C/LPA/28/2015 ORDER by   respondents   no.3   &   4,   we   find   merits   in   the   same   since   the  property in question has changed two hands and respondents no.3  &   4   are   the   present   owners. Therefore,  a suggestion   was put  to  learned   counsel   Mr.   Asthavadi   whether   he   was   desirous   to  withdraw the appeal, which was replied in the negative, strangely  after   consulting   J.K.   Modi,   who   was   present   in   the   Court   and  happens to be one of the Directors of the Company and not the  petitioner, who was absent. It was stated by Mr. Asthavadi that J.K.  Modi was authorized by the appellant to give necessary instructions  in the matter. In view of the same, the Court proceeded to decide  the matter on merits.

14. It is a fact undisputed that the appellant herein was never the  owner   of   the   property   in   question.   We   find   that   the   appellant  herein was one of the Directors of the Compnay, who was served  with the demand Notice dated 26.2.2003 u/s.13(2) of the Act for  committing default in repayment of loan. Pursuant to the auction  sale conducted by respondent­Bank, the property in question was  sold   to   respondent   no.2   on   12.08.2008,   after   the   death   of   the  original owner / mortgagor, who had mortgaged the property. The  heirs and legal representatives of the erstwhile owner / mortgagor  were party to the sale deed, in the capacity of "confirming party" 

and as the "confirming party", they had consented and confirmed  the sale of the said property at the relevant time, i.e. in 2008. 

15. Before the appellant had filed the captioned writ petition, the  owner of the property in question, who also happened to be the  Guarantor / mortgagor, as also his heirs and legal representatives,  Page 8 of 12 C/LPA/28/2015 ORDER had   initiated   series   of   litigations   against   the   action   of   the  respondent­bank,   at   every   possible   and   conceivable   stage.   In  pursuance of the permission granted by this Court, the respondent­ bank disposed of the property in question to respondent no.2 vide  sale deed dated 12.08.2008. Thereafter, the property in question  was purchased by respondents no.3 & 4 from the auction purchaser  on 05.07.2012. 

16. In   view   of   the   aforesaid   factual   scenario,   the   dispute   with  regard to sale of the property and the Bank's actions have attained  finality by way of various orders passed by this Court as also the  Debts Recovery Tribunal. A period of almost seven years after the  sale   of   the   property   in   question,   almost   eight   years   after   the  possession of property was taken over under Section 13(4) of the  Act and almost twelve years after the Notice under Section 13(2)  was issued, the appellant herein, who was neither the owner nor  mortgagor of the property before the property came to be sold as a  measure   under   the   Act,   has   initiated   the   present   proceedings   in  spite of the fact that the proceedings have attained finality by virtue  of the previous orders of this Court and though the heirs and legal  representatives   of   the   mortgagor   had,   as   "confirming   party",  consented   to   and   accepted   the   sale   of   the   property   to   the  respondent no.2 in 2008. 

17. It is even more glaring when the appellant states that he was  unaware about the sale of the property in question. The appellant  has taken a clear dishonest stand since it is a fact apparent that the  appellant   herein,   who   was   one   of   the   three   Directors   in   the  Page 9 of 12 C/LPA/28/2015 ORDER principal borrower company, which is a closely held private limited  company, was a party­respondent in SCA No. 13042 of 2003, SCA  No. 4546 of 2003, SCA No. 9828 of 2004 and LPA No. 1090 of  2003. Therefore, it is highly unbelievable that the Company and /  or its Directors would be unaware about the said proceedings and  about the different orders passed by different Courts / Tribunal. 

18. Despite such position and such facts, learned advocate for the  appellant tried to justify the delay by citing that in the year 2013,  in   the   case   of  Administrator,   Shri   Dhakdi   Group   Co­operative  Cotton­Seed vs. Union of India, (2013 [3] GLR 2337),  this Court  has  quashed the  Notification  dated 28.1.2003  and had held that  Co­operative Banks cannot invoke provision and power under the  Act and in light of the said decision, the appellant had initiated the  present   proceedings.   However,   in   our   considered   opinion,  the  dispute actually ended in the year 2008 upon sale of the property  to the respondent No.2 in pursuance of the order dated 27.3.2008  in SCA No. 1193 of 2008. 

19. It   is   also   relevant   to   note  that   the   Notification   dated  28.1.2003, which was challenged in the above­mentioned case of  Administrator,   Shri   Dhakdi   Group   Co­operative   Cotton­Seed  (supra), had come up for consideration before the Court in the case  of Apex Electricals Ltd.  vs. ICICI Bank Ltd, (2003 [2] GLR 1785)  wherein the Court had upheld the said Notification vide judgment  and order dated 30.7.2003 . In the said case of Apex Electricals Ltd.  (supra),   the   Court   had   rejected   the   challenge   against   the   said  Notification dated 28.1.2003 and observed, inter alia, that:­ Page 10 of 12 C/LPA/28/2015 ORDER "The   challenge   made   by   the   concerned   petitioners   to   the  legality   and   validity   of   the   notification   dated   28­1­2003  issued by the Central Government for specifying "Cooperative  Bank" as "Bank" for the purpose of the Act also fails and the  petitions shall stand dismissed to that extent.

20. When   the   respondent   bank   published   the   Notices   dated  14.07.2004   and   11.08.2004   and   took   action   under   the   Act   and  thereafter, sold the property in question, it was the said decision of  this   Court   in   the   case   of   Apex   Electricals   Ltd.   (supra),   which  governed the field. On this count, it is necessary to note that from  2003 until 2008 when the property in question came to be sold and  the   heirs   and   legal   representatives   of   the   owner   and   mortgagor  signed the sale deed as "confirming party", the appellant did not  raise   any   objection,   at   any   stage,   against   the   said   actions.   Even  after 2008 until 2014, the appellant did not take any action against  any   decision   or   any   action   of   the   respondent­Bank   and   did   not  claim   any   relief.   In   fact,   before   initiating   the   process   of   auction  under the provisions of the Act, the respondent bank had issued  demand   Notice   dated   26.2.2003,   which   was   followed   by   Notice  dated 14.7.2004. Even during that time, no action was taken by the  appellant. 

21. Therefore, on the ground that in 2013 in the decision in case  of Administrator, Shri Dhakdi Group Co­operative Cotton­Seed vs.  Union   of   India   (supra)   this   Court   has   taken   different   view   and  quashed the Notification dated 28.1.2003, the action taken by the  respondent­Bank   does   not   warrant   any   interference   and   do   not  Page 11 of 12 C/LPA/28/2015 ORDER deserve   to   be   set   aside,   more   particularly,   because   in   the  interregnum,   i.e.   during   the   period   from   2003   to   2008,   the  respondent­bank's actions were challenged in different proceedings  and have attained finality by virtue of different orders passed by  the Court and also by virtue of efflux of time. At this stage, it will  not be out of place to mention that the said judgment in case of  Administrator,   Shri   Dhakdi   Group   Co­operative   Cotton­Seed  (supra)   is  carried   in   appeal  before  Hon'ble  Apex Court  and it  is  reportedly pending. 

22. In   view   of   the   above   discussion,   we   find   no   merits   in   the  present appeal. We are in complete agreement with the reasonings  given by the learned single Judge while dismissing the writ petition  and hence, find no reasons to entertain this appeal. Consequently,  the   appeal   is   dismissed.   Interim   relief   granted   earlier   stands  vacated.

(K.S.JHAVERI, J.) (A.G.URAIZEE, J.) Pravin Page 12 of 12