charges in the
show cause notice are as follows:
A. ―Violations of LODR Regulations, 2015 due
to misrepresentation, including of financials
and misuse of funds ... violated the accounting standards.
The WTM found that various provisions of LODR
Regulations were not complied with during the three
financial years and there were
violated the accounting standards. The
WTM found that various provisions of LODR
Regulations was not complied with during the three
financial years and there were ... were raised by the appellant with
regard to non-compliance of the LODR Regulations. In
one such instance it was urged that the Company
financials
and misuse of funds/books of accounts in
violation of LODR Regulations, 2015;
B. Non furnishing of information/Non-
cooperation by the Company with ... forensic auditor;
C. Other violations of LODR Regulations,
2015.
D. Violation of PFUTP Regulations, 2003."
6
6. The WTM after considering the replies
financials and
misuse of funds/books of accounts in violation
of LODR Regulations, 2015;
B. Non furnishing of information/Noncooperation
by the Company with ... violated
the accounting standards. The WTM found that various
provisions of LODR Regulations were not complied with
during the three financial years and there were
RPTs as per
the threshold provided under Regulation 23(1) of the
LODR Regulations on the basis of the aggregate value
of the transactions entered ... shall obtain approvals as
mandated under Regulation 23(4) of the LODR.
c) NSE shall appoint a registered valuer to carry out a
valuation
India (Listing Obligation and
Disclosure Requirements) Regulations, 2015
(hereinafter referred to as „LODR Regulations‟).
2. The facts leading to filing of the present appeal ... referred to as the Companies Act ) read with the
provisions of the LODR Regulations within three
months.
4. On the recommendation of Nomination and
Remuneration
SEBI (PIT) Regulations, 20155 read
with Regulation 30(11) of SEBI (LODR) Regulations, 20156.
2. Brief facts of the case are as under ... Regulations, read with
Regulation 30(11) of the LODR Regulations. The
appellants personally appeared before the respondent and
filed their written submissions. After adjudication
SEBI
(Listing Obligations and Disclosure Requirements)
Regulations, 2015 ('LODR Regulations' for short). The fine
has been imposed for delayed submission of quarterly
consolidated ... January 18, 2021 on account of non-compliance with
Regulation 33 of LODR Regulations. The entire shareholding
of the promoters held in demat account
Listing Obligations and Disclosure
Requirements) Regulations, 2015 (hereinafter referred to as 'LODR
Regulations'), the appellants filed a complaint on the SCORES portal ... replied vide their letter dated
March 20, 2023 contending that the LODR Regulations does not
apply to the company and that the board of directors
Regulation 30 of the SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015 („LODR Regulations‟ for short),
the company did not close the trading window ... give illustrative guidance of
unpublished price sensitive information.
Regulation 30 of LODR Regulations, 2015:-
"Disclosure of events or information.
30. (1) Every listed entity
