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[Cites 15, Cited by 0]

Supreme Court of India

Commissioner Of Service Tax Iii Mumbai vs M/S Vodafone India Ltd on 6 May, 2025

 2025 INSC 914                                       NON-REPORTABLE


                          IN THE SUPREME COURT OF INDIA

                           CIVIL APPELLATE JURISDICTION

                         CIVIL APPEAL NOS.10815-10819/2014

          COMMISSIONER OF SERVICE TAX-III,
          MUMBAI                                      APPELLANT

                           VERSUS

          M/s. VODAFONE INDIA LIMITED                 RESPONDENT

                                       WITH

                            CIVIL APPEAL NO.5252 OF 2015

                            CIVIL APPEAL NO.5307 OF 2015

                            CIVIL APPEAL NO.6556 OF 2015

                         CIVIL APPEAL NOS.2402-2403 OF 2016

                          CIVIL APPEAL NOS.571-572 OF 2016

                           CIVIL APPEAL NO.10885 OF 2016

                            CIVIL APPEAL NO.3692 OF 2017

                            CIVIL APPEAL NO.1469 OF 2017

                            CIVIL APPEAL NO.9152 OF 2017
Signature Not Verified

Digitally signed by
RADHA SHARMA
Date: 2025.07.31
13:54:39 IST
Reason:




                                                             Page 1 of 53
        CIVIL APPEAL NO. 4009 OF 2018

      CIVIL APPEAL NOS.                 OF 2025
(Arising out of SLP(C) Nos.25413-25414 & 25416 of 2018)

     CIVIL APPEAL NOS.8045-8046 OF 2018

         CIVIL APPEAL NO.9140 OF 2018

        CIVIL APPEAL NO.10349 OF 2018

         CIVIL APPEAL NO.9745 OF 2018

        CIVIL APPEAL NO.10071 OF 2018

   CIVIL APPEAL NOS.11837-11838 OF 2018

         CIVIL APPEAL NO.1440 OF 2019

      CIVIL APPEAL NO.                  OF 2025
        (Arising out of SLP(C) No.10281 of 2019)

         CIVIL APPEAL NO.4959 OF 2019

         CIVIL APPEAL NO.7483 OF 2019

     CIVIL APPEAL NOS.9008-9009 OF 2019

         CIVIL APPEAL NO.            OF 2025
       (Arising out of SLP(C) No.         of 2025
         arising out of Diary No.38417 of 2019)

         CIVIL APPEAL NO.2634 OF 2020

     CIVIL APPEAL NOS.3546-3549 OF 2020




                                                    Page 2 of 53
                CIVIL APPEAL NO.               OF 2025
                (Arising out of SLP(C) No.         of 2025
                  arising out of Diary No.24028 of 2020)

                   CIVIL APPEAL NO.2424/2022

                 CIVIL APPEAL NO.             OF 2025
                 (Arising out of SLP(C) No.26382 of 2023)

             CIVIL APPEAL NOS.12468-12471 OF 2024



                          JUDGMENT

NAGARATHNA, J.

Delay condoned.

Leave granted.

1.1 These Civil Appeals have been filed by the Revenue, i.e. the Service Tax Department, being aggrieved by various orders passed by the Customs, Excise and Service Tax Appellate Tribunal (“CESTAT”, for the sake of convenience).

2. The orders passed by CESTAT in all these appeals have been in favour of the respondents-assessees. The CESTAT has held that the services provided by the respondents-assessees have been in Page 3 of 53 fact exported out of India. Consequently, service tax is not payable by the assessees on such services so exported, vide Rule 4 of the Export of Service Rules, 2005 (“Rules”, for the sake of brevity). It has also held that the assessees had rightly availed payment of CENVAT credit on inputs and input services used for providing such services vide Rule 5 of the Rules.

3. The period under consideration in these appeals range from the year 2003 till the year 2014. During this period, there were several amendments made to the law governing the taxability of export of services, which can be discussed at this stage itself.

4. The policy governing taxability of export of service was initiated in the year 1999 and in the year 2003, it was reiterated.

Since service tax is a destination-based consumption tax, services that were exported out of India were not meant to be taxed. The benchmark in the year 1999 was, whether payment was received in convertible foreign exchange. Ultimately, in the year 2010, the benchmark again came to be fixed as receipt of payment in convertible foreign exchange.

Page 4 of 53

5. A brief outline of the amendments made from the year 1999 till 2012 are highlighted as under:

I. From 1999 to 2003:
5.1 During the period from the year 1999 to 2003, any taxable service for which payment was received in convertible foreign exchange was exempted from payment of service tax. A notification in this regard was issued vide Notification No.6/99-S.T., dated 09.04.1999, whereby exemption was made in respect of the taxable services specified in sub-section (48) of Section 65 of the Finance Act, 1994. This Notification was however rescinded vide Notification No.2/2003-Service Tax, dated 01.03.2003, the reason being that the exemption would be of no consequence as whatever service was exported out of India was in any case outside the scope of levy of service tax. This was because service tax is location-based and whatever service is exported abroad, is outside the scope of service tax. Consequently, Circular No.56/5/2003-S.T., dated 25.04.2003 was issued, clarifying that since service tax is destination-based consumption tax, no such tax was leviable on export of services. Page 5 of 53 5.2 Subsequently, Notification No.21/2003-S.T., dated 20.11.2003 was issued, providing exemption from payment of service tax on export of services in terms of sub-section (105) of Section 65 of the Finance Act, 1994, provided taxable services to any person in respect of which payment is received in India is received in convertible foreign exchange.
5.3 When the position stood thus, the Government of India decided to formulate Rules regarding export of services.

II. From 2005 to 2010:

5.4 The Rules were introduced vide Notification No.9/2005 dated 03.03.2005 which categorized services into three categories as per Rule 3 of the said Rules, which is described as under:
i. Category I related to immovable property and stated that if the specified services were provided in relation to immovable property situated outside India, then the said service would be treated to have been exported;
Page 6 of 53 ii. Category II related to performance-based services and stated that if the specified services were either wholly or partly performed outside India, then the same would be treated to have been exported;
iii. Category III covered the remaining services and provided that such services would be treated as having been exported if provided to a customer located outside India. This sub-rule has two other conditions- (i) that the service is delivered outside India and used in business outside India; and (ii) that the payment for such service is received in convertible foreign exchange.
The controversy in these cases relate to category (iii) services, namely, whether such services were delivered or used or consumed outside India; and partially to category (ii) services, i.e., whether such services were wholly or partly performed outside India. 5.5 Rule 3 of the Rules underwent several amendments from the year 2005 till 2010, which are extracted as under: Page 7 of 53 15.03.2005 to 15.06.2005 “Rule 3 - Export of taxable service.

… (3) in relation to taxable services, other than, -

    (i)     ….

    (ii)    …

(i) such taxable services which are provided and used in or in relation to commerce or industry and the recipient of such services is located outside India:

Provided that if such recipient has any commercial or industrial establishment or any office relating thereto, in India, such taxable services provided shall be treated as export of services only if –
(a) order for provision of such service is made by the recipient of such service from any of his commercial or industrial establishment or any office located outside India;
(b) service so ordered is delivered outside India and used in business outside India; and
(c) payment for such service provided is received by the service provider in convertible foreign exchange;” (emphasis supplied) Page 8 of 53 19.04.2006 to 28.02.2007 Rule 3 was recast as under:
“Rule 3 - Export of taxable service.
(1) Export of taxable services shall, in relation to taxable services,—
(i) specified in sub-clauses (d), (p), (q), (v), (zzq), (zzza), (zzzb), (zzzc), (zzzh) and (zzzr) of clause (105) of section 65 of the Act, be provision of such services as are provided in relation to an immovable property situated outside India;
(ii) specified in sub-clauses (a), (f), (h), (i), (j), (l),
(m), (n), (o), (s), (t), (u), (w), (x), (y), (z), (zb), (zc), (zi), (zj), (zn), (zo), (zq), (zr), (zt), (zu), (zv), (zw), (zza), (zzc), (zzd), (zzf), (zzg), (zzh), (zzi), (zzl), (zzm), (zzn), (zzo), (zzp), (zzs), (zzt), (zzv), (zzw), (zzx), (zzy), (zzzd), (zzze), (zzzf) and (zzzp) of clause (105) of section 65 of the Act, be provision of such services as are performed outside Provided that where such taxable service is partly performed outside India, it shall be treated as performed outside India;
(iii) specified in clause (105) of section 65 of the Act, but excluding,—
(a) sub-clauses (zzzo) and (zzzv);
Page 9 of 53
(b) those specified in clause (i) of this rule except when the provision of taxable services specified in sub-clauses (d), (zzzc) and (zzzr) does not relate to immovable property; and
(c) those specified in clause (i) of this rule, when provided in relation to business or commerce, be provision of such services to a recipient located outside India and when provided otherwise, be provision of such services to a recipient located outside India at the time of provision of such service:
Provided that where such recipient has commercial establishment or any office relating thereto, in India, such taxable services provided shall be treated as export of service only when order for provision of such service is made from any of his commercial establishment or office located outside India.
(2) The provision of any taxable service shall be treated as export of service when the following conditions are satisfied, namely:-
(a) such service is delivered outside India and used outside India; and
(b) payment for such service provided outside India is received by the service provider in convertible foreign exchange.

x x x (emphasis supplied) Page 10 of 53 01.03.2007 to 26.02.2010 “Rule 3 - Export of taxable service. … (2) The provision of any taxable service shall be treated as export of service when the following conditions are satisfied, namely:

(a) such service is provided from India and used outside India; and
(b) payment for such service is received by the service provider in convertible foreign exchange.” (emphasis supplied) 27.02.2010 upto 30.06.2012 “Rule 3 - Export of taxable service.

