calculated for each applicant. In a case where multiple applicants apply in respect of a default arising from the same cause of action ... DA
0.9
e.
Proceedings pending after passing of the order by the AO or DM or WTM, as the case may be
1.10
f.
Proceedings
regulations or any statutory modification or re-enactment thereto, as the case may be. 3. Applicability of the regulations.
- Unless otherwise provided, these regulations shall ... cumulative preference shares; (c) Indian depository receipts; (d) securitised debt instruments; (da) [ security receipts;] [Inserted by Notification No. SEBI/LAD-NRO/GN/2018/30, dated
Securities and Exchange Board of India (Settlement Proceedings) Regulations, 2018
SECURITIES AND EXCHANGE BOARD OF
satisfied that the applicant is eligible, shall grant a certificate in Form DA of Schedule I, to the applicant and send an intimation to that ... exchange or derivatives exchange or clearing corporation or clearing house, as the case may be. 16E. Procedure where registration is not granted.-(1) Where
satisfied that the applicant is eligible, shall grant a certificate in Form DA of Schedule I, to the applicant and send an intimation to that ... exchange or derivatives exchange or clearing corporation or clearing house, as the case may be. 16E. Procedure where registration is not granted.- (1) Where
person seeking to do/has done his KYC through intermediary with KRA; (da) [ "change in control", in relation to a KRA, means: - [Inserted by Notification ... section (2) of section 11 of the Act; (ii) in any other case, change in the controlling interest; Explanation. - For the purpose of sub-clause
company, unlimited company or statutory corporation and other similar changes; (iii) in case of a partnership firm any change in partners not amounting to dissolution ... Substantial Acquisition of Shares and Takeovers) Regulations, 1997; (ii) in any other case, change in the controlling interest in the body corporate; Explanation
Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
SECURITIES
Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014
SECURITIES AND EXCHANGE
Securities and Exchange Board of India (Procedure For Holding Inquiry and Imposing Penalties By Adjudicating
