State of Uttar Pradesh - Act
The General Rules (Criminal), 1977
UTTAR PRADESH
India
India
The General Rules (Criminal), 1977
Rule THE-GENERAL-RULES-CRIMINAL-1977 of 1977
- Published on 4 September 1956
- Commenced on 4 September 1956
- [This is the version of this document from 4 September 1956.]
- [Note: The original publication document is not available and this content could not be verified.]
Part I – chapter I
Preliminary1. Title.
- These rules shall be called the General Rules (Criminal), 1977.2. Application.
- These rules shall come into force [from the date of publication in the Official Gazette] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] and shall, so far as may be, apply to all proceedings and matters in all Criminal Courts subordinate to the High Court commenced on or subsequent to that date, and, so far as may be, to all proceedings and matters pending in such Courts on that date.3. Former rules cancelled.
- The rules contained in the General Rules (Criminal), [1957] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.], [* * *] [Omitted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] and all other rules or regulations relating to the matters which are provided for in these rules are hereby cancelled :Provided that nothing in this rule shall affect anything done, or to be done, under such rules and orders or any of them prior to the coming into force of these rules.4. [ Definitions. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- In these rules, unless there is anything repugnant in the subject or context,-5. [ Daily list of cases. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- A list of cases fixed for hearing and for other purposes, i each court shall be electronically generated in the following form in Hindi and English for each working day at least one day in advance and shall also be displayed in the beginning on each working day on Notice Board at some conspicuous place in every Court room.All the District Government Counsel/Additional District Government Counsel/Public Prosecutor/Additional Public Prosecutor/Assistant Public Prosecutor and the learned members of the Bar may get hard copy of the entire cause list on payment of prescribe fees.Cause ListDesignation and Name of the Presiding OfficerCriminal Cause List of Date.......................................Year.........................| S. No. | Case Type | Case No. | Name of the Parties | Name of the Advocates | Purpose/Remarks] |
5A. [ Memorandum Book of dates for Criminal Courts. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
| Description | ||||||||
| Date of previous hearing | No. and year of the case | Name of the parties | Section | Police Station | Name of Counsel | Purpose | Result with reason for adjournment and date towhich it is adjourned if an adjournment is granted | Remarks |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9] |
5B. [ Court Diary. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
| Date, month and year | ||||||
| Case Information System No. | Case Number | Name of parties | Counsel's name | Purpose | Date fixed in adjourned cases | Remarks |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
Chapter II
Legal Practitioners
[Court of the....................of [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]6. Person authorised to practice.
7. [ Language. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Save as otherwise provided by any other rule, Hindi written in Devnagri script shall be the language of all criminal courts subordinate to the High Court. Legal practitioners may, however, address courts in English with the permission of the Presiding Officer, provided the other party has no-objection.]8. Brief holders.
- A legal practitioner when unable personally to attend to a case in which he is briefed, may hand over the brief to another legal practitioner without the latter filing a vakalatnama.Chapter III
Processes
9. Contents of process or order.
- In every process or order issued or made by a judicial officer the name and power of the officer issuing or making it, together with the name of the district and of the Court, shall be clearly set out. Every officer signing a process or order shall sign his name legibly. The practice of signing with initials only or of using a signature stamp is forbidden.10. Contents of process or order.
- In every process requiring the appearance or attendance of any person, the day of the month and the hour fixed for such appearance or attendance shall be stated in words and in figures. The place of appearance or attendance shall also be stated.11. Contents of process or order.
- Every process and order shall be written in Hindi in the Devanagri script or, if the Court so directs, in another language.12. [ Register of processes. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- A Register of processes shall be maintained in the form given below in all Criminal Courts:| Particulars of cases | Date of orders for issue of process | Date of despatch of processes from court | Mode of service of process | Description of processes and of the person/personto be served | Name of Police or other officials receivingprocess from court with initials and date | Name of Police or other officials to whomprocesses sent | Name of Thana or district to which process sent | Date fixed for return | Actual date of return | Action taken for late receipt of process |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11] |
13. [ Summons to government servants. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When under Section 66(1) of the code a summon is to be served on a person in the active service of the State, the "head of the office" to whom the summons shall ordinarily be sent (in duplicate) shall in the case of a person in the civil employ or a soldier, sailor or airman in the Defence Department, be the local head of the office or local officer in command of the corps or department in which such person may be serving at the time, and in the case of a local "head of the office", be the authority to which he is immediately subordinate.A list of officers with their "head of offices" is given in Appendix E. In the case of officers not included in the list, summons shall be dealt with by the court in the light of the instructions contained in this rule after such enquiry, if any, as may be considered necessary.When a Gazetted Officer is required to attend a court beyond the limits of the district or area in which he is serving, the court issuing the summons, unless the case is one of extreme urgency, shall allow sufficient time for arrangements to be made for the performance of the duties of such person during his absence.With a view to avoid delay, the court may transmit the summons under this rule to the to the head of the office with a covering letter to be sent by registered post with acknowledgement due, speed post, e-mail, fax or other effective means of electronic communication. If the court decides to send the summons through e-mail, a scanned copy of the summons shall be attached with the e-mail.For summoning a police personnel, the court may, in special circumstance, utilise the police wireless grid subject to the following conditions, namely -14. [ Arrest of government servants. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When circumstances permit notice of the intended arrest of a Government servant shall be given to the head of the office in which the Government servant is working, and in the case of a Government servant working in the Secretariat, to the Chief Secretary to Government so as to allow proper arrangement to be made to have such person relieved, deferring arrest until he is relieved.With a view to avoid delay, the court may transmit the notice under this rule by registered post with acknowledgement due, speed post, e-mail, fax or other effective means of electronic communication.In the case of a police personnel, the court may, in addition to the above mode, send the notice under this rule in special circumstance by utlising the police wireless grid subject to the conditions provided in this behalf in Rule 13.]15. Summons to a member of Parliament or Legislature.
- No summons shall be served upon a member of Parliament or a Legislature while he is within the precincts of the House of Parliament or Legislature, as the case may be ; nor shall it be served through the Presiding Officer or the Secretariat concerned. It shall be served direct, upon the member outside the precincts of the House of Parliament or Legislature, as the case may be, at his residence or at some other place.Rules of procedure in the Lok Sabha regarding intimation to the Speaker of the arrest, detention, conviction or release of a member of the House as well as forms for communication to the Speaker are to be found in Appendix 'J'. A similar procedure may be followed and similar forms used in respect of members of the Rajya Sabha or a State Legislature.[Where a document in the custody of the House of the People, Council of States, State Legislative Assembly or Legislative Council is summoned from the Speaker/the Chairman or where a witness is summoned through any such authority, a letter of request in the form given below (and not a summons) shall issue.] [Added by Notification No. 113/VII-a-95, dated 9th April, 1959, published in U. P. Gazette, Part II, dated 30th May, 1959.]FormTo,The Speaker/Chairman of..........Subject : Production of document.Sir,In the proceedings noted on the margin, the complainant/accused proposes to rely on the documents specified in the annexure, which are in the custody of the House of the People/the Council of States/the Legislative Assembly/the Legislative Council. I am to request you to arrange to send the documents so as to reach me on or before........... through an officer in the Secretariat of the House, with the permission of the House.Yours Faithfully,JudgeSignature of MagistrateFormSubject : Production of an officer of the Secretariat of the House for purposes of giving evidenceSir,In the proceedings noted on the margin, the complainant/accused proposes to examine an officer in the Secretariat of the House of the People/the Council of States/the Legislative Assembly/the Legislative Council as a witness. I am to request you to direct the officer to appear in my Court at 10.30 a.m. on with the permission of the House.Yours Faithfully,JudgeSignature of Magistrate.16. Processes for execution in foreign countries.
- No legal process of any kind shall be sent for execution in a foreign country, whether within or without the Commonwealth except through the High Court and the Ministry of External Affairs, Government of India.17. [ Process fee. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The fees hereinafter mentioned shall be chargeable for serving and executing processes issued by criminal courts in the case of offences other than offences for which police officers may arrest without a warrant.| Rs. Ps. | ||
| 1 | Warrant of arrest | 20.00 |
| 2 | Summons | 10.00 |
| 3 | Proclamation for absconding person under Section82 of the code | 20.00 |
| 4 | Warrant of attachment(a) In respect of thewarrant(b) Where it is necessary to place officers incharge of property attachment, in respect of each officers soemployed, per diem | |
| 40.00 | ||
| 20.00 | ||
| 5 | In cases where an application is made by acomplainant for the recovery of compensation granted underSection 357 of the Code or where a person applies for therecovery of compensation awarded to him under Section 250 of theCode in respect of the warrant for the levy of the fees, fine orcompensation. | 20.00 |
18. Process fee to be prepaid.
- A process shall not be drawn up for execution or service unless the fee chargeable under Rule 17 has been paid or has been remitted.The fee shall be paid in court-fee stamps, which shall be affixed either to the application by which the Court is moved to issue the process (in addition to the court-fee chargeable upon the application itself), or, if no such application be filed to a separate sheet of paper giving particulars of the case as also a reference to the order by which the Court directs the issue of the process.19. Certificate of pleader.
- Every application for the issue of process for the attendance of witnesses shall, if the party presenting the application is represented by a legal practitioner, contain a certificate signed by such legal practitioner that he has satisfied himself that the evidence of each one of the witnesses is material to the case.Chapter IV
Preparation of Records
20. Title of case.
- In every case, other than a case in which the offence alleged falls under chapters XIX, XX or XXI of the Indian Penal Code, 1860, the style and title used to designate the prosecution shall be "State" and no other.21. Number.
