interim order/direction it is open to it to immediately order an enquiry or investigation in the matter which can always be ordered ex-parte ... order / direction where an enquiry / investigation has been ordered. There could be cases where the Board may order an enquiry / investigation and pass final orders
dealing in shares of the abovementioned five companies.
0 AD INTERIM EX-PARTE ORDER
4.1 Meanwhile, in view of the aforesaid facts and circumstances, SEBI ... passed ad interim ex-parte order dated November 30, 2005 under Section 19 read with Section 11 (4) (a), 11(4)(b) and Section
ORDER
G. Anantharaman, Member
1.1 By an ad interim ex-parte order dated April 27, 2006, under Section 19 read with Sections ... decide whether the ad-interim order should be continued, varied or revoked. The earlier ad-interim order albeit ex-parte was based on certain prima
Code of Conduct of Stock Brokers Regulations.
53. ORDER
54. In view of my above observations and considering the gravity of the charges, a penalty ... Enquiry Officer.
55. I note that SEBI, vide ad interim exparte order dated January 24, 2006 under Sections
EXCHANGE BOARD OF INDIA ACT, 1992
1.1 By an ad-interim ex-parte order dated 24.10.2005, the following directions were issued, for the reasons stated ... entities mentioned at paragraph 5.1 c) of the interim order.
The ex-parte order states that the entities/persons against whom these directions were issued
Dilip Kejriwal.
2. Interim Order
2.1 SEBI vide an ad-interim ex-parte order dated 15th January 2004 prohibited the above entities/ persons from buying ... 21st December 2005 being sent to him. Hence, the order is ex-parte as far as he is concerned.
6. Conclusion
6.1 I have carefully
preliminary enquiry as narrated hereinabove SEBI vide an ex-parte interim order dated May 27, 2005, issued directions to PGL, VAPL, OBC and Cameo, pending ... vide interim Order dated October 3, 2005, confirmed the aforesaid ex-parte interim order.
1.9. Thereafter SEBI conducted detailed investigations in the matter. The investigation
Shri Lalit Dua And His Associates ... vs Unknown on 21 March, 2006
ORDER
G. Anantharaman, Member
1. Background
1.1. Publishing of Research reports on stocks ... ensure fair and transparent markets, SEBI has recently passed interim ex-parte orders against two such entities.
1.2. In continuation of the avowed objective
June, 2006
ORDER
G. Anantharaman, Member
1.1 By an ad-interim ex-parte order dated 28.09.2005 the following directions were issued for the reasons stated ... Navlakha and Shri Prem Kumar Singh filed their objections to the ex-parte order. The other director of IFSL Ltd. viz. Ramdas Kshisagar, the clients
view of the above, SEBI issued an ad-interim ex-parte Order dated 29.11.2005, for the reasons stated therein, pending investigation with the following directions ... dealing only with the clients/entities mentioned in the ad-interim ex-parte order, on a prima-facie appreciation of their connection in the whole