… (2) The provision of any taxable service specified in sub-rule (1) shall be treated as export of service when the following conditions are satisfied, namely:

(a) [omitted]
(b) payment for such service is received by the service provider in convertible foreign exchange.” (emphasis supplied) Page 11 of 53 III. Post 2012:
5.6 A new regime called the Negative List Regime was introduced in service tax on 01.07.2012. The Place of Provision of Service Rules, 2012 (for short “POP”) was also introduced. 5.7 At the outset, we shall first refer to the brief sketch of the matters under consideration, as provided by learned counsel, as under:
Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order C.A. No.10815- April 2006 to Rs. 36,44,18,798/- Category III • Findings in OIA dated 20.09.2013 10819/2014 March 2012 (Page 314, para 11) (refund) Telecom – inbound • roaming service provided Commissioner of Para 1, pg. 1 • Company has made roaming to Foreign Telecom Service Tax III facility available to subscribers Operators (‘FTOs’) v. of foreign telecom operators in M/S Vodafone Company is providing terms of agreement with India Limited International Inbound foreign telecom operators.
                                                       Roaming Services to FTOs.            Hence,        Company         has
                                                       In this regard, Company              contractual obligation only to
                                                       entered into International           foreign telecom operators and
                                                       GSM Roaming Agreements               not to their subscribers. (Para
                                                       with various FTOs to                 20, pg. 322)
                                                       provide        International    •    Invoice is raised on foreign
                                                       Inbound Roaming services             telecom operator and payment
                                                       to subscribers of FTOs in            is made by foreign telecom
                                                       India       for        which         operator. (Para 20 pg. 323)
                                                       consideration is paid by        •    Services accrue to foreign
                                                       the FTOs to Company in               telecom operator and they are
                                                       convertible           foreign        the recipient of service and
                                                       exchange.                            consideration      is   paid   by
                                                                                            foreign telecom operator and
                                                                                            not by subscriber. (Para 21 pg.
                                                                                            324)
                                                                                       •    Relevant factor is location of
                                                                                            service receiver and not place
                                                                                            of performance. (Para 24 pg.
                                                                                            328)




                                                                                           Page 12 of 53
   Appeal no.         Period of            Demand              Category and Nature of               Findings on Facts of the case in
                      Dispute                                         Service                              Impugned Order



                                                                                                •     Circular 111/5/2009-ST dated
                                                                                                      24.02.2009
C.A. No.            15.03.2005 to    Rs. 5,12,34,843         Category III                   •       Western Union is providing the
5252/2015           31.03.2008                                                                      consideration     for   the said
                                     IO at Pg.      4   of   Business           Auxiliary
services and is situated outside IO at Pg. 4 of Paperbook Services - Section Commissioner of India. (Para 5.1, pg. 9-10) Paperbook 65(105)(zzb) of the Finance • Service Tax-I Follows the decision in the case v. Act, 1994 of Paul Merchants and Fine Weizman Forex Forex. (Para 5.1, pg. 11) Limited Company is an agent for Western Union in India and undertakes money transfer services for Western Union in India and charges a commission from Western Union situated abroad.
CA No.                                                       Category III                       Business auxiliary service is
5307/2015           Apr 2006 to                                                                 Category III services where export
                                                             Business          Auxiliary
                    Dec 2007         Rs. 127 Cr                                                 status is decided based on the
                                                             Services:    Section     65
Commissioner of                                                                                 location of service recipient (Page
                                     (Demand)                (105)(zzb) of the Finance
Service Tax                                                                                     100)
                                                             Act, 1994 –
Delhi-IV
                                                                                                No dispute that services of
Commissioner                                                 The Respondent has a
                                                                                                Respondents        are   business
v.                                                           contract with an entity
auxiliary services falling under M/S Microsoft located in Singapore under Category III (Page 101) Corporation “Market Development (India) Pvt. Ltd. Mar 2005 to Rs. 244 Cr Agreement, (Page 186) Customer of Respondents for Managing Mar 2010 which are in the nature of marketing and product support (Demand) Director marketing and product services is the entity in Singapore support services with and not the person buying the respect to the products software in India from the CA No 8045 – sold by the overseas entity Singapore entity (Page 106) 8046 2018 Rs 55 Cr to Indian customers.

Commissioner of Service was delivered, used, Dec 2006 to Consideration for the Central Excise (Refund) consumed outside India as Dec 2009 service is received in India Delhi III promotion was for products by Respondents in foreign v. belonging to an entity abroad (Page currency.

Microsoft                                                                                       107)
Corporation
India Pvt. Ltd.                                                                                 Service is provided to Singapore
                                                                                                entity, to be used by them in
                                                                                                Singapore, for the sale of their
CA No 12468 –                                                                                   products in India and to provide
12471/2024                                                                                      product support service for their
Commissioner of                                                                                 customers in India (Page 139)
Service Tax
Delhi                                                                                           Services provided by Respondents
v.                                                                                              to the entity in Singapore was
M/S Microsoft                                                                                   delivered and used outside India –
Corporation                                                                                     (Page 144)
(India) Pvt Ltd                                                                                 (Note: All page numbers are from

Civil Appeal No5307/2015. Issues in other Civil Appeals are common.) Page 13 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order C.A. No. 19.04.2006 – Demand of Category III Activities of Respondent company 6556/2015 31.05.2007 Rs.5,66,98,112 and fall within the scope of Export of Business Auxiliary penalty of Service Rules 2005, there is no Services: Section Commissioner of Rs.5,66,98,112 and liability of service tax - relied on Paul 65(105)(zzb) read with Service Tax-II Rs.1000 – Services Merchant Section 65(19) of the v. relating to (Impugned order at para 10, p.54 of Finance Act, 1994 – M/s Gap procurement of Paperbook) Services relating to International goods Procurement of goods Sourcing (India) Pvt. Ltd.

C.A. No. 2402-     01.07.2003 to   Rs. 40,62,49,905/-     Category III                      Findings on services rendered by
2403/2016          31.03.2008      (SCN) period from                                        Respondent company
                                                          Business            Auxiliary
                                   01.07.2003      to
                                                          Services:            Section      (Impugned Order at para 21 – pg.
Commissioner of                    31.03.2008
                                                          65(105)(zzb) of the Finance       51 of Paperbook Vol I)
Service Tax
                                   (Impugned Order at     Act, 1994 – Distribution /
Delhi
                                   pg. 15 of Paperbook    marketing         [Impugned
V.
                                   Vol I)                 Order at pg. 13, Para (c) -
M/S Amadeus
                                                          14 of Paperbook Vol I].
India Pvt. Ltd.                                                                             Services     provided by    the

Respondent company fall outside OIO confirmed the the scope of BAS demand of Rs. Amadeus India Pvt. Ltd. 13,98,16,429/- for [‘AIPL’/’Respondent’] is a (Impugned Order at para 22 – pg. the period April company registered as a 52and para 24, 25 – pg. 53-54 of 2007 to March 100% Export Oriented Paperbook Vol I) 2008. Unit [‘EOU’] under the Software Technology Parks Finding of CESTAT that the (Impugned Order at Respondent was engaged in export of India [‘STP’], since the pg. 15-16 of of computer software.

year 1995. As per the Paperbook Vol I) agreement between [Impugned Order at Pg. 27 (“…in Service tax demand Amadeus Marketing, S. A. this sense the assesses on extended period [‘Amadeus, Spain’] and manufacture, produce and export of limitation set AIPL/Respondent, the software to the overseas entities.”), aside latter was entrusted with Pg. 28 & Pg. 53 of Paperbook Vol I] the distribution of (Impugned Order at Computer Reservation Activities of Respondent company pg. 57 of Paperbook; System [‘CRS’], within fall within the scope of Export of India. Amadeus Spain Service Rules, 2005, there is no OIO at pgs. 378-384 evolved and maintained liability of service tax – reliance of Paperbook Vol II) the CRS, the requisite placed on enunciation in the case No Question of law software and a data base of Paul Merchant. proposed or Ground involving a variety of raised in the Civil (Impugned Order at para 26 – pg.

information / data relating 54-56 of Paperbook Vol I) Appeal assailing the to Airlines, hotels and host findings of CESTAT of other international on invocation of travel related services. The extended period of situs of the core computer limitation. system is at Germany / Bifurcation of Spain. The CRS is demand (OIO at pg. accessed by the Travel 385 of Paperbook Vol Agents for booking II) tickets/hotels across the globe.





                                                                                               Page 14 of 53
   Appeal no.       Period of          Demand             Category and Nature of         Findings on Facts of the case in
                    Dispute                                      Service                        Impugned Order



                                                        The Respondent / AIPL
                                                        supplements the functions
                                                        of Amadeus, Spain, by
                                                        preparing and transmitting
                                                        the locally generated travel
                                                        related data abroad for
                                                        incorporation           and
                                                        synthesis into their core
                                                        data base, so as to enable
                                                        the     Tour      Operators
                                                        [operating within India] to
                                                        access the information /
                                                        data stored in the core
                                                        computer system abroad
                                                        and to enable Amadeus,
                                                        Spain        to      access
                                                        information / data entered
                                                        by the Tour operators.
                                                        (Impugned Order at pg. 23-
                                                        30 of Paperbook Vol I).
                                                        There is no dispute that
                                                        the consideration for the
                                                        service is received by AIPL
                                                        in    convertible    foreign
                                                        exchange, from Amadeus
                                                        Marketing.
                                                        The Respondent/AIPL was
                                                        also deemed eligible for
                                                        exemption u/s 80HHE
                                                        [Deduction of profits from
                                                        export      of    computer
                                                        software] and later u/s
                                                        10A/10B [deduction of
                                                        profits and gains of a
                                                        100%     Export    Oriented
                                                        undertaking derived from
                                                        export                    of
                                                        articles/things/computer
                                                        software] of the Income
                                                        Tax Act, 1961.
C.A. No. 571-     01.07.2003 to   Rs. 32,88,68,402/-    Category III                   Findings on services rendered by
572/2016          31.03.2008      proposed in SCN for                                  Respondent company amounting
                                                        Business          Auxiliary
                                  period        from                                   to marketing and data processing
Commissioner of                   01.07.2003       to   Services:    Section     65
                                                        (105)(zzb) of the Finance      (Impugned Order at para 21 – pg.
Service Tax                       31.03.2008
                                                                                       47 of Paperbook Vol I)
Delhi IV                                                Act, 1994 – marketing and
                                  (Impugned Order at
v.                                                      distributing                   Services     provided by    the
                                  pg. 22 of Paperbook
M/S Acquire                                                                            Respondent company fall outside
                                  Vol I)                (Impugned Order at pg. 20
Services Pvt.                                                                          the scope of BAS
Ltd.                              OIO confirmed the     of Paperbook Vol I)
                                                                                       (Impugned Order at para 22 – pg.
                                  demand     of  Rs.
                                                                                       48 of Paperbook Vol I)
                                  2,56,05,193/-   for
                                  the   period  April



                                                                                         Page 15 of 53
   Appeal no.       Period of            Demand               Category and Nature of           Findings on Facts of the case in
                    Dispute                                          Service                          Impugned Order