- A serial number shall be assigned to each case in each Court-21A. [ Assignment of Number to a Case. [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
| 1 | 2 | 3 |
| Serial Number | Name of the Establishment | Name of the court under the Establishment |
| 1 | District and Sessions Judge | District and Sessions Judge and AdditionalDistrict and Sessions Judges/Special Judges |
| 2 | Chief Judicial Magistrate | Chief Judicial Magistrate, additional ChiefJudicial Magistrate and Judicial Magistrates |
| 3 | Civil Judge (Senior Division) | Civil Judges (Senior Division) and AdditionalCivil Judges (Senior Division) |
| 4 | Civil Judge (Junior Division) | Civil Judges (Junior Division) and AdditionalCivil Judges (Junior Division) |
| 5 | Family Court | Principal Judge Family Court AdditionalPrincipal Judge Family Court |
| 6 | Judge Small Causes Court | Judge Small Causes Court and Additional JudgeSmall Causes Court |
21B. Procedure for e-Filing.
| Paper size | A-4 | |
| Margins: | Top: | 1.5” |
| Bottom: | 1.5” | |
| Left: | 1.75” | |
| Justification: | Full | |
| Font: | English: Times NewRoman, orHindi: Unicode | |
| Font size: | English: 14Hindi: 16 | |
| Line spacing | 1.5 |
21C. Digital Signature.
- All electronic documents filed under the e-filing system, shall be digitally signed by the advocate representing the party, and where there is no advocate, by the party himself.21D. Payment of Court Fee.
- The court fee shall be paid by purchasing electronic Court fee from the online facility or otherwise as may be approved by the High Court. The payment code or receipt number generated on such payment shall be filled in the appropriate box at the time of e-filing.21E. Retention of Original Documents.
21F. Advocate or Party may Access to Electronic Record.
21G. Exemption from Electronic Filing.
- On an application of a party, the Court may, for reasons to be recorded, exempt e-filing under Rule 21-B wholly or partly in the following circumstances, namely -21H. Service of Electronic Document.
21I. Computation of Time.
- Electronic filing through the e-filing centre shall be permissible on working days up to 4 PM. Subject to the condition that any matter filed after 12 Noon will come up for hearing on the next working day:Provided that as and when the facility of online filing is brought in operation, the online filing shall be permissible up to midnight on the date of filing.21J. Hard Copies of the pleadings and documents filed Electronically.
- During hearing, the Court, the advocates or parties may use hard copies of the documents filed under Rule 21-B.Provided that the hard copies used by the Court shall be provided by the e-filing centre.21K. Storage and Retrieval of Electronically filed documents, proceedings and pleadings.
- All the documents filed under Rule 21-B shall be stored on an exclusive server maintained under the directions of the High Court. Each case will be separately labelled and encrypted for this purpose to facilitate easy identification and retrieval. The security of such document shall be ensured and access to them shall be restricted in such manner as may be directed by the High Court from time to time. Back-up copies of all such documents shall also be preserved separately in the manner laid down by the High Court.]22. Order-sheet.
- Upon the institution of a case an order-sheet in the prescribed Form (Part IX, No. 10) shall be opened. Upon it shall be recorded (i) every routine order passed by the Court in the case ; (ii) a note of every other order passed, including every order regarding a document produced before the Court ; (iii) a note of the date of each hearing and proceeding on that date. An order the reason for which requires to be recorded at length, shall not be written on the order-sheet, but only a note of the order and of the date on which it was made, shall be entered on it. Every entry upon the order-sheet, shall be made at the earliest opportunity and shall be signed by the Presiding Officer.23. General Index.
- Upon the institution of a case a general index in the prescribed Form (Part IX, No. 9) shall be opened. In it shall be entered a note of every paper or document as it is brought upon the record, and also a note of every' material exhibit which is produced in evidence. When a paper is removed from the record, a note of the fact shall at once be made in the general index against the entry of that paper. If the paper is an exhibit, a note shall also be made in the index of exhibits.Index of Exhibits. - Upon the institution of a case an index of prosecution exhibits, an index of defence exhibits, and an index of material exhibits in the prescribed Form No. 33, (Part VIII, No. 69) shall also be prepared. Every document or weapon or other thing which is admitted in evidence as an exhibit shall be entered with its exhibit number in the appropriate index of exhibits. When a document or article admitted as an exhibit is subsequently rejected or returned, or otherwise ceases to be an exhibit, a note of the fact shall at once be made in the appropriate index of exhibits and also the general index against the entry of that document of article.There shall be one file of exhibits and this shall remain intact. It shall be opened in the magisterial Court and shall continue as a single exhibit file even in the Court of Session. If the Sessions Court adds any exhibit which was not before the magisterial Court, it shall be placed in the exhibit file and given a serial number of letter next after the last serial number of letter given to the exhibits in the magisterial Court.24. Contents of records.
- The record shall include every paper in the case from the information on which cognizance was first taken to and including the warrant received back under Section [430] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] of the Code.25. Form of record.
- All [affidavits] [Inserted by Notification No. 107/VIII-a-74, dated 1st April, 1959, published in U. P. Gazette, Part II, dated 30th May, 1959.], pleadings, applications and petitions of whatsoever nature, except those presented by a prisoner or other person in duress or under restraint of any Court or its officers, filed in the course of a criminal judicial proceeding shall be fairly and legibly written or type-written on Government water-marked paper.Only one side of the paper shall be used with a quarter margin and with at least one inch of space both at the top and the bottom of each sheet.Every application or petition shall, at the time of presentation, bear the name of the person actually presenting the same together with the date of presentation.[Provided that when government water-marked paper is not available, Courts may accept affidavits, pleadings, applications and petitions on stout durable paper] [Inserted by Notification No. 107/VIII-a-74, dated 1st April, 1959, published in U.P. Gazette, Part II, dated 30th May, 1959.].26. Impounded documents.
- When a document or thing produced before a Court is impounded, a note recording that it has been impounded shall forthwith be made upon it or attached to it, and shall be signed by the Presiding Officer and such document or other thing shall not be allowed to pass out of the custody of the Court, save under a written order of the Court.27. Marking of exhibits.
28. Duties of officer-in-charge of record.
- The officer for the time being in-charge of record shall-29. File A and B in records.
- Every paper as it is brought on to the record shall be marked as belonging to either file A or B. All the papers relating to each file shall be kept stitched. File A shall include the following papers, namely :30. Return of exhibits.
- A notice shall be fixed up in a conspicuous part of every court-house giving warning that if an exhibit which has been filed in a case is left in a Court, it will be kept there at the owner's risk. Before making an order for the return of an exhibit, the Court shall consider whether it is expedient to return it ; whether, if returned, a copy should be required in its place ; and, if so, whether the copy should be prepared at the expense of the person to whom the exhibit is returned, or at the expense of the Government.31. Record of appeal or revision.
- A copy of a judgment or order appealed against accompanying a petition of appeal, and a copy of any order, sentence, finding or other proceeding filed with an application for revision of such order, sentence, finding or other proceeding shall remain with the record of the appellate or Revisional Court and shall not be returned.32. [ Wrappers for records. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The hard copy of the record of every case shall be kept in a wrapper in the prescribed form (Part IX, No. 28) so long as it remains in the court.]33. Use of document exhibited in another record.
- When a document in any record, civil or criminal, is made an exhibit in another record, civil or criminal, and is removed to that record, a certified copy of the document shall be retained in the record from which the document is removed, and a note of the removal made on the general index and the order-sheet. The certified copy shall be prepared by the Court reader or ahlmad, and shall be signed by the Presiding Officer of the Court. After the decision of the appeal or after the expiry of the period of appeal, if no appeal has been brought, the document shall be returned to the record of which it originally formed part, its place being taken by the certified copy.[Provided that no electronic record shall be so removed]. [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]34. Officer for checking and cancelling stamps.
(a)Each Presiding Officer shall under Section 30 of the Court Fees Act, 1870, formally appoint an officer for the purpose of cancelling stamps and documents filed in the court. That officer, who should ordinarily be the reader for documents filed in court and the munsarim for documents presented before him, shall be personally responsible for the strict fulfilment of the duty of receiving documents, examining the correctness and adequacy of the stamps attached thereto and immediately cancelling such stamps as required by Section 30 of the Court Fees Act. There is no objection to the ministerial officer so appointed employing with the approval of the court, a trustworthy subordinate to do the mere manual work of cancelling stamps ; but it shall be on the distinct understanding that the officer shall be personally responsible for the due execution of the duty and for any defalcation or fraud that may occur in connection with it.Notes. - (1) The Presiding Officer should see that the punching is done immediately on presentation of petition and other document in Court.34A. [ [Added by Notification No. 128/VIII-a-9, dated 15th May, 1959, published in U. P. Gazette, Part II, dated 5th September, 1959.]
Magistrates shall ordinarily dispose of a case within two months from the date of receipt of charge-sheet in police cases and date of appearance of the accused in Court in other cases].Chapter V
Trials in Courts of Session [* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]
35. Procedure on commitment.
- When an order of commitment for trial has been made, the Magistrate shall at once report the fact to the Court to which the commitment is made by a letter in the prescribed Form (Part IX, No. 2); [shall notify the Public Prosecutor of the commitment of the case to the Court of Session] [Inserted by Notification No. 1075/VIII-a-99, dated 13th December, 1979, published in U. P. Gazette, Part II, dated 16th February, 1980.] and shall within eight days from making the said order, submit the entire record [of the case and the documents and articles, if any, which are to be produced in evidence to the Court of Session] [Inserted by Notification No. 1075/VIII-a-99, dated 13th December, 1979, published in U. P. Gazette, Part II, dated 16th February, 1980.] or, when the commitment is made to the High Court, to the Clerk of the State together with a calendar in the prescribed Form (Part IX, No. 3).The entries under head 9 [* * *] [Deleted by Notification No. 1075/VIII-a-99, dated 13th December 1979, published in U.P. Gazette, Part II, dated 16th February, 1980.] of the calendar shall be full and accurate, so as to give the court receiving it a clear idea of the matters to which each witness will depose. [The Public Prosecutor shall submit a list of witnesses whom he would not examine out of the witnesses mentioned in the calendar] [Inserted by Notification No. 1075/VIII-a-99, dated 13th December 1979, published in U.P. Gazette, Part II, dated 16th February, 1980.]35A. [ [Added by Notification No. 158/VIII-a-99, dated 7th May, 1962, published in U. P. Gazette, Part II, dated 28th July, 1962.]
