India
(Issue of Capital and Disclosure Requirements) Regulations, 2009 [for
short 'ICDR 2009'], and also whether OFCDs issued are securities under
the Securities ... Further,
it was urged that Regulations 3 and 6 of ICDR 2009 would not apply,
since there was no public issue either in the nature
Capital and Disclosure Requirements) Regulations, 2009,
hereinafter referred to as "ICDR Regulations", and violation of Regulation
13 read with Clauses ... held that "while finding
Almondz guilty of contravening the provisions of ICDR Regulations and the
Merchant Banker Regulations, I, however, find that no further
SEBI (Issue of Capital
and Disclosure Requirements) Regulations, 2009 ("ICDR Regulations" for
short). The Interim Order prohibited the Appellant from raising further
capital ... PFUTP Regulations for indulging in
fraudulent practices and also under the ICDR Regulations for inadequate
disclosures and misleading statements.
9. In their reply
short) and SEBI (Issue of Capital and Disclosure requirements)
Regulations, 2009 ("ICDR Regulations" for short). Since the dispute in
all these appeals arise ... held that the appellants are guilty of violating the
PFUTP Regulations and ICDR Regulations and
11
accordingly individual penalty has been imposed
under Section 15HA
SEBI (Issue of Capital and Disclosure requirements) Regulations, 2009
("ICDR Regulations" for short) and the provisions contained in the SEBI
(Merchant Bankers) Regulations ... determined on the basis of book building process
prescribed under the ICDR Regulations framed by
SEBI. The IPO structure contemplated transfer of
equity shares
offer document that are true and adequate as
contemplated under the ICDR Regulations and
misutilized the IPO proceeds by giving loan to
RDBRIL in violation ... ICDR Regulations.
b) Penalty of ` 1 crore is imposed under Section 15HA
of SEBI Act on ground that apart from violating
ICDR Regulations, the appellants
administered by the International
Centre for Dispute Resolution (ICDR).
Before adverting to the dispute which is going to be decided by this
order, it would ... respondent by filing a notice of arbitration agreement against the
respondent to ICDR. Pertinently, the above said Clause 14 was with respect
to Dispute Resolution
were
made in compliance with the Issue of Capital and Disclosure Requirements
(ICDR) Regulations, 2018, the Companies Act, 2013 and all other applicable
laws ... maintain the present Writ
Petition is concerned, Mr. Dhond submits that the ICDR Regulations expressly
permit potential investors to raise objections to the contents
were
made in compliance with the Issue of Capital and Disclosure Requirements
(ICDR) Regulations, 2018, the Companies Act, 2013 and all other applicable
laws ... maintain the present Writ
Petition is concerned, Mr. Dhond submits that the ICDR Regulations expressly
permit potential investors to raise objections to the contents
Capital and Disclosure Requirements) Regulations, 2009,
hereinafter referred to as "ICDR Regulations", and violation of Regulation
13 read with Clauses ... held that "while finding
Almondz guilty of contravening the provisions of ICDR Regulations and the
Merchant Banker Regulations, I, however, find that no further
