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[Cites 8, Cited by 0]

Gujarat High Court

Gujarat Alkalies And Chemicals Limited vs Alkalies And Chemicals Ltd Officers ­ ... on 5 July, 2017

Equivalent citations: AIRONLINE 2018 GUJ 53

Bench: M.R. Shah, B.N. Karia

          C/LPA/1271/2016                                                                     CAV JUDGMENT



             IN THE HIGH COURT OF GUJARAT AT AHMEDABAD
                             LETTERS PATENT APPEAL  NO. 1271 of 2016
                        In SPECIAL CIVIL APPLICATION NO.  15454 of 2015
                                              With 
                               CIVIL APPLICATION NO. 11795 of 2016
                            In LETTERS PATENT APPEAL NO. 1271 of 2016
          
         For Approval and Signature: 
         HONOURABLE MR.JUSTICE M.R. SHAH                                                         Sd/­
         and
         HONOURABLE MR.JUSTICE B.N. KARIA                                                        Sd/­
         =============================================
         1      Whether Reporters of Local Papers may be allowed to see                            No
                the judgment ?

         2      To be referred to the Reporter or not ?                                            No

         3      Whether their Lordships wish to see the fair copy of the                           No
                judgment ?

         4      Whether this case involves a substantial question of law as                        No
                to   the   interpretation  of   the   Constitution  of   India  or   any 
                order made thereunder ?

         =============================================
                 GUJARAT ALKALIES AND CHEMICALS LIMITED....Appellant(s)
                                          Versus
             ALKALIES AND CHEMICALS LTD OFFICERS ­ FRIENDS ASSOCIATION  & 
                                   1....Respondent(s)
         =============================================
         Appearance:
         MR   KS   NANAVATI,   SR.   ADVOCATE   for   NANAVATI   ASSOCIATES,   ADVOCATE   for   the 
         Appellant(s) No. 1
         MR   SHALIN   MEHTA,   SR.   ADVOCATE   for   MR   AMRESH   N   PATEL,   CAVEATOR   for   the 
         Respondent(s) No. 1
         =============================================
           CORAM: HONOURABLE MR.JUSTICE M.R. SHAH
                  and
                  HONOURABLE MR.JUSTICE B.N. KARIA
                              Date : 05/07/2017

                                          CAV JUDGMENT

  (PER : HONOURABLE MR.JUSTICE M.R. SHAH) [1.0] Feeling aggrieved and dissatisfied with the impugned order dated  12.09.2016   passed   by   the   learned   Single   Judge   in   Special   Civil  Page 1 of 15 HC-NIC Page 1 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT Application   No.15454/2015   by   which   the   learned   Single   Judge   has  dismissed  the  said  petition  preferred by  the  appellant herein  and has  confirmed the order passed by the learned Industrial Tribunal, Vadodara  (hereinafter referred to as "Tribunal") by which the learned Tribunal has  held   the   preliminary   issue   with   respect   to   the   maintainability   of   the  reference   in   favour   of   the   respondent   No.1   Union   and   against   the  appellant   -   Management,   the   original   petitioner   -   Management   -  Gujarat Alkalies & Chemicals Limited has preferred the present Letters  Patent Appeal under Clause 15 of the Letters Patent. 

[2.0] The facts leading to the present Letters Patent Appeal in nut­shell  are as under:

