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Commissioner Of Income-Tax vs M/S. Ram Commercial Enterprises Ltd. on 8 October, 1998

13. We have considered the submissions of both the parties and have perused the record of the case. As far as legal position is concerned, the same has succinctly been explained by Ld. AR and there cannot be any quarrel with the proposition that the Assessing Officer is required to record his satisfaction in course of assessment proceedings as warranted u/s 13 of the Interest Tax Act, regarding concealment of income or for furnishing of inaccurate particulars of income. Further no provision analogous to section 271(1)(B) has been inserted in the Interest Tax Act, which could warrant levy of penalty merely on the ground of additions being made without recording satisfaction regarding concealment of income or furnishing of inaccurate particulars of income. In the backdrop of this legal position when we examine the facts of the present case, we find that Assessing Officer has not recorded satisfaction in course of assessment proceedings and simply initiated penalty. Hon'ble Delhi High Court in the case of CIT vs. Ram Commercial Enterprises Ltd. 246 ITR 568 (Supra) has observed that merely because penalty proceedings had been initiated it cannot be concluded that 13 ITA No.1, C.O. No.394 & 395/Del/2012 satisfaction as warranted u/s 13 was arrived at. In the case of Diwan Enterprises (Supra), Hon'ble Delhi High Court held that unless requisite satisfaction was recorded in the proceedings under the Act, the jurisdiction to initiate the penalty proceedings could not have been exercised. Thus, the entire penalty proceedings were without jurisdiction.
Delhi High Court Cites 7 - Cited by 210 - R C Lahoti - Full Document

The Commssioner Of Income Tax, Madras ... vs S.V. Angidi Chettiar on 9 January, 1962

13. We have considered the submissions of both the parties and have perused the record of the case. As far as legal position is concerned, the same has succinctly been explained by Ld. AR and there cannot be any quarrel with the proposition that the Assessing Officer is required to record his satisfaction in course of assessment proceedings as warranted u/s 13 of the Interest Tax Act, regarding concealment of income or for furnishing of inaccurate particulars of income. Further no provision analogous to section 271(1)(B) has been inserted in the Interest Tax Act, which could warrant levy of penalty merely on the ground of additions being made without recording satisfaction regarding concealment of income or furnishing of inaccurate particulars of income. In the backdrop of this legal position when we examine the facts of the present case, we find that Assessing Officer has not recorded satisfaction in course of assessment proceedings and simply initiated penalty. Hon'ble Delhi High Court in the case of CIT vs. Ram Commercial Enterprises Ltd. 246 ITR 568 (Supra) has observed that merely because penalty proceedings had been initiated it cannot be concluded that 13 ITA No.1, C.O. No.394 & 395/Del/2012 satisfaction as warranted u/s 13 was arrived at. In the case of Diwan Enterprises (Supra), Hon'ble Delhi High Court held that unless requisite satisfaction was recorded in the proceedings under the Act, the jurisdiction to initiate the penalty proceedings could not have been exercised. Thus, the entire penalty proceedings were without jurisdiction.
Supreme Court of India Cites 14 - Cited by 173 - J C Shah - Full Document

D. M. Manasvi vs C.I.T., Gujarat Ii, Ahmedabad on 19 September, 1972

" In spite of the abovesaid plea of the petitioner having been rejected. The penalty imposed u/s 271 (1) (c) has still to be set aside though for a different reason and because the very foundation for initiation of the penalty proceedings in 10 ITA No.1, C.O. No.394 & 395/Del/2012 conspicuous by its absence. The opening clause of sub- section(1) of section 271 itself contemplates a finding as regards satisfaction of availability of grounds under clause (c) being recorded during the assessment proceedings. Recently, in CIT vs. Ram Commercial Enterprises Ltd. (I.T. C No. 13 of 1996 decided on October 8, 1998 - Since reported in (2000) 246 ITR 568 (Delhi), following the law laid down by their lordships of the Supreme Court in D. Manasvi V. CIT (1972) 86 ITR 557 and CIT V. S. V. Angidi Chettiar (1962) 44 ITR 739 (SC), we have held that unless requisite satisfaction was recorded in the proceedings under the Act, which would mean the assessment proceedings, the jurisdiction to initiate the penalty proceedings could not have been exercise. Satisfaction has to be before the issue of notice or initiation of any step for imposing penalty. In the case at hand we find the Assessing Officer having nowhere recorded till the conclusion of the assessment proceedings his satisfaction that the assessee had concealed the particulars of his income or furnished inaccurate particulars of such income. This is a jurisdictional defect which can not be cured. The initiation of the penalty pro9ceedings was itself bad and, consequently, all the subsequent proceedings leading up to the passing of the penalty order must fail. C.W.P. No. 3869 of 1997 is, therefore, liable to be allowed."
Supreme Court of India Cites 18 - Cited by 179 - H R Khanna - Full Document
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