which governed the contract between petitioner and respondent no.
1, respondent no. 1 opted to receive the Electronic Contract Notes
(ECN) at his e-mail ... thereof, it was agreed
between petitioner and respondent no. 1 that Electronic Contract
Notes (ECN) shall be sent on registered e-mail id of client
calls were also made to the respondents. He has
stated that electronic contract notes and ledger balance were also
transmitted on the registered emails ... Petitioner mentioned in the statement of defence before the Arbitrator
that Electronic Contract Notes of the trade transactions were forwarded
at the registered email
said
KYC, respondent no.1 opted to receive the electronic contract notes at his
email id. The petitioner sent a detailed welcome letter to each ... conclusion of arbitral tribunal that unauthorized trading was nto
established since electronic contract notes were sent for transaction as
mandated under contract and complainant ratified
respect of the transactions carried out by the
petitioner, respondent issued electronic contract notes, which were
duly forwarded on the petitioner's email ... were duly reflected. The Arbitrator took note of the fact that
electronic contract notes were forwarded to the petitioner. The electronic
contract notes were sent
brokerage commission with the
Respondent. Respondent as a main broker sent Electronic
Contract Notes (ECN), quarterly ledger account and demat
account statements
account of the Applicant with his
knowledge and consent and electronic contract notes were
sent on his registered email id in due course ... cheques and electronic transfer on the aforesaid
dates and received payment through electronic transfer on
16.04.2016 after execution of the last contract note
transactions, as the Respondent company had been
sending trade confirmations vide Electronic Contract
Notes, Margin statements & other statements on
applicant's mobile number ... applicant. The trade pattern (as per
contract note and ledger) is also evident that continuous
trading was being done without consent or authority
filed their reply and
produced evidences, (1) SMS trade confirmation, (ii) electronic
contract notes, (iii) ECN sent log report, and (iv) quarterly ledger
confirmation ... messages sent after the transactions (at page 155 to 162),
electronic confirmation note on that date (at page 119 to 151) and the phone
call
using internet trading facility and the objector used to send
Electronic Contract Notes (ECN) as well as Daily Activity
Statement (DAS) to the complainant showing
confirmation was
obtained through IVR and that respondent was provided electronic contract
notes as per the mandate provided in the KYC application