                                   2007 to March 2008      Interglobe       Enterprises      Information Technology services
                                                           established          Acquire      are provided by the Respondent
                                   (Impugned Order at
                                                           Services in India. As per         company which are excluded
                                   pg. 22 of Paperbook
                                                           the agreement between             component of BAS
                                   Vol I)
                                                           Interglobe    and      Galileo
                                                                                             (Impugned Order at para 24, 25 –
                                   Service tax demand      International USA, Acquire
                                                                                             pg. 49 of Paperbook Vol I)
                                   on extended period      was       marketing      and
                                   of   limitation set     distributing the hardware
                                   aside                   and software to Indian
                                                           travel agents to enable           Activities of Respondent company
                                   (Impugned Order at      them to connect to the            fall within the scope of Export of
                                   pg. 52 of Paperbook;    Galileo’s     host       CRS      Service Rules, 2005, there is no
                                   OIO at pg. 440 of       [Computer        Reservation      liability of service tax - relied on
                                   Paperbook Vol II)       System] in the US. CRS is         Paul Merchant
                                   Bifurcation       of    used for booking tickets to       (Impugned Order at para 26 – pg.
                                   demand (OIO at pg.      and from across the globe.        50 of Paperbook Vol I)
                                   443 of Paperbook Vol    Consideration      for    the
                                                           service is received in India      Entire Transaction explained from
                                   II)
                                                           by Acquire in foreign             Page 393 – Page 396.
                                                           currency.
C.A. No.          07/2003-09-      Demand            of    Category III                 Activities of Respondent company
10885/2016        2007             Rs.2,96,35,979 and                                   fall within the scope of Export of
                                                           Business          Auxiliary
                                   penalty           of                                 Service Rules 2005, there is no
                                                           Services: Section 65(19)(ii)
Commissioner of                    Rs.2,96,35,979 and                                   liability of service tax - relied on Paul
                                                           of the Finance Act, 1994 –
Service Tax                        Rs.1000.-     Money                                  Merchant
                                                           Advertise and Promote the
Delhi III                          Transfer        and
                                                           Money Transfer Service
v.                                 Related Service                                        (Impugned order at para 8, Pp.29-
M/s Transcorp                                                                             30 of Paperbook)
International
Ltd.
C.A. No.          2005-06     to   Order-in-Original       Category III                      Respondent is providing services to
3692/2017         2011-12 [Pg.     confirmed         the                                     overseas entities. [Impugned Order
                                                           Respondent is providing
                  D – Synopsis –   demand on three                                           at Para 3 – Pg. 6 of the Appeal
                                                           Business           Auxiliary
Commissioner of   Appeal           counts: (1) Export of                                     Paperbook]
                                                           Services to its foreign
Service Tax       Paperbook]       Service     –     Rs.
                                                           affiliate [Para 2 of Appeal       Services     provided    by    the
Delhi IV                           66,96,09,360/-; (2)
                                                           at Pg. 15 of the Appeal           Respondent qualifies under export
vs.                                Salary     paid    to
                                                           Paperbook].                       of service as per Rule 3 of Export
M/s Nortel                         Seconded employees

of Service Rules. [Impugned Order Networks India is liable to service Business Auxiliary at Para 4 – Pg. 8-9 of the Appeal Pvt. Ltd. tax – Rs. Services fall under Paperbook] 2,52,20,279/-; and Category III – Rule 3(3) up (3) Non-payment of till 15.06.2005 and Rule Tribunal placed reliance on interest on delayed 3(1)(iii) w.e.f. 18.04.2006. Microsoft Corporation India Pvt. Ltd. payment of tax – vs. CST, New Delhi [2014 (36) STR INR 94,24,777/- Respondent had entered 766 (Tri. Del.)] [CA Appeal No. into two agreements with See Order-in Original 5307/2015], GAP International its overseas entities, (1) dated 29.08.2014 at Sourcing India Pvt. Ltd. vs. CST Agreement dated Pg. 379, 391, 397 and [2014-TIOL-465-CESTAT-DEL] [CA 01.07.2000 with M/s 404 of the Appeal No. 6556/2015], Vodafone Cellular Nortel Networks Singapore Paperbook and Pg. D Ltd. vs. CCE [2014 (34) STR 890 Pte. Ltd. wherein it collects – Synopsis of the (Tri. Mum.)] [CA No. 10815/2014], information and future Appeal Paperbook. Paul Merchants Ltd. vs. CCE [2013 requirements of various (29) STR 257 (Tri. Del.)] and Alpine types of Modular Interiors Pvt. Ltd. [2014 Page 16 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order CESTAT vide telecommunication (36) STR 454 (Tri. – Del.)]. Impugned Order equipment; and (2) [Impugned Order at Para 4 – Pg. 9 dropped the entire Agreement dated of the Appeal Paperbook]. demand. Present 01.04.2003/ 01.04.2006 Entire Transaction explained from appeal is filed by the with M/s Nortel Networks PDF Pg. 572 to 575 – Counter Department only Ltd. Canada wherein Affidavit of the Appeal Paperbook with respect to the Respondent has provided and PDF Pg. 768 and 769 – Written question of Export technical support service.

                                                                                             Arguments      of   the    Appeal
                                    of Service – Pg. C, G
                                                             The summary of the work         Paperbook.
                                    and 15 of the Appeal
                                                             carried    out   by     the
                                    Book.
                                                             respondent is given in
                                    Service tax demand       Appellant’s        Written
                                    in dispute towards       Arguments at PDF Pg. 768
                                    export of service is     -771 and Pg. 16 & 17 of the
                                    Rs. 66,96,09,360/-       Appeal Paperbook.
                                    for the period 2005-
                                    06 to 2011-12. [Pg.
                                    C – Synopsis of
                                    Appeal Paperbook]
C.A. No.             01.03.2003 –   Rs. 3,63,91,232/-        Category III                    The issue is settled and thus the
1469/2017            30.11.2005                                                              demand is unsustainable.
                                                             Business Auxiliary Services:
                                                             Section 65 (105)(zzb) of the    [Impugned Order, Page 9-10, Paper
Commissioner of                                              Finance Act, 1994 – Sales       Book-Vol-I]
Central Excise,                                              promotion and Marketing
Customs, and                                                 services                        For the period March 2003 to
Service Tax-II                                                                               November 2003, there being no
Bangalore                                                    IBM India Ltd., as the          dispute that the services are
v.                                                           business partner of M/s         exported and payment has been
M/s IBM India                                                IBM       World       Trade
                                                                                             received in foreign exchange,
Pvt Ltd.                                                     Corporation, USA provided
                                                                                             liability cannot be imposed for
                                                             “Business Auxiliary Service”
                                                             in the nature of canvassing,
                                                                                             withdrawal of notification.
                                                             selling, obtaining orders,
                                                             providing market support, to
                                                             identify and promote IBM        [Impugned Order,      Page      10-14,
                                                             products in India and           Paper Book-Vol-I]
                                                             received a commission in
                                                             freely convertible foreign
                                                             exchange.
                                                             [Impugned Order, Page 8,
                                                             Paper Book-Vol-I]
C.A. No.             2005-2010      BAS:                     Category - III                  Para 2 at pg.4 of paperbook -
9152/2017            (BAS)          Rs.5,45,75,893/-
                                                             Business Auxiliary Services:    BAS - Covered by Paul Merchants,
Commissioner of      2007-2009      Manpower                 Section 65 (105)(zzb) of the    Microsoft Corporation, and Gap
Service Tax, New     and 2010-11    Recruitment/Supply       Finance Act, 1994 – service     International
Delhi                (Manpower)     Agency:        Rs.       fee      and       handling
v.                                  4,76,196 /-              commission                      Para 4 at pg.5 of paperbook –
M/s Marubeni         2008-2011
India Private Ltd.   (IT)           Information              Marubeni India Pvt. Ltd. is a
                                    Technology Service:
                                                             subsidiary     of   Marubeni    Manpower       Recruitment/Supply
                                                             Corporation,           Japan    Agency     -covered   by   various
                                    Rs. 1,59,828/-
                                                             providing         management    decisions: Demand set aside.
                                                             services for the transactions
                                                             pertaining to importation of



                                                                                               Page 17 of 53
   Appeal no.        Period of           Demand             Category and Nature of          Findings on Facts of the case in
                     Dispute                                       Service                         Impugned Order


                                                          goods into India and export     Para 6 at pg.7 of paperbook -
                                                          of goods from India. (BAS)

Information Technology Service set It was also paying a licence aside - demand beyond SCN fee to Marubeni, Japan for using SAP software.

                                                          (Information     Technology
                                                          Software Services: Section
                                                          65(53a))

                                                          It   was    also    receiving
                                                          manpower supply services
                                                          in the form of specialized
                                                          employees being sent to
                                                          India who were being paid
                                                          by the branch overseas but
                                                          controlled       by       the
                                                          Respondent.       (Manpower
                                                          Recruitment     or    Supply
                                                          Agency Services: Section
                                                          65(105)(k))
                                                          Para 9.1.1 at pg. 93,94 of
                                                          paperbook
                                                          Commission       income  -
                                                          towards helping overseas
                                                          group        entities   in
                                                          marketing/procurement of
                                                          goods from India and seeks
                                                          new business opportunities
                                                          for holding company
                                                          Para 9.1.2 at pg. 95 of
                                                          paperbook
                                                          Service    fees      -towards
                                                          advisory,        information,
                                                          provision     of       market
                                                          information and business
                                                          development     services   to
                                                          overseas group entities
C.A. No.           FY 2004-05 to   Service Tax demand     Category III                    Findings on services rendered by
4009/2018          FY 2010-2011    of Rs. 5,32,96,615/-                                   Respondent company: amounts to
                                   proposed in the SCN    Business          Auxiliary
                                                                                          procurement of orders for the
                                   dated 19.03.2009 for   Services:    Section     65
Commissioner of                                                                           foreign supplier.
                                   the period FY 2004-    (105)(zzb) of the Finance
Service tax,
                                   05 to 2007-08.         Act, 1994                       (CESTAT Order at para 7 to 8 – pg.
Mumbai
                                                                                          221 to 223 of Paperbook Vol I)
v.                                 Service Tax demand     (Impugned Order at pg. 2 of
M/s A.T.E.                         of Rs. 1,08,74,142/-   Paperbook Vol I)                Activities of Respondent company
Enterprises Pvt.                   proposed in the SCN                                    fall within the scope of Export of
Ltd.                               dated 21.10.2009 for   ATE             Enterprises
                                                                                          Service Rules 2005; there is no
                                   the period FY 2008-    (Respondent)      obtained

liability of service tax - relied on

09. orders for various types of Paul Merchant machineries from various Service Tax demand Indian Companies and (CESTAT Order at para 10 – pg.

                                   of Rs. 1,12,67,338/-   passed them on to the           227 of Paperbook Vol I)
                                   proposed in the SCN    supplier located outside



                                                                                            Page 18 of 53
Appeal no.   Period of         Demand               Category and Nature of           Findings on Facts of the case in
             Dispute                                       Service                          Impugned Order



                         dated    28.09.2010     India. The foreign supplier
                         for the period FY       on receiving such orders

Activities of Respondent company 2009-10. delivers the goods to the fall within the scope of Export of Indian Companies. The Service Tax demand Service Rules 2005; there is no Respondent received of Rs. 1,33,88,372/- liability of service tax commission in Convertible proposed in the SCN Foreign Exchange from the (Impugned Order at para 6, 7 – pg.