[2.1] That   at   the   instance   of   the   respondent   Union   /   Association   a  reference   was   made   to   the   learned   Tribunal   with   respect   to   the   5  demands contained in reference and in connection with the grievance  raised   against   the   office   order   dated   11.05.2009   introducing   revised  system   of   wages   with   Performance   Management   System   (KPI)   for   its  employees. In   the  reference  the  respondent No.1  Union  /  Association  filed its Statement of Claim and the petitioner - appellant Company also  filed written statement. In the written statement, the Management raised  the preliminary objection contending inter alia that the industrial dispute  for   which   the   reference   is   made   is   raised   for   the   Officers   of   the  Management­8 to Management­10 (M­8 to M­10) categorically working  in the Company and since they are performing their duties in supervisory  and/or managerial capacity and since their increased salary is ranging  from Rs.30,000/­ to Rs.60,000/­, they are not the workmen within the  definition  of  "workman" under  section  2(s)  of  the  Industrial  Disputes  Act,   1947   (hereinafter   referred   to   as   "ID   Act")   and   therefore,   the  reference   is   not   tenable.   That   thereafter   the   Management   filed   an  application   Exh.71   raising   such   preliminary   issue   and   requested   to  decide   such   preliminary   issue.   It   appears   that   the   Union   filed   an  Page 2 of 15 HC-NIC Page 2 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT application Exh.65 for interim relief which the learned Tribunal ordered  to be first decided, against which the Management filed a petition before  this Court, wherein this Court directed to decide and first consider and  decide   the   preliminary   issue.   That   the   learned   Single   Judge   while  passing   the   orders   in   Special   Civil   Application   No.797/2013   quashed  and set aside the orders passed below Exhs.65 and 71 dated 10.12.2012  passed in Reference IT No.106/2011 and directed the learned Tribunal  to   first   consider   and   decide   the   preliminary   issued   raised   by   the  Management. That the respondents are not workmen, and if the learned  Tribunal   comes   to   conclusion   that   the   concerned   employees   are  workmen,   only   then   the   application   Exh.65   of   the   Union   for   interim  relief   may   be   considered   on   merits   and   in   accordance   with   law.   It  appears that feeling aggrieved and dissatisfied with the order passed by  the learned Single Judge in Special Civil Application No.797/2013, the  respondent Union preferred Letters Patent Appeal No.997/2013 before  the Division Bench of this Court. That the Division Bench disposed of the  said   Letters   Patent   Appeal   on   broad   consensus   between   the   learned  Advocates for respective parties by maintaining the order passed by the  learned Single Judge to decide the preliminary issue as to whether the  members of the Union for whom the dispute is raised can be termed as  "workmen" or not under the  ID Act, first. However, directed that the  learned Tribunal shall simultaneously decide the application Exh.65 for  interim relief. It appears that thereafter pursuant to the order passed by  the   learned   Single   Judge   and   the   Division   Bench   of   this   Court,   the  learned Tribunal took up Exh.71 raising preliminary issue for hearing.  The Union led the evidence, oral as well as documentary and examined  one  Shri Prakash Vajubhai Joshi, Vice President of the Union and Shri  Hiren Upendrabhai Desai, President of the Union. No oral evidence was  led on behalf of the Management. However, the Management produced  the copies of Key Performance Indicator (KPI)  with respect to some of  the employees belatedly, though the same were placed subsequently on  Page 3 of 15 HC-NIC Page 3 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT record   by   the   Company.   Relying   upon   those   KPIs   it   wsa   the   case   on  behalf   of   the   Management   that   the   concerned   employees   were  performing their duties in their supervisory and/or managerial capacity  and therefore, they cannot be said to be "workmen" within the definition  of section 2(s) of the ID Act. 
[2.2] That on appreciation of evidence and by giving cogent reasons the  learned   Tribunal   decided   the   preliminary   issue   in   favour   of   the  concerned employees / Union and against the Management by holding  that the reference before the learned Tribunal for the demands raised  shall be maintainable. 
[2.3] Feeling  aggrieved  and dissatisfied  with  the  order passed by the  learned Tribunal below Exh.71  on  the  preliminary issue raised at the  instance   of   the  Management,   the  Management  preferred   Special   Civil  Application No.15454/2015 before this Court. That by impugned order  the   learned Single  Judge  dismissed the  said Special  Civil  Application,  which has given rise to the present Letters Patent Appeal. 
[3.0] Shri   K.S.   Nanavati,   learned   Senior   Advocate   has   appeared   on  behalf of the appellant - Management and Shri Shalin Mehta, learned  Senior Advocate has appeared on behalf of the respondent No.1 - Union.
[4.0] Shri   Nanavati,   learned   Counsel   appearing   on   behalf   of   the  appellant has vehemently submitted that in the facts and circumstances  of the case, learned Single Judge has materially erred in dismissing the  petition and confirming the order passed by the learned Tribunal below  Exh.71 holding that for the demand raised with respect to the concerned  employees,   the   reference   before   the   learned   Tribunal   shall   be  maintainable.  