The Magistrate shall record in the commitment order a certificate to the effect that the provisions of Section 173 (4) of the Code have been complied with and that either copies of all the documents required to be supplied to the accused under that section have been supplied or orders have been passed approving the withholding of issue of such copies.]36. Examination of records of commitment in Sessions Court.
- The Sessions Judge shall have the record of each case committed to his court carefully examined so as to satisfy himself that the Magistrate has carried out the requirements of the law and the instructions issued by the High Court. This should be done immediately on receipt of the record by the sessions clerk so that it may be returned at once to the committing Magistrate for the removal of the defects if there be any.37. [ When counsel should be engaged for accused. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- In any case which comes before a Court of Session, the Court may engage counsel to defend the accused person if -38. [ Allowances to witnesses. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The payment of reasonable expenses to complainants and witnesses attending criminal courts for the purpose of any enquiry, trial or other proceeding shall be regulated by the Uttar Pradesh Payment of Expenses to Complainants and Witnesses (Criminal Courts) Rules, 1976, as amended from time to time and reproduced in Appendix 'I'.]39. [ [Omitted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
***]| 39. [] [Rules 39, 41, 41-A, 42 and 43 renumbered as Rules 38, 39, 40, 41 and 42 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]Statement and result of sessions.- At the conclusion of each trial in the course of a sessions, the Sessions Judge shall at once cause statements in Form No. 1 to be prepared and forthwith despatched to[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][the Chief Metropolitan Magistrate or the Chief Judicial Magistrate as the case may be.] [Inserted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]On the conclusion of the sessions, the Sessions Judge shall send to[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][the Chief Metropolitan Magistrate or the Chief Judicial Magistrate, as the case may be] [Inserted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.], an index certified by him to be a full and correct list of all cases disposed of as mentioned above in the course of the sessions. The[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][Chief Metropolitan Magistrate or the Chief Judicial Magistrate, as the case may be,] [Inserted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]shall cause this index to be bound up with the statements he has already received. This shall form the sessions statement and shall be circulated for the inspection of the subordinate Magistrates. If for any reason a copy of any judgment has not been supplied to the[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][Chief Metropolitan Magistrate or the Chief Judicial Magistrate, as the case may be,] [Inserted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]the Sessions Judge shall, when sending the index, certify the reasons which prevented a copy being supplied. If the Sessions Judge has recorded in any judgment and comment as to conduct of the preliminary enquiry by any Magistrate in any of cases entered in the statement,[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][the Chief Metropolitan Magistrate or the Chief Judicial Magistrate, as the case may be,] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]shall bring such comments to the notice of the Magistrate concerned ; but he shall not do so by writing or otherwise putting any marks on the statement itself. When the statement has been inspected by the subordinate Magistrates it shall be deposited in the[Sessions Judge's] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]record room, and destroyed as directed in Rule[120] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.], chapter XII. |
40. [] [Rules 39, 41, 41-A, 42 and 43 renumbered as Rules 38, 39, 40, 41 and 42 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] [Transfer order to be communicated.] [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- An order passed by the Sessions Judge on an application for transfer of a case should be communicated to the court concerned within three days along with the record of the case. The parties should be directed to appear before the court concerned on a fixed date which should be communicated to the parties or their counsel and their signature obtained on the order-sheet.41. [] [Rules 39, 41, 41-A, 42 and 43 renumbered as Rules 38, 39, 40, 41 and 42 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] Report if Sessions Judge leaves division.
- In the event of the Judge of Court of Sessions leaving his division, he shall make arrangement for the disposal of urgent criminal work in his absence, and shall on return report to the High Court the date of his departure from, and of his return to, his head-quarters.[42] [Rules 39, 41, 41-A, 42 and 43 renumbered as Rules 38, 39, 40, 41 and 42 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. [Judge's, counsel's and Employee's dress] [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).].- All Presiding Officers of Sessions and [Magistrial Courts under the Administrative control of the High Court] [Substituted by Notification No. 2/VIII-b-a-223, dated 7th January, 1989, published in U.P. Gazette, Part II, dated 16th September, 1989.] and pleaders appearing before them shall wear a buttoned up coat, achkan or sherwani of a black colour. They may wear an open neck coat of the same colour instead, but if they are not entitled to use bands they shall wear a black tie with it. During the summer, the colour need not be black and a coat, achkan or sherwani of a light colour may be worn. With the coat, trousers and with the achkan or sherwani, chooridar pyjama or trousers shall be worn. Ladies appearing before the [Magistrial Courts under the Administrative control of the High Court] [Substituted by Notification No. 2/VIII-b-a-223, dated 7th January, 1989, published in U P. Gazette, Part II, dated 16th September, 1989.] as pleaders shall wear a black or white sari and blouse.They shall also wear distinctive costumes as indicated below :Chapter VI
Oaths and Affirmations
[44] [Rules 44 and 47 renumbered as Rules 43 and 44 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Forms of oath and affirmations.- The following forms of oaths and affirmations are prescribed under [Section 6 of the Oaths Act, 1969] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] namely :[* * *] [Deleted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.][I - [Form of Oath or Affirmation to be administered to a witness in any other criminal case] [Renumbered by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]| I do| swear in the name of Godsolemnly affirm| that what I shall state shall be truth, the whole truth and nothing but the truth. |
| I do| swear in the name of Godsolemnly affirm| that I will well and truly interpret and explain all question put to and evidence given by witness and translate correctly and accurately all documents given to me |
Chapter VII
The Recording of Evidence
[46] [Rules 48, 49, 50, 51, 52, 53, renumbered as Rules 45, 46, 47, 48, 49 and 50 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-88.]. Record in a summary trial.- In summary trials the record shall be made in the manner and form prescribed there for (Part IX, No. 31), as provided in Sections 263 and 264 of the Code.[47] [Rules 48, 49, 50, 51, 52, 53, renumbered as Rules 45, 46, 47, 48, 49 and 50 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-88.]. Record of the accused's statement in other than summary trials.- In every case other than one tried summarily [or tried by Metropolitan Magistrate] [Added by Notification No. 78/iv-h-36, dated 12th February, 1990, published in U.P. Gazette, Part II, dated 29th June, 1991.] the examination of accused under Section [281] [Substituted by Notification No. 78/iv-h-36, dated 12th February, 1990, published in U.P. Gazette, Part II, dated 29th June, 1991.] of the Code shall be recorded upon the printed Form (Part VIII, No. 23 and if necessary, (Part IX, No. 26 in continuation). Upon this record, the signature of the accused shall be taken and the certificate of the Presiding Officer shall be made as required by law. [In case the Presiding Officer is unable to record the statement owing to a physical or other incapacity, he shall get it recorded by an officer of the Court appointed by him in this behalf.] [Substituted by Notification No. 78/iv-h-36, dated 12th February, 1990, published in U.P. Gazette, Part II, dated 29th June, 1991.] In any case, in which the accused is examined by a Metropolitan Magistrate, the Presiding Officer shall use the prescribed Form (Part VIII, No. 24) to make his memorandum. It will not be necessary to take the signature of the accused on the memorandum.[48] [Rules 48, 49, 50, 51, 52, 53, renumbered as Rules 45, 46, 47, 48, 49 and 50 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-88.]. Memo of evidence.- In a case in which the record is made in the manner prescribed by Section [274] [Substituted by Notification No. 78/iv-h-36, dated 12th February, 1990, published in U.P. Gazette, Part II, dated 29th June, 1991.], the memorandum shall be commenced upon the printed Form Part IX, No. 1.[49] [Rules 48, 49, 50, 51, 52, 53, renumbered as Rules 45, 46, 47, 48, 49 and 50 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-88.]. Forms for recording evidence.- In a case other than one mentioned above the evidence shall be recorded -51. [ Certificate on depositions. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- In the case of depositions referred to in chapter XXIII of the Code other than those taken on commission under the said chapter, a Criminal Court taking the deposition of (deleted) a witness, shall sign at the foot of the deposition a certificate in the form indicated below or a memorandum to the same effect, namely -The foregoing deposition was taken in the presence of..............accused whohad an opportunity of cross-examining the witness. The deposition was explained to the accused; and was attested by me in the presence of the accused.]Chapter VIII
General Provision Regarding Trials
