Union of India - Act
The Central Electricity Regulatory Commission (Procedure, Terms And Conditions For Grant Of Transmission License And Other Related Matters) Regulations, 2009
UNION OF INDIA
India
India
The Central Electricity Regulatory Commission (Procedure, Terms And Conditions For Grant Of Transmission License And Other Related Matters) Regulations, 2009
Rule THE-CENTRAL-ELECTRICITY-REGULATORY-COMMISSION-PROCEDURE-TERMS-AND-CONDITIONS-FOR-GRANT-OF-TRANSMISSION-LICENSE-AND-OTHER-RELATED-MATTERS-REGULATIONS-2009 of 2009
- Published on 26 May 2009
- Commenced on 26 May 2009
- [This is the version of this document from 26 May 2009.]
- [Note: The original publication document is not available and this content could not be verified.]
9.
/488In exercise of powers conferred under section 178 of the Electricity Act, 2003 and all other powers enabling it in this behalf, and after previous publication, the Central Electricity Regulatory Commission hereby makes the following regulations, namely:-Chapter I
Preliminary
1. Short title and commencement .-(1) These regulations may be called the Central Electricity Regulatory Commission (Procedure, Terms and Conditions for Grant of Transmission License and Other Related Matters) Regulations, 2009.
2. Definitions and interpretation .-(1) In these regulations, unless the context or subject-matter otherwise requires,-
(a)"Act" means the Electricity Act, 2003 (36 of 2003);(b)"agreement" means the agreement, contract, memorandum of understanding, or any other covenant on any aspect relating to the inter-State transmission of electricity, entered into between the licensee, the long-term customers and the Central Transmission Utility or the deemed licensee;(c)"applicant" means a person who has made an application for grant of license or, for amendment of license, as the case may be;(d)"application" means the application made for grant of license or, for amendment of license, as the case may be, and includes annexures, enclosures to such application;(e)"bid process coordinator" means an agency notified by the Central Government for coordinating the process of inviting bids for procurement of services for inter-State transmission of electricity in accordance with the guidelines for competitive bidding;(f)"Central Transmission Utility" means the Central Transmission Utility notified by the Central Government under sub-section (1) of section 38 of the Act;(g)"Commission" means the Central Electricity Regulatory Commission referred to in section 76 of the Act;(h)"deemed licensee" means a person, who is deemed to be a licensee for inter-State transmission of electricity under any of the provisos to section 14 of the Act;(i)"Empowered Committee" means the Empowered Committee referred to in the guidelines for encouraging competition;(j)"financial year" means a period of twelve months commencing on 1st April of a year and terminating on 31st March of the following year;(k)"Grid Code" means the Indian Electricity Grid Code specified by the Commission under clause (h) of sub-section (1) of section 79 of the Act;(l)"guidelines for competitive bidding" means the guidelines issued by the Central Government from time to time in terms of section 63 of the Act for development of transmission projects;(m)"guidelines for encouraging competition" means the guidelines issued by the Central Government for encouraging competition in development of transmission service;(n)"license" means a license granted by the Commission under section 14 of the Act to a person to undertake inter-State transmission of electricity;(o)"licensee" means a person who has been granted a license, and includes a deemed licensee;(p)"long-term customer" means a long-term customer as defined in the Central Electricity Regulatory Commission (Open Access in inter-State Transmission) Regulations, 2008, including statutory amendments and re-enactments thereof;(q)"project" means an element or elements of the inter-State transmission system included in the transmission plan;(r)"standards" means the technical standards, safety requirements and grid standards specified by the Central Electricity Authority under section 73 of the Act;(s)"state owned or controlled company" means a company in which not less than fifty one per cent. of the paid-up share capital is held or the majority of directors on whose Board are appointed, by the Central Government, or by any State Government or Governments, or by any Government company or companies, or by the Central Government and any State Government or Governments and any Government company or companies;(t)"transmission charges" means the transmission charges approved or adopted, as the case may be, by the Commission for the project;(u)"transmission plan" means the short-term and perspective plan prepared by the Central Electricity Authority or network plan prepared by the Central Transmission Utility in accordance with the National Electricity Policy.Chapter II
Selection Of Project And Implementing Agency
3. Selection of projects .-The Empowered Committee shall identify the projects included in the transmission plan to be developed under the guidelines for competitive bidding.
