Legal Document View

Unlock Advanced Research with PRISMAI

- Know your Kanoon - Doc Gen Hub - Counter Argument - Case Predict AI - Talk with IK Doc - ...
Upgrade to Premium
[Cites 0, Cited by 0] [Section 28] [Entire Act]

Securities And Exchange Board Of India - Subsection

Section 28(1) in Securities And Exchange Board Of India (Merchant Bankers) Regulations, 1992

(1)A merchant banker shall disclose to the Board as and when required, the following information, namely:-
(i)his responsibilities with regard to the management of the issue;
(ii)any change in the information or particulars previously furnished, which have a bearing on the certificate granted to it;
(iii)the names of the body corporate whose issues he has managed or has been associated with;
(iv)the particulars relating to breach of the capital adequacy requirement as specified in regulation 7;
(v)relating to his activities as a manager, underwriter, consultant or adviser to an issue as the case may be.