[4.1] It   is   further   submitted   by   Shri   Nanavati,   learned   Counsel  appearing on behalf of the appellant that in the facts and circumstances  Page 4 of 15 HC-NIC Page 4 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT of the case the learned Single Judge has materially erred in confirming  the   finding   recorded   by   the   learned   Tribunal   that   the   concerned  employees for whom the demand is raised can be said to be "workmen"  within the definition of section 2(s) of the ID Act. It is further submitted  by Shri Nanavati, learned Counsel appearing on behalf of the appellant  that   the   learned   Single   Judge   has   materially   erred   in   relying   upon  and/or considering the depositions of the witnesses examined on behalf  of the Union who had no personal knowledge and their evidence can be  said to be hearsay. Shri Nanavati, learned Counsel appearing on behalf  of the appellant Management has heavily relied upon the decisions of  the Hon'ble Supreme Court in the case of J.D. Jain vs. Management of  State Bank of India and Anr. reported in (1982) 1 SCC 143 as well as  in the case of  Kalyan Kumar Gogoi vs. Ashutosh Agnihotri and Anr.  reported in  (2011) 2 SCC 532  in support of his submissions that the  evidence led on behalf of the Union was hearsay evidence and therefore,  the same was not admissible in evidence. It is further submitted by Shri  Nanavati, learned Counsel appearing on behalf of the appellant that in  the present case the learned Single Judge has materially erred in not  properly   appreciating   that   the   onus   to   prove   that   the   concerned  employees falls under the definition of "workmen" was upon the Union  and therefore, when the concerned employees neither stepped into the  witness box for examination nor placed on record any tangible evidence  in support of his claim, it can be said that the concerned employees /  Union   has   failed   to   discharge   its   onus   to   prove   that   the   concerned  employees fall under the definition of "workman". It is submitted that  therefore,   the   learned   Single   Judge   ought   not   to   have   confirmed   the  order passed by the learned Tribunal below Exh.71. 
[4.2] It is further submitted that as the onus to prove that the concerned  employees fall under the definition of "workman" is upon the concerned  Union   /   employee,   the   learned   Single   Judge   has   materially   erred   in  observing that as the appellant Company has not produced any evidence  Page 5 of 15 HC-NIC Page 5 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT in its support and non­production of documents of individual employee  would not discard the evidence led by the Association. 
[4.3] It   is   further   submitted   by   Shri   Nanavati,   learned   Counsel  appearing on behalf of the appellant that despite the fact that the KPI  with  respect to some of the  employees were placed on record by the  Management and infact were on record before the learned Tribunal, the  learned Single Judge has materially erred in observing that the copies of  such KPI were not placed on record of the reference. It is submitted that  the   respective  KPIs  with  respect to some of  the  employees  were  vital  documents / evidence / material to prove that the concerned employees  of whom the KPIs were produced were performing their duties in the  capacity   of   supervisory   /   managerial   and   therefore,   they   cannot   be  termed as "workman". 
[4.4] It   is   further   submitted   by   Shri   Nanavati,   learned   Counsel  appearing on behalf of the appellant that the learned Single Judge has  failed to deal with the oral arguments canvassed by the Management,  with respect to upgradation letters given to some of the employees. It is  submitted   that   it   was   submitted   that   there   was   group   of   one   340  upgraded employees and another group of 190 direct recruit employees.  It is submitted that the learned Single Judge has wrongly applied the  contents  of the  Order  of  upgradation  to direct recruit employees  also  despite   the   fact   that   it   was   the   specific   case   on   behalf   of   the  Management that the said Order of upgradation cannot be applied to the  directly recruited employees. It is submitted that even with respect to the  upgraded employees they were placed in M­8 to M­10 categories, which  are supervisory category. It is submitted that the learned Single Judge  materially erred in observing and considering that after upgradation the  upgraded employees continue to perform their original duties and that  there has been no change in their original duties. 
Making above  submissions, it is requested to admit / allow the  Page 6 of 15 HC-NIC Page 6 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT present Letters Patent Appeal. 
[4.5] In the alternative it is submitted by Shri Nanavati, learned Counsel  appearing on behalf of the appellant that as the learned Single Judge in  the   impugned   order   has   specifically   observed   that   the   KPIs   are   not  required to be appreciated in detail at this stage and therefore, it may be  suitably   observed   that   question   whether   concerned   employees   can   be  said to be workman or not be kept open to be directed to be considered  by the learned Tribunal at the time of deciding the reference. 
[5.0] Present   Letters   Patent   Appeal   is   vehemently   opposed   by   Shri  Mehta, learned Counsel appearing on behalf of the Union. 
[5.1] It   is   vehemently   submitted   by   Shri   Mehta,   learned   Counsel  appearing on behalf of the Union that in the facts and circumstances of  the case, it cannot be said that the learned Tribunal has committed any  error   in   deciding   the   preliminary   issue   in   favour   of   the   Union   and  against   the   Management.   It   is   submitted   that   in   the   facts   and  circumstances of the case, the learned Tribunal has not committed any  error   in   holding   that   the   reference   for   the   demand   raised   for   the  concerned   employees   would   be   maintainable   as   the   concerned  employees can be said to be "workmen" within the definition of section  2(s)   of   the   ID   Act.   It   is   submitted   that   the   finding   recorded   by   the  learned   Tribunal   confirmed   by   the   learned   Single   Judge   are   on  appreciation   of   evidence   and   the   same   cannot   be   said   to   be   either  perverse and/or contrary to the evidence on record. It is submitted that  as such the Management did not led any evidence and/or produced any  evidence   in   support   of   their   case   that   the   concerned   employees   for  whom the dispute is raised are performing their duties in the capacity as  supervisory and/or managerial. It is submitted that no evidence has been  led   by   the   Management  in   support   of   their   claim   that   the   concerned  employees   are   performing   their   duties   in   the   capacity   as   supervisory  and/or managerial. It is submitted that therefore, when on appreciation  Page 7 of 15 HC-NIC Page 7 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT of evidence led and produced by the Union thereafter when the learned  Tribunal   has   taken   the   decision,   it   cannot   be   said   that   the   learned  Tribunal   has   committed   any   error.   It   is   submitted   that   therefore   the  learned   Single   Judge   is   justified   in   dismissing   the   petition   and  confirming the order passed by the learned Tribunal. 
