Securities Appellate Tribunal
Goldmoon Securities Ltd. vs Sebi on 11 November, 2022
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI
Date: 11.11.2022
Misc. Application No. 1263 of 2022
And
Appeal No. 816 of 2022
Rajendra Kumar Sethia ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah and Mr. Udaysingh Kashid, Advocates i/b Bodhi Legal
for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1264 of 2022
And
Appeal No. 817 of 2022
Rajendra Kumar Sethia HUF ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah and Mr. Udaysingh Kashid, Advocates i/b Bodhi Legal
for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1280 of 2022
And
Appeal No. 818 of 2022
Mr. Govind Lal Daga ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Subash Agarwal, Advocate i/b Subash Agarwal & Associates for the
Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
2
WITH
Misc. Application No. 1281 of 2022
And
Appeal No. 819 of 2022
Shiva I. Jaiswal ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Vikas Bengani, Advocate for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1290 of 2022
And
Appeal No. 820 of 2022
Rajendra Prasad Gupta ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah and Mr. Udaysingh Kashid, Advocates i/b Bodhi Legal
for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1294 of 2022
And
Appeal No. 821 of 2022
Ashoke Agarwal & Ors. HUF ...Appellants
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah and Mr. Udaysingh Kashid, Advocates i/b Bodhi Legal
for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
3
WITH
Misc. Application No. 1295 of 2022
And
Appeal No. 822 of 2022
Niraj Kumar Kajaria ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah, Advocate with Mr. Udaysingh Kashid, Advocate i/b
Bodhi Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1296 of 2022
And
Appeal No. 823 of 2022
Anand Jain HUF ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Sohaib Alam, Advocate for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1299 of 2022
And
Appeal No. 824 of 2022
Shivanand Dubey ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Amit Kumar, Advocate with Ms. Rinku Valanju, Advocate i/b R V
Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
4
WITH
Misc. Application No. 1304 of 2022
And
Appeal No. 825 of 2022
Flyhigh Exports Pvt. Ltd. ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Vikas Bengani, Advocate for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1305 of 2022
And
Appeal No. 826 of 2022
Mahabir Prasad Garg HUF ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1306 of 2022
And
Misc. Application No. 1307 of 2022
And
Appeal No. 827 of 2022
Rinku Banka ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah, Advocate with Mr. Udaysingh Kashid, Advocate i/b
Bodhi Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
5
WITH
Misc. Application No. 1315 of 2022
And
Appeal No. 829 of 2022
Rohan Finance & Securities Limited ...Appellant
Versus
Securities and Exchange Board of India & Anr. ...Respondents
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1316 of 2022
And
Appeal No. 830 of 2022
Abhishek Dhakraborty HUF ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
CA Kushal Shah and Mr. Prakash Shah, Advocate i/b Prakash Shah and
Associates for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1317 of 2022
And
Misc. Application No. 1318 of 2022
And
Appeal No. 831 of 2022
Ritika Enclave Pvt. Ltd. ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Ms. Rinku Valanju, Advocate with Mr. Amit Kumar, Advocate i/b R V
Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
6
WITH
Misc. Application No. 1331 of 2022
And
Appeal No. 832 of 2022
Shubha Agarwal ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah, Advocate with Mr. Udaysingh Kashid, Advocate i/b
Bodhi Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1332 of 2022
And
Misc. Application No. 1333 of 2022
And
Appeal No. 833 of 2022
Badal Mohanty ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah, Advocate with Mr. Udaysingh Kashid, Advocate i/b
Bodhi Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1336 of 2022
And
Misc. Application No. 1337 of 2022
And
Appeal No. 834 of 2022
Nilu Chopra ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Ram Awatar Dhoot, Advocate for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
7
WITH
Misc. Application No. 1349 of 2022
And
Appeal No. 835 of 2022
Sanjay Garg ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
Mr. Robin Shah, Advocate with Mr. Udaysingh Kashid, Advocate i/b
Bodhi Legal for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
WITH
Misc. Application No. 1350 of 2022
And
Appeal No. 836 of 2022
Goldmoon Securities Ltd. ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
CA Kushal Shah and Mr. Prakash Shah, Advocate i/b Prakash Shah and
Associates for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
AND
Misc. Application No. 1351 of 2022
And
Appeal No. 837 of 2022
Goldmoon Realcon Private Limited ...Appellant
Versus
Securities and Exchange Board of India ...Respondent
CA Kushal Shah and Mr. Prakash Shah, Advocate i/b Prakash Shah and
Associates for the Appellant.
Mr. Abhiraj Arora, Advocate with Mr. Shourya Tanay, Advocate i/b ELP
for the Respondent.
8
ORDER:
1. All these matters are illiquid stock option matters and are being taken up together. As prayed by the learned counsel for the respondent, put up these matters on November 14, 2022.
2. This order will be digitally signed by the Private Secretary on behalf of the bench and all concerned parties are directed to act on the digitally signed copy of this order. Certified copy of this order is also available from the Registry on payment of usual charges.
Justice Tarun Agarwala Presiding Officer RAJALAKS Digitally signed 11.11.2022 HMI by RAJALAKSHMI HARISH NAIR PK HARISH Date: 2022.11.21 13:25:01 +05'30' NAIR