                         dated     18.10.2011
                                                 foreign supplier on such          8 to 14 of Paperbook Vol I)
                         for the period FY
                                                 deliveries of ordered goods.

2010-11. Entire Transaction explained from The Respondent does not engage himself in Page 216 – Page 224 In total Service Tax demand of Rs. assembling and organizing 8,88,26,467/- of the imports. The proposed in the Respondent is supposed to SCNs for the period procure the orders and FY 2004-05 to 2010- pass it on to the foreign

11. supplier. The entire transaction is of (OIO at pg. 110 - 111 procurement of orders and of Paperbook Vol I) rendering of services OIO confirmed the towards the foreign demand of Rs. supplier.

                         8,81,19,194/-    for
                         the period FY 2004-
                         05 to 2010-11 along
                         with interest and
                         penalty.
                         (OIO at pg. 206-209
                         of Paperbook Vol I)
                         Service tax demand
                         set aside by CESTAT
                         vide order dated
                         07.01.2015
                         (CESTAT Order at
                         pg. 233 of Paperbook
                         Vol I)
                         Revenue department
                         filed appeal before
                         the Bombay High
                         court.       Appeal
                         dismissed vide order
                         dated 31.07.2017
                         Impugned Order at
                         pg.     1-17     of
                         Paperbook Vol I)
                         Bifurcation       of
                         demand (OIO at pg.
                         193-194           of
                         Paperbook Vol II)




                                                                                     Page 19 of 53
   Appeal no.       Period of           Demand                Category and Nature of           Findings on Facts of the case in
                    Dispute                                          Service                          Impugned Order



SLP(C) No.        01.01.2011 to   Cenvat         credit    Category III -                    a) Telecommunication services
25413-25414 &     30.09.2014      refunds for period                                         provided by the respondent to its
                                                           Rule 3(1)(iii) of Export of
25416/2018                        from 01.01.2011 to                                         overseas customer qualify as
                                                           services Rules 2005 and
                                  30.09.2014       were                                      exports both during the period
Assistant                                                  Rule 6A(1) of the Service
                                  rejected     alleging                                      January 2011 to June 2012 and
Commissioner of                                            Tax Rules, 1994.
                                  services    do    not                                      during the period July 2012 to
Service Tax
                                  qualify as exports       Telecommunication                 September 2014 under Rule 3(1)
Delhi III
                                  under Rule 3 (1) (iii)   Services: Section 65(109a)        (iii) of the Export of Services Rules,
v.
                                  of Export of Services    r/w 65(105)(zzzx) of the          2005 and Rule 6A (1) of the Service
Verizon
                                  Rules, 2005 (pre         Finance Act, 1994 – upto          Tax Rules 1994 read with Rule 3
Communication
                                  negative list) and       30.6.2012                         of      the    POP     Rules     2012
India Pvt. Ltd.
                                  Rule 6A(1) of the                                          respectively.
                                  Services Tax Rules,      Telecommunication
                                                           Services: Rule 2(q) read          b) The provision of service by the
                                  1994 (post negative
                                                           with Rule 3 of the Place of       respondent     to    its   overseas
                                  list)    as     these
                                                           Provision   of     Services       customer     complied    with   the
                                  services          are
                                                           Rules, 2012 and the               conditions to be considered as
                                  provided       within
                                                           Finance Act, 1994 – from          export of service. Payment for the
                                  India.
                                                           1.7 2012                          service was received by the
                                  (Para 7 of Impugned                                        respondent in convertible foreign
                                  Order at pg. 8-9of       Relevant period in the            exchange and recipient of the
                                  Paperbook Part I)        matters is post 27.2.2010         service was Verizon US which was
                                                           Following 2 periods are           located outside India.
                                                           involved in these SLPs:           c) The subscribers to the services
                                                       ➢   January 2011 to June              of Verizon US may be “users” but
                                                           2012 (pre-negative list)          under     the    master      supply
                                                                                             agreement, it was Verizon US who
                                                       ➢   July 2012 to September            was the “recipient” of such services
                                                           2014 (post negative list)         and it is Verizon US who paid for
                                                                                             the services.
                                                       ➢   a) Period involved in this

SLP is after 27/02/2010. d) Denial of refund of Cenvat credit During the entire relevant to the respondent was not period of 01/04/2012 to sustainable in law and the orders 30/09/2014 the denying the refund of Cenvat requirement of “delivered credit were set aside. outside India”, or “provided outside India” or “used (Impugned Order at para 54 (i) to outside India” was not there (vi) and para 55 – pg. 59-63 of and these had already been Paperbook Part I) omitted long prior to the relevant period.

b) In rule 3 (2) of the Export of Service Rules, 2005 (ESR) the expressions during earlier periods were “delivered outside India”, “used outside India”, “provided outside India” at different places from time to time. All these expressions were omitted from time to time before the relevant period.

Page 20 of 53

Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order

c) After the amendments made from 27/02/2010, the only twin requirements of rule 3 of ESR were the following:

i) Rule 3 (1) (iii) – that the recipient of service is “located outside India”;

and

ii)Rule 3 (2) (b) – “payment for such service is received by the service provider in convertible foreign exchange”.

d) On 01/07/2012, the old provisions of ESR were superseded and following provisions came into force:

i) Rule 6A providing for “Export of Services” was inserted in Service Tax Rules, 1994 (STR).

ii) Place of Provision of Service Rules, 2012 (POP) came into force.

e) Rule 6A continued with the requirement of recipient of service being located outside India and payment being received in convertible foreign exchange. Rule 3 of POP specifically provided that the place of provision of a service shall be the location of the service recipient.

(Impugned Order at para 26 to 30 - pg. 33-38 of Paperbook Part I) Nature of Services: Verizon Communications India Pvt Ltd (VCIPL) entered into an agreement with MCI International Inc. (‘Verizon US’), to render connectivity services to Verizon US.

Verizon US is a Company located outside India and is inter alia engaged in Page 21 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order provision of telecommunication services to its customers across the globe. Verizon US does not have the capacity to provide such services in all geographical locations, hence, it takes services from other entities including VCIPL to provide data connectivity from/to India to its customers. The connectivity services were provided by VCIPL to Verizon US on its own account and on principal-

to-principal basis. For these services, VCIPL raised invoices on Verizon US and received payment from Verizon US in convertible foreign exchange. The services were claimed as exports under Rule 3(1) (iii) of the Export of Services Rules, 2005 and Rule 6A(1) of the Service Tax Rules 2005 read with Rule 3 of the POPS Rules 2012 for the pre-negative list and post negative list regimes respectively.

C.A. No. 9139- 01.04.2007 to Service tax demand Category III Post 27.02.2010, for an Export of 9140/2018 31.03.2012 of Rs. 5,57,68,593/- Service to be made out, only two Business Auxiliary Services proposed in SCN for conditions were to be satisfied i.e. Commissioner of (marketing and period from provision of service must be to a Central Excise distributing): Section 65 01.04.2007 to (105)(zzb) of the Finance recipient located outside India by a Noida 31.03.2012 Act, 1994 person inside India and that v.

payment of such service is to be M/s Samsung Category II India Electronics (SCN dated received by the service provider in Pvt. Ltd. 18.09.2012 at pg. Management, maintenance convertible foreign currency. It was 172-173 of or repair services : Section contended that for the relevant (C.A. No. Paperbook Vol II) 65(105)(zzg) of the Finance period, M/s Samsung India 9139/2108 Act, 1994 Electronics Pvt. Ltd. was satisfying pertaining to SCN OIO dated these conditions. However, on the dated 09.01.2008 28.03.2014 M/s Samsung India issue as above, no findings were and OIO dated confirmed the Electronics Pvt. Ltd. was returned by the Ld. CESTAT. 24.11.2008 were demand of Rs. engaged in the activity of dismissed by this 5,57,68,593/- for identifying new prospective Facts of the instant case were Hon’ble Court the period customers and effectively found to be similar to the case of vide Order dated 01.04.2007 to communicating to them the Blue Star Ltd. (rendered by the Ld. 19.08.2021 due 31.03.2012 features of their foreign CESTAT) which pertained to export to low tax effect) clients’ CDMA products. of the services of maintenance of Page 22 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order (OIO dated M/s Samsung India equipment on behalf of foreign 28.03.2014 at pg. Electronics Pvt. Ltd. also clients to Indian buyers. 280 of Paperbook Vol provided customer care (Impugned Order at para 6, pg. 6 of II) services to the customers Paperbook Vol I) of CDMA mobile phones in India on behalf of Paul Merchant was referred to in Samsung Electronics the decision of Blue Star Ltd. Company Ltd., Korea.

                                                                               (Impugned Order at para 9 of
                                                For these two activities,      Paperbook Vol I)
                                                M/s      Samsung       India
                                                Electronics Pvt. Ltd. was      The facts of the instant case are
                                                receiving a commission         similar to the case of Blue Star Ltd..
                                                                               It was therefore held that M/s
                                                from their foreign client in

Samsung India Electronics Pvt. Ltd. foreign exchange.

had provided services of Business (Impugned Order at pg. 3 of Support and maintenance and repair Paperbook Vol I) to their client located outside India and performed in India on behalf of the client located outside India. (Impugned Order at para 8, pg. 28 of Paperbook Vol I) The extended Period of Limitation vide OIO dated 28.03.2014 was contested on the ground that Revenue had in knowledge all facts pertaining the services provided by M/s Samsung India Electronics Pvt. Ltd. inasmuch as for the previous period of dispute of July, 2003 to November, 2003 and March, 2005 to May, 2006, Revenue had issued an SCN dated 09.01.2008 qua the very same services under consideration.

Thus, in terms of Nizam Sugar Factory vs. Collector of Central Excise 2008 (9) STR (S.C.) extended period of limitation could not be invoked. However, as the Ld. CESTAT had decided the issue of export of services on merits, it did not consider the issue on limitation as above.

(Impugned Order at para 9, pg. 30 of Paperbook Vol I) M/s Samsung India Electronics Pvt. Ltd. is not required to pay service tax at all. Question of penalty does not arise.

(Impugned Order at para 10, pg. 30 of Paperbook Vol I) Page 23 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order C.A. No. April 2008 to Rs.11,33,4S,443/- Category III Pg. 19 of Paperbook 10349/2018 November (Only BAS demand Business Auxiliary Principal to principal and not as 2009 is mentioned @ Page Services (marketing and agent Commissioner of Pg. 69 of B of Synopsis) promotion): Section 65 Central Excise & Para 7 at pg. 21-22 of Paperbook paperbook (105)(zzb) of the Finance Service Tax Act, 1994 No consideration for service v.