4. Project developer .-(1) In case of the projects identified by the Empowered Committee for development under the guidelines for competitive bidding, selection of the project developer shall be made in accordance with the procedure laid down under these guidelines.
Chapter III
Grant Of License
5. Proceedings before the Commission .-All proceedings before the Commission under these regulations shall be governed by the Central Electricity Regulatory Commission (Conduct of Business) Regulations, 1999, including amendments and statutory re-enactments thereof.
6. Eligibility for grant of license .-No person shall be eligible for grant of license unless it is-
7. Procedure for grant of license .-(1) The application for grant of license shall be to made the Commission in Form 1 appended to these regulations and shall be accompanied by such fee as may be prescribed by the Central Government from time to time.
Chapter IV
Transmission Charges
8. Determination of transmission charges .-(1) In case the licensee has been selected for implementation of the project in accordance with the guidelines for competitive bidding, the transmission charges shall be adopted by the Commission in accordance with section 63 of the Act.
9. Impact of change of law on transmission charges .-In case the licensee has been selected for development of the project in accordance with the guidelines for competitive bidding, impact of change of law on the transmission charges shall be subject to the provisions made in the agreements.
Chapter V
Terms And Conditions Of License
10. Obligations of licensee .-(1) The licensee shall, during the validity of the license, maintain insurance in accordance with prudent utility practices or as may be necessary under-
(a)any of the agreements; and(b)the laws in force in India:Provided that the licensee may opt for self-insurance.11. Prohibited activities .-The licensee shall not enter into any contract or otherwise engage in the business of trading of electricity.
12. Assignment of license .-In case of default by the licensee in debt repayment, the Commission may, on an application made by the lenders, assign the license to a nominee of the lenders.
13. Term of license .-The license shall unless revoked earlier, continue to be in force for a period of 25 years from the date of issue:
Provided that after expiry of the term of license, the Commission may grant fresh license for such further period or periods and on such terms and conditions as the Commission may consider appropriate after an application to that effect is made by the licensee;Provided further that in case of grant of fresh license, the procedure for making application for grant of license contained in these regulations shall be applicable mutatis mutandis .14. Consequences of late payment or non-payment of license fee .-Notwithstanding the liability of the licensee to pay the late payment surcharge under the Central Electricity Regulatory Commission (Payment of Fee) Regulations, 2008 or any other regulations in force, delay in payment or non-payment of the license fee or a part thereof, for a period exceeding 60 days, shall be construed as breach of the terms and conditions of the license.
15. Accounts of the licensee .-The licensee shall-
16. Inspection of accounts .-Any person authorised by the Commission shall be entitled to inspect and verify the accounts of the licensee at any reasonable point of time and the licensee shall be under obligation to render all necessary assistance to the person so authorised for inspection of accounts.