[52] [Rules 54, 55, 56 and 57, renumbered as Rules 51, 52, 53 and 54, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Trial of persons subject to Court martial law.- When a person subject to military, naval or air force law is brought before a Magistrate and charged with an offence for which he is liable to be tried by a court martial, such Magistrate, unless he is moved by the competent military, naval or air force authority, as the case may be, to proceed against the accused under the Code shall, before so proceeding, comply with the rules in Appendix 'H'.53. [ D.M., Senior S.P. or S.P. to be informed of police errors. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When in any case of which a court has taken congnizance, the Presiding Officer has occasion to notice any erroneous practice on the part of the police, or has reason to believe that a confession has been elicited by the police from an accused person by the use of force or under influence, or that any other grave irregularity has occurred, he shall bring the matter to the notice of District Magistrate and Senior Superintendent of Police or Superintendent of Police, as the case may be. If the District Magistrate, Senior Superintendent of Police or Superintendent of Police gives no response on such report of the Presiding Officer, the matter may be referred to the High Court for appropriate action.][54] [Rules 54, 55, 56 and 57, renumbered as Rules 51, 52, 53 and 54, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Note to be made about defence witnesses.- In every case in which an accused has claimed to be tried, the Court shall note in its judgment, whether the accused had examined witnesses in his defence. If witnesses were summoned for the defence, and were not examined, the Court shall state why they were not examined.A Court of Session shall further record at the conclusion of its examination of an accused that he has been asked whether he means to adduce evidence, and his reply or that of his pleader, if any. If he asks that certain witnesses may be examined, it shall record whether they are present and may examine the same or else summon them for a future date unless for reasons to be recorded their examination appears to be unnecessary.[55] [Rules 58 to 64, renumbered as Rules 55 to 61, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Previous conviction to be noted in judgment.- In a case in which an accused is liable to enhanced punishment or to punishment of a different kind for a subsequent offence, on account of any previous conviction or convictions the Court, if it convicts the accused, shall set forth in its judgment each such previous conviction proved against or admitted by the accused, specifying the date of the conviction, the section under which he was convicted and the sentence imposed.[56] [Rules 58 to 64, renumbered as Rules 55 to 61, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Post Office record not to be disclosed unnecessarily.- When any journal or other record of a post office is produced in Court, the Court shall not permit any portion of such journal or record to be disclosed other than that the portion which seems to the Court necessary for the determination of the case then before it.[57] [Rules 58 to 64, renumbered as Rules 55 to 61, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Affidavits to be stamped.- A Magistrate shall not allow an affidavit, which is not one exempted from stamp duty by Article 4 of Schedule I of the Indian Stamp Act, 1899, to be shown before him, unless it is duly stamped.58. [ Warrants outside jurisdiction to be sent to police. [Substituted by Notification No. 1255/VII- Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Warrants to be executed outside the local limits of the jurisdiction of the court issuing the same under the provisions of Section 78 of the Code, shall invariably be sent to the Superintendent of Police concerned and not to a magistrate. In this regard, a register shall be maintained in each Court in the following form.| Sl. No. | The number printed on the form used | Case title and particulars | Name and particulars of the person against whomwarrant of arrest is issued (accused/witness) | The officer/person to whom directed | Date of judicial order directing arrest warrantto be issued |
| 1 | 2 | 3 | 4 | 5 | 6] |
62. [ Expert opinion of Chief Medical Officer/Chief Medical Superintendent. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Courts and Magistrates deciding medico-legal questions may when the evidence of the doctor is not considered sufficient, refer them for opinion to the Chief Medical Superintendent In charge of the District Hospital or the Medical Board constituted by the Chief Medical Officer of the District. No fees are charged but if X-ray photographs are taken the usual fee for such photograph must be paid to the X-ray Department of the concerned hospital.Private persons may also consult the Expert but he shall be entitled to charge fees in such cases in accordance with the provisions of Paragraphs 738 to 740 of the Medical Manual.]63. [ Transmission of release order to jails. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
Chapter IX
Submission of Sentence for Confirmation and Execution of Sentence
64. [ Procedure on passing sentence of death. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When a Court of Session passes a sentence of death, it shall forthwith commit the prisoner by a warrant in the appropriate form to the jail from which he came to stand his trial, and shall submit its proceedings to the High Court with a letter in the prescribed form (Part IX, No. 39) at the latest on the fourth day after the sentence of death has been pronounced. A certified copy of the judgment shall be funished to the prisoner free of cost immediately after the pronouncement of the judgment.][65] [Rules 65, 66, 67 and 68 renumbered as Rules 62, 63, 64 and 65 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Procedure on passing sentence of death.- When a Court of Session submits its proceedings to the High Court in the manner laid down in the preceding rule, it shall state in the prescribed Form (Part IX, No. 39) whether the prisoner has funds or not to employ counsel in the High Court, and whether, the prisoner will employ counsel or not.66. [ Female prisoner sentenced to death. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When a Court of Session sentences a female prisoner to death, it, shall consider after enquiring from such prisoner herself, if necessary, whether she is pregnant and if it thinks that it is likely that she is so it shall have her examined by the Deputy C.M.O. (Medical), or such other doctor as it may consider fit, and if it finds that she is in fact pregnant, it shall, for the purposes of Section 416 of the Code, make a report to the High Court. But the submission of the proceedings to the High Court under Rule 64, shall not be delayed on this account.][67] [Rules 69, 70, 72, 72 and 73 renumbered as Rules 66, 67, 68, 69 and 70 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Date of execution.- The date fixed by a Court of Session in a warrant for execution of a sentence of death shall be not less than twenty-one nor more than twenty-eight days from the date of the issue of such warrant, unless it be otherwise directed in the order of confirmation.Note. - Instructions regarding procedure to be observed by State for dealing with petitions for mercy from or on behalf of convicts under sentence of death and with appeals to the Supreme Court and applications for special leave to appeal to that Court by such convicts are contained in Appendix 'G'.[68] [Rules 69, 70, 72, 72 and 73 renumbered as Rules 66, 67, 68, 69 and 70 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. If date postponed fresh warrant to be issued.- When a warrant for the execution of a sentence of death has not been executed upon the date fixed owing to the postponement of execution by Government Order, and is returned to the Court with a certificate to that effect, the Judge shall, if the Government has refused to interfere with the execution of the sentence of death, issue a warrant in the same form as before, fixing another date for the execution of the sentence, which shall be not more than seven days from the date of issue of such warrant.[Where the sentence of death is commuted, a fresh warrant shall issue in the appropriate form as if the Court of Sessions had passed such a sentence] [Added as a fresh paragraph by Allahabad Ucchya Nayayalaya, Notification No. 501/VIII-a-119, dated 13th November, 1970, published in U. P. Gazette, Part II, dated 12th December, 1970, page 257, and came into force from the date of publication in the Gazette.].[69] [Rules 69, 70, 72, 72 and 73 renumbered as Rules 66, 67, 68, 69 and 70 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Copy of warrant to be sent to District Magistrate.- On issuing a warrant for the execution of a sentence of death, the Court of Sessions shall forward a copy of the same to the District Magistrate for information.[70] [Rules 69, 70, 72, 72 and 73 renumbered as Rules 66, 67, 68, 69 and 70 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Separate warrant to jail for each convict.- A separate warrant shall be directed to the officer-in-charge of the jail for each prisoner in respect of whom a sentence of imprisonment is passed; the warrant shall show the [crime number, i.e., the number by which the case was registered and the] [Added by Notification No. 369/VII-b-110, dated 18th July, 1985, published in U. P. Gazette, Part II, dated 14th December, 1985 p. 23, came into force from the date of publication in the Gazette.] serial number of the case, and shall bear the same that as the sentence bears. It shall state the period (in words and figures) and description of imprisonment; and shall be drawn upon the prescribed form. It shall contain full particulars as to any sentence of imprisonment to be undergone in default of payment of fine or any period of solitary confinement ordered.If the prisoner is a military officer or soldier, his rank and regiment or department shall be stated in the warrant.If the prisoner has been previously convicted, particulars of each previous conviction showing the date and nature of each sentence, and the section and Act under which it was passed, shall be endorsed upon the warrant.The Magistrate shall also fill the form prescribed by the rules contained in chapter XII of the U. P. Jail Manual (reproduced in Appendix F) and attach it to the record in the cases of prisoners sentenced by him or committed to Sessions, in order that it may be filed with the prisoner's warrant and sent to the Jail along with the prisoner. Entries No. 7 to 9 shall be filled in by the Presiding Officer of the convicting Court in his own handwriting.[71] [Rules 74, 75 and 76 renumbered as Rules 71, 72 and 73, by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. All orders of fines to be registered.- (i) Whenever any person convicted of an offence [* * *] [Omitted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] is sentenced or ordered to pay a fine ;82. [] [Rules 84 to 86 renumbered as Rules 81 to 83 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] Register of fines.