Canon India                                                  Sole    distributorship   of   Reference to Clauses of agreement
                                                             Canon            Singapore’s
                                                             products.             Heavy    Previous period finding – activity
                                                             expenditure undertaken by      not BAS
                                                             Canon India for promotion      Para 8 at Pg. 22 of paperbook -
                                                             in    India,     which    is   Covered by Gap
                                                             subsidized     by     Canon
                                                             Singapore by way          of
                                                             reimbursement.          This
                                                             reimbursement is alleged
                                                             to   be     paid    towards
                                                             provision of BAS services,
                                                             which do not amount to
                                                             export.


C.A. No.           Show Cause         Rs.   7,47,96,885/-    Category III                   Issues framed
9745/2018          Notice dated       for BAS
                                                             Business          Auxiliary    (Impugned Order at para 4 – pg. 4
                   19.10.2011
                                      (Annexure A1 at pg.    Services (marketing and        of Paperbook)
Commissioner of
                   (2006-07      to   86, 95 of Paperbook)   distributing): Section 65
Service Tax                                                                                 Respondent company is exclusive
                   2009-10)                                  (105)(zzb) of the Finance
v.                                                                                          agent of Olympus Singapore PTE
                                                             Act, 1994
M/S J Mitra and    (Annexure A1                                                             Ltd. in India for promotion of sales
Company Pvt.                          Rs. 58,500/- for
                   at pg. 58, 86                             (Impugned Order at pg. 2 of    and services of Olympus
Ltd.                                  ‘supply of tangible
                   of Paperbook)                             Paperbook)
                                      goods service’                                        (Impugned Order at para 5 – pg. 4
                                                             J. Mitra appointed by          of Paperbook)
                                      (Annexure A1 at pg.
                                                             foreign     entity      for
                   Show Cause         96 of Paperbook)                                      For export of service, CESTAT
                                                             promotion and sales of the
                   Notice dated                                                             relied on Paul Merchant and Gap
                                      Rs. 6,52,794/- for     latter’s        endoscopy
                   16.04.2012                                                               International
                                      commissioner           equipment in India.
                   (2010-11)          received        from                                  (Impugned Order at para 5.1 – pg. 5
                                      foreign currency                                      of Paperbook)
                   (Annexure A2
                   at pg. 103,        (Annexure A2 at pg.                                   On whether hiring of endoscope
                   106        of      106 of Paperbook)                                     would amount to ‘supply of
                   Paperbook)                                                               tangible goods for use service’ or
                                                                                            not – matter was remanded to

original authority to determine whether there is a ‘service’ or ‘sale’?

(Impugned Order at para 6.4 – pg.

21 of Paperbook) Note: remand is not challenged in SLP.





                                                                                              Page 24 of 53
   Appeal no.           Period of               Demand                Category and Nature of           Findings on Facts of the case in
                        Dispute                                              Service                          Impugned Order



C.A. No.              Show Cause         Rs.   6,20,48,263/-        Category III                     Relied on Paul Merchant
10071/2018            Notice dated       on export of service
                                                                    Business          Auxiliary      (Impugned Order at para 4 – pg. 3
                      19.10.2011         / BAS
                                                                    Services:    Section     65      of Paperbook Vol I)
Commissioner of
                      (2006-07      to   (Show Cause Notice         (105)(zzb) of the Finance
Service Tax
                      2009-10)           at Annexure A2 – pg.       Act, 1994
Delhi
                                         116,     163      of
v.                    (Annexure A2                                  Management or Business
                                         Paperbook Vol I)
SGC Services          at pg. 115 of                                 Consultants Services and
Pvt. Ltd.             Paperbook Vol      Rs. 24,12,00,011/-         BAS
                      I)                 on reimbursement
                                                                    (Show Cause Notice at pg.
                                         of expenses
                      Show Cause                                    115 of Paperbook Vol I)
                      Notice dated       (Show Cause Notice
                                                            1.      Contract      with     foreign
                      18.04.2012         at Annexure A2 – pg.
                                                                    hotels for providing rented
                                         164,     182      of
                      (01.04.2010                                   space, infrastructure and
                                         Paperbook Vol I)
                      to                                            staff, for their development
                      30.09.2011)        Rs. 27,58,18,333/- on      centres.
                                         export of service /BAS2.
                      (Annexure A3       and reimbursement of3.     Payroll    processing   for
                      at pg. 198 of      expenses
                                                                    foreign company for the
                      Paperbook Vol
                                         (Show Cause Notice at      latter’s clients based in
                      I)                 Annexure A3 – pg. 208      India & the Middle East
                      Show Cause         of Paperbook Vol I)
                      Notice dated       Rs.1,58,19,80,761/-
                      31.03.2013         on export of services &
                                         Rs.18,27,12,058/- on
                      (01.10.2011        reimbursement         of
                      to                 expenses
                      30.09.2012)
                                         (Show Cause Notice
                      (Annexure A4       at Annexure A4 –
                      at pg. 215 of      para 7, pg. 223 of
                      Paperbook Vol      Paperbook Vol I)
                      I)
C.A. No. 11837-       SCN     dated      Rs. 8,13,15,324/-          Category III                     CESTAT     Delhi     order       dated
11838/2018            26.09.2007                                                                     13.10.2015 -
                                         (Rs. 6,97,58,354/-         BAS - Marketing          and
               (i)    BAS          -     under       Business       distributing                     Para 3 at pg. 4 of paperbook -
Commissioner of
                      01.07.2003 to      Auxiliary Service)
Central Excise                                                      Agilent    provided   sales      Department did not contest the
                      19.11. 2003
(ADJ)                                                               promotion, admin support         position that services constitute
                      and
v.                                       (Rs. 1,15,56,970/-         and market study reports         Export of Services
                      19.04.2006 to
Agilent                                  for     Management,        to Agilent Singapore.
                      31.03.2007                                                                     Followed the decisions in the case
Technologies                             Maintenance      or
               (ii)   Management,                                   Category II Management,          of Paul Merchant and Microsoft
India Private                            repair service)
                      Maintenance                                   Maintenance  or   repair         Corporation
Limited
                      or      repair                                service
                      service      –                                                                 CESTAT     Delhi     order       dated
                      01.07.2003 to                                 Agilent also undertakes          31.07.2017 -
                      19.11.2003                                    tech support, installation
                                                                                                     Para 3 at pg. 9 of paperbook
                      and                                           facilities  for   Agilent
                      01.03.2005 to                                 Singapore’s customers in         Followed the above Order dated
                      31.03.2007                                    India.                           13.10.2015 for the previous period
                                                                                                     in the case of Agilent




                                                                                                       Page 25 of 53
   Appeal no.       Period of              Demand          Category and Nature of        Findings on Facts of the case in
                    Dispute                                       Service                       Impugned Order



                  SCN     dated
                  17.10.2008,
                  14.10.2009,
                  19.10.2010,
                  24.10.2011 -
                  April  2007-
                  March 2011
C.A. No.          2005-06       to   Rs. 6,80,39,260/-   Category III                  The     assessee    has    provided
1440/2019         2008-09                                                              marketing and support services
                                                         Business          Auxiliary
Commissioner                                                                           which admittedly is covered under
                                                         Services:    Section     65
Central Excise                                                                         the Business Auxiliary Services
                                                         (105)(zzb) of the Finance
Delhi-II                                                                               category, for which provision of
                                                         Act,    1994    –    Sales
v.                                                                                     service is determined as per the
                                                         promotion and Marketing
M/s Research in                                                                        location of the recipient. In the
                                                         services
Motion India                                                                           present case, beneficiary is RIM
Pvt. Ltd.                                                [Period- October 2005-        Singapore,      who     paid     the
                                                         March 2006 and June           consideration for service. It is
                                                         2009-February 2010]           settled that in such situations, the

services are considered exported.

                                                         Research in Motion India
                                                         Pvt. Ltd. entered into a      [Impugned Order,      Page   10-11,
                                                         service agreement with        Paper Book-Vol-I]
                                                         Research     in    Motion,

Issue also has been decided in the Singapore, for providing assessee’s own case and the order sales promotion and has attained finality.

marketing service.

                                                                                       [Impugned Order,      Page   12-13,
                                                         [Impugned Order, Page 5,
                                                                                       Paper Book-Vol-I]
                                                         Paper Book-Vol-I]
                                                                                       The decisions relied upon are
                                                                                       applicable and thus the credit
                                                                                       cannot be denied.
                                                                                       [Impugned Order, Page 11, Paper
                                                                                       Book-Vol-I]
                                                                                       Interest cannot be levied when
                                                                                       provision was brought in S. 67
                                                                                       from 10.05.2008.
                                                                                       [Impugned Order, Page 12, Paper
                                                                                       Book-Vol-I]


SLP(C) No.        April 2008 to      Rs. 3,45,75,127     Category III                  Receiving commission from foreign
10281/2019        March 2009                                                           based principal for promotion and
                                                         Business          Auxiliary
                                                                                       sale of products in India.
                                                         Services:    Section     65
Principal
                                                         (105)(zzb) of the Finance
Commissioner of                                          Act,    1994    –    Sales
Service Tax                                              promotion and Marketing
v.                                                       services
M/S Wartsila
India Limited




                                                                                         Page 26 of 53
   Appeal no.        Period of           Demand           Category and Nature of          Findings on Facts of the case in
                     Dispute                                     Service                         Impugned Order



C.A. No.           April 2007 to   Rs. 13,67,38,768     Category III                    Company is providing telecom
4959/2019          September                                                            services to customer of foreign
                                                        Telecom      –  inbound
                   2010                                                                 telecom service provider while he is
                                                        roaming service provided
CST                                                                                     in India using Company’s network,
                                                        to     foreign   telecom
v.                                                                                      there is no contract or agreement
                                                        operators
Vodafone Mobile                                                                         between the Company and the
Service Limited                                                                         subscriber.
                                                                                        (Para 9, Page 12)

The agreement is with FTO located outside India and subscriber of the said FTO (who is the customer / service recipient of the Company). Customer is not customer of Company.

C.A. No. 2006-2011 Rs. 27,54,39,641/- Category-III Consideration received in 7483/2019 convertible foreign exchange and Business Auxiliary Service Section 65(105)(zzb) and in lieu of services provided. The Commissioner of Information Technology activities undertaken would qualify Service Tax, Delhi Software Service - Section as export of service (Page 9) v. 65(105)(zzzx) With respect to the remainder M/S Autodesk Autodesk India Pvt. Ltd. is a demand of Rs. 31,80,857/-, an India Private Limited wholly owned subsidiary of amount of Rs. 24,17,526/- stands Autodesk Inc. paid. (Page 10) USA. Autodesk is engaged in providing marketing and Remainder demand of Rs. technical support services to 7,63,331/- set aside as the M/s Autodesk Asia Pte. Ltd., classification of the service is Singapore (‘AAPL’) which in misplaced. (Page 12-13) turn in engaged in the business of developing, manufacturing, distributing and supporting certain computer software and related products in India.

