Legal Document View

Unlock Advanced Research with PRISMAI

- Know your Kanoon - Doc Gen Hub - Counter Argument - Case Predict AI - Talk with IK Doc - ...
Upgrade to Premium
[Cites 0, Cited by 0] [Section 2(1)] [Section 2] [Entire Act]

Securities And Exchange Board Of India - Subsection

Section 2(1)(i) in The Securities and Exchange Board of India (Intermediate) Regulations, 2008

(i)"principal officer" means any person who is responsible for the activities of an intermediary and includes
(i)proprietor, in the case of a proprietary concern;
(ii)any partner, in the case of partnership firm;
(iii)whole time/executive director/managing director, in the case of a body corporate;
(iv)trustee, in the case of a trust;
(v)any key employees; and
(vi)any person designated as a principal officer under the relevant regulations;