- The register of fines, compensations, deposits, penalties and fees, shall be in Form No. 2 (Part IX, No. 78). A fresh page shall be begun each month as provided in Rule [84] [Substituted by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.], A separate line shall be given to each person ordered to make any payment, even if two or more persons are subject to the same order in the same case. Tire entries in columns 1 to 7 shall be made as soon as the order is made. The entry' in Column 8 shall be made as soon as the warrant is issued. The entries in Columns 9, 10, 11 and 12 shall be made as soon as payment is made or the Court is informed thereof. These entries shall be checked and initialled by the Presiding Officer. He shall compare the amount entered in the cheque receipt book with that entered in the treasury receipt and also with the amount entered in column 6 of this register. In column 17 shall be made a note of the manner of credit of every' fine that is not simply credited to Government ; a note to the exact nature of every sum, other than a fine, entered in Column 6; and a note of the section and the law under which every' sum entered in Column 7 is awarded, and a clear statement whether it is intended as compensation or reimbursement, or reward. When a deposit in lieu of executing a bond has been made and has been entered in this register and an order is passed for its forfeiture a fresh line shall be given to the entry of the penalty, and entries made thereon as far as Column 6, as soon as the order is passed; and at the same time a note of the forfeiture and of the annual serial number of the entry of the penalty shall be made in Column 17 against the entry of the deposit. On receipt of information from treasury that the deposit has been credited to Government, Columns 9 to 12 of the entry of the penalty shall be filled up.[In addition to the aforesaid, Register of fines shall also be maintained electronically and be made available online, if the District Court has adequate infrastructure in this behalf.] [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).][ [83] [Rules 84 to 86 renumbered as Rules 81 to 83 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Irrecoverable amounts.- A Sessions Judge or a District Magistrate or a Chief Metropolitan Magistrate or a Chief Judicial Magistrate, and with the written permission of the District Magistrate or the Chief Metropolitan Magistrate or the Chief Judicial Magistrate, as the case may be, a Magistrate subordinate to such District Magistrate or Chief Metropolitan Magistrate or Chief Judicial Magistrate, may at any time write-off as irrecoverable any amount of which payment has been ordered in his Court or in the Court of his predecessor in office, if it appears to him that the amount cannot be recovered :Provided that the sanction of the District Magistrate or the Chief Metropolitan Magistrate or Chief Judicial Magistrate is unnecessary when the ground for remission of the fine is that the offender has undergone all imprisonment awarded by the Court in default.]Note. - For the purposes of this rule the term "Sessions Judge" shall be deemed to include an Additional or Assistant Sessions Judge.[84] [Rules 87 to 90 renumbered as Rules 84 to 87 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Monthly certificate on register of fine.- At the end of every month the Presiding Officer of each Court shall certify on the register of fines, compensations, deposits, penalties and fee, that he has examined all outstanding items that seem capable of realisation and has taken proper steps in each case.The first entries on the next page, before any entry of an order made in the next month is made, shall be of all the outstanding items in detail of the previous months, which remained unrealized or were not written-off.[85] [Rules 87 to 90 renumbered as Rules 84 to 87 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Statement of fines, etc.- A monthly return of all amounts realized by Criminal Courts as fines and credited as required by law to a Municipal [or Corporation] [[Added by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.Now Municipal Council, vide U.P. Act 18 of 2001, Section 2.]] fund, shall be transmitted to the Municipal Board [or Corporation] [[Added by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.Now Municipal Council, vide U.P. Act 18 of 2001, Section 2.]] concerned.The return shall be made in Form (Part IX, No. 77).[86] [Rules 87 to 90 renumbered as Rules 84 to 87 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Record-keeper not to receive record till receipt of payment of fine is filed or non-payment accounted for.- The record-keeper shall not take delivery of the record of any case in which any payment of money has been ordered, unless there be filed therein an acknowledgement of its receipt by the officer-in-charge of the treasury or sub-treasury or other person entitled to receive the money, or a report signed by the Presiding Officer of the Court accounting for non-payment. Such report shall ordinarily be made and the record transmitted to the record-room, on receipt of the return to the first warrant issued for the recovery of the money.[87] [Rules 87 to 90 renumbered as Rules 84 to 87 by Notification No. 504/V-b-13, dated 27th August, 1983, published in U. P. Gazette, Part II, dated 5th November, 1983, pages 55-58.]. Warrant to be filed after execution.- When a warrant or an order upon which a sentence is executed is returned after execution to the Court from which it was issued, the Court shall send it to the record-room [of the District Magistrate or the Sessions Judge, as the case may be,] [Added by Notification No. 504/V-b-13, dated 27th August, 1983, published in U.P. Gazette, Part II, dated 5th November, 1983, pages 55-58.] to be filed with File A of the record of the case to which it belongs.Chapter X
Appeal and Revision
91. [ Appeals and revisions to be registered. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The provisions of the rules relating to the numbering and the initial treatment of a case and in particular those contained in chapter IV, as amended by the General Rules (Criminal) (Amendment) Rules, 2017 shall be followed in appeal and revision cases also.The papers of an appeal or revision case while they are in the Court, shall be kept stitched together in a wrapper in the prescribed form (Part IX, No. 29).]92. Report by munsarim or reader.
- Every petition of appeal, when received by an appellate court, shall be examined at once by the proper officer, who shall endorse upon it a report (i) whether or not it is barred by the limitation; and (ii) whether or not the appeal lies to the court. The proper officer in the Court of Session shall be either the munsarim or the reader, as the Judge may direct. In every other court the reader shall be the proper officer.Date to be fixed if not rejected summarily. - For every appeal that is not summarily rejected and every revision in which the court thinks fit to hear the parties, a date shall be fixed as soon as may be, and an entry of the case shall be made forthwith by some officer of the Court appointed by the Court for that purposes in a list in the prescribed form (Part IX, No. 33). This list shall be brought up to date daily by such officer, and shall be posted on the notice board. This list shall be in addition to the cause list maintained under Rule 5 as amended from time to time.In every such case the record shall be obtained from the record room or the court concerned, as the case may be. by means of requisition in the prescribed form (Part IX, No. 13).]93. Notice to appellant and District Magistrate.
- As soon as the date is fixed, the Appellate Court shall cause notice to be given to the appellant as well as to the District Magistrate who shall inform the Appellate Court whether anyone will appear to support the conviction.94. Notice to Government Counsel.
- In all appeals, other than those received through the officer-in-charge of the jail, notice shall be given to the District Government Counsel concerned. In appeals received through the officer-in-charge of the jail such notice shall be given only if the Appellate Court so directs.95. [ Notice to appellant in jail. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Where a notice of the time and place at which an appeal will be heard is to be given to an appellant who is in jail, the notice (Part VIII, No. 16) shall be sent under a covering docket (Part IX, No. 38) by the appellate court direct to the Superintendent of the Jail for communication to the appellant and return with an endorsement that the appellant has been duly informed:Provided that the notice referred to above shall also be published in the cause list generated under Rule 5 as amended from time to time.Procedure when appeal decided. - The same procedure shall be observed when the court orders notice to be given to an applicant for revision who is in jail.]96. [ Appeal dismissed. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- When an appellate court has sent for a record under Section 385(2) of the Code, it shall after deciding the appeal, send back the record. If appeal is dismissed and the appellant is on bail, the court, which passed the original sentence, shall issue the necessary orders requiring the appellant to surrender, or in default of his surrendering, the necessary orders for his arrest and confinement in jail. If the appellant is in jail and the appeal is rejected or dismissed, the appellate court shall also certify the judgment or order to the officer in charge of the jail for communication to the appellant:Provided that where the appellant who is on bail, is present in court when the appeal is dismissed, he may by order of the appellate court be taken into custody by the constable of the court and be forwarded along with the record of the trial court and a copy of the judgment of the appellate court immediately to the trial court, who shall, thereupon commit the appellant to the jail to serve out the remainder of the sentence.The above procedure shall also be followed in the case of an application for revision, and in proceedings in Courts of Session under Section 123 of the Code.]97. Procedure when High Court rejects appeal or application.
- When the appeal or application of any person on bail has been dismissed by the High Court, [the Sessions Judge and] [Added by Notification No. 54/VIII-a-30, dated 2nd March, 1965, published in U. P. Gazette Part II, dated 18th September, 1965.] the District Magistrate shall report to the High Court that the order to surrender to bail has been carried out.[All the Sessions Judges and District Magistrates shall maintain a register in Form No. 3-A and all the Magistrates shall maintain a register in Form No. 3-B to ensure the compliance of the orders of the High Court and the Sessions Court, as the case may be.] [Added by Notification No. 54/VIII-a-30, dated 2nd March, 1965, published in U.P. Gazette, Part II, dated 18th September, 1965.]98. Procedure when sentence altered or reversed.
- When a finding, sentence or order is reversed or altered in appeal, the Appellate Court shall issue a fresh warrant or order conformable to its judgment or order and notify the same in its certificate to the Court by which the finding, sentence or order was recorded or passed for necessary action.A separate warrant or order shall be issued for each prisoner in respect of whom a finding, sentence or order has been reversed or altered in appeal, and the original warrant shall be recalled and cancelled under his hand by the Presiding Officer of the Court by which the finding, sentence or order was recorded or passed.In the following cases an abstract shall also be sent by the Appellate Court direct :99. Duty of trial Court on receipt of judgment or order of Appellate or Revisional Court.
- The Court by which the finding, sentence or order was recorded or passed shall, on receipt of a copy of the judgment or order of the Appellate Court or of an abstract therefrom, carefully peruse the same and consider whether any further steps have to be taken to carry' out the finding, sentence or order of the Appellate Court. If any such steps have to be taken it shall pass such orders as may be necessary and shall see that they have been duly complied with. After compliance has been made the papers shall be put up before him again and he shall, after satisfying himself that the orders have been duly complied with, make an endorsement thereon to that effect before the papers are sent to the record-room to be filed with the record. If no further steps are required it shall make an endorsement thereon to that effect before the papers are sent to the record-room to be filed with the record. A similar procedure shall be followed by the Court when its finding, sentence or order has been reversed or altered in revision.100. Explanation of officer reported on to be submitted.
- When the Court of Sessions or the District Magistrate, on examining the record of any proceeding, thinks fit to report for the orders of the High Court the result of such examination, then, except in a case in which delay should be avoided, the explanation of the officer whose proceedings have been examined shall also be called for such explanation should be couched in respectful language and confined to matters which need explanation or clarification.The report shall contain a brief analysis of the proceeding, shall indicate the portion of the finding, sentence or order recommended for revision and shall slate the grounds upon which, in the opinion of the Court making the report, the finding, sentence or order should be reversed, set aside or modified. It shall be submitted to the High Court along with the record and the explanation of the Magistrate, if any.When such report is made by the District Magistrate, he shall send it through the Court of Session. If the case be one in which an appeal lies to the Court of Session, such report shall not be made until the period of limitation for an appeal has expired. The Sessions Judge shall while forwarding the report and the record, state-101. Order suspending sentence to be certified.
- When a Court orders that the execution of a sentence be suspended, it shall certify its order to the Court by which the sentence was passed, and, if the appellant or applicant is in jail, also to the officer-in-charge of the jail for communication to the appellant or applicant, and for report that the direction has been complied with.102. [ [Omitted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
***]| 102. No judicial order by telegram.- A Court shall not issue a judicial order or communicate the purport of a warrant or process by telegram. |
103. [ When High Court to be informed if accused has funds. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- In the case of an appeal under Section 378 or of a revision under Sections 397 and 401 of the Code where notice is given to the accused to show cause why the order passed should not be set aside and a sentence of death passed, the Chief Judicial Magistrate shall, while returning the notice state thereon whether the accused has funds or not to employ counsel in the High Court and also whether he proposes to employ such counsel or not. The Chief Judicial Magistrate shall also make a similar report when notice is sent by the High Court to a convicted person to show cause why his sentence should not be enhanced.]104. Jail appeals.