C.A. No.9008- 01.12.2005 to Rs. 24,96,37,632 Category III IBM India provides services to 9009/2019 their foreign company situated 01.09.2007 Business Auxiliary Services: Section 65 outside India and their parent Commissioner of (105)(zzb) of the Finance company does not have any Central Excise, Act, 1994 – Sales commercial or industrial and Service Tax, promotion and Marketing establishment or any office in Bangalore LTU services India and the services by IBM v.

M/s IBM India The assessee entered into India are provided in relation to Pvt Ltd. an agreement with M/s. provision of service recipient i.e. IBM World Trade IBM WTC. Further, the IBM India Corporation, USA terms of has satisfied the conditions that which the assessee was are required under the Export of appointed as IBM USA’s Page 27 of 53 Appeal no. Period of Demand Category and Nature of Findings on Facts of the case in Dispute Service Impugned Order Business Partner in India Service Rules, 2005.

                                                          for    the    purpose       of
                                                          marketing selected IBM           [Impugned Order, Page 11]
                                                          products. The assessee

There is no condition under Export received payment of commission in convertible of Service Rules, 2005 that the foreign exchange. The services performed in India would assessee undertook not qualify as export of services.

                                                          various     activities    viz.
                                                          promotion,        marketing,     [Impugned Order, Page 11]
                                                          sales,   procurement        of
                                                          orders,     and       provide
                                                          marketing     support       to
                                                          identify and promote the
                                                          products of IBM USA in
                                                          India.
                                                          [Impugned Order, Page 3]


Diary No.         2005-2006 to   1.Rs. 8,64,15,782/-      Category III                     Relied on the decision of Paul
38417/2019        2009-2010      Commission                                                Merchants (Del Tri) [Page 10] and
                                                          Business          Auxiliary
                                                                                           Microsoft (Del Tri.) [Page 11]
Commissioner of                  2.Rs.2,90,09,918/-       Services:    Section     65
Service Tax                      - Service Fee            (105)(zzb) of the Finance        Recipients of service are foreign
Delhi                                                     Act, 1994                        entities   and   they    are  the
v.                               3.Rs.1,40,76,983/- -                                      consumers of the services being
M/S Sumitomo                     Demand             for   Sumitomo        Corporation      provided from India [Page 10]
Corporation                      Reversal of credit       India is involved in trading
India Private                    Total demand of ST:      of goods in India. Apart         The customers to whom the goods
Limited                          Rs. 11,54,25,700         from that, Sumitomo India        were sold or people from whom
                                                          also extends services to         information was collected were not
                                 Penalty       under      parent     companies       in    the recipients of service provided
                                 Section   78:   Rs.      relation to import of goods      by Sumitomo. [Page 10]
                                 11,54,25,700             into India. The services
                                                          provided are in the nature
                                                                                           The customers to whom the goods
                                 Penalty under Rule       of transmitting proposals,
                                                                                           were sold by foreign entity or
                                 15(3):           Rs.     delivering contract sheets,

people from whom information was 25,53,340/- checking vessel and collected were not the recipients of Penalty under schedules, loading service provided by Indian entity.

                                 Section 77:Rs.5000       unloading services etc.
                                                                                           [Page 10]
                                                          For      these      services,
                                                          Sumitomo India obtains a
                                                          commission      from      the    Person who requested for the said
                                                          foreign entities in foreign      service and liable to make payment
                                                          exchange in India.               for the same, has to be treated as
                                                                                           recipient of service and not the
                                                          Similarly, Sumitomo also

person affected by the performance undertakes promotion & of service. [Para 11] marketing of products / business for foreign companies in India and charges a ‘service fee’ for these services.





                                                                                             Page 28 of 53
   Appeal no.        Period of                 Demand               Category and Nature of           Findings on Facts of the case in
                     Dispute                                               Service                          Impugned Order



CA No.             2009-10       till   Service tax demand        Category III                     The CESTAT in the impugned
2634/2020          2012-13              of                Rs.                                      order held that the operating
                                                                  Business          Auxiliary
                                        28,92,48,439/-                                             expenses that were incurred for
Commissioner of                         proposed in SCN           Services:    Section     65      the purpose of developing and
Service Tax VII                         dated    13.10.2014       (105)(zzb) of the Finance        expanding the market of the
Mumbai (Now                             for   period    from      Act, 1994 – marketing and        products in India were sought to
known as                                2009-10 till 2012-13      distributing                     be reimbursed by the ALOG to the
Commissioner of                                                                                    Assessee and such reimbursable
                                        (Impugned Order at        (Impugned Order at pg. 42
Central Goods                                                                                      expenses incurred cannot be
                                        pg. 7 of Appeal)          of the appeal)
and Service Tax,                                                                                   included in the taxable value of
Excise and                              OIO dropped the                                            services rendered.
                                                                  The Assessee was trading
Customs, Navi                           proceedings     vide      in nutritional products in       (Impugned Order at pg. 37 of the
Mumbai)                                 order         dated       India as a distributor of        appeal)
v.                                      04.03.2015 initiated      imported goods from its
M/s Abbott                              against          the                                       Services    provided    by    the
                                                                  fellow subsidiary company
Healthcare Pvt.                         Respondent      vide                                       Respondent company fall within
                                                                  Abbott     Logistics    B.V.
Limited                                 SCN           dated                                        the scope of BAS as also admitted
                                                                  Netherland       (hereinafter
                                        13.10.2014.               referred to as “ALOG”) on        by the Revenue
                                        (Impugned Order at        principal-to-principal           (Impugned Order at para 5.7 – pg.
                                        pg. 2 of Appeal)          basis. The products are          42 of Appeal)
                                                                  imported by the Assessee.
                                                                  In order to increase its         Activities of Respondent company
                                                                  market share and grow in         fall within the scope of Export of
                                        Bifurcation    of
                                                                  the market, the Assessee         Service Rules 2005, there is no
                                        demand (Impugned
                                                                  entered        into       an     liability of service tax
                                        Order at pg. 3 of
                                        Appeal)                   arrangement with ALOG            (Impugned Order at para 5.7 & 5.8
                                                                  whereby it was mutually          – pg. 43 & 44 of Appeal)
                                                                  agreed that extraordinary
                                                                  or    operating     expenses
                                                                  incurred by the Assessee
                                                                  in respect of advertising of
                                                                  imported     goods     under
                                                                  distribution       modelling
                                                                  hiring skilled personnel
                                                                  etc. in each financial year
                                                                  would be reimbursed to
                                                                  enable the Assessee to
                                                                  continue to earn an arm’s
                                                                  length    margin     in   its
                                                                  existing trading business.
C.A. Nos.3546-     01.04.2012 to        CENVAT           credit   Category III - Rule 3(1) (iii)   The CESTAT Delhi held that
3549/2020          30.09.2014           refunds for period        of Export of Services
                                        from 01.04.2012 to                                         “it is evident that the services of the
                                                                  Rules, 2005 and Rule
                                        30.09.2014         were                                    Appellant (Verizon India) to Verizon
Commissioner of                                                   6A(1) of the Service Tax
                                        rejected       alleging                                    US do not merit classification under
Service Tax                                                       Rules, 1994
                                        services    do      not                                    the   category    of    intermediary
Delhi -III
                                        qualify as exports        Following 2 periods are          services
v.
                                        under Rule 3 (1) (iii)    involved in this matter:
M/s. Verizon                                                                                       Accordingly, we hold that the
                                        of Export of Services
India Pvt. Ltd.                                               ➢   April 2012 to June 2012          appellants have           rendered
                                        Rules, 2005 (upto
                                        30.6.2012) and Rule       (pre-negative list)              services to Verizon US as principal
                                        6A of the Services Tax                                     service provider and not as
                                        Rules, 1994 (from     ➢   July 2012 to September           intermediary”
                                        1.07.2012)                2014 (post negative list)




                                                                                                     Page 29 of 53
   Appeal no.         Period of        Demand             Category and Nature of         Findings on Facts of the case in
                      Dispute                                    Service                        Impugned Order



                                  (Impugned Order at    Business Support Service       Accordingly, we hold that the
                                  pg. 1 to 70 of        65(104c) r/w 65(105)(zzzq)     appellants (Verizon India) are entitled
                                  Paperbook Part I)     of the Finance Act, 1994–      to refund under rule 5 of the Cenvat
                                                        upto 30.6.2012                 Credit Rules, 2004 read with the
                                  Assistance                                           concerned notification.”
                                  Commissioner          Support Services: Section
                                  sanctioned  service   65B (49) of the Finance        (Impugned Order at para 31 – pg.
                                  tax refund            Act,   1994    –    From       69-70 of Paperbook Part I)
                                                        01.07.2012                     The      adjudicating       authority
                                  (OIO at pg. 106 to
                                  133 of Paperbook      Nature of Services: Verizon    analysed 6 issues conditions for
                                  Part I)               India Pvt Ltd is rendering     determination as to whether the
                                                        Business     Services     to   services were “export of service”
                                                        Verizon US. The services       and decided the same in favour of
                                                        provided    by    VIPL    to   the    respondent.     The    service
                                                        Verizon US were classified     recipient (Verizon US) was located
                                                        as    ‘Business     Support    in USA, that is, outside India. The
                                                        Services’ (‘BSS’) in the       place of provision of service was
                                                        service tax returns and        outside    India.   Payment      was
                                                        claimed as exports in          received by the respondent in
                                                        terms of under Rule 3(1)       convertible    foreign     exchange.
                                                        (iii) of the Export of         Under rule 3 of the POPS Rules,
                                                        Services Rules, 2005 and       the Place of provision of service
                                                        Rule 6A (1) of the Service     was the location of service
                                                        Tax Rules 1994 read with       recipient which was outside India.
                                                        Rule 3 of the POPS Rules       (Impugned Order at para 7 – pg. 31-
                                                        2012 under pre-negative        43 of Paperbook Part I)
                                                        list and post negative list
                                                        regimes        respectively.   Further,    admitted     facts    as
                                                        Consideration     for   the    recorded by the CESTAT are that
                                                        services is received by        the respondent provided services
                                                        VIPL in convertible foreign    and raised invoices on principal to
                                                        exchange.                      principal basis on Verizon US. Its
                                                                                       contract was with Verizon US

which was located outside India.

The respondent received remittance in convertible foreign exchange. The respondent satisfied all the conditions for the services being treated as export of service. (Impugned Order at para 30 – pg.