[5.2] Now, so far as the submission on behalf of the appellant that the  learned Tribunal has materially erred in observing and consequently in  considering  KPIs   produced  with   respect  to  some  of   the   employees   by  observing   that   copies   of   such   KPIs   were   not   placed   on   record   of   the  reference is  concerned, it is  submitted  that  the  entire  paragraph as  a  whole is required to be read. It is submitted that what has been observed  by the  learned Single Judge  is  that the  copies of such KPIs  were  not  placed on record of the reference, however the same were subsequently  placed on record by the Company. It is submitted that as such thereafter  the   learned   Single   Judge   has   considered   the   KPIs   also   and   has  specifically   observed   that   from   such   KPI,   it   does   not   appear   that   the  concerned   employees   are   given   any   powers   to   recall   or   control   any  service   condition   of   the   employees.   It   is   submitted   that   therefore   it  cannot be said that the learned Single Judge has not considered at all  the KPIs, as sought to be contended on behalf of the appellant. 
[5.3] Now, so far as the submission on behalf of the appellant that the  deposition of evidence of the concerned witnesses examined on behalf of  the Union can be said to be hearsay evidence and therefore, the same  was inadmissible in evidence is concerned, it is vehemently submitted by  Shri Mehta, learned Counsel appearing on behalf of the Union that as  such the initial burden to prove that the concerned employees can be  said   to   be   "workmen",   has   been   fulfilled   /   discharged   by   the   Union,  however thereafter it was for the Management to disprove the same by  leading cogent evidence with respect to the concerned employees and to  establish and prove by leading the cogent evidence that the concerned  Page 8 of 15 HC-NIC Page 8 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT employees were performing their duties in their capacity as supervisory /  managerial, which the Management has failed. It is submitted that in  any case the deposition / evidence of the concerned witnesses cannot be  said to be hearsay evidence. It is submitted that as such the concerned  witnesses   -   Vice   President   and   President   of   the   Union   have   in   their  evidence / depositions have given the details about the functioning of  the plants, the duties performed by the concerned employees in different  plants, as regards their shifts, as regards availability of the benefits like  allowances and other benefits, with basic pay etc. and as regards their  upgradation,   with   no   change   in   the   basic   duties   of   the   concerned  employees.     It   is   submitted   that   even   the   case   on   behalf   of   the  Management with respect to the upgraded employees also came to be  considered by the learned Tribunal as well as the learned Single Judge.  It   is   submitted   that   the   finding   recorded   by   the   learned   Tribunal  confirmed by the learned Single Judge that even after upgradation there  is   no   change   in   the   basic   duties   of   the   concerned   employees   is   on  appreciation   of   evidence.   It   is   submitted   that   as   such   thereafter   no  evidence at all has been led by the Management in support of their case  that   after   upgradation   there   was   change   in   the   basic   duties   of   the  concerned employees. 
[5.4] It is submitted that therefore in the facts and circumstances of the  case,   neither   the   learned   Tribunal   nor   the   learned   Single   Judge   has  committed any error in dismissing application Exh.71 and in deciding  the   preliminary   issue   in   favour   of   the   Union   and   against   the  Management. 
[5.5] Now, so far as the alternative submission made on behalf of the  Management to keep the question whether the concerned employees can  be said to be "workmen" within the definition of section 2(s) of the ID  Act, to be agitated at the time of hearing of the reference is concerned, it  is vehemently submitted by Shri Mehta, learned Counsel appearing on  Page 9 of 15 HC-NIC Page 9 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT behalf of the Union that once having raised the preliminary issue and  thereafter when the parties led the  evidence  and thereafter when the  learned Tribunal has held against the Management on preliminary issue,  thereafter it will not be open for the Management to request to keep the  said   question   open   to   be   considered   at   the   time   of   reference.   It   is  submitted that same would tantamount to permitting the Management  to have the second innings. It is submitted that it was the Management  who   raised   the   preliminary   issue.   It   is   submitted   that   the   findings  recorded on preliminary issue are binding to the parties and the same  cannot  be   permitted   to  be  agitated  again   at  the  subsequent  stage.  In  support   of   his   above   submissions,   Shri   Mehta,   learned   Counsel  appearing on behalf of the Union has heavily relied upon the decisions of  the Hon'ble Supreme Court in the case of  Kaushalya Devi & Ors. vs.  Baijnath Sayal (Deceased) & Ors.  reported in  AIR 1961 SC 790;  D.P.  Maheshwari vs. Delhi Administration  reported in  (1983) 4 SCC 293  and   in   the   case   of  Bikoba   Deora   Gaikwad   vs.   Hirabai   Marutirao  Ghorgare reported in (2008) 8 SCC 198.
Making above submissions and relying upon above decisions, it is  requested to dismiss the present Letters Patent Appeal.
[6.0] Heard learned Counsel appearing for respective parties at length.
At   the   outset   it   is   required   to   be   noted   that   the   reference   was  made at the instance of the Union with respect to 5 demands contained  in terms of reference in connection with the grievance raised against the  office order dated 11.05.2009 of the management introducing  revised  system   of   wages   with   Performance   Management   System   for   its  employees. That in the said reference the  Management submitted the  application Exh.71 for raising the preliminary issue contending inter alia  that the concerned employees for whom the demand is made and the  reference   is   raised   are   performing   the   duties   in   their   capacity   as  supervisory and/or managerial and therefore, they cannot be said to be  Page 10 of 15 HC-NIC Page 10 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT "workmen"   within   the   definition   of   section   2(s)   of   the   ID   Act   and  therefore, for those employees the reference is not maintainable. 