- On receipt of an appeal from a convicted person in jail the Presiding Judge of the Appellate Court shall ascertain whether an appeal through counsel has also been filed on behalf of the same person, and if it is found that no such appeal has been filed the final disposal of the appeal shall be postponed till after the expiry of the period of limitation :Provided that in any case in which the Presiding Officer on a perusal of the record considers it necessary to hear the District Government Counsel, he shall issue notice to him without waiting for the period of limitation to expire.104A. [ Delegation of power to release prisoner on bail. [Added by Notification No. 261/VIII-a-93, dated 9th September, 1957, published in U. P. Gazette, Part II, dated 17th October, 1957.]
- Where an order of bail directs the District Magistrate to release the prisoner, the District Magistrate may delegate his power to any Magistrate under him.]Chapter XI
Preservation of Records
105. Certificate before transmission of record.
- Whenever a record is to be sent from a Court to another Court or the record-room or from the record-room to a Court, the reader or the record-keeper, as the case may be, shall carefully examine the record before transmitting it, and shall attach and sign at the foot of the general index a certificate on printed form as prescribed in case of Civil Courts.106. Examination on receipt and report, if necessary.
- When the record of a case is received in a Court from another Court or from the record-room, the reader shall carefully examine the record and shall at once report to the Court if the record is not in all respects in order or does not correspond to the general index so as to prevent the possibility of doubt as to the office being responsible for any missing document or for any errors or deficiencies to be found in the record.If the record is received from the High Court, the reader or the record-keeper shall carefully examine the record and lay it before the Court. Every' copy or certificate received from the High Court shall be placed upon the general index and filed with the record.107. Division of record into classes.
- When a record is complete, and before it is sent into the record-room, the reader shall note thereon the class to which it belongs under chapter XII, and shall in any doubtful case take the orders of the Court. Thereafter the clerk in-charge of the record shall in every record belonging to Class II or Class III, separate the papers belonging to file A from those belonging to file B, put the papers belonging to file A in a stiff cover in book form and paste the front part of the wrapper on the outside of the book thus formed. He shall also make up the papers belonging to file B in book form, and attach the file B book to the file A book. Even' record belonging to Class I shall be sent to the record-room in its own wrapper and shall not be made up into book form.108. When records are to be sent to record-room.
- The records of completed cases in the Courts of Magistrates shall be transmitted to the record-room of the District Magistrate on such dates and in such maimer as the District Magistrate may, from time to time by written order, prescribe; provided that records shall be sent in from every Court at headquarters not less than twice in every month, and from every Court on tour or not at headquarters at least once in every month. For the return of records of cases under appeal or revision that have been sent for by the Courts of appeal or revision, the form for transmission of record (Part IX, No. 61) shall be used. The records of completed cases in Courts of Session shall be forwarded to the record-room of the Sessions Court not later than the last day of the month succeeding the month in which judgment was pronounced.Records received back from the High Court, and papers received in a Court after a record has been sent to the record-room (e.g. orders summarily rejecting appeals, warrants returned after execution, etc.) shall be sent to the record-room on the next subsequent date fixed for the sending of records of completed cases to the record-room.109. List of records to be maintained.
- Records of completed cases relating to the Sessions Court shall be sent to the record-room in separate bundles for each different classes of records as defined in chapter XII, Rule 117 and those relating to the Courts of Magistrates shall be sent in separate bundles for each class relating to each thana. Each bundle shall be accompanied by a list of the records it contains. The clerk in-charge of the records shall prepare the list and shall enter the records therein in the order of the dates of decision. But if the dates of decision of two or more cases or proceedings of the class or thana to which the list relates are the same they shall be entered in the order in which they stand in the Court's registers. A case, however, shall not be retained merely because an earlier case has not yet been completed. In the case of the Sessions Court the munsarim and in the case of the Magistrates the reader shall examine the list and when he has seen that every' case ready to be sent to the record-room has been duly entered therein, he shall sign it.The list shall be on the prescribed printed Form (Part IX, No. 34 or 37), and shall be placed on the top of the records in the bundle. When the records have been examined as provided in Rule 111 and have been placed in their racks, the list shall be bound with previous list of records of the same class in the record-room of the Sessions Court and of the same thana and the same class in the record-room of the District Magistrate, so as to form a continued register of decided cases.The munsarim or the reader, as the case may be, shall make out an invoice on the prescribed printed Form (Part IX, No. 40) of all the records and other papers forming each consignment to the record-room. The invoice (but not the counterfoil or the whole book) shall be sent to the record-keeper, who shall compare the number of records and papers entered therein with the number actually received and shall sign the invoice and return it to the Court. The munsarim or the reader, as the case may be, shall then attach it to its counterfoil in the book.110. Record to be kept in a rack.
- Until the records and papers received in the record-room can be examined by the record-keeper as provided in Rule 111 they shall be kept in a rack set apart for the purpose.111. Record to be examined by the record-keeper.
- As soon as may be after the records and papers have been received the record-keeper shall examine each record and satisfy himself-112. Subsequent papers to be filed.
- A paper sent to be filed with a record already in the record-room (e.g., an order summarily rejecting an appeal, a warrant returned after execution etc.) shall be filed with such record as soon as may be [after examination] [Modified by Notification No. 32/VIII-a-33, dated 13th February, 1957, published in U. P. Gazette, Part II, dated 23rd March, 1957.]. The record-keeper as directed in the previous rule shall punch every stamp which such paper may bear, and enter the paper in the genera! index. The entry shall be made below the certificate signed by the munsarim or the reader, as the case may be, or, if necessary, on a fresh sheet of the general index.113. Names of accused to be registered.
- When the record-keeper of the District Magistrate's record-room examines a record belonging to Class III, he shall enter the name of every person accused in the case in a register in Form No. 4 (Part IX, No. 42). This register shall be separate for each calendar year. It shall have a separate page or pages for each initial letter and the name of each accused person shall be entered on the proper page. If any person be indicated by more names than one, each name shall be entered on its proper page. Against every name so entered the record-keeper shall at once fill up the particulars of the case in which tire person bearing the name was accused.Note. - Cases in which the order under Section 133 of the Code is made absolute under Sections 136, [137] [Now See Section 138 of Cr. P.C., 1973 (2 of 1974).] and [140] [See Section 141, of Cr. P.C., 1973 (2 of 1974).] or the order under the Section 145 is made absolute under Section 146 or 147 of the Code, shall not come within the scope of this rule unless action is taken under the provisions of Section 188 of the Indian Penal Code.114. Arrangement of records.
- The record shall be examined and the entries in the register of accused persons completed within one month of receipt of a bundle in the record-room. The bundles of records belonging to Class I shall be kept on the lowest shelves just as they are, until the time arrives for their destruction, each bundle being marked "Class I" and labelled with the name of the Court and the date of the list with which it was received.115. Arrangement of records.
- For records belonging to Classes II and III in the Courts of Magistrate, a separate part of the record-room shall be assigned to each police station. For each police station and for each class there shall be one bundle or more for records of each year, in which the records shall be arranged according to the dates of decision.Records belonging to these classes, received in the record-room of the Sessions Judge shall be arranged according to dates of decision.116. Prohibition against unauthorised removal of records.
- No judicial record or portion of any judicial record shall be taken out of court building or premises by any ministerial officer on any pretext whatever. A breach of this rule will render the officer liable to dismissal.116A. [ Preservation of Electronic Record. [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Notwithstanding anything contained to the contrary in Rules 105 to 116, the electronic record shall be preserved, attributed, acknowledged and dispatched in accordance with the Information Technology Act, 2000 (Act 21 of 2000) and rules made thereunder.]Chapter XII
Destruction of Records
117. Classes of Records.
- Records shall be classified as follows :Class I - (1) Every complaint dismissed under Section 203 of the Code.118. Destruction of papers.
- The entire record in Class I shall be destroyed upon the expiration of one year, file B in Classes II and III upon the expiration of two years, and file A in Class II upon the expiration of five years reckoning from the 30th June or the 31st December next following the order disposing of the case.File A in Class III shall be destroyed upon the expiration-119. Destruction of papers.
- As soon as may be after the 1st January and 1st July of each year, the records liable to be destroyed under the preceding rule shall be examined, and if their time for weeding has expired shall be disposed of as follows :120. Retention of registers, books, etc.
- The following books shall be retained for the periods specified against them, computed from the date of the latest entries :[Provided that if any dispute or necessity arises within the prescribed period of its retention, no such record shall be destroyed unless the dispute is settled or the necessity ceases.] [Added by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.]| No. | Description of book or register | Period |
| 1. | Register of inspection (Form No. 6) | One year |
| 2. | Register of copies (Form No. 8) | Ditto |
| 3. | Register of punishment inflicted (Form No. 16) | Ditto |
| 4. [ [Entry No. 4 inserted and existing entries Nos. 4 to 22 renumbered as 5 to 23 vide Notification No. 128/VIII-a-91, dated 15th May, 1959, published in U. P. Gazette, Part II, dated 5th September, 1959.] | Attendance Register prescribed under paragraph 2 of chapter Iof Handbook for Criminal and Revenue Courts, 1954 | Ditto] |
| 5. | Register of decided cases of Class I (lists in Form, Part IX,No. 34 or No. 37 bound up.) | Two years |
| 6. | Register of Miscellaneous reports and proceedings (Form No.12) | Ditto |
| 7. [ [Substituted by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.] | Register of appeals (Form No. 13). | Five year] |
| 8. [ [Substituted by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.] | Register of revision cases (Form No. 14) | Ditto] |
| 9. | Pass book (Form No. 3) | Three years |
| 10. | Cheque receipt book (Part IX, No. 72) | Ditto |
| 11. [ [Substituted by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.] | Register of requisitions (Form No. 5) | Ten years] |
| 12. [ [Substituted by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.] | Register of decided cases of Class II (list in form, Part IX,No. 34, bound up) | Five years] |
| 13. | Register of witnesses (Form No. 18) | Ditto |
| 14. | Register of fines (Form No. 2) | Ditto |
| 15. | [Register of cases under section 466 of the Code (Form No. 10)] [Substituted 'Register of cases under Section 466 of the Code (Form No. 10)' by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).] | Ditto |
| 16. | Register of miscellaneous criminal cases (Form No. 11) | Ditto |
| 17. | Counterfoils of deposit repayment order books | Twelve years |
| 18. [ [Substituted by Notification No. 9/VIII-a-34, dated 2nd February, 1977, published in U. P. Gazette, Part II, dated 5th March, 1977.] | Record keeper's alphabetical register of accused persons(Form No. 4) | Sixty years] |
| 19. | Register of cases (Form No. 9) | Ditto |
| 20. | Register of committed cases (Form No. 15) | Ditto |
| 21. | Register of cases submitted (Form No. 17) | Ditto |
| 22. | Register of decided cases of Class III (lists in Form, PartIX No. 34, bound up). | Ditto |