67 of Paperbook Part I) Diary No. - Rs. 13,19,52,397 – Category II Services have been performed from 24028-2020 Export of technical India. Principal or the service Clinical and pharmaceutical C.C.E. and S.T testing service receiver is located outside India.

research on new drugs Bangalore LTU through testing and analysis Thus, the technical testing and v. of their effect on human analysis services have been M/S Fanuc beings / volunteers with delivered by the appellant outside India Pvt. Ltd. resultant data being India and have been used by the evaluated by experts service receiver outside India. situated abroad who analyze (findings of Hon’ble Tribunal in 5.2) the data and arrive at the conclusions/outcome of the test results.





                                                                                         Page 30 of 53
   Appeal no.         Period of             Demand             Category and Nature of          Findings on Facts of the case in
                      Dispute                                         Service                         Impugned Order



C.A.No.           05/2006         –   Rs. 13,58,18,217 –     Category II and III        “The ‘technical testing and analysis
2424/2022         09/2009;            Technical    Testing                              service’… have been delivered by the
                                                             Clinical               and
                  07/2007-            and        Analysis;                              appellant outside India and have
                                                             pharmaceutical    research
Commissioner of   03/2009             Catering    Service;                              been used by the service receiver
                                                             on new drugs through
Central Tax                           Renting Service                                   outside India.”
                                                             testing and analysis of
Bangalore North

their effect on human (Impugned order at para 5.2, P.8 of v.

                                                             beings / volunteers        Paperbook)
Lotus Lab Pvt.
Ltd.                                                                                       “So far as denial of CENVAT credit

on catering services is concerned, the issue stands settled in favour of the [assessee]” (Impugned order at para 5.3, P.8 of Paperbook) “We hold that rent paid even for the period, the premises were under repair/renovation to make them suitable for the use of the appellant/assessee, is also deemed to be used for business purposes.” (Impugned order at para 5.4, PP.8-9 of Paperbook) SLP(C) No. - - Category III Receiving commission from foreign 26382/2023 based principal for promotion and Business Auxiliary Services: Section 65 sale of products in India.

Commissioner of
                                                             (105)(zzb) of the Finance
CGST & Central                                               Act,    1994    –    Sales
Excise Belapur                                               promotion and Marketing
v.                                                           services
Wartsila India
Limited




         Submissions:

6. During the course of submissions, learned Additional Solicitor General (ASG) Sri Vikramjit Banerjee appearing for the appellant Revenue as well as learned senior counsel and counsel for the respondents-assessees drew our attention to the fact that in this batch of appeals, the services are all in either Category (ii) or Page 31 of 53 Category (iii) services, vide Rule 3 of Rules. It is also not in dispute that the clients/customers of the assessees with whom the contract of service has been entered into and from whom payment in convertible foreign currency is received by the respondent assessees herein are all located outside India. Further, CESTAT has rendered findings of fact that the services have indeed been delivered outside India to the customers located outside India and hence, no substantive questions of law arise in these appeals. Of course, this submission is assailed by the appellant Revenue in these appeals.

6.1 Further, in respect of category No.(ii) services, CESTAT has observed that even the performance test has been satisfied.

According to the respondent assessees, the actual services that have been rendered by them in these appeals are (i) Business auxiliary services (category-III); (ii) Telecommunication services (category-III); and (iii) Management, maintenance and repair services (category-II) under Rule 3 of the Rules. The relevant provisions of the Finance Act, 1994 pertaining to the aforesaid taxable services are extracted as under:

Page 32 of 53
(i) “Business Auxiliary Services “Section 65 - Definitions. - In this Chapter, unless the context otherwise requires-
… (19) "business auxiliary service" means any service in relation to, -
(i) promotion or marketing or sale of goods produced or provided by or belonging to the client; or
(ii) promotion or marketing of service provided by the client; or
(iii) any customer care service provided on behalf of the client; or
(iv) procurement of goods or services, which are inputs for the client; or Explanation.- For the removal of doubts, it is hereby declared that for the purposes of this sub-

clause, "inputs" means all goods or services intended for use by the client;

(v) production or processing of goods for, or on behalf of, the client;

(vi) provision of service on behalf of the client; or

(vii) a service incidental or auxiliary to any activity specified in sub-clauses (i) to (vi), such as billing, issue or collection or recovery of cheques, payments, maintenance of accounts and remittance, inventory management, evaluation or development of prospective customer or vendor, public relation services, management or supervision, and includes services as a commission agent, but does not include any activity that amounts to manufacture of excisable goods.” Page 33 of 53 … “(105) "taxable service" means any service provided or to be provided – (zzb) to a client, by any person in relation to business auxiliary service;”

(ii) Telecommunication Service “Section 65 - Definitions. - In this Chapter, unless the context otherwise requires-

(109a) "telecommunication service" means service of any description provided by means of any transmission, emission or reception of signs, signals, writing, images and sounds or intelligence or information of any nature, by wire, radio, optical, visual or other electro- magnetic means or systems, including the related transfer or assignment of the right to use capacity for such transmission, emission or reception by a person who has been granted a licence under the first proviso to sub-section (1) of section 4 of the Indian Telegraph Act, 1885 (13 of 1885) and includes—

(i) voice mail, data services, audio tax services, video tax services, radio paging;

(ii) fixed telephone services including provision of access to arid use of the public switched telephone network for the transmission and switching of voice, data and video, inbound and outbound telephone service to arid from national and international destinations;

Page 34 of 53

(iii) cellular mobile telephone services including provision of access to and use of switched or non-switched networks for the transmission of voice, data arid video, inbound arid outbound roaming service to and from national and international destinations;

(iv) carrier services including provision of wired or wireless facilities to originate, terminate or transit calls, charging for interconnection, settlement or termination of domestic or international calls, charging for jointly used facilities including pole attachments, charging for the exclusive use of circuits, a leased circuit or a dedicated link including a speech circuit, data circuit or a telegraph circuit;

(v) provision of call management services for a fee including call waiting, call forwarding, caller identification, three-way calling, call display, call return, call screen, call blocking, automatic call-back, call answer, voice mail, voice menus and video conferencing;

(vi) private network services including provision of wired or wireless telecommunication link between specified points for the exclusive use of the client;

(vii) data transmission services including provision of access to wired or wireless facilities and services specifically designed for efficient transmission of data; and

(viii)communication through facsimile, pager, telegraph and telex, but does not include service provided by— Page 35 of 53

(a) any person in relation to on-line information and database access or retrieval or both referred to in sub-clause (zh) of clause (105);

(b) a broadcasting agency or organisation in relation to broadcasting referred to in sub-clause (zk) of clause (105); and

(c) any person in relation to internet telecommunication service referred to in sub-clause (zzzu) of clause (105);” … “(105) "taxable service" means any service provided or to be provided – (zzzx) to any person, by the telegraph authority in relation to telecommunication service”

(iii) Management, maintenance and repair service “Section 65 - Definitions. - In this Chapter, unless the context otherwise requires-

… (64) "management, maintenance or repair" means any service provided by-

(i) any person under a contract or an agreement;

or

(ii) a manufacturer or any person authorised by him, in relation to,

(a) management of properties, whether immovable or not;

Page 36 of 53

(b) maintenance or repair of properties, whether immovable or not;

(c) maintenance or repair including reconditioning or restoration, or servicing of any goods, excluding a motor vehicle;

Explanation.- For the removal of doubts, it is hereby declared that for the purposes of this clause,-

(a) "goods" includes computer software;

(b) "properties" includes information technology software;” … “(105) "taxable service" means any service provided or to be provided -

… (zzg) to any person, by any person in relation to management, maintenance or repair;”

7. One of the points of controversy raised in these appeals by learned ASG Sri Vikramjit Banerjee appearing for the appellant herein revolves around the interpretation of the expressions “delivered outside India and used outside India” and “provided from India and used outside India” in Rule 3 of the Rules.

According to the learned ASG, even if the contractual customer is located outside India, if the beneficiaries of the services are located Page 37 of 53 within India, then they do not fall within the scope of the exemption.

7.1 In light of the aforesaid controversy, the learned ASG placed reliance on Paul Merchant vs. CCE, 2013 (29) STR 252 (Tri.-Del.) (“Paul Merchant”), paragraph 16 of the said order, which reads as under:

“16. The entire argument of Revenue is based on the fact that the activities of PML are performed in India though words like “used in India” are used while arguing the point. We say so because there is no doubt that the use of the service is by the person paying for it that is Western Union and through them the person abroad who wants to remit the money and hence the use is outside India. But Revenue wants that the issue of export should be decided with reference to place of performance of service by PML, ignoring the fact that Business Auxiliary Service is not specified in Rule 3(1)(ii) where performance of service is the criterion but specified in Rule 3(1)(iii) wherein criteria are different. If performance is the criterion to be adopted for deciding what constitutes export for Business Auxiliary Service what is required is to specify the service defined in Section 65(105)(zzb) in Rule 3(1)(ii) of the Export of Services Rules, 2005. It is a different matter that even under Rule 3(1)(ii), the criteria laid down indicate that if the service is performed partly outside India, it will be considered that the service is performed outside India and specifying the service under Rule 3(1)(ii) itself may not result in the outcome as desired by the ld. SDR. At any rate, after specifying it in Rule 3(1)(iii), it is fallacious to argue that the criterion applicable for services in Rule 3(1)(ii) should be applied for this service.” Page 38 of 53

8. In response to this submission, learned Senior counsel and learned counsel for the respondents submitted that service tax is a contract-based levy and therefore, it is the contract which determines the relationship between a service provider and a service recipient. Even if certain beneficiaries may be located in India, the service provider has no contractual relationship with such beneficiaries. There is no privity of contract between the beneficiary and the service provider. Therefore, the mere fact that the beneficiary of the service is located in India would not be a determinant factor for the levy of service tax under the Rules as the service is, in fact, provided to a recipient located outside India.

8.1 It was further contended on behalf of the respondent assessees that various preparatory activities, such as sourcing vendors, identifying customers etc. may occur in India but such activities alone would not mean that the service has not been exported to a party located overseas. Even if the customer has requested for some service within India, what is of significance is to whom the service is provided and where the recipient of the service is located and secondly, from whom the payment in convertible Page 39 of 53 foreign exchange is received and whether, the recipient is located outside India.

8.2 Learned senior counsel and learned counsel for the respondents contended that the reasoning in Paul Merchant is correct and CESTAT has rightly found that the Revenue has conflated the two categories and is subjecting category (III) services to the rigors of the performance-based services under category (II) of the Rules. It was therefore their contention that the present appeals may simply be dismissed.

