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In The Matter Of A.L.No. 441 Of 2020 - ... vs Sebi on 5 November, 2020

Similarly, the decision of this Tribunal in NSE v. SEBI decided on 09.08.2023 in Appeal No. 334 of 2019 is also distinguishable. This Tribunal held that the Managing Director of NSE was liable under 59 Section 27(1) for not verifying the license of Sampark at the time of due diligence. The Managing Director was held liable and accountable for failure to verify the license as there was no positive evidence of any officer being made responsible for execution of the activity, namely, checking of the licence. In contrast with the present case, we find that in the instant appeal there is clear evidence that the Board specifically and directly authorised two senior executives to explore, identify and implement the divestment of investment.
Securities Appellate Tribunal Cites 0 - Cited by 1 - Full Document
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