[6.1] That on appreciation  of evidence the  learned Tribunal has held  the   preliminary   issue   in   favour   of   the   Union   and   against   the  Management. That the findings recorded by the learned Tribunal and  the   order   passed   by   the   learned   Tribunal   below   Exh.71   has   been  confirmed by the learned Single Judge by giving cogent reasons. Thus,  as such there are concurrent findings recorded by both, learned Tribunal  as well as the learned Single Judge on preliminary issue raised at the  instance of the Management and it is held on appreciation of evidence  that the reference shall be made maintainable for the demands raised  and for the concerned employees. 
[6.2] It is required to be noted that as such no evidence has been led by  the   Management.   The   Union   led   the   evidence   and   examined   two  witnesses viz. Shri Prakash Vajubhai Joshi, Vice President of the Union  and Shri Hiren Upendrabhai Desai, President of the Union. Therefore,  when it was the case on behalf of the Management that the concerned  employees for whom the demand is raised and the reference is made are  not "workmen" within the definition of section 2(s) of the ID Act and  when   it   was   the   case   on   behalf   of   the   Management   that   concerned  employees   are   performing   their   duties   in   their   supervisory   and/or  managerial capacity, the burden is upon the Management to prove the  same by leading cogent evidence, which the Management has failed to  discharge. 
[6.3] Even assuming for the sake of submission that the onus was upon  the Union to prove that the concerned employees were "workmenin  that   case   also,   once   the   Union   has   discharged   the   onus   by   leading  evidence   and   examining   two   witnesses,   thereafter   the   burden   will   be  Page 11 of 15 HC-NIC Page 11 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT shifting upon the Management to disprove the same by leading cogent  evidence and to prove that the concerned employees were performing  their duties in their supervisory and/or managerial capacity. As observed  hereinabove the Management has failed to discharge the burden either  at   the   initial   stage   or   even   subsequently   to   prove   by   leading   cogent  evidence that the concerned employees were performing their duties in  supervisory and/or managerial capacity. 
[6.4] It is the case on behalf of the appellant that the evidence led by  the Union can be said to be hearsay evidence and therefore, the same is  not admissible in evidence is concerned, at the outset it is required to be  noted that considering the entire deposition / evidence as a whole the  same cannot be said to be hearsay evidence as sought to be contended  on behalf of the appellant. The deposition of the aforesaid two witnesses  has   been   dealt   with   by   the   learned   Single   Judge   in   para   10   of   the  impugned judgment, which reads as under:
"10.   The   respondent  No.1   Union  examined   Mr.   Prakash   Vajubhai  Joshi and Shri Hiren Upendrabhai Desai as its witnesses. The first  witness   is   Vice   President   of   respondent   No.1   Union   and   second  witness is the President of the Union. They have said in their evidence  that they represent the employees working in M­8 to M­10 category  and also employees working in other categories. They have said for  themselves in which category they work and have also stated that the  concerned   employees   employed   to   work   as   Typists,   Clerks,  Accountants,   Jr.   Technicians,   Sr.   Assistant   etc.   and   about   their  categorization by the petitioner company in M­8 to M­10 category.  They also referred about the working of the concerned employees in  different shifts. They have further stated that after getting stage­wise  up­gradation, for their categorization in M­8 to M­10, there was no  change in the original duties of the concerned employees and that the  concerned   employees  have   got   no   power   to   take   any   disciplinary  action, or to grant leave, or for placement of the employees to work  and that they have got no administrative or managerial powers. They  have also stated that the concerned employees have not been given  managerial, administrative or supervisory powers for the employees  working in different plants or different mechanical departments or in  different offices of the company. They have specifically denied that  the   concerned  employees  have   been  performing  the   duties  in   any  supervisory capacity or in managerial capacity. They themselves and  Page 12 of 15 HC-NIC Page 12 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT for the concerned employees have stated that there is no change in  their basic duties on account of up­gradation made by the company  for them. They have further stated that the employees working in  plants, which include operation and maintenance of the plants, form  joint team and M­8 to M­10 categories are ex­parte created by the  company   only   for   the   purpose   of   giving   up­gradation   to   the  employees.   In   the   evidence,   the   details   concerning   the   concerned  employees   as   to   categorization   of   their   works,   nature   of   works  performed in different plants, benefits as regards different allowances  with basic pay available to the employees are also stated. They have  placed on record the up­gradation order, wherein it is stated that the  employee will continue to perform his existing work allotted by his  superior  or  head  of the  department  and  that the  other  terms  and  conditions of the service shall remain unchanged. These witnesses are  cross­examined by the company, during which they have stated that  340   employees  are   working   at   Dahej   and   Vadodara  plants   of   the  company in different departments and their duties are different. They  have stated that those employees come as shift in charge in M­8 and  M­9 category. It is further stated that on up­gradation, there is no  change in the work of the concerned employees. The President of the  Union in his cross has stated that he as a President ascertained the  duties of the concerned employees by orally talking to them and by  knowing from the documents shown by them."

