Document Fragment View

Matching Fragments

V. Therefore, twin conditions need to be satisfied under Section 153A(1)-
A. Assessments have to be completed year wise and not for block period and B. Assessments have to be made for the total income and not just for the undisclosed income.
(vii) It is submitted that once this is evident and clear, the scope of interpretation of the second proviso to section 153A(1) read with Section 153A(2) becomes clear and unambiguous. It is submitted that as per the scheme of Section 153A of the Act, 1961, two parallel assessments have to be avoided. Therefore, any assessment under Section 143, 144 and 147 pending on the date of initiation of search u/s 132 or making of requestion u/s 132A has to abate, and the same needs to be subsumed into Section 153A(1). The second proviso using the expression “shall abate” should be read with the expressions “assessment” or “reassessment” employed in the very same proviso, i.e., it must be read with the expression employed in Section 153A(1)(b) “assess or reassess the total Income” and finally with the expression “notwithstanding” appearing as the opening phrase u/s 153A(1) of the Act.
                        assessme       assessment,       Originally
                        nt stood       which      was    concluded
                        abated.        pending on        assessmen
                                       date         of   t which has
                                       search and        attained
                                       stood abated      finality
                                       as a result of    cannot be
                                       search.           disturbed
                                       AO          not   more       so
                                       entitled to go    when       no
                                       beyond            material





                                     scope        of          found      in
                                     pending                  search.
                                     assessment.
ii. No     incriminating AO          Scope        of          Assessmen
    material found in entitled to assessment                  t u/s 153A
    search.              assess      u/s      153A            in absence
             +           entire      must        be           of      any
    Information/         income, as restricted to:            incriminatin
    document        from pending     (a) grounds              g material
    sources other than regular       on       which           may       be
    search     available assessme proceedings                 dropped.
    with AO              nt    stood reopened;
                         abated.     and                      Post
                                     (b) additional           dropping of
                                     specific                 proceeding
                                     information              s u/s 153A,
                                     coming       to          Revenue
                                     knowledge                may, basis
                                     AO through               other
                                     modes other              information,
                                     than search.             proceed u/s
                                     AO         not           147 and/or
                                     entitled     to          263 subject
                                     reopen entire            to
                                     assessment               satisfaction
                                     and                      of
                                     undertake                jurisdictiona
                                     roving/fishing           l conditions
                                     enquiries.               under the
                                                              said
                                                              provisions.
iii. Incriminating           AO             Scope        of   Assessmen
     material       found    entitled to    assessment        t u/s 153A
     during search only      assess         u/s      153A     to         be
     on issue ‘A’.           entire         must        be    restricted to
     No              other   income, as     restricted to:    Issue       A
     information/materia     pending        (a) grounds       relating to
     l available or found    regular        on       which    which
     from any external       assessme       proceedings       incriminatin
     sources.                nt     stood   reopened;         g material
                             abated.        and               is     found
                             AO      also   (b) issue A       during





                           entitled to   detected          search.
                           assess        during
                           entire        search.           Original
                           income                          concluded
                           and     not   AO         not    assessmen
                           just issue    entitled     to   t which has
                           A.            reopen entire     attained
                                         assessment        finality
                                         and               cannot be
                                         undertake         disturbed,
                                         roving/fishing    in context
                                         enquiries.        of issues in
                                                           relation to
                                                           which      no
                                                           documents
                                                           are found in
                                                           search.
iv. Incriminating          AO            Scope        of   Assessmen
    material       found   entitled to   assessment        t u/s 153A
    during search only     assess        u/s      153A     could only
    on Issue ‘A’           entire        must        be    be done in
              +            income        restricted to:    respect of
    Other                  including     (a) grounds       issue       A
    information/materia    Issue     A   on       which    relating to
    l available or found   and/or        proceedings       which
    from any external      Issue B.      reopened;         incriminatin
    sources (not in                      and               g material
    search) in respect                   (b) issue A       is      found
    of Issue ‘B’.                        detected          during
                                         during            search.
                                         search; and       On
                                         (c) issue B       conclusion
                                         for      which    of
                                         information       assessmen
                                         available.        t u/s 153A,
                                                           Revenue
                                         AO        not     may, basis
                                         entitled   to     other
                                         reopen entire     information,
                                         assessment        proceed u/s
                                         and               147 and/or
                                         undertake         263.