9. Another issue which was highlighted was with regard to the judgment of this Court in C.A. No. 10349 of 2018 (Commissioner of Central Excise and Service Tax vs. Canon India private Limited). It was submitted that where the assessee in these cases is a principal-to-principal distributor of the foreign company, i.e., where the assessee purchases goods from the foreign company and further sells them on its own account to independent customers in India, the finding of the CESTAT that the assessee is carrying out the sales and promotion on their own behalf is correct. In such a case, the assessee's activities are not covered under the definition of Page 40 of 53 business auxiliary service within sub-section (19) of Section 65 of the Finance Act, 1994. Hence, it is not liable to pay any service tax on the receipts from the foreign company as a reimbursement of marketing expenses. The CESTAT has also rightly found that no service tax would be payable under the Rules and therefore had rightly set aside the demand.

10. In sum and substance, it was contended by learned senior counsel and learned counsel for the assessees that there is no merit in these appeals and the same may be dismissed.

11. Sri S.K. Bagaria, learned senior counsel appearing on behalf of the respondent-assessee in C.A. Nos.3546-3549 of 2020 (Verizon Communication India Pvt. Ltd.) submitted that the issue in these cases relates to export of telecommunication services and the respondent assessee is in the business of providing data connectivity service. The assessee entered into a contract with its overseas customer (Verizon, USA) to provide the said service. That Verizon, USA provides telecommunication service to its own customers across the world and to enable data transfer from/to India, Verizon, US availed connectivity services from the respondent Page 41 of 53 assessee (Verizon Communications India Private Limited) for enabling data transfer from India to overseas. That the nature of the transaction has been encapsulated as under:

“i. The respondent’s contract was with Verizon US who alone had the contractual right and liability to receive the service and pay for the same.
ii. The respondent raised its bills on Verizon US.
iii. Verizon US paid the bills in convertible foreign exchange directly to the respondent.
iv. The said services were provided by the respondent to Verizon US on its own account and on principal-to- principal basis.
v. There was no privity of contract between the respondent and customers of Verizon US.” 11.1 It was submitted by the learned senior counsel, Sri Bagaria, in the matters where he is appearing for the assessees, that the periods involved are between January-2011 to June-2012 (pre-

negative list) and July-2014 to September-2014 (post-negative list).

11.2 Learned senior counsel drew our attention to the extant rule and its amendments during the periods referred to above, as under:

Page 42 of 53
“3. Pre-Negative List Period of January 2011 to June 2012 3.1 During pre-negative list period mentioned above, export of service was governed by the Export of Service Rules, 2005.
3.2 Rule 3 of the Rules provided about “export of taxable service”. Rule 3(1) (i) and (ii) did not apply to the present case and there is no dispute in that regard. Rule 3 (1) (iii) required that the recipient of service is “located outside India”. In the present case Verizon US is located in USA (that is, outside India).
3.3. Rule 3(2) was amended from time to time and relevant portions of the said rule during different periods are set out below:
19.04.2006 to 28.02.2007 “(2) The provision of any taxable service shall be treated as export of service when the following conditions are satisfied, namely –
(a) such service is delivered outside India and used outside India; and
(b) payment for such service provided outside India is received by the service provider in convertible foreign exchange.” Page 43 of 53 01.03.2007 to 31.05.2007 “(2) The provision of any taxable service specified in subrule (1) shall be treated as export of service when the following conditions are satisfied, namely –
(a) such service is provided from India and used outside India; and
(b) payment for such service provided outside India is received by the service provider in convertible foreign exchange.” 01.06.2007 to 26.02.2010 “(2) The provision of any taxable service specified in subrule (1) shall be treated as export of service when the following conditions are satisfied namely –
(a) such service is provided from India and used outside India; and
(b) payment for such service is received by the service provider in convertible foreign exchange.” 27.02.2010 up to 30.06.2012 (this was during relevant period involved in present case) “(2) The provision of any taxable service specified in sub-rule (1) shall be treated as export of service when the following conditions are satisfied namely –
(a) (omitted) Page 44 of 53
(b) payment for such service is received by the service provider in convertible foreign exchange.” 11.3 Thus, according to the learned senior counsel, the requirements of “delivered outside India”, “provided outside India” and “used outside India” have been omitted long prior to the relevant period. During the relevant period, the only twin requirements of Rule 3 were the following:
a. the recipient of service is located outside India; and b. payment for the service is received in convertible foreign exchange.
11.4 According to the learned senior counsel, both these conditions were satisfied in respect of the services exported by the respondent to its overseas customer Verizon US.
11.5 In response to the submissions made by the learned ASG, appearing on behalf of the Revenue, that even though the expression “used outside India” was omitted on 27.02.2010, the issue whether the said condition “could still be applied to the transaction after the said omission” and the issue whether the Page 45 of 53 services by respondent assessees were “provided within India” still remain, learned senior counsel, Sri Bagaria, made the following submissions:
a) Firstly, requirement of “delivered outside India”, “provided outside India” and “used outside India” has already been omitted long prior to relevant period and there can be no scope to read any such requirement in the rule, even after such omission.
b) Secondly, during the relevant period, as stated above, the only twin requirements were that, i) recipient of service is located outside India; and ii) payment for the service is received in convertible foreign exchange, and both these requirements were fully satisfied.
c) The respondent’s contract was with Verizon US, exports were made to Verizon US, bills were raised by the respondent on Verizon US and payments in convertible foreign exchange were made by Verizon US directly to the respondent. The respondent provided its service on principal-to-principal basis and on its Page 46 of 53 own account to Verizon US who was the recipient of the service and who paid for the same. In terms of contract between the parties, Verizon US alone had the contractual right and liability to receive the service and pay for the same.

11.6 With regard to the “post negative list” for the period from 07.07.2012 to 2014, learned senior counsel referred to the amendments made as under:

a) That on 01.07.2012 the old provisions of Rules were superseded and following new provisions came into force:
i. Rule 6A providing for “Export of Services” was inserted in Service Tax Rules, 1994 (for short “STR”) ii. Place of Provision of Service Rules, 2012 came into force.
b) That Rule 6A of STR continued with the earlier requirements under Rules relating to provider of service being located in taxable territory, recipient of service being located outside India and payment being received in convertible foreign-exchange. It also imposed following new conditions:
i. Service is not specified in section 66D (negative list of services) Page 47 of 53 ii. Place of provision of service is outside India, iii. Provider and recipient are not merely establishments of a distinct person in accordance with item (b) of Explanation 3 of Section 65B (44).
The learned senior counsel contended that all these conditions were fully satisfied in respect of the services exported by the respondent to Verizon US. That the respondent is located in India, the recipient was located in USA, service provided by the respondent was not specified in section 66D, payment for the service was received in convertible foreign exchange and the provider and recipient were not merely establishments of a distinct person in any manner.
c) That POP provides for place of provision of service. In this regard, the submissions were as under:
i. Rule 3 of POP provides that “the place of provision of a service shall be the location of the recipient of service”. The expression “location of the service receiver” has been defined in Rule 2(i) of POP. In the present case, as per the Page 48 of 53 said definition, location of the service recipient shall be location of business establishment of Verizon US in USA. Accordingly, under Rule 3 of POP, place of provision of service was USA, that is, location of the service recipient. ii. Rules 4-8 relate to specific cases mentioned in the said Rules and these are undisputedly not applicable to the present case.
iii. In the appeal, for the first time, new allegation has been made that the service provided by the respondent falls under the category of “intermediary service” under rule 9 (c) of POP.
iv. Firstly, this was never the case made out by the Department at any stage. This was not the case either in the Assistant Commissioner’s order or in the counter- affidavit filed by the Department before the Hon’ble High Court. Secondly, the expression “intermediary” has been defined in rule 2(f) of POP and during the relevant period, the said definition read as under:
Page 49 of 53 “ “Intermediary” means a broker, an agent or any other person, by whatever name called, who arranges or facilitates a provision of a service (hereinafter called the “main” service”) between two or more persons, but does not include a person who provides the main service on his account”.
v. The said definition is not satisfied in any way in the present case. The respondent always exported its service to Verizon US on its own account and on principal-to-principal basis, raised its bills on Verizon US and received payments in convertible foreign exchange from Verizon US. The respondent never acted as a broker or agent not it arranged or facilitated any service between two or more persons. There is absolutely no basis or factual foundation for any such allegation nor any such finding was given by the authorities below.
vi. The aforesaid submissions of the respondent relating to meaning and scope of the expression “intermediary” are also fully supported by the following circulars of the Government of India, Ministry of Finance which clearly Page 50 of 53 show that there is no scope to treat the respondent’s export service as intermediary service:
I. Circular no.230/24/2024-GST dated 10.09.2024; II. Circular no.232/26/2024-GST dated 10.09.2024; III. Circular no.159/15/2021-GST dated 20.09.2021; and IV. Service Tax Education Guide dated 19.06.2012 issued by CBEC.
11.7 It was the contention of Sri Bagaria, learned senior counsel for the respondent assessee that since the services provided by the respondent to Verizon US were “export of services”, both under Rule 3 of the Rules during “pre negative list” regime and Rule 6A of STR), read with Rule 3 of POP (during the post negative list period), consequential reliefs to the respondent were rightly granted by the High Court in the said case.
11.8 It was further submitted that SLP(C) No.25415 of 2018 has been rendered infructuous vide order dated 06.10.2021 passed by this Court. This was because the dispute was settled by Discharge Certificate in terms of Sabka Vishwas (Legacy Dispute Resolution) Scheme, 2019. That in fact, four writ petitions were filed which Page 51 of 53 were all allowed by the High Court. Out of the four, WP (C) No.11575 of 2016 related to the show-cause notice No.27/2016 dated 11.11.2016 and the remaining three writ petitions challenged the orders passed by the Assistant Commissioner, rejecting the claims for refund of CENVAT credits on export of services. 11.9 In response to these submissions, learned ASG reiterated that the services rendered by the respondent assessee do not fall within the parameters of the proviso to sub-rule (3) of Rule 3 of the Rules and therefore, the CESTAT was not correct in granting them the benefit of the proviso. It was reiterated that though the service delivered by the respondent-assessee was outside India, nevertheless, it was delivered from India and hence there can be no exemption from payment of service tax.
12. We have analyzed the nature of the activity of the respondent-assessee in light of the parameters delineated in the proviso to sub-rule (3) of Rule 3 and as to, whether, the CESTAT was right in granting benefit of the exclusion from taxable services to the activities of the respondent assessee as being an activity of Page 52 of 53 export of service. We find that the CESTAT in all these cases has rightly analyzed the activity and granted the relief.
13. We also note that in these cases, what has been determined by the CESTAT are purely findings of facts. We do not find any perversity in the determination of the findings of facts. In the circumstances, we find no reason to interfere with the impugned orders of the CESTAT and the High Court.
14. In the circumstances, we find that the factual determination made by the CESTAT would not call for any re-determination in these appeals. Hence, these appeals are dismissed.

….……………………………………..J. (B.V. NAGARATHNA) ….……………………………………..J. (SATISH CHANDRA SHARMA) NEW DELHI;

MAY 06, 2025.

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