[6.5] As   observed   hereinabove,   even   thereafter   also   the   Management  has led no evidence to disprove the above and/or to prove by leading  cogent   evidence   that   the   concerned   employees   were   performing   their  duties in managerial and/or supervisory capacity. No evidence has been  led by the Management to prove that even after upgradation there was  change in the duties and that after upgradation their duties were in the  supervisory and/or managerial capacity. Even the KPIs which were relied  upon by the Management, which were produced on record, but not duly  proved as per the Evidence Act have been dealt with and considered by  the learned Single Judge. On considering KPIs it is specifically observed  by the learned Single Judge that on considering KPIs it appears that for  overall better operation of the plants and to achieve their desired target  in   the   production,   key   functions   and   responsibilities   are   defined   and  therefore,   from   such   KPI,   it   does   not   appear   that   the   concerned  employees   are   given   any   powers   to   regulate   or   control   the   service  Page 13 of 15 HC-NIC Page 13 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT conditions  of  any employee. It  is   specifically observed  by the  learned  Single Judge that in absence of any such evidence i.e. any powers were  given   to   the   concerned   employees   to   regulate   or   control   the   service  conditions of any employee would not be sufficient at this stage to come  to a definite finding that the concerned employees who are around 500  in   numbers,   being   represented   by   the   Union,   perform   duties   in  supervisory  capacity.  Therefore, in  the  facts  and  circumstances  of  the  case   narrated   hereinabove,   it   cannot   be   said   that   the   learned   Single  Judge has committed any error in dismissing the petition and confirming  the order passed by the learned Tribunal holding the preliminary issue in  favour of the Union and against the Management and in holding that for  the   demands   raised   by   the   Union   with   respect   to   the   concerned  employees, the reference is maintainable. We see no reason to interfere  with the impugned order passed by the learned Single Judge in exercise  of intracourt appellate jurisdiction. 