                                           roving/fishing
                                           enquiries.




4.2        Learned counsel for the respective assessees have
“15.On a plain reading of section 153A of the Act, it is evident that the trigger point for exercise of powers thereunder is a search under section 132 or a requisition under section 132A of the Act. Once a search or requisition is made, a mandate is cast upon the Assessing Officer to issue notice under section 153A of the Act to the person requiring him to furnish the return of income in respect of each assessment year falling within six assessment years immediately preceding the’ assessment year relevant to the previous year in which such search is conducted or requisition is made and assess or reassess the same. Since the assessment under section 153A of the Act is linked with search and requisition under sections 132 and 132A of the Act, it is evident that the object of the section is to bring to tax the undisclosed income which is found during the course of or pursuant to the search or requisition. However, instead of the earlier regime of block assessment whereby; it was only the undisclosed income of the block period that was assessed, section 153A of the Act seeks to assess the total income for the assessment year, which is clear from the first proviso thereto which provides that the Assessing Officer shall assess or reassess the total income in respect of each assessment year, falling within such six assessment years. The second proviso makes the intention of the Legislature clear as the same provides that assessment or reassessment, if any, relating to the six assessment years referred to in the sub-section pending on the date of initiation of search under section 132 or requisition under section 132A, as the case may be, shall abate. Sub-section (2) of section 153A of the Act provides that if any proceeding or any order of assessment or reassessment made under sub-section (1) is annulled in appeal or any other legal provision, then the assessment or reassessment relating to any assessment year which had abated under the second proviso would stand revived. The proviso thereto says, that such revival shall cease to have effect if such order of annulment is set aside. Thus, any proceeding of assessment or reassessment falling within the, six assessment years prior to the search or requisition stands abated and the total income of the assessee is required to be determined under section 153A, of the Act. Similarly, sub- section (2) provides for revival of any assessment or reassessment which stood abated, if any proceeding or any order of assessment or reassessment made under section 153A of, the Act is annulled in appeal or any other proceeding.

9.1 That prior to insertion of Section 153A in the statute, the relevant provision for block assessment was under

Section 158BA of the Act, 1961. The erstwhile scheme of block assessment under Section 158BA envisaged assessment of ‘undisclosed income’ for two reasons, firstly that there were two parallel assessments envisaged under the erstwhile regime, i.e., (i) block assessment under section 158BA to assess the ‘undisclosed income’ and (ii) regular assessment in accordance with the provisions of the Act to make assessment qua income other than undisclosed income. Secondly, that the ‘undisclosed income’ was chargeable to tax at a special rate of 60% under section 113 whereas income other than ‘undisclosed income’ was required to be assessed under regular assessment procedure and was taxable at normal rate. Therefore, section 153A came to be inserted and brought on the statute. Under Section 153A regime, the intention of the legislation was to do away with the scheme of two parallel assessments and tax the ‘undisclosed’ income too at the normal rate of tax as against any special rate. Thus, after introduction of Section 153A and in case of search, there shall be block assessment for six years. Search assessments/block assessments under Section 153A are triggered by conducting of a valid search under Section 132 of the Act, 1961. The very purpose of search, which is a prerequisite/trigger for invoking the provisions of sections 153A/153C is detection of undisclosed income by undertaking extraordinary power of search and seizure, i.e., the income which cannot be detected in ordinary course of regular assessment. Thus, the foundation for making search assessments under Sections 153A/153C can be said to be the existence of incriminating material showing undisclosed income detected as a result of search.