| 23. | Register of registers (Part IX, No. 66) | Permanently |
121. Retention of other papers.
- The following papers shall be retained for the period specified against them, computed from the 31st December of the year to which they relate :| No. | Description of paper | Period of retention |
| 1. | Periodical statements and returns and office copies of them,and correspondence regarding them. | Three years |
| 2. | Copies of orders forwarded under Section 167 of the Code, ifnot filed with the record of a case. | Ditto |
| 3. | [Proceedings in respect of absconding withnesses under Section 82, 83, 84 and 85 of the Code, if not filed with the record of a case] [Substituted by 'Proceedings in respect of absconding witnesses under See Sections 87, 88 and 89 of the Code, if not filed with the record of a case' Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).] | Ditto |
| 4. | Invoice of consignments to the record-room (Part IX, No. 40) | Ditto |
| 5. | Papers relating to contingent charges | Ditto |
| 6. | Punishment of officials, after final orders have been carriedout and entry made in service book. | Ditto |
| 7. | Papers relating to the 1857 uprising or to the forfeiture ofthe property of persons connected therewith. | Permanently |
122. Retention of other papers.
- The following papers shall be retained for one year, computed from the 31st December of the year in which they were written :| No. | Description of paper |
| 1. | Applications for copies, if not filed with the records of thecases to which they relate and correspondence relating to them. |
| 2. | Reminders. |
| 3. | Lists of unanswered references and explanation of delay withcalling for them. |
| 4. | Covering dockets and letters. |
| 5. | Correspondence regarding books, furniture and repairs ofCourts. |
| 6. | Indents for forms, stationery or additional copies ofcirculars and correspondence relating thereto. |
| 7. | Correspondence relating to leave and transfers, andcertificates of transfer of charge of office. |
| 8. | Correspondence relating to the service or execution ofcriminal processes and to the summoning of jurors and assessors. |
| 9. | Correspondence with other departments regarding criminalproceedings under special laws. |
| 10. | Nominal rolls of female prisoners about to be released andcorrespondence relating thereto. |
| 11. | Correspondence relating to salary, travelling allowance andcontingent bills. |
| 12. | Office copies of calendars of committed cases. |
| 13. | Correspondence relating to questions of practice of procedurewhich is concluded by the publication of a rule or order ofcompetent authority. |
| 14. | Correspondence and applications regarding employment. |
| 15. | Sessions statement. |
123. Destruction of registers, books.
- At the end of the periods specified for retention the books and papers mentioned in the three rules immediately preceding shall be destroyed in the manner prescribed in Rule 119 :Provided that a Sessions Judge or a District Magistrate as the case may be, may at his discretion direct the retention for a longer period or permanently of any paper which he may consider likely to be useful in the future.124. Notice to be given before destruction of original document.
- In cases in which original documents have been filed in a criminal record, the Sessions Judge or the District Magistrate, as the case may be, shall, before destroying the record on expiration of the period of retention, give notice by post service unpaid to the parties concerned, intimating to them the impending destruction of the record and calling upon them to take back the original document in question. If the document is not claimed, it shall be destroyed after the expiry of three months from the date of such notice.124A. [ Period of retention and destruction of electronic record. [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The period of retention of electronic record in the form of registers, books and other papers and destruction thereof shall be regulated by Rules 117 to 124 contained in this chapter and the Information Techonology Act, 2000 (Act No. 21 of 2000) and rules made thereunder.124B. Retention of records in certain cases.
- Notwithstanding anything contained to the contrary in any other provision of this chapter, the record of a case shall not be destroyed when any appeal or revision is pending.]Chapter XIII
Requisitions for Records
125. Requisition for records.
- When under any law or any rule having the force of law a Court sends for the record of a criminal case, whether pending or decided, the Court shall send a requisition in the prescribed Form (Part IX, No. 13) and the cost of transmission shall ordinarily be borne by the Government.126. Requisition for records.
- When a record or a portion of a record pertaining to a Court in another State is required, the requisition shall invariably be sent through the High Court. In no case must it be sent to the Court direct. The Court summoning the record or a portion of it must state whether it has satisfied itself that the production of the original record or of a portion of it is actually necessary.127. Requisition by party through Court.
- For the requisition of a record or portion of a record on behalf of a party to a case from any Civil, Revenue or Criminal Court, written application shall be made stating the purpose for which the record is required. A separate application shall be made for each record or portion of a record required, and each such application shall bear a Court-fee label of [the amount] [Substituted by Notification No. 128/VIII-b-69, dated 18th May, 1965, published in U. P. Gazette, Part I-A, dated 25th December, 1965.] provided in the Court-fees Act, 1870, Schedule II, Article 1 (b).128. Record may be issued to Government Commissioner, etc.
- A Court (including the officer-in-charge of a record-room) shall ordinarily without objection send a record for inspection on receipt of a requisition from the Government, the Board of Revenue, the Head of a Department of Government, the Commissioner of a division, the District Magistrate, or any Court, Civil, Criminal or Revenue. It shall not issue a record to any other person except for special reasons to be recorded. In any doubtful case a report shall be made for the orders of the High Court.129. Printed form.
- When an order for the transmission of a record has been made, the reader or the record-keeper, as the case may be, shall send the record under cover of a printed form for transmission (Part IX, No. 61) after filling up Columns 1 to 12 of the form. The form of requisition received shall be kept in the place from which the record was taken.130. Register of requisitions.
- The departmental clerk in each Court and the record-keeper in the record-room shall maintain a register of requisitions for records in Form No. 5 (Part IX, No. 43) Columns 1 to [11] [Substituted by Notification No. 497/VIII-b-236, dated 23rd December, 1964, published in U. P. Gazette, Part I, dated 11th December, 1967, page 2670.] of which shall be filled up as soon as a requisition is received, and Column [12] [Substituted by Notification No. 497/VIII-b-236, dated 23rd December, 1964, published in U. P. Gazette, Part I, dated 11th December, 1967, page 2670.] when the record is transmitted.131. Record to be promptly returned.
- When the record is no longer required, it shall be promptly returned, Columns 13 and 14 of the forms of transmission shall be filled up and the form shall be returned with the record.132. Examination of record on receiving back.
- On receiving back the record the reader or the record-keeper as the case may be, shall make an examination as prescribed in chapter XI, Rule 106 and after filling up Columns [13 and 14] [Substituted by Notification No. 497/VIII-b-236, dated 23rd December, 1964, published in U. P. Gazette, Part I, dated 11th December, 1967, page 2670.] of the register of requisitions, Form No. 5, he shall file the requisition and the form for transmission with the record, and restore the record to its proper place.133. Scrutiny of register.
- Once in every quarter the register of requisition shall be laid before the Court or the officer-in-charge of the record-room, as the case may be, for orders as to records which have been issued more than three months and have not been returned.134. [ Mode of transmission of record. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The following instructions shall be observed for the transmission of records from one court to another:135. What material exhibit to be sent to High Court.
- At the conclusion of a trial liable to come up before the High Court in appeal, the Sessions Judge shall, after consulting counsel on both sides, where necessary, record a specific order as to what material exhibits are to be forwarded to the High Court along with the record in the event of an appeal. All such exhibits shall invariably be submitted to the High Court along with the record.In selecting these material exhibits the Sessions Judge shall pay special attention to the fact that bulky and clearly unnecessary exhibits are not sent up and the important ones, e.g., weapons which are alleged to have been used to commit an offence, but about which there is any doubt as to their capacity to inflict the alleged injuries are not omitted.When a material exhibit is sent up a note to that effect shall be made in red ink against its number in the index of exhibits.Chapter XIV
Inspection of Records
136. Taking charge of record.
- A Judge or Magistrate requiring to examine at his private residence the record of a case pending in his Court may take charge of such record.137. Records of pending cases how inspected.
- A Judge or Magistrate in his discretion may by verbal order permit a party to a case or his pleader to inspect on the date of hearing, before the rising of the Court the record of a pending case in the Court room, or in the presence of the reader or munsarim.Any Government officer authorised to examine record either on behalf of the Government or by way of scrutiny of the work of an office or any public prosecutor, may with the permission of the Presiding Judge at all reasonable times be allowed to inspect any record, book or register in a pending case without any formal application to or order by the Presiding Judge or Magistrate. No fee shall be paid for an inspection made under this rule.138. Inspection in Sessions Court.
- For any inspection other than one made under the last preceding rule, of a record in a Court of Session or its record-room, the rules governing inspections in Civil Courts shall apply.139. Inspection in Magistrate's Court.