17. Submission of information .-The licensee shall submit such information, as may be called for from time to time by the Commission or the Regional Load Despatch Centre, or the Regional Power Committee in order to fulfill responsibility of supervision and control over the inter-State transmission system entrusted under the Act:
Provided that the Regional Load Despatch Centre or the Regional Power Committee may from time to time, report to the Commission, such of the developments, as they consider appropriate in regard to performance of licensee.18. Prudential reporting .-The licensee shall, as soon as practicable, report to the Commission-
19. Amendment of license .-(1) The Commission may of its own motion or on an application made by the licensee or otherwise made such alterations and amendments in the terms and conditions of license if the Commission is of the opinion that the public interest so requires:
Provided that before ordering any alterations and amendments in the terms and conditions of the license, proposed to be made otherwise than on the application of the licensee, the Commission shall publish a notice in two such daily newspapers as it considers necessary with the following particulars, namely:-(a)name and address of the licensee;(b)alterations and modifications proposed to be made;(c)grounds for such alterations and modifications; and(d)statement inviting suggestions, if any, on the proposal for consideration of the Commission within the time specified in the notice.20. Revocation of license .-(1) The Commission may revoke the license, in any of the following circumstance, namely:-
(a)Where the licensee in the opinion of the Commission, makes wilful and prolonged default in doing anything required of it by or under the Act, or the rules or the regulations framed pursuant to the Act;(b)Where the licensee breaches any of the terms and conditions of its license;(c)Where the licensee fails, within the period fixed in this behalf by its license or any longer period which the Commission may allow therefor, to show to the satisfaction of the Commission, that it is in a position fully and efficiently to discharge the duties and obligations imposed on him by its license;(d)Where in the opinion of the Commission the financial position of the licensee is such that it is unable to fully and efficiently discharge the duties and obligations imposed on it by its license;(e)Where licensee has failed or neglected to undertake transmission in electricity;(f)Where the licensee fails to submit the information as required under these regulations;(g)Where the licensee breaches any of the terms and conditions of Transmission Service Agreement during the construction or operations phase:Provided that the license shall not be revoked except after an enquiry by the Commission in accordance with principles of natural justice, and unless the licensee has been given not less three months' notice in writing stating the grounds for revocation of license and considering the cause shown by the licensee within the period of that notice against the proposed revocation:Provided further that the Commission may, instead of revoking the license, permit the license to remain in force subject to such further terms and conditions as it thinks fit to impose, and any further terms and conditions so imposed shall be binding upon and be observed by the licensee and shall be of like force and effect as if they were contained in the license.Chapter VI
Miscellaneous
21. Procedure for securing compliance of terms and conditions of license .-(1) Where the Commission, on the basis of material in its possession is satisfied that the licensee is contravening, or is likely to contravene, the terms and conditions of license, it shall serve a notice to the licensee narrating the terms and conditions of license contravened or likely to be contravened by him to seek its explanation.
22. Dispute resolution .-(1) All disputes or differences arising out of or connected with the interpretation of the license or the terms and conditions thereof, shall, as far as possible, be resolved by mutual consultation and reconciliation in accordance with the agreements.
23. Communication .-(1) All communications under these regulations shall be in writing and shall be delivered either in person to the addressee or its authorised agent, or sent by registered post or speed post at the registered office or at the usual or last known place of residence or business of the addressee.
24. Power to relax .-The Commission may, when it considers necessary or expedient to do so and for reasons to be recorded in writing, relax or depart from any of the provisions of these regulations.
25. Repeal and saving .-(1) Save as otherwise provided in these regulations, the Central Electricity Regulatory Commission (Procedure, Terms and Conditions for Grant of Transmission License and Other Related Matters) Regulations, 2003 are hereby repealed.
1. Particulars of the applicant
| (i)Name of the applicant | : | |
| (ii)Status | : | Individual/partnership firm/Private Limited Company/Public Limited Company |
| (iii)Address | : | |
| (iv)Name, Designation and Address of the Contact Person | : | |
| (v) Contract Tel. No. | : | |
| (vi) Fax. No. | : | |
| (vii) E-mail ID | : | |
| (viii) Place of Incorporation/Registration : | : | |
| (ix) Year of Incorporation/Registration | : | |
| (x) Following documents are to beenclosed | : | |
| (a) Certificate of registration | : | |
| (b) Original power of attorney ofthe signatory to commit the applicant or its promoter | : |
2. Particulars of the Project for which license is betr..g sought:
| Sl. No. | Name (end-points location) | Voltage Class(kV) | Length (Km) | Type(S/C or D/C) |
| Sl. No. | Name (location) | Voltage Level(s) (kV) | Transformer (Nos. and MVA capability) | Reactive/capacitive compensation (device with MVAR capacity) | No. of days |
3. Levelised transmission charges in case of project selected through the transparent process of competitive bidding and estimated completion cost of the project in other cases:
(The levelised transmission charges estimated cost should be indicated in INR, alongwith the base month and year in case of the estimated cost)4. In case applicant has been selected in accordance with the guidelines for competitive bidding, enclose:
5. List of documents enclosed:
Name of document| Sl. No. | Name of the line/Sub-station(location) | Line length1/Capacity2 | Estimated Completion Cost3or Levelised Transmission Charges4(If applicant is selected in accordance with guidelines for competitive bidding) | Commissioning Schedule | Remarks5 |