[6.6] Now, so far as the submission on behalf of the appellant to keep  the issue, whether the concerned employees for whom the demand is  raised are "workmen" or not, open to be agitated and/or considered at  the time of reference is concerned, at the outset it is required to be noted  that as such in the present case it was the Management who raised the  preliminary   issue   and   invited   the   findings.   That   on   appreciation   of  evidence   led   by   the  Union,   thereafter   when  the   learned  Tribunal   has  taken the decision that the Management has failed to prove by leading  cogent   evidence   that   the   concerned   employees   are   not   "workmen"  within the definition of section 2(s) of the ID Act as they are performing  their   duties   in   supervisory   and/or   managerial   capacity,   thereafter   to  keep the said question open again to be agitated at the time of reference  would be giving  a second innings, which is  not permissible. The said  question   cannot  be   permitted   to  be   re­agitated   and/or   agitated   again  Page 14 of 15 HC-NIC Page 14 of 15 Created On Sun Jul 23 13:24:25 IST 2017 C/LPA/1271/2016 CAV JUDGMENT and again. If such a course is permittedin that case, in every case the  Management   will   first   raise   the   preliminary   issue   and   thereafter  prolonging the matter will carry the matter to the highest Forum and  thereafter will request to keep the question open to be agitated at the  time of reference and by the time the concerned employees / workmen  would be tired. Once having raised the preliminary issue and thereafter  when the parties have led the evidence and thereafter when the learned  Tribunal has taken a decision on such preliminary issue, we are of the  opinion that thereafter the same cannot be permitted to be reagitated  again.   Otherwise   the   purpose   and   object   of   deciding   the   preliminary  issue would be frustrated. 

[7.0] In view of the above and for the reasons stated above, we see no  reason   to   interfere   with   the   impugned   order   passed   by   the   learned  Single Judge in dismissing the petition and confirming the order passed  by the learned Tribunal below Exh.71. Present Letters Patent Appeal fails  and the same deserves to be dismissed and is, accordingly, dismissed.  No costs. 

CIVIL APPLICATION NO.11795/2016 In   view   of   dismissal   of   main   Letters   Patent   Appeal,   Civil  Application No.11795/2016 also stands dismissed. 

Sd/­           (M.R. SHAH, J.)  Sd/­          (B.N. KARIA, J.)  Ajay Page 15 of 15 HC-NIC Page 15 of 15 Created On Sun Jul 23 13:24:25 IST 2017