- For any inspection, other than one made under Rule 137 of a record in a Magistrate's Court or record-room a verbal application may be made on any Court day within the first four working hours to the Court or the officer-in-charge of the record-room. If such officer rejects such application, he shall record his order and the reason therefor. If such application be granted, the reader or record-keeper shall make an entry of the inspection in an inspection register in the prescribed Form No. 6. (Part IX, No. 44); and shall cause to be affixed in Column 5 by the applicant a court-fee stamp of the value of [fifty paise] [Substituted by Notification No. 699/VII-F-98, dated 6th November, 1981, published in U. P. Gazette, Part II, dated 16th March, 1982, page 6.] if he be a party to the case or such party's pleader, and of [one] [Substituted by Notification No. 699/VII-F-98, dated 6th November, 1981, published in U. P. Gazette, Part II, dated 16th March, 1982, page 6.] rupee in any other case.Such applicant shall make his inspection in the presence of the munsarim, reader or of the record keeper or his assistant, and at such place and between such hours as may be appointed for the purpose by the Court or by the officer-in-charge of the record-room but not in the record-room itself. He shall not be allowed - (i) to have with him or to use any pen or ink, (ii) to remove any record from the place of inspection or (iii) to make any mark, upon, or in any respect to mutilate the record or paper which is being inspected. He may, if he so desires make fall copies in pencil of any papers that he is inspecting. A separate fee shall be levied for each record inspected ; if the inspection lasts for more than one day a separate fee shall be levied for each day or part of a day occupied in the inspection.Where a party to a case applies that any record, book, or register, or set of books or registers be sent for and inspected during the hearing of the case, the applicant shall, on the application being granted, pay into Court a court-fee stamp of the value of one rupee for each such record, book, or register or set of books or registers. If, for any reason, such record, book or register is not sent for inspection, the applicant shall be entitled to a refund of the inspection fee paid under this clause, less [6 paise] [Substituted by Notification No. 699/VII-F-98, dated 6th November, 1981, published in U. P. Gazette, Part II, dated 16th March, 1982, page 6.] in a rupee, provided he applies for such refund within three months from the date of order granting the application for inspection.Refund of inspection fees under this rule shall be made by a certificate for refund in the form prescribed in similar cases for Civil Courts granted by the Court to the person entitled to such refund authorising him to receive from the Collector the amount therein specified.Before any refund of inspection fees is made, there shall be an order of the Court on an application bearing an officer report, or on an office report. The Presiding Officer shall, with his own hand, note in figures the amount to be refunded, and the officer shall refer to such order before signing the certificate for refund.140. Application for inspection of books, registers, etc.
- For any inspection, other than one made under the second paragraph of rule 137 of any prescribed book or register maintained in a court or record-room, a written application shall be made stating the purpose for which inspection is required. Upon such application shall be made an order in writing of the Judge or Magistrate or the officer-in-charge of the record-room either allowing or refusing the application; if inspection is allowed, it shall be made in the presence of the officer whose duty it is to keep such book or register. A fee of [Rs. 10.00] [Substituted '50 paise' by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).] shall be paid for each inspection made under this rule and for each day or part of a day occupied in the inspection.141. Application for information.
- Any person desiring to ascertain the serial number, date of institution or other registered particulars respecting a case or any proceeding therein, or of any judicial proceeding, the record of which is in the Judge's or the Magistrate's Court or record-room, shall present or send by post to the officer-in-charge of the record-room, an application preferably in Form 7 (Part IX, No. 45), to which shall be affixed a court-fee label of [five rupees] [Substituted by Notification No. 338/X-b-88, dated 26th July, 1996, published in U.P. Gazette, Part II, dated 26th September, 1996.] giving the best particulars he can as to the year of institution and names of parties. He shall be entitled to have a search made and the information, if obtainable, given to him in writing signed by the record-keeper within ten days of the date of receipt of application.The record-keeper shall mark each application with a serial number. In case the information be not supplied within ten days as aforesaid the record-keeper shall forthwith on the expiration of the said period of ten days report in writing to the Court the cause of non-compliance with the application.The application shall after disposal be pasted under a separate serial number in a file book kept for the purpose and consigned to the record-room annually.Where the applicant desires that the information be supplied to him by post, he shall give his address at which it may be sent and affix to his application postage stamps of the requisite value.A printed copy of this rule in Hindi shall be posted on a notice board in a conspicuous place in every Court and also in the record-room.141A.
Tire fee prescribed by this chapter shall be in addition to the fee payable under the Court Fees Act, [Article 1 (b), paragraph 6 of Schedule II] on a written application for inspection or search.141B. [ Access of Electronic Record. [Inserted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- Subject to Rule 21-F and directions, if any, of the High Court, the electronic record of a case shall be accessible only in accordance with the provisions of the Information Technology Act, 2000, as amended from time to time (Act 21 of 2000) and the rules made thereunder notwithstanding anything contained to the contrary in any other provision of this chapter.]Chapter XV
Copies
142. Order necessary for copy.
- Except as may be otherwise directed by any law for the time being in force or by any rule having the force of law, a copy shall not be made of any record or part thereof save under an order of the Court upon an application made as hereinafter mentioned.143. Copy to be sent to certain authorities.
- Notwithstanding anything contained in these rules-(i)the Presiding Officer of a Court shall order a copy of any proceeding in the Court to be made and delivered, upon receiving a written request to that effect from-(a)the District Magistrate;(b)the District Government Counsel or other legal practitioner authorized in this behalf by the District Magistrate;(c)any Gazetted Officer of the Government of India who as such is interested in the proceeding;(d)the Government or any High Court in India, any authority in India exercising jurisdiction similar to that of a High Court, any Court subordinate to the High Court or any principal Court in any other country :Provided that if in the opinion of such Presiding Officer there is any objection to compliance with the request he shall refer the matter for the orders of the High Court;(e)[ the Public Prosecutor in respect of a case before a Magistrate.] [Added by Notification No. 37/VIII-a-I, dated 22nd February, 1961, published in U. P. Gazette, Part II, dated 22nd October, 1961.](ii)the Presiding Officer of a Court shall order a copy of every judgment, in which a government servant, soldier, reservist, pensioner or a servant of a local authority has been convicted of an offence, to be sent to the head of the department, or office, regiment or other body to which the soldier or servant belongs, as the case may be. In the case of a soldier or reservist a copy of the order shall also be sent to the Adjutant-General in India. Similarly, in the case of a pensioner it shall also be sent to the officer responsible for the audit or payment of the pension to such pensioner.In cases concerning government servants or the servants of a heal authority accused of criminal offences copies of judgment of acquittal and of orders of discharge shall he supplied free of cost on the application of the Head of the Department in which such servant is employed.In the case, however of any reservist of the Indian Army who is; sentenced to imprisonment for a term exceedings three months, a copy of the order of conviction shall be sent to the Commandant of the appropriate Regimental Centre instead of the Adjutant-General in India.The following are the Regimental Centres which are also Reserve Centres :144. Stranger may obtain copy of judgment.
- A stranger to a case shall be entitled to receive a copy of the judgment [or order] [Inserted by Notification No. 12/VII-b-35, dated 23rd May, 1978, published in U. P. Gazette, Part II, dated 8th July, 1978.] in a criminal case on payment of proper fees.145. Application for copy, how presented.
- Every application for a copy shall be presented or sent by post prepaid to the officer-in-charge of the copying department for the Court or record-room in which the record may be for the time being. Such officer shall then and there enter in clear bold words and figures on the left hand centre portion of each paper (obverse side) the date of the application and the serial number of the day. A rubber stamp may be used for this purpose, the officer-in-charge merely initialling the entry.When the application is for a copy to which by any law or by any rule having the force of law the applicant is entitled and is in other respects in order, such officer shall make an order that the copy be granted; in every other case he shall lay the application for orders before the Sessions Judge or District Magistrate, or officer specially appointed in this behalf by the Sessions Judge or the District Magistrate.Copies of official reports and of copies. - Except for the special reasons to be noted by the Presiding Judge on the application, no copy shall be granted of (1) official correspondence and reports; (2) a document which is itself a copy; and (3) a document which does [not] [Inserted by Notification No. 377/VIII-a-1, dated 2nd December, 1960, published in U. P. Gazette, Part II, dated 8th April, 1961.] form part of the record.In the case of official correspondence or report an order for a copy shall not be made, until permission has been obtained from the highest authority concerned with such correspondence or report.For the purpose of these rules the officer-in-charge of the copying department shall be deemed to be-146. Application by prisoner in Jail.
- An application for a copy by a prisoner may be made through the Superintendent of the Jail or through someone acting on the prisoner's behalf; in the latter case the officer-in-charge of the copying department shall, if satisfied that the application has been made on behalf of the prisoner, order the copy to be made and sent to the jail, unless for good reasons shown he directs it to be made over to the person through whom the application is made:[Provided that the Courts shall forthwith furnish a free transcript of the judgment when sentencing a person to prison terms.] [Added by Notification No. 687/VII-b-35, dated 17th November, 1981, published in U. P. Gazette, Part II, dated 23rd January, 1982.]147. Form of application.
- An application for a copy shall ordinarily be written upon a printed Form (Part VIII, No. 64) which can be procured free of cost from the officer-in-charge of the copying department. It shall state-148. [ Charge for copy. [Substituted by Notification No. 1255/VII-Nyaya-2-2018-91G-2018, dated 14.8.2018 (w.e.f. 3.11.1956).]
- The following shall be the scale of charges for copies for which a fee is payable, namely -(a)For a copy containing 1000 words or less -(i)in any court in any case other than a case tried summarily:| Judgment | Deposition | Sentence or Charge | Any other paper except a book, register, mapor plan, etc., or an extract therefrom | |
| Rs | Rs | Rs | Rs | |
| Ordinary Copy | 10.00 | 10.00 | 10.00 | 10.00 |
| Urgent Copy | 20.00 | 20.00 | 20.00 | 20.00 |
| Ordinary copy : Rs 10.00 |
| Urgent copy : Rs 20.00 |