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ii. Deficiency in Power of Attorney (PoA) Revocation clause.

iii. Delay in opening accounts of its clients. iv. Allotment of a single e-mail id to multiple clients.

v. Deficiency in Electronic Contract Notes (ECN) Authorization.

vi. Non redressal of Investor complaints. vii. Computer-to-Computer Link (CTCL) / Intermediate Layer (IML) mismatch.

viii. Deficiency in Order Management. ix. Short collection of margin from clients in derivative segment.